Workshop EE
Best Practices for Tackling Tier II (SARA 312), TRI (SARA 313) and TSCA Reform
Wednesday, March 22, 2017 8:00 a.m. to 9:15 p.m.
Workshop EE Best Practices for Tackling Tier II (SARA 312), TRI - - PDF document
Workshop EE Best Practices for Tackling Tier II (SARA 312), TRI (SARA 313) and TSCA Reform Wednesday, March 22, 2017 8:00 a.m. to 9:15 p.m. Biographical Information Amanda Jennings Managing Consultant Trinity Consultants 110 Polaris
Wednesday, March 22, 2017 8:00 a.m. to 9:15 p.m.
Biographical Information Amanda Jennings Managing Consultant Trinity Consultants 110 Polaris Parkway, Suite 200 Westerville, Ohio 43085 Phone: 614.433.0733 E-mail: ajennings@trinityconsultants.com
quality support for various industries in Ohio, including but not limited to, petroleum refining/distribution, chemical manufacturing, surface coating, asphalt processing/shingle manufacturing, and fiberglass and foam insulation manufacturing. She has completed numerous projects over her 12 years of consulting experience ranging from minor and major source state construction permit to install (PTI) or permits to install and operate (PTIO) applications, Fee Emissions Reports (FERs), emissions inventories, Toxic Release Inventory Reports (TRIs), Title V operating permit renewal and modification applications, MACT and GACT general consulting/compliance assistance, and regulatory applicability analyses. Ms. Jennings graduated from Ohio University with a Bachelor of Science Degree in Chemical Engineering.
Ellen Hewitt
Managing Consultant and Business Development Manager Trinity Consultants 110 Polaris Parkway, Suite 200 Westerville, Ohio 43085 Phone: 614.433.0733 E-mail: ehewitt@trinityconsultants.com
Northeast sub region. In her tenure at Trinity, she has prepared several construction permit applications in both West Virginia and Ohio, Title V renewal applications, NSPS and MACT/GACT regulatory determinations, complex emissions calculations, and various regulatory reports including Title V annual certification reports, Fee Emissions Reports (FERs), Toxic Release Inventory Reports (TRIs), and Toxic Substance Control Act (TSCA) Chemical Data Reporting (CDR) submittals. Additionally, Ms. Hewitt manages business development activities in Trinity’s Northeast sub region. Ms. Hewitt earned a Bachelor of Science degree in Chemical Engineering from The Ohio State University. After graduation she obtained her Six Sigma Greenbelt Certification in June 2005.
Workshop EE – Best Practices for Tackling Tier II (SARA 312), TRI (SARA 313), and TSCA Reform
Cincinnati, OH ♦ March 22, 2017
Amanda Jennings Ellen Hewitt
˃ Review Tier II Best Practices ˃ Brush off the cobwebs to prepare for
˃ What is TSCA Reform? A brief overview
˃ Federal Regulation 40 CFR 370 (Sections
311/312 of the federal act)
Apply to any facility required to prepare or have available a safety data sheet (SDS) for a hazardous chemical by the Occupational Safety and Health Administration’s (OSHA’s) Hazardous Communication Standard; and
The hazardous chemical is stored above a threshold level.
SDS reporting (one-time)
♦ 40 CFR 370.30 through 370.33
Inventory reporting (annually by March 1)
♦ 40 CFR 370.40 through 370.45
Submit to the Local Emergency Planning Committees (LEPC), the State Emergency Response Commission (SERC), and the fire department
♦ Tier II inventory information used to develop emergency response plan(s).
˃ SDS reporting is a one-time requirement ˃ Update the information in the following
Submit a revised SDS after you discover significant new
information concerning a hazardous chemical for which an SDS was submitted
♦ within 3 months of discovery
Submit an SDS, or a list for any new hazardous chemical
for which you become subject to these reporting requirements
♦ within 3 months becoming subject for the specific hazardous
chemical. Submit SDS upon request by LEPC
♦ Within 30 days of request
˃ Section 313 requires a TRI report annually
Manufactured, processed, or otherwise used 600+ chemicals listed
˃ Report due July 1, 2017 for reporting year
Submit Form As and/or Rs Submit via TRI-MEweb
˃ New TRI chemicals:
1-Bromopropane
♦ Solvent (e.g., dry cleaning, adhesives, degreasing) ♦ Starting July 1, 2017
Hexabromocylcododecane (HBCD) Category
♦ Flame retardant, e.g., foam insulation ♦ Starting July 1, 2018
˃ Updates to TRI-MEweb for 2016
“Modernized” to streamline/simplify
♦ Look for recording…coming soon? ♦ Certifiers can use text message verification instead
♦ Can use TRI-MEweb for negative declaration
All Pollution Prevention (P2) entries are
featured in a new TRI P2 Search tool:
♦ https://www3.epa.gov/enviro/facts/tri/p2.html ♦ Facilities may be highlighted in national analysis report
˃ Part 1: Applicability & Threshold
˃ Part 2: Release/Waste Management
Complete Form R or Form A for each 313
chemical exceeding the 25,000 lb or 10,000 lb activity threshold
˃ Examples of information to gather:
Last year’s TRI and calculation spreadsheet Purchasing/inventory records SDS; product specifications Air permits; actual emission calculations Monitoring records (e.g., CEMS, flow meters) Water permits; monitoring and discharge reports Waste manifests Waste profiles Annual waste reports Tier II report
˃ Do not assume what was done in the past
Schedule a review or external audit to
evaluate past assumptions
Document all assumptions clearly for both
reportable and non-reportable compounds.
˃ Facilities must keep a copy of each TRI report
submitted for at least 3 years from the date of submission
˃ Facility must also maintain any documents,
calculations, other forms upon which they relied to gather information to complete prior reports
˃ EPA also recommends facilities also keep records
for those 313 chemicals for which they were not required to file a TRI.
˃ Understanding the differences in the
Manufacture, Process, Otherwise Use
˃ Identify all potential threshold activities
˃ Manufacture more than 25,000 pounds of the
313 chemical during the reporting year
˃ Process more than 25,000 pounds of the 313
chemical during the reporting year, or
˃ Otherwise use more than 10,000 pounds of the
313 chemical during reporting year
˃ Thresholds are mutually exclusive:
Facility processes 20,000 lbs of Chemical X and
manufactures 6,000 lbs of Chemical X. Chemical X is not reportable.
˃ Produce, Prepare, Compound, or Import
For further on-site use/processing For sale/distribution As a byproduct
♦ Coincidental manufacture; following production,
chemical is separated from process stream
As an impurity
♦ Coincidental manufacture; following production it
is not separated but remains in the product for distribution in commerce
˃ Preparation of the 313 chemical for
Incorporation of the chemical into a
product
˃ Processing:
As a reactant
♦ Used in a chemical reaction for the manufacturer of another
substance
As a formulation component
♦ Added to a product as “performance enhancer” (e.g., flame
retardant, dye)
As an article component
♦ Becomes an integral component of an article that is distributed in
commerce (e.g., paint pigment)
Repackaging
♦ Preparation of distribution in commerce in a different form, state, or
quantity (e.g., transfer of material from bulk container to smaller containers)
As an impurity
♦ Chemical is processed but not separated and remains in the
product (e.g., lead in wood products)
˃ Use of a 313 chemical not covered by
“manufacture” or “process”
˃ Does not include disposal, stabilization, or
treatment for destruction
Unless:
♦ Chemical was received from off-site for purposes of further
waste management
♦ Chemical that was disposed, stabilized or treated for
destruction was manufactured as a result of waste management activities on materials received from off-site for purposes of waste management
˃ As a chemical processing aid
Added to a reaction mixture to aid in the manufacture
to remain in or become part of the product (e.g., process solvents, reaction terminators, catalysts, etc.)
˃ As a manufacturing aid
Aids in manufacturing process but does not become
part of product (e.g., process coolants, refrigerants, hydraulic fluids, etc.)
˃ Ancillary or other use
Examples: cleaners, degreasers, fuels, water
treatment chemicals, etc.
˃ Fuel Combustion
Acid aerosols (HCl) and metal compounds (PbO) are
coincidentally manufactured as byproducts
313 chemicals in the fuel prior to combustion are
considered otherwise used
˃ Use of coatings
Volatile 313 compounds are
Non-volatile 313 compounds are
processed (e.g., pigments)
˃ The following are not TRI Threshold Activities:
Storage Remediation of on-site contamination (assuming no
chemical is manufactured during remediation)
Re-labeling without repackaging Direct reuse onsite On-site recycling (not including wastes received form
Transfers sent off-site for further waste management
(not recycling)
˃ Still report releases/waste management from these
activities if reporting threshold is exceeded through other non-exempt activities
˃ For reuse operations, threshold is
determined based on amount of 313 chemical added during the year, not the total volume in the system
Example – Ammonia refrigeration unit
˃ Does not apply to 313 chemicals recycled or
reused off-site and then returned to a facility
Treated as newly purchased material
˃ Persistent, bioaccumulative, toxic ˃ 20 chemicals/chemical categories are PBT
Aromatics, metals, and pesticides
˃ Lower thresholds for reporting
Cannot use Form A Cannot use de minimis exemption Cannot use range codes Report in decimal amounts
(1 of 2)
Chemical Threshold Aldrin 100 lbs Lead (not contained in stainless steel, brass, or bronze alloy) Lead compounds Methoxychlor Pendimethalin Polycyclic aromatic compounds (PACs) Tetrabromobisphenol Trifluralin Dioxin and Dioxin‐like compounds 0.1 g
(2 of 2)
Chemical Threshold Benzo[g,h,i]perylene 10 lbs Chlordane Heptachlor Hexachlorobenzene Isodrin Mercury Mercury Compounds Octachlorostyrene Pentachlorobenzene Polychlorinated biphenyls (PCBs) Toxaphene
˃ 100 lb threshold each; two separate 313 chemicals ˃ 100 lb PBT threshold applies for lead except when in
stainless steel, brass, or bronze alloys
Lead in these alloys subject to the standard thresholds (25,000 lb
Lead in alloys is in the elemental form not the lead compound form
˃ Lead typically found in metal ores, coal, wood, oil ˃ Lead compounds from combustion (e.g., PbO), paints,
solders
˃ Guidance document available on-line (see helpful links
slide)
Adapted from EPA’s Lead and Lead Compounds: Guidance for Reporting Releases and Other Waste Management Quantities of Toxic Chemicals: Lead and Lead Compounds (December 2001)
˃ Examples: Benzo(a)anthracene,
˃ Found in coal, fuel oil, asphalt ˃ Most uses of blacktop are NOT exempt
Process roadways – not exempt Employee parking lot – exempt
˃ Guidance document available on-line
Adapted from EPA’s Polycyclic aromatic compounds (PACs) (August 2001)
˃ Understand the available activity
Otherwise Use Exemptions Article Exemptions De minimis Exemptions Other Exemptions
˃ Structural component of facility*
Process unit demolition or construction
˃ Routine janitorial or facility grounds maintenance*
Asphalt paving
˃ Personal use by employees or other persons* ˃ Maintenance of motor vehicles operated by the
facility
Does not apply to manufacture of combustion
byproducts in vehicle engines
˃ Chemicals contained in intake water or intake air
*Does not apply for process-related equipment!
˃ Manufactured item ˃ Must meet all of the following conditions:
manufacture
Item retains initial thickness or diameter
design during end use
conditions of processing or use of the item
0.5 lb or less from the sum of all releases from
processing or otherwise use of all like articles
˃ Lead in lead acid batteries
Releases negate article status
˃ Welding two metal “articles” together
Article status for metal articles is not negated from releases from welding rods, but welding rods must be considered in threshold determination
˃ Metal wire or metal sheets: cutting, bending, punching,
pressing, stamping
Exempt (no changes thickness or diameter)
Does not apply to extrusion
˃ Watch for processes resulting in releases: welding, melting,
grinding, that negate the exemption
˃ Does not apply to materials in the form of pellets,
granules, which require further processing
˃ Disregard minimal concentrations in mixtures in
threshold and release calculations
˃ 0.1% or 1%, depending on chemical
Does not apply to PBT chemicals or waste streams
˃ Does not apply to the manufacture of a 313
chemical unless it is an impurity or imported
˃ Concentration can straddle the de minimis
threshold
TRI chemical with 1% de minimis threshold contained
in mixture at 0.1% - 5%. Exclude amount present at less than 1%.
˃ Facility combusts coal containing non-PBT
Mn in coal is exempt from threshold/release
calculations
MnO manufactured as a result of coal
combustion is a byproduct - not exempt
If the ash is sold to another facility (not a
waste), any MnO contained in the ash is eligible for de minimis exemption
˃ Beware the chemical qualifiers
Chemical Qualifier Aluminum Only fume or dust Aluminum Oxide Only fibrous form Ammonia Only 10% aqueous form (100% of anhydrous form) Asbestos Only friable form Phosphorus (not phosphate) Only yellow or white form Nitrate Compounds Only in aqueous solution Hydrochloric Acid Only in aerosol form Sulfuric Acid Only in aerosol form Vanadium Except when contained in alloy Zinc Only fume or dust
˃ Anhydrous Ammonia
100% considered for thresholds and
releases
Includes air releases from aqueous
ammonia
˃ Aqueous Ammonia (dissolved in water)
Consider only 10% of total ammonia
present in the aqueous solution for thresholds and releases
˃ Sum all individual members of the
˃ Do NOT include chemicals that are also
Example: glycol ethers category and
2-methoxyethanol (109-86-4) and 2-ethoxyethanol (110-80-5)
‐Antimony Compounds ‐Manganese Compounds ‐Arsenic Compounds ‐Mercury Compounds ‐Barium Compounds ‐Nickel Compounds ‐Beryllium Compounds ‐Selenium Compounds ‐Cadmium Compounds ‐Silver Compounds ‐Chromium Compounds ‐Thallium Compounds ‐Cobalt Compounds ‐Vanadium Compounds ‐Copper Compounds ‐Zinc Compounds ‐Lead Compounds
˃ Two, separate threshold determinations
If you exceed for both, file a combined report as the
metal category compound*
*unless there is a qualifier [e.g., zinc (as a fume or dust) and zinc compounds]
˃ Threshold Determination:
Consider the total weight of metal compound (PbO)
˃ Release/Waste Management Calculations:
Consider only the weight of the metal portion of the
metal compound (Pb)
˃ Watch for chemicals that are part of two metal or
cadmium cyanide)
˃ Only reportable when in aqueous solution
˃ For threshold determination:
Use entire weight of nitrate compound
(NaNO3)
˃ For release/waste management
Use only the weight of the nitrate portion of
the compound (NO3)
˃ Sulfuric acid and hydrochloric acid only
˃ Guidance documents available on-line
˃ A thermal incinerator combusts a waste
HCl aerosols are manufactured HCl aerosols are “treated for destruction”
Any recovered HCl in the scrubber fluid is not
reportable
˃ Using the correct TRI chemical
˃ Guidelines for determining concentrations of 313
chemicals in mixtures
If only upper bound of concentration range provided,
use it
If upper and lower bounds provided, use midpoint If only lower bound concentration known, determine
a reasonable upper bound and determine a midpoint
Only lower bound concentration with no other
information, use an upper bound of 100% and determine midpoint
˃ For threshold and release/waste management
calculations
˃ Solvent contains xylene (>20%), toluene
Ethylbenzene – Use midpoint
(1%+5%)/2 = 3%
Toluene – Use upper bound, 5% Xylene – Subtract out other known
constituents: 100% - 5% - 3% = 92%
♦ Determine midpoint:
(92% + 20%) / 2 = 56% xylene
˃ Avoid common Form R or Form A errors
˃ Use of NA vs. 0
NA = not applicable/no possibility of release or
transfer
0 = release or transfer was ≤0.5 lb
♦ Use ½ of the detection limit if non-detect but known to be
present
♦ Form R Section 5.5.4 – Other Disposal to Land, includes
spills or leaks
– NA generally not acceptable in this section for VOCs, even if no spills/leaks occurred!
˃ Report in whole numbers (except PBTs)
4,244 lbs = 4,200 lbs
˃ Section 7 – Report onsite waste treatments that
the specific TRI chemical
Metals cannot be treated for destruction
Treatment efficiency is specific to the 313 chemical destruction, degradation, conversion, or removal from the waste stream (not general efficiency)
˃ Don’t forget about container residue
TRI instructions provide table with residue wt% of drum capacity
˃ Discharges of acids (e.g., nitric acid) can be
reported as “0” if discharge has been neutralized to ph6 or above.
˃ Don’t ignore Data Quality Alerts
Compare current to previous year Be prepared to explain significant
differences
˃ 2016 Forms & Instructions
https://ofmpub.epa.gov/apex/guideme_ext/guideme_ext/r/file s/static/v3321/rfi/RY_2016_RFI.pdf
Guidance Documents: General, Industry/Process Specific, and Chemical Specific
https://ofmpub.epa.gov/apex/guideme_ext/f?p=104:80:::NO:::
Frequent Questions
https://tri-epa.zendesk.com/hc/en-us
˃ TRI-Meweb Resources
https://www.epa.gov/toxics-release-inventory-tri- program/electronic-submission-tri-reporting-forms
CDX
https://cdx.epa.gov/
Act (TSCA) is a law, passed by
˃ The Toxic Substance Control Act (TSCA) Chemical Substance
Inventory (TSCA Inventory) was established in 1979 to provide a comprehensive listing of chemical substances in commerce at the time.
˃ USEPA adds new chemicals to the TSCA Inventory when
companies submit a Notice of Commencement of Manufacture or Import following completion of Pre- manufacture Notification procedures.
˃ (See www.epa.gov/oppt/newchems/ for further
information.)
˃ The TSCA Inventory currently lists approximately 85,000
chemicals in commerce in the United States.
˃ Some ways to access the TSCA Inventory include:
Through USEPA’s New Chemical website
On www.data.gov
On www.epa.gov/srs
˃ TSCA in need of modernization ˃ State governments have acted to regulate
˃ Call for more uniform and consistent
˃ Frank R. Lautenberg Chemical Safety for
Reform
˃ Lautenberg Act was signed by President
˃ Received bipartisan support in Congress ˃ Received “reluctant” support from
˃ Bill requires significant new EPA
˃ EPA required to evaluate new and existing chemicals to
determine whether they present an unreasonable risk of injury to health or the environment under the conditions of use.
˃ EPA required to develop list of “active” and “inactive”
chemicals.
˃ Requires EPA to consider potential exposed or susceptible
subpopulations while evaluating chemicals.
˃ Prohibits cost considerations or other non-risk factors. ˃ Allows companies to request EPA evaluation of existing
chemical.
˃ Preempts state chemical regulations under certain conditions ˃ “Least burdensome” requirement eliminated ˃ Limitations on confidential business information (CBI) ˃ Allows for EPA to charge higher fees for chemical reviews
˃ Within one (1) year EPA must enact the following
rulemaking:
Require reporting for “active” substances
♦ 10 years worth of chemical manufacturing data
Establish risk-based screening process for
prioritizing chemicals
Establish process for conducting risk evaluations Establish plan for reviewing CBI claims for active
substances ˃ Within two (2) years EPA must enact regulation
for reporting by manufacturers and users of mercury and mercury-added products
˃ In addition to rulemaking, EPA must issue
Within one year after enactment, EPA must
develop guidance to assist interested persons in preparing and submitting draft risk evaluations.
Other policies, etc. must be developed
within two years (e.g., testing policy, completeness policy, CBI related policies,
˃
New Chemicals or New Uses
EPA must now make affirmative determination on Pre- Manufacture Notices (PMNs) and Significant New Use Notices (SNUNs) within 90-day review period
˃
Confidential Business Information (CBI)
EPA will meet 90-day deadline for incoming CBI claims for chemical identity
Create a plan to link associated information
Develop an approach for routine review of new CBI claims
˃
Ongoing TSCA Section 6 Rulemakings
Continue to move forward with rulemakings to address the risks it has identified with certain uses of trichloroethylene (TCE), methylene chloride (MC) and N-methylpyrrolidone (NMP),
˃ States may not impose new restrictions on a chemical found
by EPA not to present an unreasonable risk or that has been regulated by a Section 6 rule.
˃
CBI updates published in Federal Register on January 19, 2017 with an effective date of March 20, 2017
˃
The amended TSCA provides new requirements for assertion, substantiation, and review of CBI claims.
˃
For TSCA submissions filed after March 20, 2017 substantiation must be submitted for all information claimed as CBI. Any CBI claim submitted without substantiation will be deemed deficient and the submitter will be notified. If substantiation not received within 30 days then information will be made public without further notice.
˃
For TSCA submissions filed between June 22, 2016 and March 20, 2017, EPA is giving submitters until September 18, 2017 to provide
been received for a claim, then EPA will provide 30 days' notice and a final opportunity to substantiate. If not substantiated the information will be made public without further notice.
˃
Act requires EPA to promulgate rule requiring companies to report the chemicals they manufactured (or processed) in the previous 10 years in
Inventory.
˃
Manufacturers and processors must provide the information no later than 180 days after rule the rule is published
˃
EPA will develop a list of “active” chemicals and a list of “inactive” chemicals based on these notifications.
Chemicals on the “active” list will be prioritized for purposes of risk
priority through on a risk-based prioritization process.
EPA must develop an “interim” list of active chemicals based on the CDR reporting.
If a chemical is designated as “inactive,” a company must notify EPA before it can manufacture or process the chemical.
Once a chemical is moved from the “inactive” list to the “active” list, it is subject to prioritization.
Inventory Rule Update – Draft Regulation
˃
On January 13, 2017, EPA published proposed rule to “reset” the TSCA inventory. (82 Fed Reg. 4255)
˃
Proposed rule requires reporting through Central Data Exchange (CDX).
˃
Comments were due March 14, 2017.
˃
Would require reporting of chemicals manufactured or imported for commercial purposes between June 21, 2006 and June 21, 2016 (the "lookback period").
Substances that appear on both the non-confidential (i.e., "public") portion of the Inventory and on EPA's "interim list" of active substances would not be required to be reported.
˃
Report due no later than 180 days from date final rule is published.
˃
Notifications for substances that were "processed" during this period would not be required but would be accepted.
˃
Properly notified substances will be designated “active”
˃
Substances not reported but on the TSCA list will be “inactive”
˃
EPA is proposing procedures for facilities looking to manufacture/import/process “inactive” chemicals in the future.
˃
The reporting requirements covered by the proposal would apply
˃
Substances added to the Inventory on or after June 22, 2016 would be automatically designated as active and need not be reported.
˃
Exemptions from reporting mirror PMN rule exemptions (except for export-only substances will be required to report)
˃
Reporting is not required for pesticides, food, drugs, cosmetics, medical devices, R&D materials, impurities, byproducts that are disposed (and not used) and some naturally occurring substances.
˃
Unlike the CDR rule, there are no reporting threshold (i.e. 2,500 or 25,000 lbs)
Inventory Rule Update – Draft Regulation (Continued)
˃ Rule proposes “Notice of Activity" (NOA) reporting
forms based on TSCA Notice of Commencement (NOC) forms
Form A – for manufacturers/importers/processors retrospective reporting
From B - for manufacturers/importers/processors forward- looking reporting
˃ Processers not required to report but if a chemical they
are processing is deemed “inactive” it’s processing will be prohibited under TSCA. Therefore, it may benefit processors to retrospectively report in order to maintain “active” status of the material they process.
Inventory Reset Procedures and Timing
˃ Retrospective Reporting (10 year look back):
Chemical identity, Type of commercial activity (i.e., manufacture vs.
import),
Date range of manufacture or import during the
lookback period, and
Whether the reporter seeks to maintain an existing
CBI claim for a confidential chemical identity.
˃ Forward-looking Reporting
Must include the actual date by which the inactive
substance is to be domestically manufactured, imported, or processed.
Inventory Reset – What will be reported
NOA Forms Available for Review
https://www.regulations.gov/document?D=EPA‐HQ‐OPPT‐2016‐0426‐0009
Keeping Track of TSCA Reform Related Regulatory Development
˃
Ongoing rulemaking and policies to be released
˃
https://www.epa.gov/assessing-and-managing-chemicals-under- tsca/highlights-key-provisions-frank-r-lautenberg-chemical
˃
https://www.epa.gov/assessing-and-managing-chemicals-under- tsca/frank-r-lautenberg-chemical-safety-21st-century-act-0
˃
www.tscablog.com/
˃
How will the Trump administration affect TSCA rulemaking?
˃
EPA provided webinars:
https://www.epa.gov/assessing-and-managing-chemicals- under-tsca/meetings-and-webinars-amended-toxic- substances-control
Amanda Jennings, Managing Consultant ajennings@trinityconsultants.com Ellen Hewitt, Managing Consultant and BD Manager ehewitt@trinityconsultants.com