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NATIONAL ASSOCIATION FOR STATE COMMUNITY SERVICES PROGRAMS Eric - - PowerPoint PPT Presentation

NATIONAL ASSOCIATION FOR STATE COMMUNITY SERVICES PROGRAMS Eric Behna, Communications and Policy Manager Amy Klusmeier, WAP State Assistance Director 1 WAP Orientation Part 1- Welcome What to Expect in Arlington NASCSP &


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NATIONAL ASSOCIATION FOR STATE COMMUNITY SERVICES PROGRAMS Eric Behna, Communications and Policy Manager Amy Klusmeier, WAP State Assistance Director

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WAP Orientation

  • Part 1- Welcome
  • What to Expect in Arlington
  • NASCSP & Partner Organizations
  • Part 2- History & Background
  • Terminology & Acronyms
  • Roles & Responsibilities
  • Part 3- Funding and Legislation
  • Statute
  • Regulations & Rules
  • WPN’s & Guidance
  • Part 4- Resources

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What to Expect in Arlington

  • Arriving at the airport
  • Navigating DC Metro
  • Conference agenda
  • Monday – WAP Orientation
  • Tuesday – WAP Manager’s Training
  • Wednesday – Core Conference Begins
  • Thursday – WAP Core Sessions with DOE
  • Friday – WAP Core Sessions
  • What to wear & bring along
  • Who will be at the Conference…
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About NASCSP

NASCSP provides research, analysis, training and technical assistance to State CSBG and WAP grantees, Community Action Agencies, and State Associations in order to increase their capacity to prevent and reduce poverty and build economic and energy security.

https://nascsp.org/

@NASCSP

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NASCSP Board of Directors

  • NASCSP Executive Board
  • Willie Fobbs, President
  • Beverly Buchanan, Vice-President
  • Melanie Sanford, Secretary
  • Matt Fitzgerald, Treasurer
  • Ditzah Wooden-Wade, CSBG Program Chair
  • Bruce Hagen, WAP Program Chair
  • Bill Brand, Past President

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WAP Regional Representatives & Alternates

  • Representatives
  • Region 1 – Kiahnna Burney
  • Region 2 – Andrea Schroer
  • Region 3 – Gwen Howe
  • Region 4 – Jeffery Heino
  • Region 5 – Amanda Rains
  • Alternates
  • Region 1 – Karen Brooks
  • Region 2 – Susan Hill
  • Region 3 – Robert Garber
  • Region 4 – Jake McAlpine
  • Region 5 – Brad Carpenter

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NASCSP Partners

  • Community Action Partnership
  • Denise Harlow
  • NCAF (National Community Action Foundation)
  • David Bradley
  • CAPLAW (Community Action Program Legal Services)
  • Eleanor Evans
  • NEUAC (National Energy & Utility Affordability Coalition)
  • Katrina Metzler
  • NEADA (National Association of Energy Assistance Directors)
  • Mark Wolfe
  • NASEO (National Association of State Energy Officials)
  • David Terry
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History and Background

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THE PURPOSE OF THE WAP

  • Mission Statement of the Weatherization

Assistance Program (WAP)

  • “To reduce energy costs for low-income families,

particularly for the elderly, people with disabilities, and children, by improving the energy efficiency of their homes while ensuring their health and safety.”

  • 40+ Year Record of Success
  • Operating since 1976
  • Over 7.4 million homes weatherized
  • Saves low-income families an average of $250 to $450

per year

Department of Energy Grantees (States, Territories & Tribes) Local Providers (Sub-grantees) Low Income Households

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Legislative History

  • 1976: Title IV of the Energy Conservation and Production Act
  • 1978: National Energy Conservation Policy Act (NECPA)
  • 1980: Energy Security Act (ESA)
  • 1982: Job Training Partnership Act
  • 1984: Human Services Reauthorization Act of 1984
  • 1990: State Energy Efficiency Programs Improvement Act (SEEPIA)
  • 2000: Energy Policy and Conservation Act (EPACT)
  • 2005: Energy Policy Act (EPACT)
  • 2007: Energy Independence and Security Act (EISA)
  • 2009: American Recovery and Reinvestment Act (Recovery Act)
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Examples of Most Recent Changes (Recovery Act)

2009 – American Recovery and Reinvestment Act

Increased eligibility to 200%

  • f the poverty

rate.

Increased the average cost to $6,500 per home*.

Changed the reweatherization date to Sept 30, 1994.

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Terminology & Acronyms

DOE – Department of Energy EERE – Energy Efficiency & Renewable Energy WAP – Weatherization Assistance Program WPN – Weatherization Program Notice WAP Memorandum HHS – Health & Human Services

 LIHEAP- Low Income Home Energy Assistance

Program

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Terminology & Acronyms

CFR – Code of Federal Regulations WAPTAC – Weatherization Assistance Program

Technical Assistance Center

CR – Continuing Resolution Grantee – State or territory administering the

WAP

Sub-grantee – Local entity providing

Weatherization services

 CAA’s/CAP’s- Community Action Agencies,

Community Action Programs

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Department of Energy Grantees (States, Territories & Tribes) Local Providers (Sub-grantees) Low Income Households Congress

  • Authorization
  • Presidents budget
  • Appropriations
  • Work of national

partners

  • Funds received
  • Grant guidance
  • State Plans
  • Distribution of

funds

  • State plans
  • Public Hearings
  • Leveraging other

funds

  • Grant Awards
  • Client

recruitment

  • Staffing
  • Contracting
  • Deployment
  • Customer service
  • Client education
  • Quality Control

WAP Landscape

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Roles & Responsibilities

  • Who is involved?
  • DOE
  • Federal funding source
  • WAP Grantee
  • Steward between DOE & Sub-grantee
  • WAP Sub-Grantee
  • Service delivery following rules of the

two entities above

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DOE Role

  • Funds received
  • Funds distributed according to

formula

  • Grant guidance
  • Incorporate updates
  • Issue to Grantees
  • State Plans
  • Provide guidance & instructions to

Grantees

  • Review upon receipt
  • Move to next phase of approval

process

  • Distribution of funds
  • Based upon formula
  • Based upon approved State Plan
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  • WAP Updates
  • Weatherization Program Notices (WPN)
  • WAP Memorandums
  • Standard Work Specification (SWS) update

process

  • Healthy & Safety update process
  • Weatherization Certifications
  • Quality Assurance
  • Grantee Monitoring
  • Sub-grantee visits

DOE Role

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State Level – Grantees

  • Adherence to Federal Guidelines
  • Quality Assurance
  • Monitoring & Accountability
  • Sub-grantee Evaluation

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State Level - Grantees

  • State plans
  • Guidance posted by DOE
  • Establish timeline
  • Engage PAC
  • Engage Sub-grantees
  • Policy manual up to date?
  • Budget concerns?
  • Sub-grantee concerns?
  • RFP processes for coming year?
  • ACSI results & DOE

expectations

  • Sub-grantee monitoring
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State Level - Grantees

  • Public Hearings
  • Proper notice
  • How publicize?
  • Official transcript
  • Issues raised during plan

preparation?

  • Leveraging or blending other

funds

  • Include in budget or not?
  • What type of funds?
  • How are they used
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State Level - Grantees

  • Distribution of Funds
  • Approval of State Plan [by DOE]
  • Receipt of funds
  • Run through formula or funding

process

  • Prepare contracts
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State Level – Grantees

  • Training & Technical Assistance
  • Develop training plan
  • Part of State Plan preparation & submission
  • Review monitoring results
  • Consult DOE requirements
  • Examine WAP Network needs
  • Who provides the training?
  • Use of DOE T&TA funds
  • Feedback from technical committees, training

center, Sub-grantees

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Funding and Legislation

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Authorization vs. Appropriations

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Authorization

  • Underlying statute creating the program
  • Lays out Congressional intent
  • Authorizes Congress to appropriate funds to the

program for X amount of years

  • Authorizations expire -> Need reauthorization
  • Reauthorization
  • What can be changed/improved?
  • What should stay the same?
  • What is better addressed by DOE rather than

legislation?

  • How can the program grow and innovate?
  • Often must be part of larger bill
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Appropriations

  • Yearly, regular process of funding government agencies

and programs

  • 12 Appropriations bills that fund different areas of

the government

  • Energy and Water Appropriations Bill
  • Funds WAP

, rest of DOE, Nuclear Regulatory Commission, etc.

  • Labor- HHS Appropriations Bill
  • Funds LIHEAP

, CSBG, Headstart, rest of HHS,

  • Dept. of Education, Dept of Labor
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President’s Budget (Feb.) 12 Congressional Appropriations Bills Fully Funded Government by start of fiscal year (Oct. 1)

*Hasn’t happened on time for all 12 since 1996

Appropriations Process…in Theory

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Appropriations

  • President’s budget
  • Mostly a policy statement, non-binding because Congress

makes final funding decisions

  • House and Senate Appropriations Committees pass their respective

appropriations bills one by one

  • Then a conference committee reconciles differences
  • What usually happens…
  • Congress doesn’t get its work done in time, passes a

“Continuing Resolution” to keep funding flat at past year levels

  • Omnibus- One large package of the 12 bills passed at once
  • Minibus- Smaller packages of maybe 3 or 4 bills passed at a

time

  • If nothing is passed  Government Shutdown
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Department of Energy’s Weatherization Assistance Program (WAP)

DOE $ LIHEAP $ Other $

  • WAP- $257 million ($6 million increase from

FY 2018 level of $251 million)

  • $253.5 Million formula, $3 million TTA

for DOE HQ, $500,000 vermiculite

  • Additional $9 million in prior year funds

recovered from OMB

  • LIHEAP- $3.69 Billion (Slight increase over

FY 2018 level of $3.64 billion)

2019 Funding

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Other/Leveraged Funds

Utility Funds

  • From Ratepayers into Public Benefit Fund
  • May result from utility rate case
  • Run through State WAP Office or Direct Contract w/ Subgrantee or

Association

State Funds

  • Fees or Taxes that went into state revenue
  • Designated for housing/energy efficiency
  • Set Aside for Low Income initiatives

Other Non-Federal Funds

  • Hospitals or Health Insurance Companies
  • Foundations
  • Others
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WAP Funding PY 2016

$358.6 MILLION IN NON-FEDERAL FUNDS LEVERAGED IN 2016

$1.62 in non-federal leveraged funds for every $1 DOE

DOE LIHEAP Leveraged Total Dollars (in millions) $221.5 $408.3 $358.6 $988.4 Percent

  • f total

23% 41% 36% Number of Grantees 59 48 39

DOE, 23% LIHEAP, 41%

Leveraged Funds 36%

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WAP Legislation

Federal Statutes (Legislation) Regulations (Rules) (CFR) Grant Guidance (WPNs)

1 2 3

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Federal Statute

  • WEATHERIZATION ASSISTANCE PROGRAM

AUTHORIZING STATUTE

  • 42 USCS § 6861
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Federal Statute

  • (b) It is, therefore, the purpose of this part [42 USCS §§

6861 et seq.] to develop and implement a weatherization assistance program to increase the energy efficiency of dwellings owned or occupied by low-income persons, reduce their total residential energy expenditures, and improve their health and safety, especially low-income persons who are particularly vulnerable such as the elderly, the handicapped, and children.

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Federal Statute

  • (7) The term "low-income" means that income in relation to family size

which (A) is at or below 200 percent of the poverty level determined in accordance with criteria established by the Director of the Office of Management and Budget, except that the Secretary may establish a higher level if the Secretary, after consulting with the Secretary of Agriculture and the Director of the Community Services Administration, determines that such a higher level is necessary to carry out the purposes

  • f this part [42 USCS §§ 6861 et seq.] and is consistent with the eligibility

criteria established for the weatherization program under section 222(a)(12) of the Economic Opportunity Act of 1964, (B) is the basis on which cash assistance payments have been paid during the preceding 12- month period under titles IV and XVI of the Social Security Act [42 USCS §§ 601 et seq. and 1381 et seq.] or applicable State or local law, or (C) if a State elects, is the basis for eligibility for assistance under the Low- Income Home Energy Assistance Act of 1981 (42 U.S.C. 8621), provided that such basis is at least 200 percent of the poverty level determined in accordance with criteria established by the Director of the Office of Management and Budget.

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Federal Statute

  • (a) Purchase of materials and administration of projects.

(1) Not more than an amount equal to 10 percent of any grant made by the Secretary under this part [42 USCS §§ 6861 et seq.] may be used for administrative purposes in carrying out duties under this part [42 USCS §§ 6861 et seq.], except that not more than one-half of such amount may be used by any State for such purposes, and a State may provide in the plan adopted pursuant to subsection (b) for recipients of grants of less than $ 350,000 to use up to an additional 5 percent of such grant for administration if the State has determined that such recipient requires such additional amount to implement effectively the administrative requirements established by the Secretary pursuant to this part [42 USCS §§ 6861 et seq.].

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Federal Statute

  • § 6865. Limitations on financial assistance
  • (2) Dwelling units partially weatherized under this part

[42 USCS §§ 6861 et seq.] or under other Federal programs during the period September 30, 1975, through September 30, 1994, may receive further financial assistance for weatherization under this part [42 USCS §§ 6861 et seq.].

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Code of Federal Regulations

  • The Code of Federal Regulations (CFR) is the

codification of rules published in the Federal Register by the Federal government.

  • Weatherization is addressed in 10 CFR & 2 CFR.

 Part 10 CFR 440 covers program matters.  Part 2 CFR 200 covers financial matters.

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WAP 10 CFR 440

10 CFR Part 440, Final Rule (February 1, 2002)

  • Offers interpretation and insight on 30 different topics relating

to WAP , including:

  • Purpose and scope.
  • Definitions.
  • Allocation formula.
  • Minimum requirements.
  • Oversight and training.
  • Reports.
  • Appendix A provides standards for weatherization materials.
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10 CFR 440

§440.12 State application. (a) To be eligible for financial assistance under this part, a State shall submit an application to DOE in conformity with the requirements of this part… §440.14 State plans. (a) Before submitting to DOE an application, a State must provide at least 10 days notice of a hearing to inform prospective subgrantees, and must conduct

  • ne or more public hearings to receive comments on a proposed State plan. The

notice for the hearing must specify that copies of the plan are available and state how the public may obtain them. The State must prepare a transcript of the hearings and accept written submission of views and data for the record.

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Annual Guidance – Purpose

Annual Grant Guidance:

  • Provides comprehensive

policy details for the following program year, and prepares Grantees to manage the program properly.

  • Regulations require each

Grantee to apply for funding each year and inform the public about how the program will

  • perate.

Example of a new application in the Performance and Accountability for Grants in Energy (PAGE) system.

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Grant Guidance

  • WAP Grant Guidance documents are numbered as

WPN XX-Y, where XX denotes 2-digit year, and Y denotes the document number within the Program Year.

  • Annual Grant Guidance is issued as WPN XX-1 and

replaces the previous Program Year’s grant guidance; includes the State Plan Application Instructions for the Program Year.

  • The Annual WAP Formula Grantee Allocation Table for the

Program Year funding is issued as WPN XX-2.

  • Other WPNs are issued for specific topics, and remain in

effect in subsequent years until rescinded, revised, or superceded by new guidance.

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WPN’s

  • WAP Grant Guidance documents

are issued by DOE as Weatherization Program Notices (WPN).

  • All WPNs are posted in Program

Guidance Section: http://energy.gov/eere/wipo/w eatherization-assistance- program

  • WPNs can never contradict a

regulation or statute, but can be adjusted to reflect changes

  • r refinements in the program.
  • If there will be significant

changes in a new WPN, DOE will usually announce these during program or stakeholder meetings (e.g. NASCSP or NCAF conferences).

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WPN Chart

Found in WPN xx-1

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Found in WPN xx-1

WAP Memo List

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WPN 19-1 – Section 2 – Program Priorities

  • Roof Repairs, Window Replacements, and Mold
  • American Customer Service Index (ACSI)
  • Expenditures/Carryover
  • WAP National Evaluation
  • Participation in Additional Evaluations/Studies
  • Health & Safety
  • Multifamily Retrofit Tools and Workforce Resources
  • Quality Work Plan Implementation
  • National Environmental Policy Act Information (NEPA)
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WPN 19-1, 3.1

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Recent Updates

 WPN 19-4 – Energy Audit Approval Procedures

 Training video: https://nascsp.org/2019-program-guidance-

documents/

 WPN 19-2 – 2019 Allocations  WPN 19-1 – Grant Guidance and Application Instructions  WAP Memo 036 – Certification Scheme Updates  WAP Memo 041 – GovDelivery Distribution List

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WAP Legislation

Federal Statutes (Legislation) Regulations (Rules) (CFR) Grant Guidance (WPNs)

1 2 3

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Federal Statute

(b) It is, therefore, the purpose of this part [42 USCS §§ 6861 et seq.] to develop and implement a weatherization assistance program to increase the energy efficiency of dwellings owned or

  • ccupied by low-income persons, reduce their total residential energy expenditures and improve

their health and safety, especially low-income persons who are particularly vulnerable such as the elderly, the handicapped, and children.

Regulations – 10 CFR 440.21

(d) Except for materials to eliminate health and safety hazards allowable under §440.18(c)(15), each individual weatherization material and package of weatherization materials installed in an eligible dwelling unit must be cost-effective…The cost of incidental repairs must be included in the cost of the package of measures installed in a dwelling.

Grant Guidance – WPN 19-4

Energy audit processes are approved by DOE every 5 years. Grantees are required to submit the energy audit information to their DOE Project Officer (PO) at least six months before their previous approval expires to allow sufficient time for review and approval.

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Summary

  • The basis for WAP lies in Congressional legislation.
  • DOE goes through a rulemaking process to keep its

regulations in compliance with statutory changes. The CFR provides general guidance on how the program should

  • perate.
  • Weatherization Program Notices (WPNs) provide specific

guidance on how the program should operate. Notices are issued several times a year.

  • All who are involved in operating a WAP should be familiar

with DOE rules and guidance and know where to find them.

  • Program Managers should know in detail how the Program

is intended to work.

  • WAP belongs to all of us.
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Resources

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Federal Resources

DOE Website:

  • Energy Efficiency and Renewable Energy (EERE)
  • http://energy.gov/eere/wipo/weatherization-assistance-program
  • Training Resources: https://www.energy.gov/eere/wipo/downloads/training-

resources

  • GovDelivery Distribution List:

https://www.energy.gov/sites/prod/files/2018/08/f54/wap-memo-041.pdf

Partner Websites:

  • LIHEAP Clearinghouse: https://liheapch.acf.hhs.gov/
  • Community Action Partnership (CAP):

https://www.communityactionpartnership.com/

  • Oak Ridge National Laboratory (ORNL): http://weatherization.ornl.gov
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NASCSP Links & Member Portal

http://www.nascsp.org/

 State Plans  Variances and Field Guides  Monitoring Tools  LIHEAP Resources  Requests for Proposals  Operations-Policy Manuals  Webinars  Customer Education  Misc. Resources & FAQ

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http://www.waptac.org/

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Stay in Touch with NASCSP

  • Information Sharing
  • The State of Poverty Blog
  • Twitter & Facebook @NASCSP
  • WAP E-News
  • aklusmeier@nascsp.org
  • ebehna@nascsp.org

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Thank you!

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