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Regulatory compliance in Non-Clinical development SME Workshop Presented by Milton Bonelli on 3 October 2016 Clinical Pharmacology and Non-Clinical Office - Human Medicines R & D Support Division An agency of the European Union Contents


  1. Regulatory compliance in Non-Clinical development SME Workshop Presented by Milton Bonelli on 3 October 2016 Clinical Pharmacology and Non-Clinical Office - Human Medicines R & D Support Division An agency of the European Union

  2. Contents 1) How to shape a Non-clinical development program 2) Regulatory interactions 3) Our experience so far from non-clinical Scientific Advice and Marketing Authorisation applications 1 Regulatory compliance in NC development - SME workshop - 3 Oct 16

  3. Non-clinical development – overarching goals • Guide early go/ no-go decisions on whether a new potential drug should further progress in development • Support adequately the design of first-in-human (FIH) administration (and subsequent CTs) Initial dose Dose escalation scheme 1. Identify a correct dose range Maximal safe dose 2. Inform planning of clinical monitoring 3. HV/ patients and inclusion/ exclusion cr. Target Organs in animals Clinical Safety parameters • Contribute to benefit-risk assessment at stage of MAA 2 Regulatory compliance in NC development - SME workshop - 3 Oct 16

  4. Non-clinical testing to support First-in-Human Usually in-vivo studies: • Biological/ Pharmacologic activity • Pharmacokinetic Profile • Toxicology testing Principles: • Not a “one size fits all” • Experimental approaches science-based • Decisions justified and explained in Reg. Submissions 3 Regulatory compliance in NC development - SME workshop - 3 Oct 16

  5. Non-clinical testing to support First-in-Human Starting Points • Primary and secondary pharmacodynamic properties of the substance can contribute to the safety evaluation (e.g. mode of action, nature of the target, selectivity to targets related/ non to intended target). • Appropriate characterization of primary pharmacology (mode of action and/ or effects) in a pharmacodynamically relevant model should be available to support human dosing (e.g. frequency of administration, therapeutic dose range). • In vitro metabolic and plasma protein binding data – for animals and humans – and systemic exposure data in the NC species. 4 Regulatory compliance in NC development - SME workshop - 3 Oct 16

  6. Non-clinical testing to support First-in-Human Relevant guidance • ICH M3 (R2) NC Safety Studies for Human CTs and MA for Pharmaceuticals • ICH S6 (R1) Preclinical Safety Evaluation of Biotechnology-Derived Pharmaceuticals • ICH S9 NC Evaluation for Anticancer Pharmaceuticals (for advanced cancer) • EMA Guideline on Strategies to Identify and Mitigate Risks for FIH Clinical Trials with IMPs 5 Regulatory compliance in NC development - SME workshop - 3 Oct 16

  7. Non-clinical safety testing to support FIH CTs I CH M3 ( R2 ) – NCEs and Biotech I CH S6 ( R1 ) - Biotech I CH S9 – Advanced Cancers Study of CNS, CV and Respiratory Study of CNS, CV and Respiratory Safety I nformation on impact on CNS, CV and functions functions Pharm acology Respiratory functions - possibly in RDT “Core battery” – possibly in RDT “Core battery” – possibly in RDT Two species (except genotoxic drugs Depending on availability of relevant Repeated-dose Two species (rodent + non-rodent) vs rapidly dividing cells – only rodent) species – one or two species Toxicity ( w Toxicokinetics ) Study duration equal to dosing in CTs Should support Clinical admin. Study duration equal to dosing in CTs Schedule/ exposures • Gene mutation assay (Single dose trials) Genotoxicity Not warranted Not warranted • Chromosomal damage assay (Multiple dose trials) As appropriate to the CT population: As appropriate to the CT population • Men and WOCBP – Histopathology in Reproductive RDT Not warranted Toxicity Men and WOCBP – Histopath. in RDT • Pregnant Women – full I CH S5(R2) See ICH S6(R1) battery GLP Com pliant! 6 Regulatory compliance in NC development - SME workshop - 3 Oct 16

  8. Non-clinical studies to support Clinical Development I CH M3 ( R2 ) – NCEs and Biotech I CH S6 ( R1 ) - Biotech I CH S9 – Advanced Cancers Safety Follow-up and additional tests to core Follow-up and additional tests to core Follow-up and additional tests to core Pharm acology battery only if required battery if required battery in exceptional cases Study duration based on CTs to support Two species (rodent + non-rodent) (usually 1-3 months sufficient). Repeated-dose Two species (rodent + non-rodent) Depending availability of relevant Toxicity 3 month studies before Phase I I I species: one or two species. ( w Toxicokinetics ) Study duration equal to dosing in CTs One species justifiable for long-term See ICH S6(R1) for biotech studies (6-months) Depending on population and size of As I CHM3(R2), however if NHP only • For NCEs, EFD in 2 species. One trial: relevant species: study in cases where an EFD study is • • M/ F fertility before Phase I I I I f PP insufficient during Phase I I I - Reproductive positive. • Preliminary EFD – Up to 150 WOCBP EFD study or an interim report of an • Toxicity For Biotech – see I CH S6(R1) for 3 months ePPND study during phase I I I • NO STUDI ES based on Weight-of- • Definitive EFD – I nclusion WOCBP • I f PP effective – EFD/ ePPND study evidence approach during Phase I I I Full Battery as I CH S2(R1) – 2 options: Full Battery (I CH S2(R1)) ahead of Genotoxicity Not warranted Both include bacterial mutation assay Phase I I + one in vivo mammalian assay Carcinogenicity Needed only if cause for concern Not warranted Not warranted 7 Regulatory compliance in NC development - SME workshop - 3 Oct 16

  9. NC studies to support Marketing (Applications) I CH M3 ( R2 ) – NCEs and Biotech I CH S6 ( R1 ) - Biotech I CH S9 – Advanced Cancers Safety Follow-up and additional tests to core- Follow-up and additional tests to Follow-up and additional tests to core- Pharm acology battery only if required core-battery only if required battery only if required Two species studies (rodent + non-rodent) Depending on avail. of relevant Two species (rodent + non-rodent) Repeated-dose a. Use up to 2 weeks - 1 month studies species 3 month studies Toxicity b. > 2 weeks to 1 month - 3 months ( w Toxicokinetics ) studies Two species for short term and one See ICH S6(R1) for biotech c. Chronic admin. - 6 month studies species long-term (6-months) Depending on availability of relevant Fertility (M/ F) – Histopath. of specie Reproductive organs in RDT 1 Study for fertility and early development • See I CH S5(R2) if rodents are Reproductive 2 Embryo-fetal dev. (rodent + non-rodent) relevant EFD - Two species, one only if positive, Toxicity 1 pre-post natal dev. Study • I f NHP is only relevant: ePPND or (as I CH S5(R2)) study + histology evaluation of NO STUDI ES based on Weight-of- reproductive organs in RDT evidence approach Full Battery as I CH S2(R1) – 2 options: Full Battery as I CH S2(R1) – 2 options: Genotoxicity Not warranted Both include bacterial mutation assay + one Both include bacterial mutation assay + in vivo mammalian assay one in vivo mammalian assay 1 Two-year study (rat) + 1 Two-year study Carcinogenicity Not warranted Not warranted in mice or a 6-m study in transgenic mice 8 Regulatory compliance in NC development - SME workshop - 3 Oct 16

  10. NC studies to support Marketing (Applications) Also consider (see ICH M3R2): • Local tolerance • Juvenile animal toxicity studies • Immunotoxicity • Photosafety testing Think 3Rs! • Evaluation of abuse liability • Qualifying impurities and degradants • Combinations • Environmental Risk Assessment – as per EMA Guideline (EMEA/ CHMP/ SWP/ 4447/ 00 corr 2 1 * ) 9 Regulatory compliance in NC development - SME workshop - 3 Oct 16

  11. NC development in support of FIH studies Changes/ integrations to relevant guidance • ICH M3 (R2) - NC Safety Studies for Human CTs and MA for Pharmaceuticals Q&A Document present • ICH S9 - NC Evaluation for Anticancer Pharmaceuticals (for advanced cancer) Draft Q&A Document undergoing consultation • EMA Guideline on Strategies to Identify and Mitigate Risks for FIH Clinical Trials with IMPs Currently under revision 10 Regulatory compliance in NC development - SME workshop - 3 Oct 16

  12. European regulatory/ scientific guidelines Clinical developm ent Post-m kt Pharm Non-clinical I I I I I I MAA 11 Regulatory compliance in NC development - SME workshop - 3 Oct 16

  13. European regulatory input along drug life cycle Clinical developm ent Pharm Non-clinical Post-m kt I I I I I I MAA PhV & PSE MAA PI P Orphan Drug Designation I nnovation Task Force ( I TF) ATMP Certification & Classification procedures Scientific Advice/ Protocol Assistance PRI ME 12 Regulatory compliance in NC development - SME workshop - 3 Oct 16

  14. SA/ PA - Practical considerations  Have a clear regulatory strategy (MAA type, therapeutic indication)  Be prepared to disclose and discuss details of your planned pharmaceutical development (e.g. details on planned clinical trials)  Ask concrete questions and give the company position including detailed plans  The quality and detail of the answer will depend on the detail of your presentation  Pre-submission meeting with EMA co-ordinator and EMA experts 13 Regulatory compliance in NC development - SME workshop - 3 Oct 16

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