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zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA Procedure for Approving Aftermarket Diesel Procedure for Approving Aftermarket Diesel Particulate Filters (DPF) Intended as Modified Parts Particulate Filters (DPF) Intended as Modified Parts


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zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA Procedure for Approving Aftermarket Diesel Particulate Filters (DPF) Intended as Modified Parts For 2007 - 2009 On-Road Heavy-Duty Diesel Engines

Procedure for Approving Aftermarket Diesel

Particulate Filters (DPF) Intended as Modified Parts

For 2007 - 2009 On-Road Heavy-Duty Diesel Engines

Public Workshop

April 7, 2015

California Environmental Protection Agency

OF Air Resources Board

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Purpose

Purpose

 Establish a procedure for evaluation and approval of DPFs

as modified parts

 Procedure ensures:

  • DPF is functional with real and durable emission reductions
  • DPF is compatible and fully integrated with the engine (i.e., does not

impact engine durability or functionality)

 Provide end users additional market place options when

purchasing DPFs intended as substitutes for non-functional OEM parts

 Focus is on 2007-2009 engines certified with DPFs

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Overview

Overview

 Background  Projected Schedule  Proposed Procedure  Questions and Open Discussion

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zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA Background

Background

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Existing Programs

Replacement Parts

 Definition - 13 CCR 1900 (b)(23) “…is functionally

Existing Programs

Replacement Parts

identical to the original equipment part in all respects which in any way affect emissions (including durability)…”

 Testing and specifications equivalent to OEM

certification

 Must be able to provide sufficient information to

show that product meets these requirements (13 CCR 2221 and 2224)

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Modified Parts -DPFs

Proposed Regulation

Modified Parts -DPFs

Proposed Regulation

 Modified parts

  • Not identical in all respects to certified

emissions control component

  • Existing procedures deemed inadequate for

certain emission critical parts like DOCs, DPFs, etc.

  • Separate evaluation procedure and approval

path needed for aftermarket DPFs

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Projected Schedule

 Second public workshop

Projected Schedule

 Individual stakeholder meetings (in April)  Comments/feedbacks for contributions to the

board package (in April)

 45-Day comment period – (October 2 through

November 16, 2015)

 Board hearing (Sacramento) – November 19

and 20, 2015

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zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA Proposed Aftermarket Modified Part Procedure

Proposed Aftermarket

Modified Part Procedure

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Overview

Proposed Procedure

Overview

Proposed Procedure

 Proposed procedure includes:

  • Applicability
  • Application process
  • Testing
  • Warranties
  • Other Requirements
  • Draft procedure available online

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Applicability

Applicability

 Applicability

  • Market-ready new aftermarket DPFs intended as

modified parts

  • 2007-2009 on-road heavy-duty diesel engines with

DPFs

  • NOT for the following:

 DPFs covered under verification provisions  DPFs intended as replacement parts  Used DPFs

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zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA Application Process

Application Process

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Application Format and Process

Application Format and Process

 Two types of application

  • Preliminary application (PA)
  • Final application (FA)

 Application process (see flow chart on next

slide)

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zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA ARB reviews in detail if final application meets all requirements ? ARB sends “incomplete” letter to request more information within 45 days Application includes all ARB required information? ARB sends “approval test plan” letter to manufacturer ARB issues EO within 60 days Yes Manufacturer responds within 60 days & 3 times ARB sends “termination” letter to manufacturer Manufacturer needs to wait for 60 days for re-submission No ARB asks for more information within 45 days Manufacturer responds within 45 days Yes No Yes No Yes No Yes No Manufacturer conducts all required testing and submits final application Manufacturer submits preliminary application

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Application Process

Application Process

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SLIDE 14

Pre-application

Pre-application

  • Defined emission control group (ECG). Limit 1 per

application.

  • Contact persons/phones/emails/addresses
  • Complete information on the OEM and modified

part

  • Detailed test plan (all required tests, test facilities,

fleet/vehicles/engines, equipment/instruments, etc.)

  • Warranty information
  • Statement of compliance
  • Detailed application format - see draft procedure

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Final Application

Final Application

  • Testing reports and results
  • Testing data and QA/QC data
  • Third-party statements and letters
  • Signed statement of compliance letter
  • Owner’s manual /installation manual
  • Sample scale drawings of labels
  • Other supporting information

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Emission Control Group

Emission Control Group

 Proposed definition:

  • Single OEM
  • OEM DPF part number within a single OEM
  • An ECG must only include a single modified part

 Based upon:

  • Robust review of OEM data
  • Consultation with stakeholders
  • Differences been OEMs
  • Effects on the engine must be considered

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zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA Testing

Testing

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Testing Goals

Testing Goals

 Ensure the device-equipped engine is compliant

with the original certification

  • Account for infrequent regeneration adjustment factors

(IRAFs)

  • AECDs

 Ensure the device is durable  Ensure the device is compatible with the engine

  • No fault, EMD, ECU impacts, etc.
  • No effect on engine function or normal operations

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18

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zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA

Testing Sequence

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Lab Aging (500 hr)

(T, BP, RPM, Photos)

OEM

Mod. Part Emission Testing

(FTP, 1cold +3 hot)

Field Testing Mod. Part (500 hr) Mod. Part (200 hr) Mod. Part (200 hr) Emission Testing Mod. Part

OEM

Mod. Part

(T, BP, RPM, Photos, 3rd Party Letter, etc.) (FTP, 1cold +3 hot)

Testing Sequence

0O

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zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA

Laboratory Aging Protocol

Laboratory Aging Protocol

Table 1 ARB Modified Aging Cycles

1Temperature ramping period during the aging cycle is not considered as part of the 500 hours aging time. 2Cooling down period during the aging cycle is not considered as part of the 500 hours aging time.

Mode # Description Parameters Specification 1 2007 ramped-modal cycle Engine Speed & Torque Time Duration Code of Federal Regulations, Title 40, part 86, Subpart N 40 minutes 2 2007 ramped-modal cycle Engine Speed & Torque Time Duration Code of Federal Regulations, Title 40, part 86, Subpart N 40 minutes 3 Ramped temperature1 Target Temperature (DPF Inlet) Engine Speed & Torque Time Duration 670oC ±20 oC 2007 ramped-modal cycle Mode A100 2 minutes 4 Active Regeneration Target Temperature (DPF Inlet) Engine Speed & Torque Time Duration 670oC ±20 oC 2007 ramped-modal cycle Mode A100 40 minutes 5 Cooling down2 Target Temperature Operation Engine Speed & Torque Back to 2007 ramped-modal cycle Mode A100 exhaust temperature Shut off supplemental fuel supply 2007 ramped-modal cycle Mode A100

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zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA

Laboratory Aging Protocol

Continued

Laboratory Aging Protocol

Continued

 Multipoint temperature measurement requirement

A

50%

100 0

25%I

O.0.0-0-0-

  • 9-

A

Radial Inlet Outlet Outlet 1-in Bed

Figure 1 Temperature sensor locations for DPF aging

 Effective aging time concept

  • The temperature difference between DPF inlet and inside of DPF
  • Aging time is a function of aging temperature as defined by the

Arrhenius equation

  • Use multipoint temperature data to achieve targeted aging time

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Laboratory Aging Protocol

Chemical Aging

Laboratory Aging Protocol

Chemical Aging

 Lubricant oil exposure requirement

  • Use observed field average oil consumption to estimate
  • il exposure target for the modified part warranty period.
  • Use 500 hours aging period to estimate the aging oil

consumption.

  • Oil satisfies OEM specifications (e.g., CJ-4).
  • Oil consumption acceleration options to achieve target oil

consumption.

  • Method (e.g. “drain and weigh” every 24 hours or use

AVL 406 Oil Consumption Meter) to track actual oil consumption during aging process.

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Emission Testing Requirements

Emission Testing Requirements

 Engine must be representative of the emission

control group

 FTP heavy-duty transient cycle  1 cold start plus 3 hot starts  Emissions testing during regeneration of a soot

loaded filter

 Other testing as necessary (e.g., CFR 1065,

Subpart L for semi-volatile organic compounds, dioxins)

 Detailed requirements in draft procedure

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Proposed Acceptance Criteria

Lab Aged OEM vs. Lab Aged AMP

 NMHC, NOx (or NMHC + NOx), CO, PM

must meet certification emission standards

Proposed Acceptance Criteria

Lab Aged OEM vs. Lab Aged AMP

 NOx shall not exceed 10% of certification

level

 Average backpressure and temperature no

greater than 10% above or below OEM

 No EMD fault or warning codes

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Compatibility

Field Trials

 Independent datalogger requirements (<10 sec

Compatibility

Field Trials

  • intervals)
  • Timestamp
  • Engine RPM
  • Temperature
  • Backpressure

 All ECU codes  Third party letters  Photographs of the device

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Field Trial Requirements

Field Trial Requirements

 During the field trial the device must not:

  • Cause EMD/OBD error/fault codes or ECU interference
  • Require maintenance or cleaning
  • Damage engine or cause it to exceed manufacturer limits
  • Interfere with the vehicle’s normal functions
  • Have emissions exceeding certified standards
  • Have component failures or lose physical integrity
  • Show inappropriate regeneration patterns

 Vehicle must not experience failure of other

emission control components

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Proposed Acceptance Criteria

Lab Aged AMP vs. Field Aged AMP

Proposed Acceptance Criteria

Lab Aged AMP vs. Field Aged AMP

NMHC, NOx (or NMHC + NOx), CO, PM must meet certification emission standards

 NOx shall not exceed 10% of certification

level

 Average exhaust temperature within 10%  Average exhaust backpressure within 20%  No EMD fault or warning codes

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zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA Other Requirements

Other Requirements

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Warranty

Warranty

 Product Warranty

  • 5 years or 150,000 miles from date of installation

whichever is shorter

 Installation Warranty

  • 5 years or 150,000 miles from date of installation,

whichever is shorter

 Consistent with other aftermarket part

warranties

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Other Aftermarket Program Warranties

 Catalytic converter

Other Aftermarket Program

Warranties

  • 5 years/50,000 miles
  • Some OEMs offer lifetime warranty for replacement

exhaust systems

 Highway motorcycle

  • If ≤4 year from purchase date, full warranty as certification

(i.e., 5 year/12-30k km, depending on Class I, II, III)

  • If >4 year from purchase date, 3 year or half applicable

mileage of certification, whichever occurs first

  • Installation warranty: 2 year/12,000 km

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SLIDE 31

Recordkeeping

Recordkeeping

 Manufacturers & installers maintain information on:

  • Valid end user contact information
  • Description of vehicles and engines on which the units

are installed

  • Date of purchase/installation
  • Hours/miles on engine at time of installation
  • Reason DPF was replaced
  • Vehicle assessment prior to installation
  • Device serial number

 Records maintained for 4 years from date of

installation, or no less than one year beyond the warranty period, which ever is longer.

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Vehicle Pre-Installation Assessment

Manufacturers must ensure the following are met:

Vehicle Pre-Installation

Assessment

  • Appropriate vehicle/engine
  • Engine and DOC are in proper state of maintenance
  • No engine error codes, etc.
  • Vehicle is in original OEM exhaust aftertreatment

configuration

  • Aftermarket part is installed in same location and
  • rientation as OEM part with no change to other OEM

components

  • Original DPF is out of warranty
  • Authorized installer

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Labeling

Labeling

 Legible, visible, durable  EO number issued by ARB  Unique serial number  Name, address, phone number of manufacturer  Part number  Date (month/year) of manufacture  Directional flow arrow  Other information such as filter “birth weight” to help

the end user clean their filter.

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Additional Requirements

Additional Requirements

 Prohibit resale of used DPF  Recall process if:

  • Catastrophic failures / safety issues
  • Enforcement action
  • Parts fail QC
  • Part causes engine issues or other parts to fail on the engine
  • High warranty claims, and/or operation failure issues

 Audit testing

  • Testing or inspection of new or in-use units
  • ARB can require a manufacture to provide a device for inspection and

testing

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Need Help From You!

Need Help From You!

 ARB developed a survey including 15

questions

 Who should answer questions?

  • Industry associations
  • Individual aftermarket DPF manufacturers
  • Installers and/or service providers

 Survey will provide costs and economic

impact estimates for this board item

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zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA Contact Info

Contact Info

  • Dr. Jennifer Lin
  • Dr. Yong Yu, P.E.

(916) 445-0383 (626) 450-6109 jennifer.lin@arb.ca.gov yong.yu@arb.ca.gov

Draft evaluation procedure: http://www.arb.ca.gov/diesel/mod-part/mod-part.htm

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zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCBA Questions/Comments

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Questions/Comments

?

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