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Nonadditivity in the quasi-equilibrium state of a short-range interacting system Takashi Mori (Univ. Tokyo) Conference on Long-Range-Interacting Many Body Systems: from Atomic to Astrophysical Scales Outline 1. Introduction additivity and


  1. Nonadditivity in the quasi-equilibrium state of a short-range interacting system Takashi Mori (Univ. Tokyo) Conference on Long-Range-Interacting Many Body Systems: from Atomic to Astrophysical Scales

  2. Outline 1. Introduction additivity and nonadditivity No-go theorem in equilibrium state Quasi-equilibrium states 2. Model 3. Numerical result non-additivity in the quasi-equilibrium state 4. Discussion and Summary 2

  3. additivity and nonadditivity Rough meaning: If the system can be regarded as a collection of independent subsystems, the system is said to be additive. Expression in terms of the energy 𝐼 = 𝐼 𝐡 + 𝐼 𝐢 + 𝐼 𝐡𝐢 ? The value of the Hamiltonian 𝐼 𝐡 , 𝐼 𝐢 ≫ 𝐼 𝐡𝐢 depends on the microscopic state 3

  4. Interaction between subsystems There is a model in which this 𝐼 𝐡 eq , 𝐼 𝐢 eq ≫ 𝐼 𝐡𝐢 eq condition is satisfied but the two subsystems are not Not sufficient independent 𝐼 𝐡 , 𝐼 𝐢 ≫ 𝐼 𝐡𝐢 for any microscopic state There is a model in which this condition is violated but the two subsystems are almost Not necessary independent 4

  5. Definition of additivity in this talk T. Mori, J. Stat. Phys. 159, 172 (2015) Quasi-static adiabatic process A B A B 𝐼 𝑗 = 𝐼 𝐡 + 𝐼 𝐢 + 𝐼 𝐡𝐢 𝐼 𝑔 = 𝐼 𝐡 + 𝐼 𝐢 𝐼 𝑒 = 𝐼 𝐡 + 𝐼 𝐢 + πœ‡πΌ 𝐡𝐢 πœ‡: 1 β†’ 0 very slowly Amount of work performed by the system: 𝑋 = 𝐹 βˆ’ 𝐹′ If 𝑋 = 𝑝(π‘Š) , the system is said to be additive 5

  6. Consequence of additivity 1 T. Mori, J. Stat. Phys. 159, 172 (2015) 𝑋 = 𝑝(π‘Š) Entropy is conserved during a quasi-static adiabatic process 𝑇 𝐡+𝐢 𝐹 = max 𝑇 𝐡 𝐹 𝐡 + 𝑇 𝐢 𝐹 𝐢 𝐹 β€² =𝐹 𝐡 +𝐹 𝐢 𝐹 β€² = 𝐹 βˆ’ 𝑋 : the internal energy after the thermodynamic process 𝑋 = 𝑝 π‘Š β†’ 𝐹 β€² = 𝐹 + 𝑝(π‘Š) Additivity of entropy: 𝑇 𝐡+𝐢 𝐹 = 𝐹=𝐹 𝐡 +𝐹 𝐢 [𝑇 𝐡 (𝐹 𝐡 ) + 𝑇 𝐢 (𝐹 𝐢 )] + 𝑝(π‘Š) max 6

  7. Consequence of additivity 2 T. Mori, J. Stat. Phys. 159, 172 (2015) 𝑋 = 𝑝(π‘Š) Additivity of entropy: 𝑇 𝐡+𝐢 𝐹 = 𝐹=𝐹 𝐡 +𝐹 𝐢 [𝑇 𝐡 (𝐹 𝐡 ) + 𝑇 𝐢 (𝐹 𝐢 )] + 𝑝(π‘Š) max Shape-independence of entropy 𝑇 𝐡 + 𝑇 𝐢 𝑇 𝐡+𝐢 𝑇 𝐡+𝐢′ 7

  8. Consequence of additivity 3 T. Mori, J. Stat. Phys. 159, 172 (2015) 𝑋 = 𝑝(π‘Š) Additivity of entropy: 𝑇 𝐡+𝐢 𝐹 = 𝐹=𝐹 𝐡 +𝐹 𝐢 [𝑇 𝐡 (𝐹 𝐡 ) + 𝑇 𝐢 (𝐹 𝐢 )] + 𝑝(π‘Š) max Shape-independence of entropy 𝑑 𝐡 (𝜁) = 𝑑 𝐢 (𝜁) = 𝑑 𝐡+𝐢 (𝜁) = 𝑑(𝜁) Concavity of entropy π‘Š π‘Š = 𝑦, π‘Š 𝐡 𝐢 π‘Š = 1 βˆ’ 𝑦 𝑑 𝜁 β‰₯ 𝑦𝑑 𝜁 𝐡 + (1 βˆ’ 𝑦)𝑑(𝜁 𝐢 ) for any 𝜁 𝐡 and 𝜁 𝐢 with 𝜁 = π‘¦πœ 𝐡 + 1 βˆ’ 𝑦 𝜁 𝐢 8

  9. Consequence of additivity 4 T. Mori, J. Stat. Phys. 159, 172 (2015) 𝑋 = 𝑝(π‘Š) Additivity of entropy: 𝑇 𝐡+𝐢 𝐹 = 𝐹=𝐹 𝐡 +𝐹 𝐢 [𝑇 𝐡 (𝐹 𝐡 ) + 𝑇 𝐢 (𝐹 𝐢 )] + 𝑝(π‘Š) max Shape-independence of entropy 𝑑 𝐡 (𝜁) = 𝑑 𝐢 (𝜁) = 𝑑 𝐡+𝐢 (𝜁) = 𝑑(𝜁) Concavity of entropy 𝑑 πœ‡πœ 𝐡 + 1 βˆ’ πœ‡ 𝜁 𝐢 β‰₯ πœ‡π‘‘ 𝜁 𝐡 + 1 βˆ’ πœ‡ 𝑑(𝜁 𝐢 ) Ensemble equivalence, non- negativity of the specific heat,… All the desired properties of additive systems are derived from the single condition! 9

  10. Nonadditive systems Entropy may depend on the shape of the system Entropy may be non-concave Ensemble equivalence may be violated Specific heat may be negative in the microcanonical ensemble etc … Unscreened long-range interactions make the system nonadditive 10

  11. Rigorous results in equilibrium statistical mechanics 1 π‘Š 𝑠 ≲ Short-range interaction 𝑠 𝑒+πœ— with some πœ— > 0 Any short-range interacting particle or spin systems with sufficiently strong short-range repulsions are additive D. Ruelle , β€œstatistical mechanics” Nonadditivity cannot be realized in an equilibrium state of a short-range interacting macroscopic system No-Go theorem in equilibrium stat. mech. 11

  12. Possible ways towards long- range effective Hamiltonian Small systems Interaction range ~ system size Macroscopic systems Non-neutral Coulomb system Dipolar systems Non-equilibrium states Nonequilibrium steady states (NESS): broken detailed balance condition Quasi-equilibrium states (metastable equilibrium): detailed balance satisfied 12

  13. Quasi-equilibrium state (metastable equilibrium) ΰ·¨ π‘Š(𝑠) π‘Š(𝑠) 𝑓 βˆ’π›Ύΰ·© π‘Š 𝑠 Quasi-equilibrium state is described by the equilibrium distribution of an effective Hamiltonian 13

  14. Model Classical particle systems in the two or three dimensional space (In this talk: two-dimensional system) π‘Š(𝑠) 𝑆 π‘˜ Pair interactions: π‘Š(𝑠) 𝑆 𝑗 + 𝑆 π‘˜ 𝑆 𝑗 𝑠 Atomic radius 𝑆 Potential depth π‘Š 0 βˆ’π‘Š 0 Each particle has an internal degree of freedom 𝜏 = Β±1 Depending on 𝜏 , the radius of the particle changes 𝑆 = 𝑆(𝜏) , 𝑆 βˆ’1 < 𝑆(+1) 𝑆 𝑗 = 𝑆 𝜏 𝑗 , 𝑆 π‘˜ = 𝑆(𝜏 π‘˜ ) 14

  15. Hamiltonian π‘Š 𝜏 𝑗 ,𝜏 π‘˜ (𝑠) 𝑆(𝜏 𝑗 ) + 𝑆(𝜏 π‘˜ ) 𝑂 𝒒 𝑗 𝑂 𝑂 2 𝐼 = ෍ 2𝑛 + ෍ π‘Š 𝜏 𝑗 ,𝜏 π‘˜ (𝒓 𝑗 βˆ’ 𝒓 π‘˜ ) βˆ’ β„Ž ෍ 𝜏 𝑗 𝑠 𝑗=1 𝑗<π‘˜ 𝑗=1 βˆ’π‘Š 0 dynamics A model for Spin-Crossover {𝒓 𝑗 , 𝒒 𝑗 } : Hamilton dynamics material: P. GΓΌtlich, et.al., Angew. Chem., Int. Ed. Engl. 33, 2024 (1994) 𝜏 𝑗 : Monte-Carlo dynamics 𝜏 = 1 High-Spin state 𝜏 = βˆ’1 Low-Spin state Canonical: Metropolis The size difference between HS and Microcanonical: Creutz LS molecules is an experimental fact 15

  16. Initial state triangular lattice structure put in the infinitely extended space π‘Š 𝜏 𝑗 ,𝜏 π‘˜ (𝑠) 𝑏 𝑠 βˆ’π‘Š 0 𝑏 π‘Š0 𝑙 𝐢 π‘ˆ β‰ͺ π‘Š 0 This lattice structure is stable up to the time 𝜐~𝑓 𝑙 𝐢 π‘ˆ The system will reach the quasi-equilibrium state with this lattice structure held kept 16

  17. Intermediate state 1 triangular lattice structure put in the infinitely extended space π‘Š0 𝑙 𝐢 π‘ˆ β‰ͺ π‘Š 0 This lattice structure is stable up to the time 𝜐~𝑓 𝑙 𝐢 π‘ˆ The system will reach the quasi-equilibrium state with this lattice structure held kept 17

  18. Intermediate state 2 triangular lattice structure put in the infinitely extended space 𝑠 βˆ’π‘Š 0 π‘Š0 𝑙 𝐢 π‘ˆ β‰ͺ π‘Š 0 This lattice structure is stable up to the time 𝜐~𝑓 𝑙 𝐢 π‘ˆ The system will reach the quasi-equilibrium state with this lattice structure held kept 18

  19. Final state triangular lattice structure put in the infinitely extended space The particles finally go somewhere far away 19

  20. Numerical simulation 𝑛 = 1, 𝑙 𝐢 π‘ˆ = 0.26, β„Ž = 0, 𝑆 βˆ’1 = 1, 𝑆 1 = 1.1 two-step relaxation 𝐹/𝑂 20

  21. Quasi-equilibrium state Momentum distribution in the quasi-equilibrium state Maxwell distribution 21

  22. Effective Hamiltonian In the quasi-equilibrium state, the lattice structure is maintained. οƒ  We can approximate the interaction potential between the nearest neighbor pair by the quadratic one (only for nearest neighbors) π‘Š 𝜏 𝑗 ,𝜏 π‘˜ (𝑠) ΰ·¨ π‘Š 𝜏 𝑗 ,𝜏 π‘˜ (𝑠) 𝑆(𝜏 𝑗 ) + 𝑆(𝜏 π‘˜ ) 𝑠 only the nearest neighbors βˆ’π‘Š 0 𝑂 𝒒 𝑗 𝑂 𝑂 2 𝑙 2 ΰ·© 𝐼 = ෍ 2𝑛 + ෍ 𝒓 𝑗 βˆ’ 𝒓 π‘˜ βˆ’ 𝑆 𝜏 𝑗 βˆ’ 𝑆 𝜏 βˆ’ β„Ž ෍ 𝜏 𝑗 π‘˜ 2 𝑗=1 <𝑗,π‘˜> 𝑗=1 22

  23. Thermodynamic properties Red: average in the quasi-equilibrium state Green: average in the equilibrium state of ෩ 𝐼 negative specific heat negative susceptibility 23

  24. Thermodynamic properties Red: average in the quasi-equilibrium state Green: average in the equilibrium state of ෩ 𝐼 negative specific heat negative susceptibility Nonadditivity in quasi-equilibrium states! 24

  25. Direct evidence of nonadditivity A B A B Hamiltonian: ΰ·© 𝐼 𝑋 = 𝒫(𝑂) Macroscopic amount of work is necessary 25

  26. Thermal average of the interaction energy is negligible A B 𝑂 𝒒 𝑗 𝑂 𝑂 2 𝑙 2 ΰ·© 𝐼 = ෍ 2𝑛 + ෍ 𝒓 𝑗 βˆ’ 𝒓 π‘˜ βˆ’ 𝑆 𝜏 𝑗 βˆ’ 𝑆 𝜏 βˆ’ β„Ž ෍ 𝜏 𝑗 π‘˜ 2 𝑗=1 <𝑗,π‘˜> 𝑗=1 Only nearest-neighbor interactions 𝐼 𝐡 eq , 𝐼 𝐢 eq ≫ 𝐼 𝐡𝐢 eq 26

  27. Effective spin-spin interactions The degrees of freedom {𝒓 𝑗 , 𝒒 𝑗 , 𝜏 𝑗 } integrate out over {𝒓 𝑗 , 𝒒 𝑗 } Effective spin-spin interaction ΰ·© 𝑓 βˆ’π›ΎπΌ eff ∼ ∫ π‘’π’“βˆ« 𝑒𝒒𝑓 βˆ’π›Ύ ΰ·© 𝐼 𝐼 𝒓 𝑗 , 𝒒 𝑗 , 𝜏 𝑗 β†’ 𝐼 eff 𝜏 𝑗 It is difficult to obtain 𝐼 eff οƒ  guess the interaction potential under the ansatz 𝑂 𝐼 eff = ෍ 𝐾 π‘—π‘˜ 𝜏 𝑗 𝜏 π‘˜ βˆ’ β„Ž ෍ 𝜏 𝑗 𝑗<π‘˜ 𝑗=1 27

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