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The spectrum of dynamically defined operators Helge Kr uger Introduction The spectrum of dynamically defined The main claim Pictures operators The unitary case Anderson localization Future work Helge Kr uger Caltech September 7,


  1. The spectrum of dynamically defined operators Helge Kr¨ uger Introduction The spectrum of dynamically defined The main claim Pictures operators The unitary case Anderson localization Future work Helge Kr¨ uger Caltech September 7, 2011

  2. Schr¨ odinger operators The spectrum of dynamically defined The discrete Laplacian acting on the square summable sequences operators ℓ 2 ( Z ) is given by Helge Kr¨ uger Introduction ∆ ψ ( n ) = ψ ( n + 1) + ψ ( n − 1) . (1) The main claim Pictures For a potential, i.e. a bounded sequence, V : Z → R , we call The unitary case H = ∆ + V a Schr¨ odinger operator. Anderson localization Future work For V ( n ) i.i.d.r.v. with distribution supported in [ a , b ], H = ∆ + V is called the Anderson model. we have that the spectrum is given by σ ( H ) = range ( V ) + σ (∆) = [ a − 2 , b + 2] . (2) For V ( n ) = 2 λ cos(2 π ( n ω + x )) with ω irrational and λ � = 0, we have the Almost–Mathieu operator. Then the spectrum is always a Cantor set.

  3. Schr¨ odinger operators The spectrum of dynamically defined The discrete Laplacian acting on the square summable sequences operators ℓ 2 ( Z ) is given by Helge Kr¨ uger Introduction ∆ ψ ( n ) = ψ ( n + 1) + ψ ( n − 1) . (1) The main claim Pictures For a potential, i.e. a bounded sequence, V : Z → R , we call The unitary case H = ∆ + V a Schr¨ odinger operator. Anderson localization Future work For V ( n ) i.i.d.r.v. with distribution supported in [ a , b ], H = ∆ + V is called the Anderson model. we have that the spectrum is given by σ ( H ) = range ( V ) + σ (∆) = [ a − 2 , b + 2] . (2) For V ( n ) = 2 λ cos(2 π ( n ω + x )) with ω irrational and λ � = 0, we have the Almost–Mathieu operator. Then the spectrum is always a Cantor set.

  4. Schr¨ odinger operators The spectrum of dynamically defined The discrete Laplacian acting on the square summable sequences operators ℓ 2 ( Z ) is given by Helge Kr¨ uger Introduction ∆ ψ ( n ) = ψ ( n + 1) + ψ ( n − 1) . (1) The main claim Pictures For a potential, i.e. a bounded sequence, V : Z → R , we call The unitary case H = ∆ + V a Schr¨ odinger operator. Anderson localization Future work For V ( n ) i.i.d.r.v. with distribution supported in [ a , b ], H = ∆ + V is called the Anderson model. we have that the spectrum is given by σ ( H ) = range ( V ) + σ (∆) = [ a − 2 , b + 2] . (2) For V ( n ) = 2 λ cos(2 π ( n ω + x )) with ω irrational and λ � = 0, we have the Almost–Mathieu operator. Then the spectrum is always a Cantor set.

  5. Number theory of ω n (mod 1) and ω n 2 (mod 1) The spectrum of ω n (mod 1) and ω n 2 (mod 1) are both equidistributed in [0 , 1]. dynamically defined operators Helge Kr¨ uger Let N ≥ 2 and define Introduction The main claim (mod 1) } N { β 1 < β 2 < · · · < β N } = { ω n n =1 Pictures The unitary case and Anderson localization { γ 1 < γ 2 < · · · < γ N } = { ω n 2 (mod 1) } N n =1 . Future work Then the set of lengths { l j = β j +1 − β j , j = 1 , . . . , N − 1 } consists of just three elements, whereas { ℓ j = γ j +1 − γ j , j = 1 , . . . , N − 1 } obey Poisson statistics for generic ω .

  6. Number theory of ω n (mod 1) and ω n 2 (mod 1) The spectrum of ω n (mod 1) and ω n 2 (mod 1) are both equidistributed in [0 , 1]. dynamically defined operators Helge Kr¨ uger Let N ≥ 2 and define Introduction The main claim (mod 1) } N { β 1 < β 2 < · · · < β N } = { ω n n =1 Pictures The unitary case and Anderson localization { γ 1 < γ 2 < · · · < γ N } = { ω n 2 (mod 1) } N n =1 . Future work Then the set of lengths { l j = β j +1 − β j , j = 1 , . . . , N − 1 } consists of just three elements, whereas { ℓ j = γ j +1 − γ j , j = 1 , . . . , N − 1 } obey Poisson statistics for generic ω .

  7. Number theory of ω n (mod 1) and ω n 2 (mod 1) The spectrum of ω n (mod 1) and ω n 2 (mod 1) are both equidistributed in [0 , 1]. dynamically defined operators Helge Kr¨ uger Let N ≥ 2 and define Introduction The main claim (mod 1) } N { β 1 < β 2 < · · · < β N } = { ω n n =1 Pictures The unitary case and Anderson localization { γ 1 < γ 2 < · · · < γ N } = { ω n 2 (mod 1) } N n =1 . Future work Then the set of lengths { l j = β j +1 − β j , j = 1 , . . . , N − 1 } consists of just three elements, whereas { ℓ j = γ j +1 − γ j , j = 1 , . . . , N − 1 } obey Poisson statistics for generic ω .

  8. Number theory of ω n (mod 1) and ω n 2 (mod 1) The spectrum of ω n (mod 1) and ω n 2 (mod 1) are both equidistributed in [0 , 1]. dynamically defined operators Helge Kr¨ uger Let N ≥ 2 and define Introduction The main claim (mod 1) } N { β 1 < β 2 < · · · < β N } = { ω n n =1 Pictures The unitary case and Anderson localization { γ 1 < γ 2 < · · · < γ N } = { ω n 2 (mod 1) } N n =1 . Future work Then the set of lengths { l j = β j +1 − β j , j = 1 , . . . , N − 1 } consists of just three elements, whereas { ℓ j = γ j +1 − γ j , j = 1 , . . . , N − 1 } obey Poisson statistics for generic ω .

  9. Number theory of ω n (mod 1) and ω n 2 (mod 1) The spectrum of ω n (mod 1) and ω n 2 (mod 1) are both equidistributed in [0 , 1]. dynamically defined operators Helge Kr¨ uger Let N ≥ 2 and define Introduction The main claim (mod 1) } N { β 1 < β 2 < · · · < β N } = { ω n n =1 Pictures The unitary case and Anderson localization { γ 1 < γ 2 < · · · < γ N } = { ω n 2 (mod 1) } N n =1 . Future work Then the set of lengths { l j = β j +1 − β j , j = 1 , . . . , N − 1 } consists of just three elements, whereas { ℓ j = γ j +1 − γ j , j = 1 , . . . , N − 1 } obey Poisson statistics for generic ω .

  10. The skew-shift Schr¨ odinger operator Define the skew-shift T : T 2 → T 2 , T = R / Z , The spectrum of dynamically defined operators T ( x , y ) = ( x + 2 ω, x + y ) (mod 1) . (3) Helge Kr¨ uger Then ω n 2 = T n ( ω, 0) 2 (mod 1). Introduction The main claim It thus makes sense instead of considering the potential Pictures V ( n ) = f ( n 2 ω (mod 1)), to consider potentials given by The unitary case Anderson localization V ( n ) = λ f ( T n ( x , y )) (4) Future work for f : T 2 → R . These then form an ergodic family of potentials. For sufficiently regular f , the spectrum of ∆ + V Conjecture: consists of finitely many intervals and is Anderson localized. This means it behaves as in the random case. Progress : Large coupling ( λ ≫ 1): Bourgain–Goldstein–Schlag, Bourgain, Bourgain–Jitomirskaya, K. Small coupling (0 < λ ≪ 1): Bourgain. largely open Necessity of regularity: Avila–Bochi–Damanik, Boshernitzan–Damanik.

  11. The skew-shift Schr¨ odinger operator Define the skew-shift T : T 2 → T 2 , T = R / Z , The spectrum of dynamically defined operators T ( x , y ) = ( x + 2 ω, x + y ) (mod 1) . (3) Helge Kr¨ uger Then ω n 2 = T n ( ω, 0) 2 (mod 1). Introduction The main claim It thus makes sense instead of considering the potential Pictures V ( n ) = f ( n 2 ω (mod 1)), to consider potentials given by The unitary case Anderson localization V ( n ) = λ f ( T n ( x , y )) (4) Future work for f : T 2 → R . These then form an ergodic family of potentials. For sufficiently regular f , the spectrum of ∆ + V Conjecture: consists of finitely many intervals and is Anderson localized. This means it behaves as in the random case. Progress : Large coupling ( λ ≫ 1): Bourgain–Goldstein–Schlag, Bourgain, Bourgain–Jitomirskaya, K. Small coupling (0 < λ ≪ 1): Bourgain. largely open Necessity of regularity: Avila–Bochi–Damanik, Boshernitzan–Damanik.

  12. The skew-shift Schr¨ odinger operator Define the skew-shift T : T 2 → T 2 , T = R / Z , The spectrum of dynamically defined operators T ( x , y ) = ( x + 2 ω, x + y ) (mod 1) . (3) Helge Kr¨ uger Then ω n 2 = T n ( ω, 0) 2 (mod 1). Introduction The main claim It thus makes sense instead of considering the potential Pictures V ( n ) = f ( n 2 ω (mod 1)), to consider potentials given by The unitary case Anderson localization V ( n ) = λ f ( T n ( x , y )) (4) Future work for f : T 2 → R . These then form an ergodic family of potentials. For sufficiently regular f , the spectrum of ∆ + V Conjecture: consists of finitely many intervals and is Anderson localized. This means it behaves as in the random case. Progress : Large coupling ( λ ≫ 1): Bourgain–Goldstein–Schlag, Bourgain, Bourgain–Jitomirskaya, K. Small coupling (0 < λ ≪ 1): Bourgain. largely open Necessity of regularity: Avila–Bochi–Damanik, Boshernitzan–Damanik.

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