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Regulations Revisited A New Look at Article 31 Clinic Processes Introduction and Housekeeping Slides will be posted at CTACNY.org Reminders: Information and timelines are current as of the date of the presentation. The actual


  1. Regulations Revisited A New Look at Article 31 Clinic Processes

  2. Introduction and Housekeeping Slides will be posted at CTACNY.org Reminders: ◦ Information and timelines are current as of the date of the presentation. ◦ The actual regulations supersedes any information provided in this reference material. ◦ This presentation is not an official document. For full details please refer to the provider and billing manuals. 2

  3. Agenda Welcome and Training Overview Clinic Goals and Service Breakdown Key Strategies Access, Planning, Discharge and Re- admission Discussion 3

  4. Welcome & Training Overview CTAC and MCTAC developed this training with NYS OMH Tips and recommendations provided during the presentation came from best practices currently being used in the field 4

  5. Clinic Goals and Services 5

  6. Clinic Goals Engage, assess, identify and diagnose Develop plan for care and treat Maximize wellness, minimize symptoms and adverse effects of illness Promote recovery and resilience Maintain individual in his or her natural environment 6

  7. Clinic Services (Required) Injections Assessment Therapy Individual/Family/ (Adults Only) Group Medication Enhanced Services Management/ Crisis Intervention Psychotropic Complex Care Medication Treatment Management 7

  8. Clinic Services (Optional) Testing Injections Physical Health (Children Only) Psychiatric Enhanced Services Smoking Cessation Consultation SBIRT 8

  9. Key Strategies  Team/inter-agency collaboration  Engagement  Timely access  Data driven decision making  Efficient and effective services  Quality and compliance  Documenting outcomes  Continuous quality improvement 9

  10. Access, Planning, Discharge and Re-admission 10

  11. Three pre-admission Did You sessions are not mandated. Know? Assessment can continue post admission NAME OR LOGO

  12. Pre-Admission  Preadmission is just a status  All services, including assessment and treatment, may be provided during pre-admission except for testing  All services, including assessment, treatment, and testing may be provided after admission 12

  13. Pre-Admission  If you have determined that the individual is eligible for services, then admission is appropriate  Individualizing the assessment process is key  Having an individual engage in multiple appointments prior to services may erode engagement and increase no shows 13

  14. Consider  Make admission individualized/person centered  Provide services prior to admission  Admit sooner when appropriate  Consider enhanced/other service needs (urgency of treatment, higher/other)  Replace “contract for treatment” with motivational interventions

  15. Treatment services can be Did You provided after a need has been assessed and before a full Know? comprehensive Assessment is completed NAME OR LOGO

  16. Assessment  Assessment should be an ongoing process  Individuals receiving services may experience “assessment burnout”  Individuals may be asked about sensitive areas before the therapeutic relationship is developed  Clinicians describe drowning in documentation  Lengthy assessments may decrease therapeutic time  Assessment process should be individualized 16

  17. Discussion 17

  18. Consider  Streamlined and individualized assessment process  Consider removing agency specific elements/questions that go beyond requirements, or are duplicative  Review assessments for potential duplication of same questions that were asked by other staff  Conduct assessment as a conversation 18

  19. Consider  Access information from other sources, like PSYCKES clinical narrative, referral sources, or other assessments  Consider self assessment tools for some individuals  If self assessment tools are used, make sure clinicians review and utilize information  Screening Tools 19

  20. Did You Treatment planning helps an individual participate in their Know? own treatment process NAME OR LOGO

  21. Treatment Planning  Person/Child centered, youth and family driven  Ongoing process of assessing needs, goals and services  Identifies when goals are met  A means to adjust services as necessary to assist individuals in reaching their goals  Identifies when an individual is ready for discharge 21

  22. Treatment Planning Challenges  Often utilized less as a clinical tool and more to meet regulations  Emphasis may be put on the paperwork rather than on the collaborative process with the individual/family  There can be a disconnect between treatment planning and treatment sessions  May be viewed as an event which intrudes upon therapeutic time rather than part of the treatment process 22

  23. Consider • The treatment plan should be the individual’s plan • Using treatment planning as a tool • Document treatment planning throughout treatment • Educate the individual about the reason and need for the plan • Develop the plan collaboratively during the session 23

  24. Did You Discharge planning should start on the first visit Know? NAME OR LOGO

  25. Discharge  Discussion begins at admission and continues throughout treatment  Involves discussion to determine what changes need to occur for the individual to no longer need clinic services  Lack of discharge planning can cause treatment to lose focus and take longer then needed or expected 25

  26. Consider  Short term treatment that focuses on presenting problem with clear discharge goals  When there are concerns regarding client engagement, prior to discharging, try to re-engage individuals by: ◦ Determining if you are still meeting the individual’s needs or whether their needs have changed? ◦ Working with the individual to set up person centered scheduling ◦ Provide Medication-only services if appropriate ◦ Utilizing other resources/approaches for engagement ◦ Working with Health Home care managers (if available) 26

  27. Re-admission  Discussion  Process  Assessment  Treatment Planning 27

  28. Tips from Managed Care Organizations (MCOs)  Partnership  Communicate  Share information  Collaborate  Access to care, especially post emergency room/inpatient discharge 28

  29. Questions Comments Concerns Discussion 29

  30. Resources 30

  31. 14 NYCRR Part 599 Regulations Establishes standards for the certification, operation and reimbursement of clinic treatment programs serving adults and children. The New York State Office of Mental Health (OMH) mental health clinic regulations, 14 NYCRR Part 599 are augmented by: ◦ The OMH Clinical Standards of Care ◦ The OMH Standards of Care Anchors, which comprise the instrument used to measure performance for re-certification. Both documents are found on the OMH Clinic webpage. https://omh.ny.gov/omhweb/clinic_restructuring/default.html 31

  32. 599 Regulations 599 Regulations: https://govt.westlaw.com/nycrr/Browse/Home/NewY ork/NewYorkCodesRulesandRegulations?guid=I9ffd00 70a18311dfa00ee4a4febaeecb&originationContext= documenttoc&transitionType=Default&contextData=( sc.Default) . 32

  33. Additional OMH Resources Clinic Guidance: https://omh.ny.gov/omhweb/clinic_restructuring/part599/part-599.pdf Standards of Care Anchor Elements: https://www.omh.ny.gov/omhweb/clinic_standards/care_anchors.html Clinic FAQ: https://www.omh.ny.gov/omhweb/clinic_restructuring/clinic_faq.pdf Note: Program clinical leadership should review potential changes to all operations protocols with program administrative leadership. In many situations, billing staff should also be included in the discussion, even when at face value, the discussion is not about billing. 33

  34. Contact us at ctac.info@nyu.edu

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