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What is most helpful for transformation to Regional Climate Adaptation Governance: Spatial Scale, Juristical Hierarchy or/and Multi-Level-Perspective Dr.-Ing. Manuel Gottschick KLIMZUG-NORD University of Hamburg International Symposium The


  1. What is most helpful for transformation to Regional Climate Adaptation Governance: Spatial Scale, Juristical Hierarchy or/and Multi-Level-Perspective Dr.-Ing. Manuel Gottschick KLIMZUG-NORD University of Hamburg International Symposium ‘The Governance of Adaptation’ Amsterdam, the Netherlands, March 22-23, 2012

  2. Strategies to adapt to climate change in the metropolitan region of Hamburg 2009 – 2014 - - 12 Universities and Research Center - ~ 100 Scientists - 22 authorities and corporations - 25 work packages 15 Mill. € funding -

  3. Metropolitan Region Hamburg - 4,3 Mio. People - 14 Districts - 3 Federal States (Bundesländer) Ostheide Our work package: Regional Climate Adaptation Governance

  4. Our work package: Regional Climate Adaptation Governance • several local case studies • qualitative interviews • social network analysis • stakeholder panels • formal and informal power relationship analysis • communication analysis • ...

  5. Region Lüneburger Heide, Ostheide • Region is characterised by: – low income – importance of agriculture – light soils, few rainfall, high level of irrigation technology • Problem: – use of groundwater for irrigation might cause biodiversity losses – due to climate change fewer rainfall in the summer Ost- heide

  6. Problem Perception of Actors about groundwater uptake Law, Authority, Politician, Society District Water Authority Regional farmers' association Environmentalists

  7. Stakeholder Panel Groundwater Ostheide Chamber of District Water Regional farmers' Agriculture Authority A District Water association Lower Saxony Authority B District Water Authority C Coordinator Environ- Our Stakeholder Panel: Ostheide mentalists Aims: - teach knowledge and uncertainties - improve communication and - understanding about perspectives and interests - facilitate social learning  Reflexive Governance

  8. Action at what level? • Spatial: Global, National, Regional, Local • Juristical Hierarchy: WTO, European Union, Federal Republic of Germany, Länder, administrative district • Multi-Level Perspective: socio-technical Niches, Regime, Landscape • ...or ...?

  9. Spatial Scale • Global : Climate Change; world agricultural market; world food affairs • Europe : implementation of the Water Framework Directive: comparison of Germany/Ostheide and Spain/Andalusia • Germany : most of the irrigation area in Germany is located in the Ostheide Region • Region : water catchment, ground water balance, light soils, biodiversity, regional economy • Local : small streams (dry in summer?), vulnerable stream waterheads, irrigation management; economy of villages, farms, families, and individuals

  10. Juristical Hierarchy EU Water Framework Directive, ... Federal State Federal State public law corporation under Minister of Minister of Environment Agriculture Federal State (Bundesland) Water Authority Chamber of District Water District Water Agriculture Authority A Regional farmers' District Water Authority B Lower Saxony association Authority C Coordinator Our Stakeholder Panel: Ostheide

  11. Multi-Level Perspective (Geels, Kemp, 2000) Transition Management (Loorbach, 2005) Case study: Lüneburger Heide Framework: rules and - Laws: European Water Framework structures (stable) Directive; ... - Nature: Climate Change; soil quality - ... - Technology: irrigation Regime technique; -management; ... (semi-fluid) - Policy: established constellation of actors; formal and informal power relation ship; ... - ... - Stakeholder Panel to improve Niches (fluid) communication and understanding local experiments - Alternatives to cash crops ( teff )  Niche-cluster (adapted from Geels, Kemp, 2000) to reduce the need for groundwater - Concept of dynamic nature conservation - ...

  12. Multi-Level Perspective Socio-technical co-evolution and trajectories framework (stable exogenous context) Climate Change Market user preferences Socio- Policy technical Science regime Technology (semi-fluid) Culture Industry efficient irrigation technology Stakeholder Panel to improve Niche- communication and understanding innovations (fluid) Time (adapted from Geels 2011: 28)

  13. So What? Action at what level? What is most helpful for transformation to Regional Climate Adaptation Governance? • Spatial: Global, National, Regional, Local • Juristical Hierarchy: WTO, European Union, Federal State, Länder, administrative district • Multi-Level Perspective: socio-technical Niches, Regime, Landscape  all perspectives are helpful to understand the problem  but not sufficient to explain our findings (e.g. harmonic relationship, rejections of stronger focus on conflicting interests, lobbing behind closed doors while pretending to cooperate)  analysis of hidden aspects are needed to develop intervention strategies

  14. Hidden Aspects Subtel Power Federal State Federal State Minister of Minister of public law corporation under Environment Agriculture Federal State (Bundesland) Water Authority Moratorium until 2013 Chamber of District Water District Water Agriculture Authority A Regional farmers' District Water Authority B Lower Saxony association Authority C Coordinator Our Stakeholder Panel: Ostheide

  15. Multi-Level Perspective plus „ nasty politics “ (Voss 2009) Socio-technical framework (stable exogenous context) Climate Change Market user preferences Federal State Minister of Federal State Minister of Environment Agriculture Socio- corporation under public law Federal State (Bundesland) Water Policy Authority technical Science Moratorium until 2013 regime Technology District Water Chamber of Authority A District Water Agriculture Lower Regional farmers' Saxony Authority B District Water (semi-fluid) association Authority C Coordinator Culture Our Stakeholder Panel: Ostheide Industry efficient irrigation technology “In fact, the differences between arenas and niches are only analytical. Consequently, the process of Stakeholder Panel to improve Niche- establishing a niche – where new communication and understanding innovations actor-coalitions are supposed to (fluid) develop – is a highly political task.“ Time (Gottschick (in review, 2013), JEPP, (adapted from Geels 2011: 28) Sp. Issue on Reflexive Governance).

  16. Adaptation of Governance Examples of Hidden Aspects • subtle power Gottschick, M. (2011): How to Deal with (Subtle) Power in Regional Governance Networks. Abstract, 2nd International Conference on Sustainability Transitions. Diversity, plurality and change: breaking new grounds in sustainability transition research. June 13-15, 2011, Lund, Lund University. • strategic communication Part of the PhD Thesis of my colleague Jürgen Schaper (in preparation): Climate Adaptation Communication. • strategic (cooperation) arenas like stakeholder panels Gottschick, M. (2013 in review). "How Reflexive Governance Helps on the Regional Level. Framework to Analyse, Interpret, and Support Reflexivity in Regional Governance Networks“, Journal for Environmental Policy & Planing Special Issue of Reflexive Governance . • strategic use or construction of uncertainties See my presentation tomorrow, 11:00, Room Kremlin A

  17. How to analyse hidden aspects? • By definition: they are hidden! • Actors work hard to hide them! • They are not amused if you discover their hidden strategies! • This will probably destroy the trustful relationship you (science) might have. • It stays in conflict with a rational harmonic participative problem solving approach (transdisciplinary research). • Science will be perceived even more as a political actor. • Therefore: Scientific evidence needs high standards of qualitative research and interpretative methods. • The role of scientist in transdisciplinary research project needs to be clearly reflected to meet such standards

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