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Background Generating Trees Quarter Turn Baxter Permutations Kevin Dilks North Dakota State University June 26, 2017 Kevin Dilks Quarter Turn Baxter Permutations Background Generating Trees Outline Background 1 Generating Trees 2


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SLIDE 1

Background Generating Trees

Quarter Turn Baxter Permutations

Kevin Dilks

North Dakota State University

June 26, 2017

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 2

Background Generating Trees

Outline

1

Background

2

Generating Trees

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 3

Background Generating Trees

Outline

1

Background

2

Generating Trees

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 4

Background Generating Trees

What is a Baxter Permutation?

Definition A Baxter permutation is a permutation that, when written in

  • ne-line notation, avoids the generalized patterns 3-14-2 and

2-41-3. This is to say that there are no instances of the patterns 3142 or 2413 where the letters representing 1 and 4 are adjacent in the original word. Example 41352 is a Baxter permutation.

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 5

Background Generating Trees

What is a Baxter Permutation?

Definition A Baxter permutation is a permutation that, when written in

  • ne-line notation, avoids the generalized patterns 3-14-2 and

2-41-3. This is to say that there are no instances of the patterns 3142 or 2413 where the letters representing 1 and 4 are adjacent in the original word. Example 41352 is a Baxter permutation.

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 6

Background Generating Trees

What is a Baxter Permutation?

Definition A Baxter permutation is a permutation that, when written in

  • ne-line notation, avoids the generalized patterns 3-14-2 and

2-41-3. This is to say that there are no instances of the patterns 3142 or 2413 where the letters representing 1 and 4 are adjacent in the original word. Example 41352 is a Baxter permutation.

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 7

Background Generating Trees

Number of Baxter Permutations

Theorem (Chung, Graham, Hoggatt, Kleiman) The number of Baxter permutations of length n is B(n) :=

n−1

  • k=0

n+1

k

n+1

k+1

n+1

k+2

  • n+1

1

n+1

2

  • For n = 1, 2, 3 . . ., B(n) = 1, 2, 6, 22, 92, 422, 2074, 10754 . . ..

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 8

Background Generating Trees

Number of Baxter Permutations

Theorem (Chung, Graham, Hoggatt, Kleiman) The number of Baxter permutations of length n is B(n) :=

n−1

  • k=0

n+1

k

n+1

k+1

n+1

k+2

  • n+1

1

n+1

2

  • For n = 1, 2, 3 . . ., B(n) = 1, 2, 6, 22, 92, 422, 2074, 10754 . . ..

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 9

Background Generating Trees

Number of Baxter Permutations

Theorem (Mallows) The number of Baxter permutations with k ascents is given by the kth summand, (n+1

k )(n+1 k+1)(n+1 k+2)

(n+1

1 )(n+1 2 )

Multiplication by the longest element (w0) on either side takes a Baxter permutation of length n with k ascents to a Baxter permutation of length n with n − k + 1 ascents.

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 10

Background Generating Trees

Number of Baxter Permutations

Theorem (Mallows) The number of Baxter permutations with k ascents is given by the kth summand, (n+1

k )(n+1 k+1)(n+1 k+2)

(n+1

1 )(n+1 2 )

Multiplication by the longest element (w0) on either side takes a Baxter permutation of length n with k ascents to a Baxter permutation of length n with n − k + 1 ascents.

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 11

Background Generating Trees

Chart of Examples

Baxter Twisted Baxter Baxter Baxter Diagonal Baxter Plane Permutations Permutations Paths Tableaux Rectangulations Partitions 2341

  • 4123

2341

  • 4123
  • 1 4 6 9

2 5 8 11 3 7 1012

  • 1 3 6 10

2 5 8 11 4 7 9 12

  • 2

2

  • 1

1 3412

  • 3142
  • 1 3 7 9

2 5 8 11 4 6 1012

  • 2

1

  • Kevin Dilks

Quarter Turn Baxter Permutations

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SLIDE 12

Background Generating Trees

Symmetries

All “Baxter Objects” have a equivariant rotation symmetry. Baxter permutations are closed under taking inverses. Bousquet-Mèlou gave enumeration for involutive, Fusy bijective proof. What about quarter turn rotation of Baxter permutation matrix?

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 13

Background Generating Trees

Symmetries

All “Baxter Objects” have a equivariant rotation symmetry. Baxter permutations are closed under taking inverses. Bousquet-Mèlou gave enumeration for involutive, Fusy bijective proof. What about quarter turn rotation of Baxter permutation matrix?

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 14

Background Generating Trees

Symmetries

All “Baxter Objects” have a equivariant rotation symmetry. Baxter permutations are closed under taking inverses. Bousquet-Mèlou gave enumeration for involutive, Fusy bijective proof. What about quarter turn rotation of Baxter permutation matrix?

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 15

Background Generating Trees

Symmetries

All “Baxter Objects” have a equivariant rotation symmetry. Baxter permutations are closed under taking inverses. Bousquet-Mèlou gave enumeration for involutive, Fusy bijective proof. What about quarter turn rotation of Baxter permutation matrix?

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 16

Background Generating Trees

Outline

1

Background

2

Generating Trees

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 17

Background Generating Trees

Big idea: For each n ∈ N, you have a set of things, T(n). Natural restriction map from Res : T(n + 1) → T(n). Define a tree where the parent of x ∈ T(n) is Res(x) ∈ T(n − 1). Figure out how this tree grows.

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 18

Background Generating Trees

Big idea: For each n ∈ N, you have a set of things, T(n). Natural restriction map from Res : T(n + 1) → T(n). Define a tree where the parent of x ∈ T(n) is Res(x) ∈ T(n − 1). Figure out how this tree grows.

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 19

Background Generating Trees

Big idea: For each n ∈ N, you have a set of things, T(n). Natural restriction map from Res : T(n + 1) → T(n). Define a tree where the parent of x ∈ T(n) is Res(x) ∈ T(n − 1). Figure out how this tree grows.

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 20

Background Generating Trees

Big idea: For each n ∈ N, you have a set of things, T(n). Natural restriction map from Res : T(n + 1) → T(n). Define a tree where the parent of x ∈ T(n) is Res(x) ∈ T(n − 1). Figure out how this tree grows.

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 21

Background Generating Trees

Permutations

Take T(n) = Sn. Res : Sn+1 → Sn given by deleting n + 1. There are n + 1 places we can insert n + 1 into a permutation of length n, inductively gives |Sn| = n!. Can keep track of where n + 1 inserted to track inversion, get Lehmer code.

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 22

Background Generating Trees

Permutations

Take T(n) = Sn. Res : Sn+1 → Sn given by deleting n + 1. There are n + 1 places we can insert n + 1 into a permutation of length n, inductively gives |Sn| = n!. Can keep track of where n + 1 inserted to track inversion, get Lehmer code.

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 23

Background Generating Trees

Permutations

Take T(n) = Sn. Res : Sn+1 → Sn given by deleting n + 1. There are n + 1 places we can insert n + 1 into a permutation of length n, inductively gives |Sn| = n!. Can keep track of where n + 1 inserted to track inversion, get Lehmer code.

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 24

Background Generating Trees

Permutations

Take T(n) = Sn. Res : Sn+1 → Sn given by deleting n + 1. There are n + 1 places we can insert n + 1 into a permutation of length n, inductively gives |Sn| = n!. Can keep track of where n + 1 inserted to track inversion, get Lehmer code.

Kevin Dilks Quarter Turn Baxter Permutations

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Background Generating Trees

231 Avoiding Permutations

Let T(n) = Av(231) 1 21 321

4321 3214

213

4213 2143 2134

12 312

4312 3124

132

4132 1432 1324

123

4123 1423 1243 1234 Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 26

Background Generating Trees

231 Avoiding

Can insert new largest label to left of a left-to-right maximum, or at the end of a word.

41325876

413258769 413259876 413295876 941325876

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 27

Background Generating Trees

231 Avoiding

Can insert new largest label to left of a left-to-right maximum, or at the end of a word.

41325876

413258769 413259876 413295876 941325876

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 28

Background Generating Trees

231 Avoiding

Can insert new largest label to left of a left-to-right maximum, or at the end of a word.

41325876

413258769 413259876 413295876 941325876

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 29

Background Generating Trees

231 Avoiding

Can insert new largest label to left of a left-to-right maximum, or at the end of a word.

41325876

413258769 413259876 413295876 941325876

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 30

Background Generating Trees

2 2 2 2 3 3 2 3 4 3 2 2 3 3 2 3 4 4 2 3 4 5

Figure: The beginning of the Catalan tree

Kevin Dilks Quarter Turn Baxter Permutations

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Background Generating Trees

Chart of Examples

Baxter Twisted Baxter Baxter Baxter Diagonal Baxter Plane Permutations Permutations Paths Tableaux Rectangulations Partitions 1243

  • 2134

1243

  • 2134
  • 1 3 6 9

2 5 7 11 4 8 1012

  • 1 3 5 9

2 6 8 11 4 7 1012

  • 3

3

  • 1342
  • 3124

1342

  • 3124
  • 1 3 6 9

2 4 8 11 5 7 1012

  • 1 3 6 8

2 5 9 11 4 7 1012

  • 3

2

  • 1
  • 1423
  • 2314

1423

  • 2314
  • 1 3 5 7

2 6 9 11 4 8 1012

  • 1 3 5 9

2 4 7 11 6 8 1012

  • 3

1

  • 2

2341

  • 4123

2341

  • 4123
  • 1 4 6 9

2 5 8 11 3 7 1012

  • 1 3 6 10

2 5 8 11 4 7 9 12

  • 2

2

  • 1

1 1324

  • 1324
  • 1 3 5 7

2 4 9 11 6 8 1012

  • 3
  • 3412
  • 3142
  • 1 3 7 9

2 5 8 11 4 6 1012

  • 2

1

  • Kevin Dilks

Quarter Turn Baxter Permutations

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SLIDE 32

Background Generating Trees

Baxter Permutations

Av(231) would be similar with right to left maxima Baxter permutations allow both insertion immediately to the left of a left-to-right maxima, and immediately to the right of a right-to-left maxima.

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 33

Background Generating Trees

Baxter Permutations

Av(231) would be similar with right to left maxima Baxter permutations allow both insertion immediately to the left of a left-to-right maxima, and immediately to the right of a right-to-left maxima.

Kevin Dilks Quarter Turn Baxter Permutations

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Background Generating Trees

Baxter Permutations

·312·4·8·7·56·

·9·31248·7·56· ·312·9·48·7·56· ·312·4·9·8·7·56· ·312·4·8·9·7·56· ·312·4·87·9·56· ·312·4·87569·

Figure: Branching of generating tree at w = 31248756, with insertion points marked.

Kevin Dilks Quarter Turn Baxter Permutations

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Background Generating Trees

Baxter Permutations

Rule for generating tree isomorphic to Baxter permutations (i, j)

(1, j + 1) (2, j + 1) . . . (i, j + 1) (i + 1, j) (i + 1, j − 1) . . . (i + 1, 1) Kevin Dilks Quarter Turn Baxter Permutations

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Background Generating Trees

Baxter Permutations

(1, 1) (1, 2) (1, 3) . . . . . . . . . . . . (2, 2) . . . . . . . . . . . . (2, 1) . . . . . . . . . (2, 1) (1, 2) . . . . . . . . . (2, 2) . . . . . . . . . . . . (3, 1) . . . . . . . . .

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 37

Background Generating Trees

Half Turn Baxter

Entries in permutation fixed under half turn come in pairs If wi = j, then wn+1−i = n + 1 − j w=47136825 Restriction map needs to remove n and 1 (and lower all labels by 1).

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 38

Background Generating Trees

Half Turn Baxter

Entries in permutation fixed under half turn come in pairs If wi = j, then wn+1−i = n + 1 − j w=47136825 Restriction map needs to remove n and 1 (and lower all labels by 1).

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 39

Background Generating Trees

Half Turn Baxter

Entries in permutation fixed under half turn come in pairs If wi = j, then wn+1−i = n + 1 − j w=47136825 Restriction map needs to remove n and 1 (and lower all labels by 1).

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 40

Background Generating Trees

Half Turn Baxter

Entries in permutation fixed under half turn come in pairs If wi = j, then wn+1−i = n + 1 − j w=47136825 Restriction map needs to remove n and 1 (and lower all labels by 1).

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 41

Background Generating Trees

Half Turn Baxter

Entries in permutation fixed under half turn come in pairs If wi = j, then wn+1−i = n + 1 − j w=47136825 Restriction map needs to remove n and 1 (and lower all labels by 1).

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 42

Background Generating Trees

Half Turn Baxter

Entries in permutation fixed under half turn come in pairs If wi = j, then wn+1−i = n + 1 − j w=47136825 Restriction map needs to remove n and 1 (and lower all labels by 1).

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 43

Background Generating Trees

Half Turn Baxter

Entries in permutation fixed under half turn come in pairs If wi = j, then wn+1−i = n + 1 − j w=47136825 Restriction map needs to remove n and 1 (and lower all labels by 1).

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 44

Background Generating Trees

∅ 21 4321 3412 1324 12 4231 2143 1234

Figure: Generating Tree for Baxter permutations of even length fixed under conjugation by the longest element

Kevin Dilks Quarter Turn Baxter Permutations

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Background Generating Trees

Rule for generating tree isomorphic to Baxter permutations fixed under conjugation by longest element. (i, j)

(1, j+2) (2, j+1) . . . (i, j+1) (i+1, j) (i+1, j−1) . . . (i+2, 1)

Kevin Dilks Quarter Turn Baxter Permutations

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Background Generating Trees

q=-1 Phenomenon

If we let n = k + ℓ + 1, n i

  • q

=

[n]!q [k]!q[n−k]!q ,

[m]!q = [m]q[m − 1]q . . . [1]q, and [j]q = 1 + q + . . . + qj−1, we have Theorem (D.) The number of Baxter objects with parameter k fixed under their natural involution is given by

 n + 1

k

 

q

 n + 1

k + 1

 

q

 n + 1

k + 2

 

q

 n + 1

1

 

q

 n + 1

2

 

q

|[q=−1]

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 47

Background Generating Trees

Quarter Turn Baxter

Equivalent to say if wi = j, then wj = n + 1 − i, wn+1−i = n + 1 − j, and wn+1−j = i. In general it makes a 4-cycle (i, j, n + 1 − i, n + 1 − j). Only degenerate case is a single central fixed point. Counting descents forces n to be odd, so n = 4k + 1. Restriction from removing n, 1, w1, and wn.

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 48

Background Generating Trees

Quarter Turn Baxter

Equivalent to say if wi = j, then wj = n + 1 − i, wn+1−i = n + 1 − j, and wn+1−j = i. In general it makes a 4-cycle (i, j, n + 1 − i, n + 1 − j). Only degenerate case is a single central fixed point. Counting descents forces n to be odd, so n = 4k + 1. Restriction from removing n, 1, w1, and wn.

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 49

Background Generating Trees

Quarter Turn Baxter

Equivalent to say if wi = j, then wj = n + 1 − i, wn+1−i = n + 1 − j, and wn+1−j = i. In general it makes a 4-cycle (i, j, n + 1 − i, n + 1 − j). Only degenerate case is a single central fixed point. Counting descents forces n to be odd, so n = 4k + 1. Restriction from removing n, 1, w1, and wn.

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 50

Background Generating Trees

Quarter Turn Baxter

Equivalent to say if wi = j, then wj = n + 1 − i, wn+1−i = n + 1 − j, and wn+1−j = i. In general it makes a 4-cycle (i, j, n + 1 − i, n + 1 − j). Only degenerate case is a single central fixed point. Counting descents forces n to be odd, so n = 4k + 1. Restriction from removing n, 1, w1, and wn.

Kevin Dilks Quarter Turn Baxter Permutations

slide-51
SLIDE 51

Background Generating Trees

Quarter Turn Baxter

Equivalent to say if wi = j, then wj = n + 1 − i, wn+1−i = n + 1 − j, and wn+1−j = i. In general it makes a 4-cycle (i, j, n + 1 − i, n + 1 − j). Only degenerate case is a single central fixed point. Counting descents forces n to be odd, so n = 4k + 1. Restriction from removing n, 1, w1, and wn.

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 52

Background Generating Trees

Quarter Turn Baxter

1 41352

296357418 672159834 761258943 816357492

25314

294753618 349852167 438951276 814753692

Figure: Start of generating tree for Baxter permutations fixed under 90◦ rotation.

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 53

Background Generating Trees

Quarter Turn Baxter

1 2 2 2 3 3 2 2 2 3 3

Figure: The beginning of the doubled Catalan tree

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 54

Background Generating Trees

Quarter Turn Baxter

Theorem (D.) The number of Baxter permutations of length n fixed under a quarter turn is equal to 2kCk (where Ck is the kth Catalan number) if n = 4k + 1, and 0 otherwise

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 55

Background Generating Trees

Combinatorial Interpretation?

Other interesting things with this enumeration (A151374, A052701) Obvious: Bicolored Dyck paths Less obvious: Rooted Eulerian n-edge map in the plane (Liskovets/Walsh ’05) More less obvious: Lattice walks in first quadrant with steps (1, 1), (−1, −1), and (−1, 0) starting at origin and ending on y-axis. (Bousquet-Mélou/Mishna ’09)

Kevin Dilks Quarter Turn Baxter Permutations

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SLIDE 56

Background Generating Trees

Combinatorial Interpretation?

Other interesting things with this enumeration (A151374, A052701) Obvious: Bicolored Dyck paths Less obvious: Rooted Eulerian n-edge map in the plane (Liskovets/Walsh ’05) More less obvious: Lattice walks in first quadrant with steps (1, 1), (−1, −1), and (−1, 0) starting at origin and ending on y-axis. (Bousquet-Mélou/Mishna ’09)

Kevin Dilks Quarter Turn Baxter Permutations

slide-57
SLIDE 57

Background Generating Trees

Combinatorial Interpretation?

Other interesting things with this enumeration (A151374, A052701) Obvious: Bicolored Dyck paths Less obvious: Rooted Eulerian n-edge map in the plane (Liskovets/Walsh ’05) More less obvious: Lattice walks in first quadrant with steps (1, 1), (−1, −1), and (−1, 0) starting at origin and ending on y-axis. (Bousquet-Mélou/Mishna ’09)

Kevin Dilks Quarter Turn Baxter Permutations

slide-58
SLIDE 58

Background Generating Trees

Combinatorial Interpretation?

Other interesting things with this enumeration (A151374, A052701) Obvious: Bicolored Dyck paths Less obvious: Rooted Eulerian n-edge map in the plane (Liskovets/Walsh ’05) More less obvious: Lattice walks in first quadrant with steps (1, 1), (−1, −1), and (−1, 0) starting at origin and ending on y-axis. (Bousquet-Mélou/Mishna ’09)

Kevin Dilks Quarter Turn Baxter Permutations