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Pathological response post neo-adjuvant chemotherapy in breast excision specimens Mubashar Ahmed ST -1, RVI Supervisor: Yvonne Bury, Consultant Histopathologist, RVI Introduction Most centres offer neoadjuvant chemotherapy(NACT). Aims


  1. Pathological response post neo-adjuvant chemotherapy in breast excision specimens Mubashar Ahmed ST -1, RVI Supervisor: Yvonne Bury, Consultant Histopathologist, RVI

  2. Introduction  Most centres offer neoadjuvant chemotherapy(NACT).  Aims of pathological assessment ◦ evaluation of treatment effects ◦ responsiveness to chemotherapy ◦ tumour down staging  S napshot of our current practice

  3. NHSBSP 2014 guidance  Tumour response: ◦ Complete pathological response ◦ Partial response to therapy ◦ No evidence of response to therapy.  Nodal response: ◦ No evidence of metastatic disease  No changes in the lymph nodes.  Response /’down - staging’, e.g. fibrosis. ◦ Metastatic disease present  Evidence of response  No response to therapy.

  4. Aim and Objectives  T o assess current practice in context of neo-adjuvant chemotherapy  To Assess ◦ current types of specimens ◦ number of blocks sampled and use of large tissue blocks ◦ frequency of local pathological complete response ◦ status quo in view of the 2014 NHS BSP guidelines regarding reporting of tumour characteristics and predictive factors

  5. Audit Standards 100 % reporting of prognostic and predictive in Pre-  NACT cores  histological grade and sub-type  ER  HER-2 status should have been determined in the majority of core biopsies during the audit period.  Lymph node status should be assessed 100% by imaging of the axilla and pathological evaluation (FNA or core biopsy) if indicated  (pCR) should be similar to the rates reported in the literature (12.1-25.8%)

  6. Sampling & Data collection  All breast excision specimens from patients received NACT.  Oct 2012-Feb 2015.  Data collected from APEX and Pathosys

  7. Findings  T otal Number of cases =20 Specimen T ype Mastectomy Wide Local Excision 45% 55%

  8. Blocks  Average 28 blocks per case Large tissue blocks used 12 10 8 6 4 2 0 Yes No unknown

  9. Histological Evidence of Tumour Tumour type pre-treatment Mixed Lobular Ductal NST 5% 5% Evidence of Tumour post treatment Absent 25% Present 75% 90%

  10. Residual Tumour Size  Most of these tumours were large at time of diagnosis  Difficult to assess ER,PR and HER 2 on small tumours Residual tumour size (mm) Residual tumour size (mm) 90 73 45 45 36 28 25 25 24 9 9 3 2 1.2 0.11 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15

  11. Pre-treatment assessment  PR not routinely assessed unless ER is negative; therefore PR has not been included into the audit. 101% 100%  SOP change in July 2013: 99% 98% HER-2 status was assessed on 97% excision specimens. 96% 95% 94% 93% 92%

  12. Tumour Grade 14 12 10 8 Pre-NACT 6 Post NACT 4 2 0 Grade 1 Garde 2 Grade 3 No Invasive tumour

  13. HER2 and ER Pre and Post NACT HER 2 100% 80% 60% 40% Post NACT 20% Pre-NACT 0% ER 14 12 10 8 6 Pre NACT 4 Post NACT 2 0

  14. PCR rate in audit population Study Complete pathological response (pCR) of primary tumour RVI Audit (NHSBSP-G) 25% Chevalier 14.3% Sataloff 25.8% Mazouni 12.1% T otal pCR 3.4% (RVI 5%) pCR with DCIS 8.6% (RVI 20%)

  15. PCR according to Chevallier et al. Disappearance of all tumors both on 1. macroscopic and microscopic assessment. In situ carcinoma present but no residual 2. invasive tumor and no metastatic lymph nodes. Invasive carcinoma present with stromal 3. 1 changes(sclerosis, fibrosis). 4 10% 20% 2 Few modifications of the 15% 4. appearance of the tumor. 3 55%

  16. PCR according to Sataloff et al.  A: total or near total therapeutic effect (in the latter case: scattered cells accounting for >5% of the tumor surface).  B: subjectively >50% therapeutic effect but less than total or near total. T ype  C: >50% therapeutic effect. A B C D  D: no therapeutic effect evident 20% 25% 25% 30%

  17. Lymph nodes according to Sataloff  N-A: evidence of therapeutic effect, no metastatic disease.  N-B: no nodal metastasis or therapeutic effect.  N-C: evidence of therapeutic effect but nodal metastasis still present. A B C D X  N-D: viable metastatic 15% disease, no therapeutic effect. 10% 55% 15% 5%

  18. Histological Response to NACT

  19. Areas of good practice  100% pathology reporting of histological grade, histological sub-type, ER and lymph node stage  95%- 100 % reporting of HER 2 on pre- treatment cores.  pCR rates largely in keeping with international levels (around 25%)

  20. Areas of good practice  Partial response was seen in 55% of cases  100% reporting of prognostic and predictive factors Post NACT  The average number of blocks taken per case was 28 blocks (SD 9)  Reporting of these cases by only 2 pathologists encourages less inter-observer variability

  21. Areas for improvement:  Terminology for pathological response should be brought in line with 2014 NHS BSP guidelines  Increase the use of large blocks

  22. Areas for improvement:  Reporting of ER and HER-2 status in excision specimens post NACT appears variable and clarification of oncologic requirements should be discussed.  Not all cases may have been identified on Pathosys and greater awareness in marking these cases as neo-adjuvant should be encouraged among pathologists.

  23. Recommendations  Standardised terminology of reporting of pathological tumour response as recommend by 2014 NHS BSP guidelines.  Clarify with oncologists the requirements for re-testing ER and HER-2 on excision specimens following neo-adjuvant chemotherapy and recording these requirements in SOP on q- pulse.  Re-audit after 2 years in view of increasing numbers of patients receiving neo-adjuvant chemotherapy and oncoplastic surgery.

  24. References 2014 NHS BSP guidelines (circulated as finalised draft version via QARC) 1. Marchiò C, Sapino A. The Pathologic Complete Response Open Question in Primary Therapy, 2. Journal of the National Cancer Institute Monographs, No. 43, 2011, Oxford University Press Mazouni et al. Inclusion of taxane, particularly weekly paclitaxel, in preoperative chemotherapy 3. improved pathologic complete response rate in estrogen receptor-positive breast cancers. Annuals of Oncology 18: 874-880,2007 SIGN Guidance. Treatment of primary breast cancer . Neoadjuvant systemic therapy, 2009 4. Mazouni et al. Residual Ductal Carcinoma In Situ in Patients With Complete Eradication of 5. Invasive Breast Cancer After Neo-adjuvant Chemotherapy Does Not Adversely Affect Patient Outcome. Journal of clinical oncology VOLUME 25 _ NUMBER 19 _ JULY 1 2007 Chevallier B, Roche H, Olivier JP et al. Inflammatory breast cancer. Pilot study of intensive 6. induction chemotherapy (FEC-HD) results in a high histologic response rate. Am. J. Clin. Oncol. 1993; 16; 223 – 228. Sataloff DM, Mason BA, Prestipino AJ et al. Pathologic response to induction chemotherapy in 7. locally advanced carcinoma of the breast: a determinant of outcome. J. Am. Coll. Surg. 1995; 180; 297 – 306. Pinder et al. Laboratory handling and histology reporting of breast specimens from patients 8. who have received neoadjuvant chemotherapy. Histopathology 2007, 50, 409 – 417. MD Anderson website 9. http://www3.mdanderson.org/app/medcalc/index.cfm?pagename=jsconvert3

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