Mission The Western Environmental Law Center is a non-profit - - PowerPoint PPT Presentation

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Mission The Western Environmental Law Center is a non-profit - - PowerPoint PPT Presentation

Mission The Western Environmental Law Center is a non-profit public interest environmental law firm. We use the power of the law to safeguard the public lands, wildlife, and communities of the American West in the face of a changing


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Mission

The Western Environmental Law Center is a non-profit public interest environmental law firm. We use the power of the law to safeguard the public lands, wildlife, and communities of the American West in the face of a changing climate.

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I attempted to rise, but was not able to stir: for, as I happened to lie on my back, I found my arms and legs were strongly fastened on each side to the ground; and my hair, which was long and thick, tied down in the same manner. I likewise felt several slender ligatures across my body, from my arm-pits to my thighs. I could only look upwards; the sun began to grow hot, and the light offended my eyes. —Jonathan Swift, Gulliver's Travels, Chapter 1. Karuk Tribe of California v. U.S. Forest Serv., 681 F.3d 1006, 1031 (9th

  • Cir. 2012)

The End of Cooperative Federalism: The Trump Administration’s efforts to eliminate the States’ authority under section 401 of the Clean Water Act

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Section 401 of the CWA, 33 U.S.C. § 1341

(a) Any applicant for a Federal license or permit to conduct any activity including, but not limited to, the construction or operation of facilities, which may result in any discharge into the navigable waters, shall provide the licensing or permitting agency a certification from the State in which the discharge originates or will originate, or, if appropriate, from the interstate water pollution control agency having jurisdiction over the navigable waters at the point where the discharge originates or will originate, that any such discharge will comply with the applicable provisions of sections 1311, 1312, 1313, 1316, and 1317 of this title. In the case of any such activity for which there is not an applicable effluent limitation or other limitation under sections 1311(b) and 1312 of this title, and there is not an applicable standard under sections 1316 and 1317 of this title, the State shall so certify, except that any such certification shall not be deemed to satisfy section 1371(c) of this title. Such State or interstate agency shall establish procedures for public notice in the case of all applications for certification by it and, to the extent it deems appropriate, procedures for public hearings in connection with specific applications. In any case where a State or interstate agency has no authority to give such a certification, such certification shall be from the Administrator. If the State, interstate agency, or Administrator, as the case may be, fails or refuses to act on a request for certification, within a reasonable period of time (which shall not exceed one year) after receipt of such request, the certification requirements of this subsection shall be waived with respect to such Federal application. No license or permit shall be granted until the certification required by this section has been obtained or has been waived as provided in the preceding sentence. No license or permit shall be granted if certification has been denied by the State, interstate agency, or the Administrator, as the case may be.

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Section 401 of the CWA, 33 U.S.C. § 1341

❑ Section 401(a) requires that:

Any applicant for a federal license orpermit

which may result in a discharge into waters of the United States

must obtain a water quality certification fromthe certifying authority

that the discharge complies with all applicablewater quality requirements.

❑ Such State or interstate agency shall establish

procedures for public notice in the case of all applications for certification by it and, to the extent it deems appropriate, procedures for public hearings in connection with specific applications.

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Section 401 of the CWA, 33 U.S.C. § 1341

401(d)LIMITATIONS AND MONITORING REQUIREMENTS OF CERTIFICATION

❑Any certification provided under this section shall:

❑ set forth any effluent limitations and other limitations and monitoring

requirements

❑ necessary to assure that any applicant for a Federal license or permit will

comply with:

❑ any applicable effluent limitations and other limitations, under

section 1311 or 1312 of this title,

❑ standard of performance under section 1316 ❑ or prohibition, effluent standard, or pretreatment standard under section

1317, and

❑ with any other appropriate requirement of State law set forth in such

certification

❑Terms of Cert shall become a condition on any Federal

license or permit subject to the provisions of this section.

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Section 401 of the CWA, 33 U.S.C. § 1341

❑ If the State . . . fails or refuses to act on a request for

certification, within a reasonable period of time (which shall not exceed one year) after receipt of such request, the certification requirements of this subsection shall be waived with respect to such Federal application.

❑ No license or permit shall be granted until the

certification required by this section has been

  • btained or has been waived.

❑ No license or permit shall be granted if certification

has been denied by the State, interstate agency, or the Administrator, as the case may be.

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Section 401 Works

Section 401 recast pre-existing law and was meant to “continu[e] the authority of the State ... to act to deny a permit and thereby prevent a Federal license or permit from issuing to a discharge source within such State.” S.Rep. No. 92–414, p. 69 (1971). S.D. Warren Co. v. Maine Bd. of Envtl. Prot., 547 U.S. 370, 380 (2006)

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Renewed Interest in Section 401

Executive Order 13868

April 10, 2019, Executive Order 13868, “Promoting Energy Infrastructure and Economic Growth,” which directed the EPA to propose a new rule that modernizes the agency’s water quality certification regulations (40 C.F.R. Part 121).

“To enable the timely construction of the infrastructure needed to move our energy resources through domestic and international commerce, the Federal Government must promote efficient permitting processes and reduce regulatory uncertainties that currently make energy infrastructure projects expensive and that discourage new investment.”

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Executive Order13868

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EPA Guidance

❑June 7, 2019, EPA, Clean Water Act Section 401

Guidance for Federal Agencies, States and Authorized Tribes

❑ (1) strictly interpreting the time within which a state must

make a certification decision;

❑ (2) limiting the grounds for denying or conditioning a

certification to water quality requirements; and

❑ (3) asserting that the information included in the application

for the federal license or permit should generally be all the information that the state needs to make its certification decision.

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EPA’s Proposed Regulations

August 8, 2019, EPA proposed rule: “Updating Regulations on Water Quality Certification,” 84 Fed.

  • Reg. 44,080 (Aug. 22, 2019)

Modernize the EPA’s existing regulations and make them consistent with the currentCWA. The existing regulations were promulgated in 1971, prior to the 1972 Clean Water Act.

Proposed Changes:

Scope of Review Time for Decision Standards for Decision making Federal Agency Review

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Proposed Change to Scope of Analysis

Discharge v. Discharge from a Point Source

Section 401(a) states: Any applicant for a Federal license or permit to

conduct any activity including, but not limited to, the construction or operation of facilities, which may result in any discharge into the navigable waters, shall provide the licensing or permitting agency a certification from the State in which the discharge originates

Current 40 C.F.R. § 121.1(a) License or permit means any license or permit granted by an agency of the Federal Government to conduct any activity which may result in any discharge into the navigable waters of the United States. Proposed 40 C.F.R. § 121.1(g) Discharge for purposes of this part means a discharge from a point source into navigable waters.

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Proposed Change to Scope of Analysis

Discharge v. Discharge from a Point Source

CWA’s Definitions:

33 U.S.C. § 1362(12) The term “discharge of a pollutant” and the term “discharge of pollutants” each means (A) any addition of any pollutant to navigable waters from any point source . . . . 33 U.S.C. § 1362(16) The term “discharge” when used without qualification includes a discharge of a pollutant, and a discharge of pollutants.

S.D. Warren v. Maine Bd. of Envt’l Protection, 547 U.S. 370, 374 (2006)

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Proposed Change to Scope of Analysis Discharge v. Activity

Section 401(a) “Any applicant for a Federal license or permit to conduct any activity including, but not limited to, the construction or operation of facilities, which may result in any discharge” is required to obtain a Cert. Section 401(d) Any Cert must include effluent limits “necessary to assure that any applicant for a Federal license

  • r permit will comply with” water quality requirements
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Proposed Change to Scope of Analysis – § 121.3

Discharge v. Activity

Proposed Regulation§ 121.3 Scope of certification. The scope of a Clean Water Act section 401 certification is limited to assuring that a discharge from a Federally licensed or permitted activity will comply with water quality requirements.

Certification must address the impacts of the discharge Greenhouse gas emissions requiring construction of biking and hiking trails, requiring one-time and recurring payments to state agencies for improvements or enhancements that are unrelated to the proposed federally licensed or permitted project, and creating public access for fishing along waters of the United States. Certification must address impacts to water quality requirements defines “water quality requirements” as “applicable provisions of §§ 301, 302, 303, 306, and 307

  • f the Clean Water Act and EPA-approved state or tribal Clean Water Act regulatory program

provisions.”

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Proposed Change to Scope of Analysis

Discharge v. Activity

PUD No. 1 of Jefferson County v. Washington Dept. of Ecology, 511

U.S. 700 (1994)

local utility district challenged the state’s imposition of minimum flow requirements on the construction of a hydroelectric dam to protect the river as a fishery, arguing that the minimum flow condition was unrelated to the “discharge” from the permitted activity. The Court stated that subsection 401(d) “expands the State’s authority” beyond “discharges” and instead authorizes conditions to be placed on “any applicant” subject to the certification requirement. Section 401(d) “is most reasonably read as authorizing additional conditions and limitations on the activity as a whole once the threshold condition, the existence of a discharge, is satisfied” Justice Stevens, concurring, “[n]ot a single sentence, phrase, or word in the Clean Water Act purports to place any constraint on a State’s power to regulate the quality of its own waters more stringently than federal law might require. In fact, the Act explicitly recognizes States’ ability to impose stricter standards.”

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Timing- § 121.4

❑401(a): If the State, interstate agency, or Administrator,

as the case may be, fails or refuses to act on a request for certification, within a reasonable period of time (which shall not exceed one year) after receipt of such request, the certification requirements of this subsection shall be waived

❑Proposed Regulations § 121.4 Establishing the reasonable

period of time.

❑ (a) The Federal agency shall establish the reasonable period of time

categorically or on a case by case basis, which shall not exceed one year from receipt.

❑ (f) The certifying authority is not authorized to request the project

proponent to withdraw a certification request or to take any other action for the purpose of modifying or restarting the established reasonable period of time.

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Timing

❑Hoopa Valley Tribe v. FERC , 913 F.3d 1099 (2019),

reh’g & reh’g en banc denied , 2019 WL 3928669, 2019 WL 3958147 (D.C. Cir. April 26, 2019) , pet’n for cert. pending , No. 19-257

❑Placer County Water Agency , Order Denying

Rehearing, 169 F.E.R.C. ¶ 61,046 (Oct. 17, 2019); Constitution Pipeline Company, LLC , Order on Voluntary Remand, 168 F.E.R.C. ¶ 61,129 (Aug. 28, 2019).

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Proposed Changes to State Process - § 121.1

❑ Proposed sec. 121.1(c) Certification request means a written,

signed, and dated communication from a project proponent to the appropriate certifying authority that:

❑ (1) Identifies the project proponent(s) and a point of contact; ❑ (2) Identifies the proposed project; ❑ (3) Identifies the applicable federal license or permit; ❑ (4) Identifies the location and type of any discharge that may result from the

proposed project and the location of receiving waters;

❑ (5) Includes a description of any methods and means proposed to monitor

the discharge and the equipment or measures planned to treat or control the discharge;

❑ (6) Includes a list of all other federal, interstate, tribal, state, territorial, or

local agency authorizations required for the proposed project, including all approvals or denials already received; and

❑ (7) Contains the following statement: ‘The project proponent hereby

requests that the certifying authority review and take action on this CWA 401 certification request within the applicable reasonable period of time.’

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Standards for Decision Making – § 121.5

❑ Grant

(c) Any grant of certification shall be in writing and shall include a statement that the discharge from the proposed project will comply with water quality requirements.

❑ Grant with Conditions

❑ (d) Any grant of certification with conditions shall be in writing and shall for each

condition include, at a minimum:

❑ (1) A statement explaining why the condition is necessary to assure that the discharge from

the proposed project will comply with water quality requirements;

❑ (2) A citation to federal, state, or tribal law that authorizes the condition; and ❑ (3) A statement of whether and to what extent a less stringent condition could satisfy

applicable water quality requirements.

❑ Deny

(e) Any denial of certification shall be in writing and shall include:

❑ (1) The specific water quality requirements with which the proposed project will not comply; ❑ (2) A statement explaining why the proposed project will not comply with the identified water

quality requirements; and

❑ (3) The specific water quality data or information, if any, that would be needed to assure that the

discharge from the proposed project complies with water quality requirements.

❑ Waive

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Federal Agency Review of Certification – § 121.6

❑ § 121.6 Effect of denial of certification. ❑ (b) Where a Federal agency determines that a certifying authority’s denial

satisfies the requirements of Clean Water Act section 401 and [New Scope] and [New Standard], the Federal agency must provide written notice of such determination to the certifying authority and project proponent, and the license or permit shall not be granted.

❑ (c) Where a Federal agency determines that a certifying authority’s denial did

not satisfy the requirements of Clean Water Act section 401 and [New Scope and Standard] the Federal agency must provide written notice of such determination to the certifying authority and indicate which provision(s)

  • f Clean Water Act section 401 and this part the certifying authority failed to

satisfy.

(1) If the Federal agency receives the certifying authority’s certification decision prior to the end

  • f the reasonable period of time, the Federal agency may offer the certifying authority the
  • pportunity to remedy the identified deficiencies in the remaining period of time.

(2) If the certifying authority does not provide a certification decision that satisfies the requirements of Clean Water Act section 401 and this part by the end of the reasonable period of time, the Federal agency shall treat the certification in a similar manner as waiver.

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Federal Agency Review of Certification - § 121.8

❑ § 121.8 Incorporation of conditions into the license or

permit.

❑ (a) All conditions that satisfy the definition of [New Scope]

and meet the requirements of [New Standard] shall be incorporated into the license or permit and shall be federally enforceable.

❑ (1) If the Federal agency determines that a condition does not satisfy the

[New Scope and Standard] such condition shall not be incorporated into the license or permit.

❑ (2) If the Federal agency receives a certification with conditions that do

not satisfy the [New Scope and Standard] prior to the end of the reasonable period of time, the Federal agency may notify the certifying authority and provide an opportunity in the remaining period of time for the certifying authority to remedy the deficient conditions. If the certifying authority does not remedy the deficient conditions by the end

  • f the reasonable period of time, the Federal agency shall not incorporate

them in the license or permit.

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Federal Agency Review of 401 Certification

 Some Problems the EPA may encounter:  Section 401(a): Terms of Cert shall become a condition on any Federal

license or permit subject to the provisions of this section.

 Cases:

Sierra Club v. U.S. Army Corps of Eng’rs, 909 F.3d 635, 645 (4th Cir. 2018) (“The plain language of Section 1341(d) of the Clean Water Act provides that any state certification “shall become a condition on any Federal license or permit.” 33 U.S.C. § 1341(d) (emphasis added). This language leaves no room for interpretation.”);

  • Am. Rivers, Inc. v. Fed. Energy Regulatory Comm’n, 129 F.3d 99, 107 (2d Cir. 1997) (the

“language [of section 401(d)] is unequivocal, leaving little room for FERC to argue that it has authority to reject state conditions it finds to be ultra vires”);

Ackels v. U.S. EPA, 7 F.3d 862, 867 (9th Cir. 1993) (“once the state added the additional conditions, EPA was required to incorporate those conditions into the final permit and lacked authority to reject them”);

Roosevelt Campobello Int’l Park Comm’n v. EPA, 684 F.2d 1041, 1056 (1st Cir. 1982) (“’Limitations contained in a State certification must be included in a NPDES permit. EPA has no authority to ignore State certification or to determine whether limitations certified by the State are more stringent than required to meet the requirements of State law.’” (quoting EPA Decision of the General Counsel No 58 (Mar. 29, 1977)).

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