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The substitution decomposition of matchings and RNA secondary structures Aziza Jefferson and Vince Vatter University of Florida Permutation Patterns 2018 July 13, 2018 T HE B IOLOGY PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT


  1. The substitution decomposition of matchings and RNA secondary structures Aziza Jefferson and Vince Vatter University of Florida Permutation Patterns 2018 July 13, 2018

  2. T HE “B IOLOGY ” PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT M ORE “B IOLOGY ” P REDICTING H OW RNA F OLDS Problem: Given the primary structure, predict the secondary structure. 1 of 22

  3. T HE “B IOLOGY ” PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT M ORE “B IOLOGY ” P REDICTING H OW RNA F OLDS 1 of 22

  4. T HE “B IOLOGY ” PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT M ORE “B IOLOGY ” P REDICTING H OW RNA F OLDS How about algorithms that only predict certain secondary struc- tures? There are oodles of them. 1 of 22

  5. T HE “B IOLOGY ” PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT M ORE “B IOLOGY ” O RTHODOX S TRUCTURES For a long time biologists thought the edges of the correspond- ing matchings could not cross. Secondary structures without crossings are called orthodox structures . We call those non-crossing matchings . Counted by the Catalan numbers. Crossings are called pseudoknots . 2 of 22

  6. T HE “B IOLOGY ” PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT M ORE “B IOLOGY ” T HE D&P F AMILY Matchings which can be reduced to empty by consecutively deleting edges according to three rules. The edge ( i , j ) can be deleted if it is ◮ a directly adjacent edge, i.e., j = i + 1, ◮ a directly nested edge, i.e., there exists an edge ( i ′ , j ′ ) such that i ′ = i + 1 and j ′ = j − 1, or ◮ a “hairpin”, i.e., there exists an edge ( i ′ , j ′ ) where either j ′ = j + 1 = i ′ + 2 = i + 3 or j = j ′ + 1 = i + 2 = i ′ + 3 . Dirks and Pierce. A partition function algorithm for nucleic acid secondary structure including pseudoknots. J Comput. Chem. 24 (2003), 1664–1677. 3 of 22

  7. T HE “B IOLOGY ” PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT M ORE “B IOLOGY ” T HE D&P F AMILY Counted by Saule et al. using the context-free language S → dSdS | P , P → pSXpS | ǫ, X → xSXxS | ySYyS , Y → ySYyS | ǫ. Saule, R´ egnier, Steyaert, and Denise. Counting RNA pseudoknotted struc- tures. J. Comput. Biol. 18 , 10 (2011), 1339–1351. 4 of 22

  8. T HE “B IOLOGY ” PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT M ORE “B IOLOGY ” There must be a better way to... ◮ describe families and ◮ count them. 5 of 22

  9. T HE “B IOLOGY ” PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT M ORE “B IOLOGY ” There must be a better way to... ◮ describe families and ◮ count them. There is! 5 of 22

  10. T HE “B IOLOGY ” PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT M ORE “B IOLOGY ” PP IS A S PECIAL C ASE OF MP

  11. T HE “B IOLOGY ” PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT M ORE “B IOLOGY ” PP IS A S PECIAL C ASE OF MP (L EARN MORE AT MP2019 IN Z ¨ URICH ) • • • • • • • • • • • • • • • • • • 1 2 3 3 2 1 1 2 3 3 2 1 1 2 3 3 2 1 123 132 213 • • • • • • • • • • • • • • • • • • 1 2 3 3 2 1 1 2 3 3 2 1 1 2 3 3 2 1 231 312 321 We’ll call these permutational matchings (following Jel´ ınek for the term but Bloom and Elizalde for the “backwards” convention). The permutational matchings are precisely those matchings that avoid . 6 of 22

  12. T HE “B IOLOGY ” PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT M ORE “B IOLOGY ” A VOIDING A S HORT P ATTERN ◮ Av ( ) — Catalan enumeration, very simple structure, poset is isomorphic to Av ( 231 ) . 7 of 22

  13. T HE “B IOLOGY ” PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT M ORE “B IOLOGY ” A VOIDING A S HORT P ATTERN ◮ Av ( ) — Catalan enumeration, very simple structure, poset is isomorphic to Av ( 231 ) . ◮ Av ( ) — Catalan enumeration, more complicated structure, poset is not isomorphic to Av ( 321 ) , but behaves quite a bit like it (especially w.r.t. all properties of Av ( 321 ) mentioned in Brignall’s talk) — see Albert and V (pre-preprint). 7 of 22

  14. T HE “B IOLOGY ” PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT M ORE “B IOLOGY ” A VOIDING A S HORT P ATTERN ◮ Av ( ) — Catalan enumeration, very simple structure, poset is isomorphic to Av ( 231 ) . ◮ Av ( ) — Catalan enumeration, more complicated structure, poset is not isomorphic to Av ( 321 ) , but behaves quite a bit like it (especially w.r.t. all properties of Av ( 321 ) mentioned in Brignall’s talk) — see Albert and V (pre-preprint). ◮ Av ( ) — n ! enumeration, all of permutation patterns. 7 of 22

  15. T HE “B IOLOGY ” PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT M ORE “B IOLOGY ” A VOIDING A S HORT P ATTERN ◮ Av ( ) — Catalan enumeration, very simple structure, poset is isomorphic to Av ( 231 ) . ◮ Av ( ) — Catalan enumeration, more complicated structure, poset is not isomorphic to Av ( 321 ) , but behaves quite a bit like it (especially w.r.t. all properties of Av ( 321 ) mentioned in Brignall’s talk) — see Albert and V (pre-preprint). ◮ Av ( ) — n ! enumeration, all of permutation patterns. Note: Av ( ) is isomorphic as a poset to Av ( , ) — the smallest-yet example of “unbalanced Wilf-equivalence” (Burstein and Pantone). 7 of 22

  16. T HE “B IOLOGY ” PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT M ORE “B IOLOGY ” T HE S UBSTITUTION D ECOMPOSITION First famous use by Gallai in 1967. (Though the idea dates back to at least Fra¨ ıss´ e in 1953.) Gallai. Transitiv orientierbare Graphen. Acta Math. Acad. Sci. Hungar 18 (1967), 25–66. 8 of 22

  17. T HE “B IOLOGY ” PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT M ORE “B IOLOGY ” T HE S UBSTITUTION D ECOMPOSITION First famous use by Gallai in 1967. (Though the idea dates back to at least Fra¨ ıss´ e in 1953.) Gallai. Transitiv orientierbare Graphen. Acta Math. Acad. Sci. Hungar 18 (1967), 25–66. Also called modular decomposition, disjunctive decomposition, and X -join. 8 of 22

  18. T HE “B IOLOGY ” PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT M ORE “B IOLOGY ” T HE S UBSTITUTION D ECOMPOSITION First famous use by Gallai in 1967. (Though the idea dates back to at least Fra¨ ıss´ e in 1953.) Gallai. Transitiv orientierbare Graphen. Acta Math. Acad. Sci. Hungar 18 (1967), 25–66. Also called modular decomposition, disjunctive decomposition, and X -join. Useful in a number of algorithmic contexts (though not yet explicitly in RNA secondary structure prediction). M¨ ohring. Algorithmic aspects of the substitution decomposition in optimization over relations, sets systems and Boolean functions. Ann. Oper. Res. 4 , 1-4 (1985), 195–225. 8 of 22

  19. T HE “B IOLOGY ” PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT M ORE “B IOLOGY ” T HE S UBSTITUTION D ECOMPOSITION First famous use by Gallai in 1967. (Though the idea dates back to at least Fra¨ ıss´ e in 1953.) Gallai. Transitiv orientierbare Graphen. Acta Math. Acad. Sci. Hungar 18 (1967), 25–66. Also called modular decomposition, disjunctive decomposition, and X -join. Useful in a number of algorithmic contexts (though not yet explicitly in RNA secondary structure prediction). M¨ ohring. Algorithmic aspects of the substitution decomposition in optimization over relations, sets systems and Boolean functions. Ann. Oper. Res. 4 , 1-4 (1985), 195–225. And also in the enumeration of permutation classes... 8 of 22

  20. T HE “B IOLOGY ” PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT M ORE “B IOLOGY ” I NTERVALS AND S IMPLE P ERMUTATIONS •• • •• • ••• Ovals enclose the intervals of this permutation. A permutation is simple if all of its intervals are trivial (single entries or the whole permutation). Albert and Atkinson (2005). If a permutation class has only finitely many simple permutations then it... ◮ is defined by finitely many minimal forbidden permutations (finite basis), ◮ does not contain an infinite antichain, and ◮ has an algebraic generating function. Albert and Atkinson. Simple permutations and pattern restricted permutations. Discrete Math. 300 , 1-3 (2005), 1–15. 9 of 22

  21. T HE “B IOLOGY ” PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT M ORE “B IOLOGY ” V ERTEX M ODULES ( ANALOGUES OF INTERVALS ) • • • • • • • • • • • • • • 10 of 22

  22. T HE “B IOLOGY ” PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT M ORE “B IOLOGY ” V ERTEX M ODULES ( ANALOGUES OF INTERVALS ) • • • • • • • • • • • • • • 11 of 22

  23. T HE “B IOLOGY ” PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT M ORE “B IOLOGY ” V ERTEX M ODULES ( ANALOGUES OF INTERVALS ) • • • • • • • • • • • • • • • • • • • • • • • • • • • • Matchings without vertex modules are weakly indecomposable . 12 of 22

  24. T HE “B IOLOGY ” PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT M ORE “B IOLOGY ” E DGE M ODULES ( ALSO ANALOGUES OF INTERVALS ?) • • • • • • • • • • • • • • 13 of 22

  25. T HE “B IOLOGY ” PP & MP T HE S UBSTITUTION D ECOMPOSITION A B IT M ORE “B IOLOGY ” E DGE M ODULES ( ALSO ANALOGUES OF INTERVALS ?) • • • • • • • • • • • • • • 14 of 22

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