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A new approach to Gaussian heat kernel upper bounds on doubling metric measure spaces Thierry Coulhon, Australian National University December 2012, Advances on fractals and related topics, Hong-Kong Setting Joint work with Salahaddine Boutayeb


  1. A new approach to Gaussian heat kernel upper bounds on doubling metric measure spaces Thierry Coulhon, Australian National University December 2012, Advances on fractals and related topics, Hong-Kong

  2. Setting Joint work with Salahaddine Boutayeb and Adam Sikora. The connection with fractals is NOT direct, but is rather at the level of heuristics.

  3. Setting Joint work with Salahaddine Boutayeb and Adam Sikora. The connection with fractals is NOT direct, but is rather at the level of heuristics. M a complete, non-compact, connected metric measure space endowed with a local and regular Dirichlet form E with domain F . Denote by ∆ the associated operator.

  4. Setting Joint work with Salahaddine Boutayeb and Adam Sikora. The connection with fractals is NOT direct, but is rather at the level of heuristics. M a complete, non-compact, connected metric measure space endowed with a local and regular Dirichlet form E with domain F . Denote by ∆ the associated operator. We will or will not assume that there is a proper distance compatible with the gradient built out of E (see Sturm, Gyrya-Saloff-Coste).

  5. Setting Joint work with Salahaddine Boutayeb and Adam Sikora. The connection with fractals is NOT direct, but is rather at the level of heuristics. M a complete, non-compact, connected metric measure space endowed with a local and regular Dirichlet form E with domain F . Denote by ∆ the associated operator. We will or will not assume that there is a proper distance compatible with the gradient built out of E (see Sturm, Gyrya-Saloff-Coste). Two models : Riemannian manifolds, fractals. Fractal manifolds.

  6. Heat kernel Let p t be the heat kernel of M , that is the smallest positive fundamental solution of the heat equation: ∂ u ∂ t + ∆ u = 0 , or the kernel of the heat semigroup e − t ∆ : � e − t ∆ f ( x ) = p t ( x , y ) f ( y ) d µ ( y ) , f ∈ L 2 ( M , µ ) , µ − a . e . x ∈ M . M Measurable, non-negative.

  7. Heat kernel Let p t be the heat kernel of M , that is the smallest positive fundamental solution of the heat equation: ∂ u ∂ t + ∆ u = 0 , or the kernel of the heat semigroup e − t ∆ : � e − t ∆ f ( x ) = p t ( x , y ) f ( y ) d µ ( y ) , f ∈ L 2 ( M , µ ) , µ − a . e . x ∈ M . M Measurable, non-negative. In a general metric space setting, continuity is an issue.

  8. On-diagonal bounds: the uniform case Want to estimate sup p t ( x , y ) = sup p t ( x , x ) x , y ∈ M x ∈ M as a function of t → + ∞ .

  9. On-diagonal bounds: the uniform case Want to estimate sup p t ( x , y ) = sup p t ( x , x ) x , y ∈ M x ∈ M as a function of t → + ∞ . ( S p ϕ ) � f � p ≤ ϕ ( | Ω | ) �|∇ f |� p , ∀ Ω ⊂⊂ M , ∀ f ∈ Lip (Ω) .

  10. On-diagonal bounds: the uniform case Want to estimate sup p t ( x , y ) = sup p t ( x , x ) x , y ∈ M x ∈ M as a function of t → + ∞ . ( S p ϕ ) � f � p ≤ ϕ ( | Ω | ) �|∇ f |� p , ∀ Ω ⊂⊂ M , ∀ f ∈ Lip (Ω) . p = 1: isoperimetry, p = ∞ : volume lower bound

  11. On-diagonal bounds: the uniform case Want to estimate sup p t ( x , y ) = sup p t ( x , x ) x , y ∈ M x ∈ M as a function of t → + ∞ . ( S p ϕ ) � f � p ≤ ϕ ( | Ω | ) �|∇ f |� p , ∀ Ω ⊂⊂ M , ∀ f ∈ Lip (Ω) . p = 1: isoperimetry, p = ∞ : volume lower bound p = 2 (Coulhon-Grigor’yan): L 2 isoperimetric profile, sup x ∈ M p t ( x , x ) ≃ m ( t ) , where � 1 / m ( t ) [ ϕ ( v )] 2 dv t = v . (1) 0

  12. On-diagonal bounds: the uniform case Want to estimate sup p t ( x , y ) = sup p t ( x , x ) x , y ∈ M x ∈ M as a function of t → + ∞ . ( S p ϕ ) � f � p ≤ ϕ ( | Ω | ) �|∇ f |� p , ∀ Ω ⊂⊂ M , ∀ f ∈ Lip (Ω) . p = 1: isoperimetry, p = ∞ : volume lower bound p = 2 (Coulhon-Grigor’yan): L 2 isoperimetric profile, sup x ∈ M p t ( x , x ) ≃ m ( t ) , where � 1 / m ( t ) [ ϕ ( v )] 2 dv t = v . (1) 0 Go down in the scale: Pseudo-Poincar´ e inequalities: � f − f r � p ≤ Cr �|∇ f |� p , ∀ f ∈ C ∞ 0 ( M ) , r > 0 , 1 � where f r ( x ) = B ( x , r ) f ( y ) d µ ( y ) . Groups, covering manifolds V ( x , r )

  13. Examples Polynomial volume growth V ( x , r ) ≥ cr D | ∂ Ω | c | Ω | ≥ | Ω | 1 / D c p t ( x , x ) ≤ Ct − D / 2 λ 1 (Ω) ≥ | Ω | 2 / D ⇔ sup x ∈ M Exponential volume growth V ( x , r ) ≥ c exp ( cr ) | ∂ Ω | c | Ω | ≥ log | Ω | c p t ( x , x ) ≤ C exp ( − ct 1 / 3 ) λ 1 (Ω) ≥ ( log | Ω | ) 2 ⇔ sup x ∈ M

  14. Off-diagonal bounds There is a nice connection between the geometry of a metric measure space and the on-diagonal estimates of the heat kernel, but to do analysis, one needs much more, namely pointwise estimates of the heat kernel, that is estimates of p t ( x , y ) depending on x , y .

  15. Off-diagonal bounds There is a nice connection between the geometry of a metric measure space and the on-diagonal estimates of the heat kernel, but to do analysis, one needs much more, namely pointwise estimates of the heat kernel, that is estimates of p t ( x , y ) depending on x , y . From above, from below, oscillation.

  16. Off-diagonal bounds There is a nice connection between the geometry of a metric measure space and the on-diagonal estimates of the heat kernel, but to do analysis, one needs much more, namely pointwise estimates of the heat kernel, that is estimates of p t ( x , y ) depending on x , y . From above, from below, oscillation. Typically, depends on the volume on balls around x and y with a radius depending on t .

  17. Off-diagonal bounds There is a nice connection between the geometry of a metric measure space and the on-diagonal estimates of the heat kernel, but to do analysis, one needs much more, namely pointwise estimates of the heat kernel, that is estimates of p t ( x , y ) depending on x , y . From above, from below, oscillation. Typically, depends on the volume on balls around x and y with a radius depending on t . Gaussian: − d 2 ( x , y ) 1 � � p t ( x , y ) ≃ √ exp , for µ -a.e. x , y ∈ M , ∀ t > 0 . t V ( x , t )

  18. Off-diagonal bounds There is a nice connection between the geometry of a metric measure space and the on-diagonal estimates of the heat kernel, but to do analysis, one needs much more, namely pointwise estimates of the heat kernel, that is estimates of p t ( x , y ) depending on x , y . From above, from below, oscillation. Typically, depends on the volume on balls around x and y with a radius depending on t . Gaussian: − d 2 ( x , y ) 1 � � p t ( x , y ) ≃ √ exp , for µ -a.e. x , y ∈ M , ∀ t > 0 . t V ( x , t ) Sub-Gaussian, for ω ≥ 2 (fractals!): 1 � ω − 1 � � d ω ( x , y ) 1 � p t ( x , y ) ≃ V ( x , t 1 /ω ) exp − , for µ -a.e. x , y ∈ M , ∀ t > 0 . t

  19. Conditions on the volume growth of balls B ( x , r ) open ball of center x ∈ M and radius r > 0. V ( x , r ) := µ ( B ( x , r )) .

  20. Conditions on the volume growth of balls B ( x , r ) open ball of center x ∈ M and radius r > 0. V ( x , r ) := µ ( B ( x , r )) . Polynomial volume growth of exponent D > 0: ∃ c , C > 0 such that cr D ≤ V ( x , r ) ≤ Cr D , ∀ r > 0 , x ∈ M .

  21. Conditions on the volume growth of balls B ( x , r ) open ball of center x ∈ M and radius r > 0. V ( x , r ) := µ ( B ( x , r )) . Polynomial volume growth of exponent D > 0: ∃ c , C > 0 such that cr D ≤ V ( x , r ) ≤ Cr D , ∀ r > 0 , x ∈ M . Very restrictive: ex. Heisenberg group but also...

  22. Conditions on the volume growth of balls B ( x , r ) open ball of center x ∈ M and radius r > 0. V ( x , r ) := µ ( B ( x , r )) . Polynomial volume growth of exponent D > 0: ∃ c , C > 0 such that cr D ≤ V ( x , r ) ≤ Cr D , ∀ r > 0 , x ∈ M . Very restrictive: ex. Heisenberg group but also... Volume doubling condition : ∃ C > 0 such that V ( x , 2 r ) ≤ CV ( x , r ) , ∀ r > 0 , x ∈ M . ( D )

  23. Conditions on the volume growth of balls B ( x , r ) open ball of center x ∈ M and radius r > 0. V ( x , r ) := µ ( B ( x , r )) . Polynomial volume growth of exponent D > 0: ∃ c , C > 0 such that cr D ≤ V ( x , r ) ≤ Cr D , ∀ r > 0 , x ∈ M . Very restrictive: ex. Heisenberg group but also... Volume doubling condition : ∃ C > 0 such that V ( x , 2 r ) ≤ CV ( x , r ) , ∀ r > 0 , x ∈ M . ( D ) Examples: manifolds with non-negative Ricci curvature, but also...

  24. Consequences of the volume doubling condition ∃ C , ν > 0 such that � r � ν V ( x , r ) ≤ C V ( x , s ) , ∀ r ≥ s > 0 , x ∈ M . ( D ν ) s

  25. Consequences of the volume doubling condition ∃ C , ν > 0 such that � r � ν V ( x , r ) ≤ C V ( x , s ) , ∀ r ≥ s > 0 , x ∈ M . ( D ν ) s Less well-known: if M is connected and non-compact, reverse doubling , that is ∃ c , ν ′ > 0 such that � r � ν ′ ≤ V ( x , r ) ∀ r ≥ s > 0 , x ∈ M . c V ( x , s ) , ( RD ν ′ ) s

  26. Heat kernel estimates 1 Assume doubling. On-diagonal upper estimate: C ( DUE ) p t ( x , x ) ≤ √ , ∀ x ∈ M , t > 0 . V ( x , t )

  27. Heat kernel estimates 1 Assume doubling. On-diagonal upper estimate: C ( DUE ) p t ( x , x ) ≤ √ , ∀ x ∈ M , t > 0 . V ( x , t ) � Comment on the non-continuous case: recall p t ( x , y ) ≤ p t ( x , x ) p t ( y , y ) .

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