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Using po pulatio n-b ase d data and PPOR with F I MR CityMatCH 11/14/2018 Carol Gilbert, MS Senior Health Data Analyst, CityMatCH Ob je c tive s What is population-based data Perspectives & limitations of FIMR


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Using po pulatio n-b ase d data and PPOR with F I MR

CityMatCH 11/14/2018

Carol Gilbert, MS

Senior Health Data Analyst, CityMatCH

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Ob je c tive s

  • What is population-based data
  • Perspectives & limitations of

– FIMR – Population-based data

  • Perinatal Periods of Risk

– Brief overview – Examples of using PPOR with FIMR

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Q: Wha t is po pula tio n-b a se d da ta ?

A: Da ta tha t inc lude s o r re pre se nts e ve ryo ne

What data sources include everyone?

Decennial Census, Vital Records

What data sources represent everyone?

Sample surveys like BRFSS, ACS, PRAMS

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L imita tio ns o f po pula tio n-b a se d da ta

  • Important pieces of the puzzle are missing from data sources

– Motives, intentions, perceptions – Life course factors (previous medical events, exposure to trauma…) – Sensitive topics (e.g. domestic violence, drug use) – Systems and their impact on mom and baby – Actual causes are more complex than an ICD code

  • Even data that is included can be wrong

– Missing or inaccurate data elements – Missing cases

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L imita tio ns, c o ntinue d

If the world is this Vital records data shows us this

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L imita tio ns o f F I MR Da ta

First, deaths are a very small subset

  • f the population

we would address with prevention activities

Infant deaths=> Fetal deaths=>

All live births

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L imita tio ns o f Ca se Re vie w Da ta

Infant deaths=> Fetal deaths=>

Second, deaths are not a random or representative sample. Generally a higher prevalence of risk factors.

All live births

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I mpo rta nt re minde r fro m the e pide mio lo g ists:

  • If you want to prevent a bad outcome, you can’t intervene

(after the fact) with the people who had the bad outcome

  • Instead, you work (in advance) with the people who are

AT RISK of having the bad outcome

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SLIDE 9

A da ta sto ry

Say (just pretend) we found that having a midwife birth attendant is a contributor to 10 of the 60 deaths we reviewed

Infant deaths Midwife birth attendant 10 All 60

Is this a problem we should address?

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Add so me po pula tio n da ta fo r c o nte xt

Infant deaths Midwife birth attendant 10 All 60 Births 10,000 Say that we know the community had 10,000 births And we reviewed all the deaths

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Infant death Midwife birth attendant 10 All 60 Birth

?

10,000

Que stio n: Ho w ma ny o f the b irths ha d Midwife b irth a tte nda nt?

We will explore two realistic possibilities for

?

how many of the births had a midwife attendant 36% like Albuquerque and 3% like San Antonio

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Ho w many o f the b irths had Midwife b irth atte ndant?

. . . if your city is like San Antonio, 3% of births is 300 …

Infant death Midwife birth attendant 10 All 60 Birth Mortality Rate 300 10,000 IMR=10 x 1,000 ÷ 300 IMR= 60 x 1,000 ÷ 10,000

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Ho w many o f the b irths had Midwife b irth atte ndant?

. . . if your city is like San Antonio, 3% of births is 300 …

Infant death Midwife birth attendant 10 All 60 Birth Mortality Rate (per thousand) 300 33.3 10,000 6.0

Risk of death is HIGHER among those with Midwife birth

  • attendant. Midwife birth attendant is either dangerous itself or is a

marker for something else that’s dangerous.

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Ho w many o f the b irths had Midwife b irth atte ndant?

. . . if your city is like Albuquerque, 36% of births is 3,600…

Infant death Midwife birth attendant 10 All 60 Birth Mortality Rate 3,600 2.8 10,000 6.0 2.8= 10 x 1,000 ÷ 3,600

The risk of death is LOWER among those with Midwife birth

  • attendant. Perhaps another factor is more influential than “other

birth attendant” in the cases we reviewed.

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Diffe re nt c o nc lusio ns b ase d o n po pulatio n pre vale nc e o f a risk fac to r, no diffe re nc e in de ath data

Caution: Interpret in light of other evidence. If your local data tells you that smoking does NOT contribute, don’t believe it. There is overwhelming evidence that it does.

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E a c h info rma tio n so urc e is o ne windo w into re a lity.

  • FIMR sees all the

complexity, depth and reality for the case it reviews.

  • Population data

adds breadth

16

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So me g e ne ra l use s o f po pula tio n-b a se d da ta

Assess risk Assess preventability Estimate maximum potential impact Estimate expected impact of intervention Plan to measure change

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  • 1. Assure Community and Analytic Readiness
  • 2. Conduct Analytic Phases of PPOR
  • 3. Develop Strategic Actions for Targeted Prevention
  • 4. Strengthen Existing and/or Launch New Prevention

Initiatives

  • 5. Monitor and Evaluate Approach
  • 6. Sustain Stakeholder Investment and Political Will

Pe rina ta l Pe rio ds o f Risk Appro a c h T he 6 Sta g e s

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SLIDE 19

T he F

  • ur Pe rio ds o f Risk

500- 1499 g 1500+ g Fetal Death Neonatal Post- neonatal Maternal Health/ Prematurity Maternal Care Newborn Care Infant Health

Age at Death Birth weight

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E a c h pe rio d o f risk is a sso c ia te d with its o wn se t o f risk a nd pre ve ntio n fa c to rs

Maternal Health/ Prematurity Maternal Care Newborn Care Infant Health Chronic disease, health behaviors, perinatal care, etc. Prenatal care, high risk referral, obstetric care, etc. Perinatal management, neonatal care, pediatric surgery, etc. Sleep-related deaths, injuries, infections, etc.

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PPOR Ana lytic Ste ps

  • 1. Sort the deaths into the four periods of risk, count them,

calculate a rate for each period (divide by births)

  • 2. Estimate preventable mortality using the reference group
  • 3. In-depth investigation of period(s) of risk with the most

preventable mortality

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  • 1. PPOR first a na lysis ste p (so rt the de a ths into

pe rio ds)

Post-Neonatal Death

94 58 88 185

Neonatal Death Fetal Death 500-1499 g (VLBW) 1500g and up

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  • 1. PPOR first a na lysis ste p (Ca lc ula te Ra te s)

Period rates add up to overall rate

5.7 + 2.9 +1.8 + 2.7

= 13.1

Post-Neonatal Death 94 x 1,000 ÷32,445

= 2.9

58 x 1,000 ÷32,445

= 1.8

88 x 1,000 ÷32,445

= 2.7 185 deaths x 1,000 ÷ 32,445

= 5.7

Overall rate = 421 x 1,000 ÷32,445 = 13.1 Neonatal Death Fetal Death 500-1499 g (VLBW) 1500g and up

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Wha t ra te s sho uld we e xpe c t to se e in e a c h pe rio d o f risk?

  • PPOR answers this question using a reference group, a

real population of mothers that experience the best

  • utcomes—low fetal and infant mortality rates.

A typical reference group includes NH white women, 20 or more years of age, with a college education.

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E xa mple re fe re nc e g ro up ra te s

  • Mortality above these rates is considered preventable

– underlying justice assumption – population-based way to assess preventability

Reference Group

Maternal Health/ Prematurity Maternal Care Newborn Care Infant Health Fetal- Infant Mortality

1.8 1.2 0.9 0.7 4.7

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PPOR Ste ps

  • 1. Sort the deaths into the four periods of risk, count them,

calculate a rate for each period (divide by births)

  • 2. Compare your population’s rates to the reference group’s

rates using . . . SUBTRACTION

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E stima ting Pre ve nta b le Mo rta lity

NH Black

Maternal Health/ Prematurity Maternal Care Newborn Care Infant Health Fetal- Infant Mortality

5.7 2.9 1.8 2.7 13.1

Reference Group

Maternal Health/ Prematurity Maternal Care Newborn Care Infant Health Fetal- Infant Mortality

1.8 1.2 0.9 0.7 4.7 Excess Mortality Rate

Maternal Health/ Prematurity Maternal Care Newborn Care Infant Health Fetal- Infant Mortality

By Subtraction

3.9 0.7 0.9 2.0 8.4

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Re sults o f Pha se 1 “e xc e ss mo rta lity” b y pe rio d o f risk

MH/P Birthweight Distribution 46% Maternal Care (larger stillborns) 20% Newborn Care 11% Infant Health 23%

Excess Mortality Rate

Maternal Health/ Prematurity Maternal Care Newborn Care Infant Health Fetal- Infant Mortality

By Subtraction

3.9 0.7 0.9 2.0 8.4

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  • 3. I

n-de pth inve stig a tio n “Pha se 2 a na lysis”

  • Periods of risk with the highest excess mortality are

investigated to determine causes and areas for

  • prevention. (Analysis plan depends on which risk period.)

– Identify the most important probable causes for excess mortality – Examine the risk factors for those causes (compare study and reference populations) – Estimate the potential impact of risk factors

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  • 3. I

nitia l finding s divide b lue a nd g re e n pe rio ds o f risk e a c h into two ma jo r c a use s

MH/P too many VLBW births 39% MH/P low survival among VLBW births 6% Maternal Care (larger stillborns) 20% Newborn Care 10% Infant Health SUID 18% Infant Health Other 7%

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  • 3. Ca use s o f the “e xc e ss” VL

BW b irths

  • Analytic steps focus on determining which of the known causes
  • f being born very low birth weight are most likely to be

causing the PREVENTABLE very low birthweight births that are

  • ccurring in our community.
  • Based on

– Our own birth certificate data – Published scientific research

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E xa mple PPOR a na lysis e ndpo int

  • Short list of known causes of preventable very low birthweight

births that ARE important in this community

  • Hypertension
  • Obesity
  • Unmarried
  • Long list of known causes that do NOT seem to explain this

community’s excess mortality (e.g. prenatal care, plurality, previous preterm birth, delivery method, quality of NICU, birth defects, medical attendant, poverty…)

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Ho w mig ht F I MR a dd info rma tio n to o ur inve stig a tio n?

  • Do the deaths we reviewed tell a story of late diagnosis or

untreated hypertension? Pre-eclampsia? Is there a system problem such as uninsurance, late prenatal care, missing inter- conception care?

  • What is the reality of the recording of “unmarried” on birth

certificates? Based on deaths, do unmarried women usually have a stable partner? Do they have a lack social support or stable housing?

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Ho w mig ht PPOR da ta info rm o ur F I MR pro c e ss?

  • Should our Case Review Team focus for a time on very low

birth weight births? On mothers with hypertension? Unmarried mothers?

  • Should the CRT or the CAT do a more in-depth investigation of

marital status to search for root causes?

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PPOR a nd F I MR c a n fit to g e the r we ll!

  • Each can inform the other
  • Both can inform our action to prevent fetal and infant deaths