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Sense and Serendipity: On being both ambitious and realistic about increasing the impact of applied health research Rob Anderson 20 April 2016 Co-producing Impact Symposium, Healthwatch Essex with University of Essex, and ESRC Plan of talk


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Sense and Serendipity:

On being both ambitious and realistic about increasing the impact of applied health research

Rob Anderson 20 April 2016 Co-producing Impact Symposium, Healthwatch Essex with University of Essex, and ESRC

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Plan of talk

  • Why me? A co-producing research impact story
  • Problems and challenges 
  • Opportunities and realistic ambitions 
  • Some concluding thoughts

Opportunity for questions r.anderson@exeter.ac.uk

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A story - my first experience of co-producing impact (Example 1)

In at the deep end of user/practitioner engagement – my PhD (Cardiff, 1998-02):

  • Studying a recurring problem for practitioners

(and patients)

  • A lone social scientist in an organisation of

dentists

  • Sponsors: WORD – ahead of their time
  • Practicalities of data collection – working closely with service

managers/leaders (ultimately, co-designing the new service model)

  • Feeding directly into policy (+ small country!)

In retrospect, could say my PhD was ‘co-produced’ + I was the de facto health services ‘researcher in residence’ in these dental services for about 4 years

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Why me?

Or … Why did I accept Oonagh’s invitation?!

  • Passionate about doing applied research which makes a difference
  • From dull numbers to meaningful data
  • Subsequent diverse experiences of doing ‘implementation research’
  • Brief stint on the NSW GRIPP Board (Getting Research Into Policy &

Practice)

  • Currently a ‘Research Impact Champion’(!) within our medical school

– Involved in preparing for the next REF – Performed a comparative analysis of ‘high’ and ‘low’ impact case studies in health services research, from the 2014 REF – Role: fostering more impactful research as much as capturing research impact

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The University research context: What’s the REF all about? Will it help foster more impact?

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REF 2014 – driving University research funding and reputation

  • All UK universities submitted ‘best’ papers of their core

academic staff. + Research environment +

  • Impact - accounted for 20% of overall quality profile.
  • Assessed by ‘Research Impact case studies’
  • ver 6,600! … 162 in HSR/Public Health

Has stimulated much debate and activity about

  • How to make university research more impactful
  • How to document/evidence whether research has had a

positive impact

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Half empty

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The simplistic ‘REF view’ of how research influences policy or practice

Particular research study(ies) Study findings/ evidence Specific policy decision/ Service change

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The impact of research on policy (and practice) is typically indirect and highly diffuse

Science Communication, March 1980 vol. 1 no. 3, 381-404

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More like mycelium!

Would mycelium be a better metaphor?

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Source: Plenary Lecture by Trish Greenhalgh,

1st UK Knowledge Mobilisation Forum, February 2014

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Some barriers to getting research into policy and practice

  • Clashes with political/organisational ideology
  • Unsupportive organisational or professional culture
  • Limited access to research
  • Lack of time to read research
  • Lack of skills to interpret and appraise research
  • Lack of autonomy to implement findings
  • Lack of financial and administrative support to

implement research-based changes in practice

Nutley, Walter & Davies, 2007. Using Evidence. Policy Press

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‘Stages of waste’ in the production and reporting of research evidence

Chalmers & Glasziou, 2009. Lancet 374: 86-89

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Observing how and when research influences policy and practice is very hard! (tommorrow’s workshop)

Evidence & Policy

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Problems and challenges - summary

  • Research rarely produces specific and clear answers to

discrete policy and practice questions/problems

  • Much research waste: unimportant Qs, poor methods,

unpublished or unusable results

  • Processes of research use are cumulative and diffuse:

– Not (primarily) a problem of information flows and formats – But a social process (… networks, engagement, credibility, trust, values, experiential knowledge)

  • Use always alongside other competing types of knowledge

and factors (politics, resources, organisational culture etc.)

  • AND … Holy Grail of social science – causal attribution
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Half full

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Opportunities and ambition:

  • 1. The growth of Implementation Science
  • Studying how research influences policy and practice, and evaluating

strategies for increasing the uptake of research findings by practitioners or whole organisations – now a recognised area of study

– Implementation Science journal – UK Knowledge Mobilisation Forum – 3rd year

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OK, still a daunting jargon-fest …

Knowledge Mobilisation Translational Research

Implementation Science

Improvement Science

Knowledge Transfer Getting research into practice Research utilisation

Evidence-based everything!

Evidence-Based Policy Research diffusion

Implementation research

Knowledge Exchange

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Opportunities and ambition:

  • 1. The growth of Implementation Science
  • Studying how research influences policy and practice, and evaluating

strategies for increasing the uptake of research findings by practitioners or whole organisations – now recognised area of study

– Implementation Science journal – UK Knowledge Mobilisation Forum – 3rd year

  • Recognition of core theories of implementation/knowledge use:

– RE-AIM (Russell Glasgow) – Normalisation Process Theory (Carl May) – CFIR (Laura Damschroder)

  • Recognition of key knowledge mobilisation strategies:

– Knowledge brokers, Researcher-in-residence,

  • NIHR Knowledge Mobilisation Fellowships
  • NIHR HS&DR funding for implementation research (Example, ASPIRE)
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More holistic, non-linear view of how research knowledge can influence policy and practice

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Opportunities and ambition:

  • 2. Progress in research prioritisation
  • Via NIHR and NICE – Web interface, Commissioned calls
  • James Lind Alliance
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Opportunities and ambition:

  • 2. Progress in research prioritisation
  • Via NIHR and NICE – Web interface, Commissioned calls
  • James Lind Alliance
  • Other bespoke processes for identifying practitioner uncertainties

– Example – British Dental Association, web-based prioritisation of dental research topics

  • Membership of research funding boards (for example NIHR HS&DR panels)
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Involving dental practitioners in setting the dental research agenda.

Fox C, Kay E, Anderson R. British Dental Journal 217, 307 - 310 (2014)

  • An e-system (web pages) for capturing primary dental care

practitioners' unanswered questions relating to practice

  • Evaluated the economic, technical and operational feasibility
  • f the e-system to identify practice-relevant research

priorities

  • To feed directly into dental care research commissioning

(Overall, it sadly failed at all three levels - dentists just too busy or uninterested in influencing research? Or method of elicitation not sufficiently easy or interactive/face-to-face?)

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Opportunities and ambition:

  • 3. New media and tools for disseminating research
  • The Open Access movement (publishers & funders)
  • Plain English & tailored summaries
  • Press Releases and news coverage; crafting the findings

as stories (incl. using professional writers)

  • Twitter/Blogs, Opinion/Editorial pieces in journals
  • Using graphics (and graphic artists, animators)
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Engaging with graphics

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Opportunities and ambition:

  • 3. New media and tools for disseminating research
  • The Open Access movement (publishers & funders)
  • Plain English & tailored summaries
  • Press Releases and news coverage; crafting the findings

as stories (incl. using professional writers)

  • Twitter/Blogs, Opinion/Editorial pieces in journals
  • Using graphics (and graphic artists, animators)
  • Face-to-face dissemination and engagement with

specific potential users (e.g. roadshows, workshops)

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Opportunities and ambition:

  • 4. New opportunities for connecting researchers and

practitoners/managers Persuasion and campaigning

  • Forming alliances (PH England, DoH, CCGs? AHSN?)
  • Lobbying/Govt adviser roles (NB. Recent threat)
  • Sense About Science
  • Twitter/Blogs/Facebook
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Concluding thoughts: Sense

  • Recognising that researchers have limited (funded) time or

incentives to promote the use of their own research findings

  • + inadequate skills? + ethical risks?
  • Core role, and only real control is over 3 things:

– Choosing important questions – Using the best available methods – Disseminating the results as widely and in as diverse formats as possible BUT …

  • CAN engage with potential users of the research at ALL these

stages, AND be able to map pathways to potential benefits

  • Incentives of REF should help (overall)
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Concluding thoughts: Serendipity

  • The pathway between research findings and policy/practice is

littered with many factors beyond rsearchers’ control

  • Not every researcher can (or needs to) become a part-time

journalist, a Tweeter, a slick radio presenter, or ministerial adviser etc. But we can maximise the chances of serendipity (and reduce research waste)

  • Embracing new tools and resources for disseminating and

translating research findings to reach the right audiences

  • By engaging with stakeholders* throughout the research

process (and our working lives – social networks, symposia …

  • going to Essex!
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And if all else fails …

Thank you for listening! r.anderson@exeter.ac.uk