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Regular Chains under Linear Changes of Coordinates and Applications Parisa Alvandi, Changbo Chen, Amir Hashemi, Marc Moreno Maza Western University, Canada September 17, 2015 Plan 1 Why Change of Coordinates? 2 Linear Change of Coordinates for


  1. Regular Chains under Linear Changes of Coordinates and Applications Parisa Alvandi, Changbo Chen, Amir Hashemi, Marc Moreno Maza Western University, Canada September 17, 2015

  2. Plan 1 Why Change of Coordinates? 2 Linear Change of Coordinates for Regular Chains 3 Noether Normalization and Regular Chains 4 Aller ` erateurs de sat( T ) a la pˆ eche aux g´ en´ 5 Conclusion

  3. Plan 1 Why Change of Coordinates? 2 Linear Change of Coordinates for Regular Chains 3 Noether Normalization and Regular Chains 4 Aller ` erateurs de sat( T ) a la pˆ eche aux g´ en´ 5 Conclusion

  4. Motivation (1/2) Polynomial system solving is an important problem in both science and engineering One method for solving such systems relies on triangular decompositions A triangular decomposition encodes the solutions of a polynomial system using special sub-systems called regular chains. Several encodings are possible. Example For the variable order b < a < y < x , with F = { a x + b, b x + y } , we have the following Z , V ( F ) = V ( T 1 ) \ V ( a b ) with T 1 = { b x + y, a y − b 2 } or V ( F ) = ( V ( T 1 ) \ V ( a b )) ∪ V ( T 2 ) ∪ V ( T 3 ) with T 2 = { x, y, b } and T 3 = { y, a, b } .

  5. Motivation (2/2) Example (Cont’d) Recall F = { a x + b, b x + y } , T 1 = { b x + y, a y − b 2 } , T 2 = { x, y, b } and T 3 = { y, a, b } : Z implicitly describes the lines (0 , 0 , a, 0) and V ( F ) = V ( T 1 ) \ V ( a b ) ( x, 0 , 0 , 0) , whereas V ( F ) = V ( T 1 ) \ V ( t ) ∪ V ( T 2 ) ∪ V ( T 3 ) explicitly gives all points. Z = V ( T 1 : ( ab ) ∞ ) . Observe that we have V ( T 1 ) � = V ( T 1 ) \ V ( a b ) Question For F ⊂ Q [ x 1 , . . . , x n ] and a regular chain T ⊂ Q [ x 1 , . . . , x n ] with h T as Z how to product of initials such that we have V ( F ) = V ( T ) \ V ( h T ) compute V ( F ) \ ( V ( T ) \ V ( h T )) if only T (thus not F ) is known?

  6. The problem: formal statement Notations Let T ⊂ C [ x 1 < · · · < x n ] be a regular chain. Let h T be the product of initials of polynomials of T . Let W ( T ) be the quasi-component of T , that is V ( T ) \ V ( h T ) . Z is the intersection of all algebraic sets containing W ( T ) . W ( T ) Problem statement Compute the non-trivial limit points of W ( T ) , that is, the set Z \ W ( T ) . lim( W ( T )) = W ( T ) Basic properties Z = V (sat( T )) where sat( T ) := � T � : h ∞ W ( T ) T , lim( W ( T )) = W ( T ) ∩ V ( h T ) , If dim(sat( T )) = d then lim( W ( T )) = ∅ or dim(lim( W ( T ))) = d − 1 .

  7. Why is the problem difficult? Remark Z ⊆ V ( T ) but Given regular chain T ⊂ C [ x 1 < · · · < x n ] , we have W ( T ) Z � = V ( T ) W ( T ) may hold, which implies that a command like Triangularize( T ) may not Z , not even implicitly. compute W ( T ) Example Consider T = { z x − y 2 , y 4 − z 5 } . We have V ( T ) = W ( T ) ∪ V ( y, z ) Z = W ( T ) ∪ V ( y, z, x ) W ( T ) The former can be computed by Triangularize( T ) with output=lazard option while the latter requires to compute a generating set of Z . sat( T ) = T : h ∞ T since we have V (sat( T )) = W ( T )

  8. Using Puiseux series In our CASC 2013 paper, we compute lim( W ( T )) whenever T is a one-dimensional regular chain over C : computations done w.r.t Euclidean topology (instead of Zariski topology) thanks to a theorem of D. Mumford. relies on Puiseux parametrizations not trivial to extend to a regular chain in higher dimension Example � x 1 x 2 3 + x 2 T := x 1 x 2 2 + x 2 + x 1 The regular chain T has four Puiseux expansions around x 1 = 0 : � x 3 � x 3 1 + O ( x 2 − 1 + O ( x 2 = 1 ) = 1 ) − x 1 + O ( x 2 − x 1 + O ( x 2 x 2 = 1 ) x 2 = 1 ) � x 3 � x 3 x 1 − 1 − 1 − x 1 − 1 + 1 2 x 1 + O ( x 2 2 x 1 + O ( x 2 = 1 ) = 1 ) − x 1 − 1 + x 1 + O ( x 2 − x 1 − 1 + x 1 + O ( x 2 x 2 = 1 ) x 2 = 1 )

  9. Why using change of coordinate system? Motivation This is a fundamental technique to obtain a more convenient representation, and reveal properties, of the algebraic or differential representation of a geometrical object. Applications of random linear changes of coordinates ⊲ Obtaining a separating element, in computing rational univariate representation (RUR) of a zero-dimensional polynomial ideal. ⊲ Getting rid off “vertical components” for instance in computing the tangent cone of a space curve (see yesterday’s talk). ⊲ Noether normalization of a polynomial ideal. Our goals Compute lim( W ( T )) , as stated after, but also Study Noether normalization for ideals of the form sat( T ) .

  10. How to use change of coordinates for computing lim( W ( T )) ? (1/2) First idea: Lever l’ind´ etermination Since W ( T ) = V ( T ) \ V ( h T ) , the difficulty in computing lim( W ( T )) is to “approach” V ( h T ) while staying in W ( T ) . Hence: Find a linear change of coordinates A and a regular chain C such that W A ( T ) = W ( C ) and we can converge to V A ( h T ) within W ( C ) (thus staying away of V ( h C ) ) � A − 1 � V ( C ) ∩ V A ( h T ) Then, we have lim( W ( T )) = Example Consider T := { x 4 , x 2 x 3 + x 2 1 } ⊂ Q [ x 1 < x 2 < x 3 < x 4 ] and the linear change of coordinates A : ( x 1 , x 2 , x 3 , x 4 ) �− → ( x 4 , x 2 + x 3 , x 2 , x 1 ) Using the PALGIE algorithm, we obtain C := { x 4 , x 2 3 + x 2 x 3 + x 2 1 } . Since C is monic, we can converge to V A ( h T ) within W ( C ) and have: � A − 1 � V ( C ) ∩ V A ( h T ) lim( W ( T )) = = V ( x 4 , x 2 , x 1 ) .

  11. How to use change of coordinates for computing lim( W ( T )) ? (2/2) Second idea: Aller ` a la pˆ eche aux g´ en´ erateurs de sat( T ) Recall lim( W ( T )) = W ( T ) ∩ V ( h T ) ⊆ V ( T ) ∩ V ( h T ) Since W ( T ) = V (sat( T )) , there exist polynomial sets F ⊆ I ( V (sat( T ))) such that V ( T ∪ F ∪ h T ) = lim( W ( T )) holds. One may obtain such F by applying a change of coordinates A to T . Example Let T := { x 5 2 − x 4 1 , x 1 x 3 − x 2 2 } be a regular chain of Q [ x 1 < x 2 < x 3 ] . Let C := { x 5 3 − x 3 1 , x 2 3 x 2 − x 2 1 } be a regular chain of Q [ x 1 < x 3 < x 2 ] for which we have sat( C ) = sat( T ) . � � We shall exhibit a theorem implying � T, C � = sat( T ) from which we shall deduce lim( W ( T )) = V ( x 1 , x 2 , x 3 ) .

  12. Plan 1 Why Change of Coordinates? 2 Linear Change of Coordinates for Regular Chains 3 Noether Normalization and Regular Chains 4 Aller ` erateurs de sat( T ) a la pˆ eche aux g´ en´ 5 Conclusion

  13. Linear change of coordinates Notations Let k be a field and x = x 1 < · · · < x n be n ordered variables. Linear change of coordinates n any bijective map A of the form We call linear change of coordinates in k n n → A : k k (1) �− → ( A 1 ( x ) , . . . , A n ( x )) x where A 1 , . . . , A n are linear forms over k . Notation For f ∈ k [ x 1 , . . . , x n ] , we write f A ( x ) := f ( A 1 ( x ) , . . . , A n ( x )) . V A ( F ) := V ( { f A | f ∈ F } ) and W A ( T ) := V A ( T ) \ V A ( h T ) . For U := V ( F ) with F ⊂ k [ x 1 , . . . , x n ] , we define U A := V A ( F ) . For I := � F � , we define I A := � f A | f ∈ F � .

  14. Change of Variable Order Problem 1 Given two orderings R 1 and R 2 on { x 1 , . . . , x n } , and T ⊂ k [ x ] a regular chain w.r.t R 1 , then compute finitely many regular chains C 1 , . . . , C e w.r.t R 2 such that Z = W ( C 1 ) Z ∪ · · · ∪ W ( C e ) Z W ( T )

  15. Change of Variable Order Problem 1 Given two orderings R 1 and R 2 on { x 1 , . . . , x n } , and T ⊂ k [ x ] a regular chain w.r.t R 1 , then compute finitely many regular chains C 1 , . . . , C e w.r.t R 2 such that Z = W ( C 1 ) Z ∪ · · · ∪ W ( C e ) Z W ( T ) Example Let T = { z x 2 + y 2 , y 4 − z 3 } be a regular chain w.r.t R = z < y < x . Let R ′ = z < x < y , then C = PALGIE ( T, R ′ ) = { y 2 + x 2 z, x 4 − z } . In fact, we have sat( T ) R = sat( C ) R ′ .

  16. Change of Variable Order Problem 1 Given two orderings R 1 and R 2 on { x 1 , . . . , x n } , and T ⊂ k [ x ] a regular chain w.r.t R 1 , then compute finitely many regular chains C 1 , . . . , C e w.r.t R 2 such that Z = W ( C 1 ) Z ∪ · · · ∪ W ( C e ) Z W ( T ) In the work of F. Boulier, F. Lemaire, and M. M. M. the differential counterpart of this problem, assuming sat( T ) is prime. An answer can be derived for the algebraic case and this algorithm is called PALGIE (Prime ALGebraic IdEal).

  17. Change of Variable Order Problem 1 Given two orderings R 1 and R 2 on { x 1 , . . . , x n } , and T ⊂ k [ x ] a regular chain w.r.t R 1 , then compute finitely many regular chains C 1 , . . . , C e w.r.t R 2 such that Z = W ( C 1 ) Z ∪ · · · ∪ W ( C e ) Z W ( T ) Extending the PALGIE algorithm to a solution of the problem above can be achieved by standard methods from regular chains theory.

  18. Change of Coordinate System Problem 2 Given a regular chain T and a linear change of coordinates A , compute finitely many regular chains C 1 , . . . , C e such that , Z = W ( C 1 ) Z ∪ · · · ∪ W ( C e ) Z W A ( T ) Given A is a linear change of coordinate system and T = { t 1 ( x 1 , . . . , x d ) , . . . , t n − d ( x 1 , . . . , x n ) } , Apply the extended version of PALGIE algorithm to  t A n − d ( x 1 , . . . , x n ) = 0   .  .  . T A t A 1 ( x 1 , . . . , x d ) = 0    h A T � = 0 

  19. Plan 1 Why Change of Coordinates? 2 Linear Change of Coordinates for Regular Chains 3 Noether Normalization and Regular Chains 4 Aller ` erateurs de sat( T ) a la pˆ eche aux g´ en´ 5 Conclusion

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