SLIDE 1 NSF International
A Global Leader in Public Health and Safety
Food safety Considerations for Hygienic Design of Manufacturing and Processing Equipment
Mona Malhotra and Navin Sharma NSF International 3rd Dec. 2014
SLIDE 2
Principles of Sanitary Equipment Design
SLIDE 3 Principles of Sanitary Equipment Design
Cleanable to a microbiological level:
- designed as to prevent bacterial ingress, survival, growth and reproduction on both
product and non-product contact surfaces of the equipment.
Made of compatible materials:
- with the product, environment, cleaning and sanitizing chemicals and the methods of
cleaning and sanitation.
SLIDE 4 Principles of Sanitary Equipment Design
Accessible for inspection, maintenance, cleaning and sanitation:
- inspection, maintenance, cleaning and sanitation without the use of tools.
No product or liquid collection:
- self-draining to assure that liquid, which can harbor and promote the growth of
bacteria, does not accumulate, pool or condense on the equipment. :
SLIDE 5 Principles of Sanitary Equipment Design
Hollow areas should be hermetically sealed
- such as frames and rollers must be eliminated wherever possible or permanently
sealed
- Bolts, studs, mounting plates, brackets, junction boxes, nameplates, end caps,
sleeves and other such items must be continuously welded to the surface not attached via drilled and tapped holes.
No niches:
- such as pits, cracks, corrosion, recesses, open seams, gaps, lap seams, protruding
ledges, inside threads, bolt rivets and dead ends.
SLIDE 6 Principles of Sanitary Equipment Design
Sanitary operational performance:
- does not contribute to unsanitary conditions or the harborage and growth of bacteria.
Hygienic design of maintenance enclosures:
- such as push buttons, valve handles, switches and touchscreens, must be designed,
to ensure food product, water or product liquid does not penetrate or accumulate in and on the enclosure or interface.
- physical design of the enclosures should be sloped or pitched to avoid use as storage
area.
SLIDE 7 Principles of Sanitary Equipment Design
Hygienic compatibility with other plant systems
- such as electrical, hydraulics, steam, air and water.
Validated cleaning and sanitizing protocols:
- Clearly written, designed and proven effective and efficient
- Cleaning and sanitation chemicals must be compatible with the equipment and the
manufacturing environment.
SLIDE 8 Examples of Sanitary Equipment Design
Hollow Rollers Solid Rollers Congested Design Open Design
SLIDE 9 Examples of Sanitary Equipment Design
Continuous welding of parts also prevents bacteria from harboring and growing in niches. Gasket Continuous Welds Non-Functioning Openings
SLIDE 10
BENEFITS Optimizing the design and performance criteria for equipment and related systems as well as establishing industry-wide specifications benefit the entire industry by promoting one standard design that will help reduce contamination and associated recalls.
SLIDE 11
Food Equipment Certification
SLIDE 12 22 Food Equipment Standards
- NSF/ANSI 2: Food Equipment
- NSF/ANSI 3: Commercial Warewashing Equipment
- NSF/ANSI 4: Cooking and Hot Food Holding Equipment
- NSF/ANSI 5: Water Heaters
- NSF/ANSI 6: Dispensing Freezers
- NSF/ANSI 7: Commercial Refrigerators and Freezers
- NSF/ANSI 8: Commercial Powered Food Preparation Equipment
- NSF/ANSI 12: Automatic Ice Making Equipment
- NSF/ANSI 13: Refuse Processors
- NSF/ANSI 18: Manual Food and Beverage Dispensing Equipment
- NSF/ANSI 20: Commercial Bulk Milk Dispensing Equipment
- NSF/ANSI 21: Thermoplastic Refuse Containers
- NSF/ANSI 25: Vending Machines for Food and Beverages
- NSF/ANSI 29: Detergent and Chemical Feeders for dishwashing machines
- NSF/ANSI 35: High Pressure Decorative Laminates
- NSF/ANSI 36: Dinnerware
- NSF/ANSI 37: Air curtains for entranceways in food establishments
- NSF/ANSI 51: Food Equipment Materials
- NSF/ANSI 52: Supplemental Flooring
- NSF/ANSI 59: Mobile Food Carts
- NSF/ANSI 169: Special Purpose Food Equipment and Devices
- NSF/ANSI 170: Glossary of Food Equipment Terminology
SLIDE 13 Minimum Requirements for Certification
- Physical Evaluation: NSF evaluates the design and construction of
the equipment to make sure that it is easily cleanable. We look at things such as joints, seams, fastening methods, radius’ etc.
- Material Review: We will review all materials that are in contact with
food or have the potential to be in contact with food to make sure that they don’t impose any taste, odor, or harmful effects onto the
- food. Materials will be evaluated against FDA guidelines (21 CFR).
- Performance Testing: Includes tests such as: Temperature
maintenance, in place cleaning test, coating tests, thermometer accuracy test.
- Compliance Audit: An audit is conducted for initial Certification at
each production facility, and on an annual basis thereafter, for continued Certification.
SLIDE 14 Zones
– Direct food contact – Surfaces where food can drain or drip back on to food
– Surfaces subject to splash or spills
– Surfaces exposed to dirt and debris but not exposed to food or splash
– Surfaces that are not exposed Material and Design Requirements vary by Zone…
SLIDE 15
Food Zone Direct Contact Examples
Cutting board Food pans Food preparation surface
SLIDE 16
Food Zone Non-Direct Contact Examples
Underside of top cover Interior of refrigerator
SLIDE 17
Splash Zone Examples
Exposed shelving Interior of cabinet and exposed exterior surfaces
SLIDE 18
Nonfood Zone Examples
Underside of equipment Underside of wall shelf
SLIDE 19
- 1. Wrong Materials – Wood or Bamboo Needs to be Replaced
Critical Issues of material, design and construction Potential Food safety hazards
SLIDE 20
- 2. Inadequate Materials – Quality of Plastic or Steel not fit for purpose
Minor issues of material, design, performance and construction Potential Food safety hazards
SLIDE 21
- 3. Inadequate Cleaning – Improved Cleaning Procedures Needed
Potential Food safety hazards from harborage of bacteria
SLIDE 22
- 4. Improper Use – Continual Improvement Needed
Potential Food safety hazards from use of equipment Training needs
SLIDE 23
- 5. Improper Design or Construction – Need to Change Equipment
Minor issues of material, design and construction Replaced with approved equipment
SLIDE 24
- 6. Rust from Inadequate Material Specification
Material specification not suitable for intended use Cleaning chemicals and processes may be a factor
SLIDE 25
- 7. Continual Improvement on site
Use and cleaning of equipment to be controlled Replacement equipment to be certified
SLIDE 26 Overview of Material Requirements
Requirement Food Zone Splash Zone Nonfood Zone Nontoxic Required No Requirement No Requirement Smooth Yes Yes Yes Easily Cleanable Yes Yes Yes Corrosion Resistant Yes Yes Yes
SLIDE 27 Overview of Design Requirements
Requirement Food Zone Splash Zone Nonfood Zone Accessibility Without Tools With Tools With Tools Radius Required Not Required Not Required Fasteners Not Permitted Easily Cleanable Easily Cleanable Exposed Threads Not Permitted Not Permitted Limited Seams Sealed Sealed Closed
SLIDE 28 Examples of Performance Testing Required
– Verify equipment can maintain food at safe temperatures
– Confirm manufacturers cleaning & sanitizing instructions remove harmful bacteria
– Confirm food contact materials meet regulations
- Thermometer accuracy test
– Validate accuracy of readings over a range of temperatures
- Corrosion resistance testing for shelving
– Verify surfaces remain smooth and easily cleanable
SLIDE 29 NSF Certification Process
Quote and Application Physical Evaluation Testing / Material Review (if Applicable) Documentation Report Issued Certification, Listing and Authorization to use NSF Mark Facility Audit to Verify Ongoing Compliance
- A dedicated point of contact
- Access to NSF/ANSI standards
- Ongoing technical support
- Unmatched food safety expertise
- 65+ years of certification excellence
Providing all clients with:
SLIDE 30
Water is an important part of Food and Food Chain
SLIDE 31 Safe Water – Delivery has many Mechanical Elements
- Pipes / Pipe fittings
- Miscellaneous components
- Plastics
- Pumps
- UV systems (municipal)
- Water meters
- Membranes
- Filters
- Tanks
- Valves
- Faucets
- And more
SLIDE 32 Safe Water – Delivery has many Chemical Elements
- Coagulation Chemicals
- Corrosion Inhibitors
- Disinfectants
- RO Antiscalants
- Miscellaneous
treatment chemicals
SLIDE 33
- Evaluation of any contaminants (metal and non-metal)
that migrate into drinking water.
- Evaluation of weighted average lead content for
products that contain brass or bronze.
- Evaluation of claims by the manufacturers (cyst
removal, TDS removal, other contaminant removal, etc.)
- Evaluation of the Performance claims
How do NSF standards Work?
SLIDE 34 Various NSF Standards
Applicable Standards :
- NSF/ANSI 60 Drinking Water Treatment Chemicals
- NSF/ANSI 61 Drinking Water Treatment Components
(Public Health only)
Plastic Pipes/Pipe fittings (Public Health and Performance)
- NSF/ANSI 42 and/or 53 Filtration, Active Media
- NSF/ANSI 44
Ion Exchange Softener
Ultraviolet Systems
POU Reverse Osmosis
Shower Filtration
Low Lead Compliance
Shower Filtration
SLIDE 35