10 Reasons Why Compliance Fails Sinead OConnor www.aicp.im Ten - - PowerPoint PPT Presentation

▶

Oct 29, 2022 349 likes •483 views

10 Reasons Why Compliance Fails Sinead OConnor www.aicp.im Ten reasons why compliance fails Sinead OConnor Head of Regulatory & Compliance services Lack of leadership Compliance comply dont they? What do the rules actually

SLIDE 1

10 Reasons Why Compliance Fails Sinead O’Connor

www.aicp.im

SLIDE 2

Ten reasons why compliance fails

Sinead O’Connor Head of Regulatory & Compliance services

SLIDE 3

SLIDE 4

Lack of leadership

SLIDE 5

Compliance comply – don’t they?

SLIDE 6

What do the rules actually say?

SLIDE 7

Let’s fix it with a policy

SLIDE 8

Our vision and values

SLIDE 9

Here they come – the BPOs

SLIDE 10

It’s just a cost to the business

SLIDE 11

Worse than a BPO The Compliance Police

SLIDE 12

Wilful non-compliance

SLIDE 13