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Natural orbital methods for ab initio nuclear structure Patrick Fasano June 20, 2018 Department of Physics University of Notre Dame Natural orbitals for Nuclear Structure Outline 1. No-Core Configuration Interaction (NCCI) Overview 2.


  1. Natural orbital methods for ab initio nuclear structure Patrick Fasano June 20, 2018 Department of Physics University of Notre Dame

  2. Natural orbitals for Nuclear Structure – Outline 1. No-Core Configuration Interaction (NCCI) Overview 2. Natural Orbital Definition 3. Description of He Nuclei with Natural Orbitals Natural orbitals for nuclear structure 1

  3. Natural orbitals for Nuclear Structure – Outline 1. No-Core Configuration Interaction (NCCI) Overview 2. Natural Orbital Definition 3. Description of He Nuclei with Natural Orbitals Natural orbitals for nuclear structure 1

  4. i Basics of NCCI Begin with single-particle Hilbert space spanned by orthonormal single-particle basis {| α ⟩} : ˆ h | nljm ⟩ = ϵ nljm | nljm ⟩ This space has an (countably) infinite dimension; computationally, we must truncate to a finite number of single-particle states. Construct a many-body basis of Slater determinants with good M : � { } � ∑ {| Ψ α ⟩} = | π α 1 π α 2 · · · π α Z ν α 1 ν α 2 · · · ν α N ⟩ m i = M � � � Natural orbitals for nuclear structure 2

  5. Basics of NCCI – The Curse of Dimensionality 10 24 16 O 10 20 2 C 1 -10 10 16 4 He, FCI trunc. 10 B 4 He, N max trunc. Dimension ground state energy (MeV) -15 6 Li, FCI trunc. 8 Be 10 12 6 Li, N max trunc. Li 7 -20 i NCFC 6 L 6 He JISP16 10 8 (No Coulomb) 4 He -25 10 4 -30 10 0 -35 1 2 3 4 5 6 7 8 9 10 10 10 10 10 10 10 10 10 2 4 6 basis size N shell Basis grows too fast keeping all possible Slater determinants, i.e. Full Configuration Interaction (FCI). →Can we eliminate some Slater determinants we don’t need? Natural orbitals for nuclear structure 3

  6. A N max Truncation All Slaters with a total number of oscillator quanta ∑ N = N α ≤ N 0 + N max α = 1 are included in the basis, where N α is the oscillator quantum number of the α − th particle, and N 0 is the number of oscillator quanta in the lowest configuration. N max -truncation has been preferred traditionally because it allows exact center-of-mass factorization, and can lead to faster convergence with respect to basis size than FCI-truncation. Natural orbitals for nuclear structure 4

  7. NCCI Basis Size 10 12 10 10 10 8 Dimension 10 6 10 4 10 2 10 0 0 2 4 6 8 10 12 14 16 N max Natural orbitals for nuclear structure 5

  8. Many-body truncation 1. Assign each single-particle state a weight w α (e.g. harmonic oscillator quanta N = 2 n + ℓ ) and sort orbitals by that weight. 2. Assign a weight to the Slater determinants by W α = ∑ w α i . 3. Truncate based on weight of Slater determinant W α ≤ W max . Natural orbitals for nuclear structure 6

  9. Many-body truncation 1. Assign each single-particle state a weight w α (e.g. harmonic oscillator quanta N = 2 n + ℓ ) and sort orbitals by that weight. 2. Assign a weight to the Slater determinants by W α = ∑ w α i . 3. Truncate based on weight of Slater determinant W α ≤ W max . Natural orbitals for nuclear structure 6

  10. Many-body truncation 1. Assign each single-particle state a weight w α (e.g. harmonic oscillator quanta N = 2 n + ℓ ) and sort orbitals by that weight. 2. Assign a weight to the Slater determinants by W α = ∑ w α i . 3. Truncate based on weight of Slater determinant W α ≤ W max . Natural orbitals for nuclear structure 6

  11. Convergence of NCCI Calculations By completeness, a calculation in the infinite space → independence from parameters in the single-particle basis (i.e. ℏ ω ). Convergence is signalled by independence of the calculated value from N max and b = ( ℏ c ) / ( m N c 2 )( ℏ ω ) . √ 4 2 0 4 3 1 3 N 2 0 2 1 1 Harmonic oscillator 0 0 Natural orbitals for nuclear structure 7

  12. Convergence of NCCI Calculations - ��� � �� � / � � + � - ��� �� - ��� � ( ��� ) - ��� � - ��� � - ��� �� �� �� �� �� - ��� �� �� �� �� �� ℏω ( ��� ) P. Fasano et al. , in preparation Natural orbitals for nuclear structure 8

  13. Convergence of NCCI Calculations ( � ) � �� � / � � + ������ ��� ��� �� �� � � ( �� ) �� �� ��� �� �� ��� � � ��� � �� �� �� �� ℏω ( ��� ) P. Fasano et al. , in preparation Natural orbitals for nuclear structure 9

  14. Natural orbitals for Nuclear Structure – Outline 1. No-Core Configuration Interaction (NCCI) Overview 2. Natural Orbital Definition 3. Description of He Nuclei with Natural Orbitals Natural orbitals for nuclear structure 10

  15. rowe2010:collective-motion Natural Orbitals for Nuclear Physics • Attempt to formulate a “natural” basis for performing NCCI calculations. • Observables should converge faster in “natural” basis. • Define “natural” → maximize occupation of lowest orbitals • Minimizing depletion of Fermi sea, not minimizing energy! • Built from many-body calculation, so maybe “aware” of correlations. Natural orbitals for nuclear structure 11

  16. rowe2010:collective-motion Natural Orbitals for Nuclear Physics • Attempt to formulate a “natural” basis for performing NCCI calculations. • Observables should converge faster in “natural” basis. • Define “natural” → maximize occupation of lowest orbitals • Minimizing depletion of Fermi sea, not minimizing energy! • Built from many-body calculation, so maybe “aware” of correlations. Natural orbitals for nuclear structure 11

  17. rowe2010:collective-motion Natural Orbitals for Nuclear Physics • Attempt to formulate a “natural” basis for performing NCCI calculations. • Observables should converge faster in “natural” basis. • Define “natural” → maximize occupation of lowest orbitals • Minimizing depletion of Fermi sea, not minimizing energy! • Built from many-body calculation, so maybe “aware” of correlations. Natural orbitals for nuclear structure 11

  18. Natural Orbitals for Nuclear Physics One-Body Reduced Density Matrix (RDM) Natural orbitals are the eigenvectors of the one-body RDM ρ αβ = ⟨ α | ˆ ρ | β ⟩ ∑ | α ⟩ ⟨ Ψ | a † ρ = ˆ α a β | Ψ ⟩ ⟨ β | αβ ∫ ρ ( x , x ′ ) = A Ψ( x , x 2 , . . . , x A )Ψ ∗ ( x ′ , x 2 , . . . , x A ) d x 2 · · · d x A • Hermitian operator on the single-particle space; • Depends on some reference many-body state | Ψ ⟩ ; • Contains all single-particle behavior in | Ψ ⟩ ; • Number operator expectation values on diagonal ρ αα = ⟨ α | Ψ | α ⟩ = ⟨ Ψ | N α | Ψ ⟩ Natural orbitals for nuclear structure 12

  19. Natural Orbitals for Nuclear Physics A change of basis on the single- particle space: • does not change the single-particle space; • does not change the FCI many-body space; • does change a truncated many-body space. We must sort our new natural or- bitals by occupation. Natural orbitals for nuclear structure 13

  20. Eigenvector in initial basis: 1 0 s 0 s 0 s 1 s 0 s 1 s 1 s 1 s 2 0 2 4 Density matrix: 0 0 1 2 1 2 0 0 1 2 1 2 0 0 1 2 1 2 0 0 1 2 1 2 Eigenvectors of : 1 1 0 s 1 2 0 s 1 2 1 s 1 2 2 2 1 1 1 s 1 2 0 s 1 2 1 s 1 2 2 2 Eigenvector in natural orbital basis: 0 s 0 s Natural Orbitals – Two examples N N N Four-state, two-orbital system: 0 s 1 / 2 , 1 s 1 / 2 1s 1 / 2 0s 1 / 2 Natural orbitals for nuclear structure 14

  21. Density matrix: 0 0 1 2 1 2 0 0 1 2 1 2 0 0 1 2 1 2 0 0 1 2 1 2 Eigenvectors of : 1 1 0 s 1 2 0 s 1 2 1 s 1 2 2 2 1 1 1 s 1 2 0 s 1 2 1 s 1 2 2 2 Eigenvector in natural orbital basis: 0 s 0 s Natural Orbitals – Two examples Four-state, two-orbital system: 0 s 1 / 2 , 1 s 1 / 2 Eigenvector in initial basis: | Ψ ⟩ = 1 � � � � ⟩ ⟩ ⟩ ⟩ � ( 0 s ↑ )( 0 s ↓ ) � ( 0 s ↑ )( 1 s ↓ ) � ( 0 s ↓ )( 1 s ↑ ) � ( 1 s ↑ )( 1 s ↓ ) 2 ( + − + ) � �� � � �� � � �� � N = 0 N = 2 N = 4 1s 1 / 2 0s 1 / 2 Natural orbitals for nuclear structure 14

  22. Eigenvectors of : 1 1 0 s 1 2 0 s 1 2 1 s 1 2 2 2 1 1 1 s 1 2 0 s 1 2 1 s 1 2 2 2 Eigenvector in natural orbital basis: 0 s 0 s Natural Orbitals – Two examples Four-state, two-orbital system: 0 s 1 / 2 , 1 s 1 / 2 Eigenvector in initial basis: | Ψ ⟩ = 1 � � � � ⟩ ⟩ ⟩ ⟩ � ( 0 s ↑ )( 0 s ↓ ) � ( 0 s ↑ )( 1 s ↓ ) � ( 0 s ↓ )( 1 s ↑ ) � ( 1 s ↑ )( 1 s ↓ ) 2 ( + − + ) � �� � � �� � � �� � N = 0 N = 2 N = 4 Density matrix: 1s 1 / 2   0 0 1 / 1 / 2 2 0 0  1 / 1 /  2 2   ρ =   0 0 1 / 1 / 2 2   0 0 1 / 1 / 2 2 0s 1 / 2 Natural orbitals for nuclear structure 14

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