Mediation Analysis in Neuroimaging Studies Yi Zhao Department of - - PowerPoint PPT Presentation

mediation analysis in neuroimaging studies
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Mediation Analysis in Neuroimaging Studies Yi Zhao Department of - - PowerPoint PPT Presentation

Mediation Analysis in Neuroimaging Studies Yi Zhao Department of Biostatistics Johns Hopkins Bloomberg School of Public Health January 15, 2019 Overview Introduction Functional mediation analysis High-dimensional mediation analysis


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SLIDE 1

Mediation Analysis in Neuroimaging Studies

Yi Zhao

Department of Biostatistics Johns Hopkins Bloomberg School of Public Health

January 15, 2019

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SLIDE 2

Overview

Introduction Functional mediation analysis High-dimensional mediation analysis Multimodal neuroimaging data integration Discussion

2 / 35

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SLIDE 3

Mediation analysis

Treatment (X) Mediator (M) Outcome (Y ) α β γ

  • Quantifies the intermediate effect of the mediator

3 / 35

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SLIDE 4

Mediation analysis

Treatment (X) Mediator (M) Outcome (Y ) α β γ

  • Quantifies the intermediate effect of the mediator
  • Helps clarify the underlying causal mechanism

3 / 35

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SLIDE 5

Mediation analysis

Treatment (X) Mediator (M) Outcome (Y ) α β γ

  • Quantifies the intermediate effect of the mediator
  • Helps clarify the underlying causal mechanism
  • Popular approach: structural equation modeling (SEM)

M = Xα + ǫ1 Y = Xγ + Mβ + ǫ2

  • αβ: indirect (mediation) effect
  • γ: direct effect

3 / 35

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SLIDE 6

Neuroimaging studies

  • Non-invasive techniques
  • e.g. structural/diffusion/functional MRI, PET, MEG/EEG
  • Functional MRI (fMRI)
  • brain activity: changes in brain

hemodynamics

  • resting-state and task-based fMRI

Credit: NSF 4 / 35

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SLIDE 7

Neuroimaging studies

  • Non-invasive techniques
  • e.g. structural/diffusion/functional MRI, PET, MEG/EEG
  • Functional MRI (fMRI)
  • brain activity: changes in brain

hemodynamics

  • resting-state and task-based fMRI

Credit: NSF

Objective

  • Resting-state fMRI
  • brain co-activation (functional connectivity)
  • impact on cognitive behaviors

4 / 35

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SLIDE 8

Neuroimaging studies

  • Non-invasive techniques
  • e.g. structural/diffusion/functional MRI, PET, MEG/EEG
  • Functional MRI (fMRI)
  • brain activity: changes in brain

hemodynamics

  • resting-state and task-based fMRI

Credit: NSF

Objective

  • Resting-state fMRI
  • brain co-activation (functional connectivity)
  • impact on cognitive behaviors
  • Task-based fMRI
  • causal effect of stimulus on brain activity
  • brain connectivity (effective connectivity)

4 / 35

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SLIDE 9

Challenges

  • Large n with hierarchically nested data structure
  • participants (→ sessions) → tasks/trials
  • population level inference
  • Large p
  • 105 ∼ 106 uniformly spaced voxels
  • > 100 putative functional/anatomical regions
  • high-dimensional problem
  • Complex data output
  • time series
  • functional data

5 / 35

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SLIDE 10

Challenges

  • Large n with hierarchically nested data structure
  • participants (→ sessions) → tasks/trials
  • population level inference
  • Large p
  • 105 ∼ 106 uniformly spaced voxels
  • > 100 putative functional/anatomical regions
  • high-dimensional problem
  • Complex data output
  • time series
  • functional data

5 / 35

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SLIDE 11

Motivating example: response conflict task

  • Response conflict task
  • “GO” trial: button press
  • “STOP” trial: withhold pressing
  • Brain regions of interest
  • primary motor cortex (M1):

responsible for movement

  • presupplementary motor area

(preSMA): primary region for motor response prohibition

  • Objective: quantify causal effects
  • stimulus → preSMA, stimulus → M1
  • preSMA → M1 (Obeso et al., 2013)

6 / 35

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SLIDE 12

Motivating example: response conflict task

  • Response conflict task
  • “GO” trial: button press
  • “STOP” trial: withhold pressing
  • Brain regions of interest
  • primary motor cortex (M1):

responsible for movement

  • presupplementary motor area

(preSMA): primary region for motor response prohibition

  • Objective: quantify causal effects
  • stimulus → preSMA, stimulus → M1
  • preSMA → M1 (Obeso et al., 2013)

6 / 35

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SLIDE 13

Motivating example: response conflict task

  • Response conflict task
  • “GO” trial: button press
  • “STOP” trial: withhold pressing
  • Brain regions of interest
  • primary motor cortex (M1):

responsible for movement

  • presupplementary motor area

(preSMA): primary region for motor response prohibition

  • Objective: quantify causal effects
  • stimulus → preSMA, stimulus → M1
  • preSMA → M1 (Obeso et al., 2013)

6 / 35

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Mediation analysis

Treatment X(t) Mediator M(t) Outcome Y (t)

  • Conflict response task: STOP/GO
  • Mediator region: preSMA, outcome region: M1
  • Mediation model on functional measures
  • Dynamic causal effects

7 / 35

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Functional mediation model

Treatment X(t) Mediator M(t) Outcome Y (t)

For ∀ t ∈ [0, T],

  • Concurrent model

M(t) = X(t)α(t) + ǫ1(t) Y (t) = X(t)γ(t) + M(t)β(t) + ǫ2(t)

  • Historical influence model

M(t) =

  • Ω1

t

X(s)α(s, t) ds + ǫ1(t) Y (t) =

  • Ω2

t

X(s)γ(s, t) ds +

  • Ω3

t

M(s)β(s, t) ds + ǫ2(t)

  • Ωk

t = [(t − δk) ∨ 0, t], δk ∈ (0, +∞], k = 1, 2, 3

  • if δk ∈ [T, +∞]: whole history

8 / 35

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  • Concurrent model

DE(t) = E Y (t; {x(s), m(s)}Ht) − Y (t; {x′(s), m(s)}Ht) =

  • x(t) − x′(t)

γ(t) IE(t) = E Y (t; {x(s), m(s; {x(u)}Hs)}Ht) − Y (t; {x(s), m(s; {x′(u)}Hs)}Ht) =

  • x(t) − x′(t)

α(t)β(t)

  • Historical influence model

DE(t) = E Y (t; {x(s), m(s)}Ht) − Y (t; {x′(s), m(s)}Ht) =

  • Ω2

t

  • x(s) − x′(s)

γ(s, t) ds IE(t) = E Y (t; {x(s), m(s; {x(u)}Hs)}Ht) − Y (t; {x(s), m(s; {x′(u)}Hs)}Ht) =

  • Ω3

t

  • Ω1

s

(x(u) − x′(u))α(u, s) du

  • β(s, t) ds
  • {x(s)}Ht : history of variable x, Ht = [0, t]
  • M(t; {x(s)}Ht ): potential outcome of M at time t if X has the history {x(s)}Ht
  • Y (t; {x(s), m(s)}Ht ): potential outcome of Y at time t when the history X and M at level {x(s)}Ht

and {m(s)}Ht 9 / 35

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SLIDE 17
  • Historical influence model

Direct effect (DE)

s

(x(s) − x′(s))γ(s, t) t t − δ

DE(t) = t

t−δ∨0(x(s) − x′(s))γ(s, t) ds

Indirect effect (IE)

u s

t − δ t t − 2δ t − δ t (x(u) − x′(u))α(u, s)β(s, t) IE(t) = t

t−δ∨0

s

s−δ∨0(x(u) − x′(u))α(u, s)β(s, t) duds

  • δ1 = δ2 = δ3 = δ, δ small

10 / 35

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SLIDE 18
  • Historical influence model

Direct effect (DE)

s

(x(s) − x′(s))γ(s, t) t

DE(t) = t

0 (x(s) − x′(s))γ(s, t) ds

Indirect effect (IE)

u s

t t (x(u) − x′(u))α(u, s)β(s, t) IE(t) = t s

0 (x(u) − x′(u))α(u, s)β(s, t) duds

  • δ1 = δ2 = δ3 = δ, δ ∈ [T, +∞]

10 / 35

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SLIDE 19

Response conflict task fMRI study1

  • N = 121 right-handed healthy participants
  • randomized STOP/GO trials: 90 GO trials and 32 STOP trials
  • mediator region: preSMA-post (MNI: (-4,-8,60))
  • outcome region: M1 (MNI: (-41,-20,62))
  • TR = 2 s, 184 time points
  • X(t): convolution of event onsets and canonical HRF
  • M(t) and Y (t): BOLD signals after motion correction

1OpenfMRI ds000030 11 / 35

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SLIDE 20
  • Concurrent model

M(t) = X(t)α(t) + ǫ1(t) Y (t) = X(t)γ(t) + M(t)β(t) + ǫ2(t)

  • Historical influence model

M(t) =

  • Ω1

t

X(s)α(s, t) ds + ǫ1(t) Y (t) =

  • Ω2

t

X(s)γ(s, t) ds +

  • Ω3

t

M(s)β(s, t) ds + ǫ2(t)

  • Ωk

t = [(t − δk) ∨ 0, t], δk ∈ (0, +∞], k = 1, 2, 3

  • if δk ∈ [T, +∞]: whole history
  • δ = 2, 4, 6, 10, 20, 30, ∞ (seconds)

12 / 35

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SLIDE 21

Model selection

  • mean squared error: θi observed Mi or Yi

MSE(ˆ θ) = 1 N

N

  • i=1

T

(ˆ θi(t) − θi(t))2 dt

Historical Historical (∼ X) Concurrent (∼ M) δ = 2 δ = 4 δ = 6 δ = 10 δ = 20 δ = 30 δ = ∞ M 353.460 352.645 352.244 351.988 351.652 351.179 351.272 357.396 δ = 2 212.331 212.308 211.960 212.333 212.378 212.130 212.343 δ = 4 211.324 211.227 211.062 211.064 211.124 211.070 211.572 δ = 6 211.883 211.663 211.541 211.546 211.592 211.575 212.110 δ = 10 214.277 214.035 213.909 213.953 213.989 213.971 214.510 δ = 20 218.383 218.098 217.878 217.928 218.312 218.247 218.765 δ = 30 221.183 220.915 220.666 220.685 221.041 221.266 221.727 Y 220.203 δ = ∞ 295.291 294.938 294.904 294.695 294.820 294.742 301.385 13 / 35

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SLIDE 22

Mediator: preSMA-post (MNI: (−4, −8, 60))

  • STOP trial: δMX = 20, δY X = 6, δY M = 4

14 / 35

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Challenges

  • Large n with hierarchically nested data structure
  • participants (→ sessions) → tasks/trials
  • population level inference
  • Large p
  • 105 ∼ 106 uniformly spaced voxels
  • > 100 putative functional/anatomical regions
  • high-dimensional problem
  • Complex data output
  • time series
  • functional data

15 / 35

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SLIDE 24

Single modality

Treatment (X) Mediator 1 (M1) Mediator 2 (M2) . . . Mediator p (Mp) Outcome (Y ) c a1 a2 ap b1 b2 bp

16 / 35

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SLIDE 25

Single modality

Treatment (X) Mediator 1 (M1) Mediator 2 (M2) . . . Mediator p (Mp) Outcome (Y ) c a1 a2 ap d12 d1p d2p b1 b2 bp

16 / 35

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SLIDE 26

Single modality

Treatment (X) Mediator 1 (M1) Mediator 2 (M2) . . . Mediator p (Mp) Outcome (Y ) c a1 a2 ap d12 d1p d2p b1 b2 bp

Objective

  • Identify significant brain regions (mediators)
  • Estimate mediation effects

16 / 35

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SLIDE 27

Single modality

Treatment (X) Mediator 1 (M1) Mediator 2 (M2) . . . Mediator p (Mp) Outcome (Y ) c a1 a2 ap d12 d1p d2p b1 b2 bp

Challenges

  • Ordering of the mediators unknown
  • Large number of mediators (> number of observations)

16 / 35

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SLIDE 28

Zhao and Luo (2016)

Full model

X M1 M2

. . .

Mp Y

ǫ11 ǫ12 ǫ1p ǫ2 c a1 a2 ap d12 d1p d2p b1 b2 bp

Reduced model

X M1 M2

. . .

Mp Y

η11 η12 η1p η2 γ α1 α2 αp β1 β2 βp

M1 = Xa1 + ǫ11 M2 = Xa2 + M1d12 + ǫ12 . . . Mp = Xap + M1d1p + · · · + Mp−1dp−1,p + ǫ1p Y = Xc + M1b1 + · · · + Mpbp + ǫ2 M1 = Xα1 + η11 M2 = Xα2 + η12 . . . Mp = XαK + η1p Y = Xγ + M1β1 + · · · + Mpβp + η2

17 / 35

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SLIDE 29

Zhao and Luo (2016)

Full model

X M1 M2

. . .

Mp Y

ǫ11 ǫ12 ǫ1p ǫ2 c a1 a2 ap d12 d1p d2p b1 b2 bp

Reduced model

X M1 M2

. . .

Mp Y

η11 η12 η1p η2 γ α1 α2 αp β1 β2 βp

M1 = Xa1 + ǫ11 M2 = Xa2 + M1d12 + ǫ12 . . . Mp = Xap + M1d1p + · · · + Mp−1dp−1,p + ǫ1p Y = Xc + M1b1 + · · · + Mpbp + ǫ2 M1 = Xα1 + η11 M2 = Xα2 + η12 . . . Mp = XαK + η1p Y = Xγ + M1β1 + · · · + Mpβp + η2

17 / 35

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SLIDE 30

Zhao and Luo (2016)

Full model

X M1 M2

. . .

Mp Y

ǫ11 ǫ12 ǫ1p ǫ2 c a1 a2 ap d12 d1p d2p b1 b2 bp

Reduced model

X M1 M2

. . .

Mp Y

η11 η12 η1p η2 γ α1 α2 αp β1 β2 βp

M1 = Xa1 + ǫ11 M2 = Xa2 + M1d12 + ǫ12 . . . Mp = Xap + M1d1p + · · · + Mp−1dp−1,p + ǫ1p Y = Xc + M1b1 + · · · + Mpbp + ǫ2 M1 = Xα1 + η11 M2 = Xα2 + η12 . . . Mp = XαK + η1p Y = Xγ + M1β1 + · · · + Mpβp + η2

17 / 35

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SLIDE 31
  • adjacency matrix of mediators:

∆ =

          

d12 d13 · · · d1p d23 · · · d2p ... ... . . . ... dp−1,p

          

p×p

  • influence matrix: (Ip − ∆)−1

Full Model

X M1 M2 . . . Mp Y ǫ11 ǫ12 ǫ1p ǫ2 c a1 a2 ap d12 d1p d2p b1 b2 bp

  • γ = c, β1 = b1, . . . , βp = bp
  • α1

· · · αp

  • =
  • a1

· · · ap

  • (Ip − ∆)−1
  • η11

· · · η1p

  • =
  • ǫ11

· · · ǫ1p

  • (Ip − ∆)−1

Reduced Model

X M1 M2 . . . Mp Y η11 η12 η1p η2 γ α1 α2 αp β1 β2 βp

18 / 35

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SLIDE 32

Example with 3 mediators

X M1 M2 M3 Y

ǫ11 ǫ12 ǫ13 ǫ2

Full Model

c a1 a2 a3 d12 d13 d23 b1 b2 b3

X M1 M2 M3 Y

η11 η12 η13 η2

Reduced Model

γ α1 α2 α3 β1 β2 β3

∆ =

     

d12 d13 d23

     

, (I3 − ∆)−1 =

     

1 d12 d13 + d12d23 1 d23 1

     

  • α1

α2 α3

  • =
  • a1

a2 a3

  • (I3 − ∆)−1

=

  • a1

a1d12 + a2 a1(d13 + d12d23) + a2d23 + a3

  • 19 / 35
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SLIDE 33

Example with 3 mediators

X M1 M2 M3 Y

ǫ11 ǫ12 ǫ13 ǫ2

Full Model

c a1 a2 a3 d12 d13 d23 b1 b2 b3

X M1 M2 M3 Y

η11 η12 η13 η2

Reduced Model

γ α1 α2 α3 β1 β2 β3

∆ =

     

d12 d13 d23

     

, (I3 − ∆)−1 =

     

1 d12 d13 + d12d23 1 d23 1

     

  • α1

α2 α3

  • =
  • a1

a2 a3

  • (I3 − ∆)−1

=

  • a1

a1d12 + a2 a1(d13 + d12d23) + a2d23 + a3

  • 19 / 35
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SLIDE 34

Example with 3 mediators

X M1 M2 M3 Y

ǫ11 ǫ12 ǫ13 ǫ2

Full Model

c a1 a2 a3 d12 d13 d23 b1 b2 b3

X M1 M2 M3 Y

η11 η12 η13 η2

Reduced Model

γ α1 α2 α3 β1 β2 β3

∆ =

     

d12 d13 d23

     

, (I3 − ∆)−1 =

     

1 d12 d13 + d12d23 1 d23 1

     

  • α1

α2 α3

  • =
  • a1

a2 a3

  • (I3 − ∆)−1

=

  • a1

a1d12 + a2 a1(d13 + d12d23) + a2d23 + a3

  • 19 / 35
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SLIDE 35

Example with 3 mediators

X M1 M2 M3 Y

ǫ11 ǫ12 ǫ13 ǫ2

Full Model

c a1 a2 a3 d12 d13 d23 b1 b2 b3

X M1 M2 M3 Y

η11 η12 η13 η2

Reduced Model

γ α1 α2 α3 β1 β2 β3

∆ =

     

d12 d13 d23

     

, (I3 − ∆)−1 =

     

1 d12 d13 + d12d23 1 d23 1

     

  • α1

α2 α3

  • =
  • a1

a2 a3

  • (I3 − ∆)−1

=

  • a1

a1d12 + a2 a1(d13 + d12d23) + a2d23 + a3

  • 19 / 35
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SLIDE 36

Example with 3 mediators

X M1 M2 M3 Y

ǫ11 ǫ12 ǫ13 ǫ2

Full Model

c a2 a1 a3 d12 d13 d23 b1 b2 b3

X M1 M2 M3 Y

η11 η12 η13 η2

Reduced Model

γ α1 α2 α3 β1 β2 β3

∆ =

     

d12 d13 d23

     

, (I3 − ∆)−1 =

     

1 d12 d13 + d12d23 1 d23 1

     

  • α1

α2 α3

  • =
  • a1

a2 a3

  • (I3 − ∆)−1

=

  • a1

a1d12 + a2 a1(d13 + d12d23) + a2d23 + a3

  • 19 / 35
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SLIDE 37

Example with 3 mediators

X M1 M2 M3 Y

ǫ11 ǫ12 ǫ13 ǫ2

Full Model

c a1 a2 a3 d12 d13 d23 b1 b2 b3

X M1 M2 M3 Y

η11 η12 η13 η2

Reduced Model

γ α1 α2 α3 β1 β2 β3

∆ =

     

d12 d13 d23

     

, (I3 − ∆)−1 =

     

1 d12 d13 + d12d23 1 d23 1

     

  • α1

α2 α3

  • =
  • a1

a2 a3

  • (I3 − ∆)−1

=

  • a1

a1d12 + a2 a1(d13 + d12d23) + a2d23 + a3

  • 19 / 35
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SLIDE 38

Example with 3 mediators

X M1 M2 M3 Y

ǫ11 ǫ12 ǫ13 ǫ2

Full Model

c a1 a2 a3 d12 d13 d23 b1 b2 b3

X M1 M2 M3 Y

η11 η12 η13 η2

Reduced Model

γ α1 α2 α3 β1 β2 β3

∆ =

     

d12 d13 d23

     

, (I3 − ∆)−1 =

     

1 d12 d13 + d12d23 1 d23 1

     

  • α1

α2 α3

  • =
  • a1

a2 a3

  • (I3 − ∆)−1

=

  • a1

a1d12 + a2 a1(d13 + d12d23) + a2d23 + a3

  • 19 / 35
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SLIDE 39
  • η11

· · · η1p

  • reduced model

=

  • ǫ11

· · · ǫ1p

  • full model

(Ip − ∆)−1

  • Sequential ignorability of mediators (sequentially conditionally

independent)

Cov [vec(ǫ1)] = Ω ⊗ In = diag{ω2

1, . . . , ω2 p} ⊗ In

  • Cov [vec(η1)] =

Ip − ∆⊤−1Ω Ip − ∆ −1 ⊗ In = Σ1 ⊗ In

  • Σ1 diagonal matrix ⇔ ∆ = 0 (mediators causally independent)
  • Ip − ∆⊤−1Ω

Ip − ∆ −1 LDL decomposition of Σ1

  • Σ1 positive-definite, decomposition unique
  • p > n, ˆ

Σ1 not of full rank

  • decomposition not unique
  • require knowledge of ordering of the mediators

20 / 35

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SLIDE 40

Full Model

X M1 M2 . . . Mp Y ǫ11 ǫ12 ǫ1p ǫ2 c a1 a2 ap d12 d1p d2p b1 b2 bp

Reduced Model

X M1 M2 . . . Mp Y η11 η12 η1p η2 γ α1 α2 αp β1 β2 βp

  • αj: total effect of X on Mj (e.g., α2 = a1d12 + a2)
  • αjβj: Mj mediation effect as the last mediator in pathway to Y
  • dependency in Mj’s → correlation in η1j’s (e.g., η12 = η11d12 + ǫ12)

21 / 35

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SLIDE 41

Pathway Lasso

min 1 2ℓ+λ

 

p

  • j=1
  • |αjβj| + φj(α2

j + β2 j )

  • + |γ|

 

  • P1:pathway lasso penalty

p

  • j=1

(|αj| + |βj|)

  • P2:lasso penalty
  • loss function

ℓ = tr W1(M − Xα)⊤(M − Xα) + w2(Y − Xγ − Mβ)⊤(Y − Xγ − Mβ)

  • λ ≥ 0, φj > 1/2, ω ≥ 0 tuning parameters
  • λ = 0: lasso penalty
  • ω = 0: pathway lasso

22 / 35

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SLIDE 42

Multimodal neuroimaging

(Liu et al. 2015) 23 / 35

slide-43
SLIDE 43

Structural and functional imaging

Exposure Outcome

  • Hypothesis: structural → functional
  • Objective: integrating DTI and fMRI through mediation analysis

24 / 35

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SLIDE 44

X M11 M12 ... M1p1 M21 M22 ... M2p2 Y

α1 α2 αp1 γ1 γ2 γp2 δ φ12 φ1p1 φ2p1 ω11 ω12 ω1p2 ω21 ω22 ω2p2 ωp11 ωp12 ωp1p2 θ1 θ2 θp1 ψ12 ψ1p2 ψ2p2

π1 π2 πp2

  • Two blocks of mediators: {M11, . . . , M1p1} and {M21, . . . , M2p2}
  • Within block, ordering unknown

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SLIDE 45

Full model

X M11 M12 ... M1p1 M21 M22 ... M2p2 Y

α1 α2 αp1 γ1 γ2 γp2 δ φ12 φ1p1 φ2p1 ω11 ω12 ω1p2 ω21 ω22 ω2p2 ωp11 ωp12 ωp1p2 θ1 θ2 θp1 ψ12 ψ1p2 ψ2p2

π1 π2 πp2

Reduced model

X M11 M12 ... M1p1 M21 M22 ... M2p2 Y

β1 β2 βp1 ζ1 ζ2 ζp2 δ λ11 λ12 λ1p2 λ21 λ22 λ2p2 λp11 λp12 λp1p2 θ1 θ2 θp1

π1 π2 πp2

  • Full model
  • M1

M2 Y

  • =
  • X

M1 M2

  

α γ δ Φ Ω θ Ψ π

    +

  • ǫ

η ξ

  • Reduced model
  • M1

M2 Y

  • =
  • X

M1 M2

  

β ζ δ Λ θ π

    +

  • ε

ϑ ξ

  • β = α(I − Φ)−1, ζ = γ(I − Ψ)−1, Λ = Ω(I − Ψ)−1

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slide-46
SLIDE 46

Full model

X M11 M12 ... M1p1 M21 M22 ... M2p2 Y

α1 α2 αp1 γ1 γ2 γp2 δ φ12 φ1p1 φ2p1 ω11 ω12 ω1p2 ω21 ω22 ω2p2 ωp11 ωp12 ωp1p2 θ1 θ2 θp1 ψ12 ψ1p2 ψ2p2

π1 π2 πp2

Reduced model

X M11 M12 ... M1p1 M21 M22 ... M2p2 Y

β1 β2 βp1 ζ1 ζ2 ζp2 δ λ11 λ12 λ1p2 λ21 λ22 λ2p2 λp11 λp12 λp1p2 θ1 θ2 θp1

π1 π2 πp2

  • βjθj: indirect effect of M1j not through either M1s’s (for s > j) or M2’s
  • ζkπk: indirect effect of M2k not through either M1’s or M2t’s (for t > k)
  • βjλjkπk: indirect effect through M1j and M2k but not through either M1s’s

(for s > j) or (M1t for t > k)

  • dependency in M1j’s → correlation in ε1j’s
  • dependency in M2k’s → correlation in ϑ2k’s

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slide-47
SLIDE 47

min tr W1(M1 − Xβ)⊤(M1 − Xβ) + tr W2(M2 − Xζ − M1Λ)⊤(M2 − Xζ − M1Λ) + w (Y − Xδ − M1θ − M2π)⊤ (Y − Xδ − M1θ − M2π) such that

p1

  • j=1

|βjθj| ≤ t1,

p2

  • k=1

|ζkπk| ≤ t2,

p1

  • j=1

p2

  • k=1

|βjλjkπk| ≤ t3, |δ| ≤ t4

p1

  • j=1
  • |βjθj| + ν1(β2

j + θ2 j )

≤ r1,

p2

  • k=1
  • |ζkπk| + ν2(ζ2

k + π2 k)

≤ r2,

p1

  • j=1

p2

  • k=1

|λjk| ≤ r3, |δ| ≤ t4

  • ν1, ν2 ≥ 1/2
  • r1 ≤ t1, r2 ≤ t2, r3 ≤ t3
  • ν1ν2/r1r2

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SLIDE 48

A multimodal neuroimaging study

  • N = 30 primary progressive aphasia (PPA) patients
  • semantic (7): fluent speech, impaired word comprehension
  • nonfluent (9): difficulty producing grammatical sentences and/or

motor speech impairment (apraxia of speech)

  • logopenic (14): word-finding difficulties and disproportionately

impaired sentence repetition

  • X = 1 if semantic, X = 0 otherwise
  • Outcome (Y ): word naming accuracy
  • total effect: -24.28 (p-value= 0.018)
  • Imaging modalities: DTI (M1) and resting-state fMRI (M2)
  • Baseline covariates: age, sex, year of onset, language severity
  • Study interest: brain structural and functional pathways on

word naming accuracy comparing semantic vs. non-semantic

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slide-49
SLIDE 49
  • DTI: FA value of p1 = 12 fiber tracks
  • UNC (uncinate fasciculus)
  • ILF (inferior longitudinal fasciculus)
  • IFO (inferior fronto-occipital fasciculus)
  • SLF (superior longitudinal fasciculus): FP

(fronto-parietal), FT (fronto-temporal), PT (parietal-temporal)

  • both left and right

(Dick and Tremblay, 2012)

  • fMRI: functional connectivity of 19 regions (p2 = 171)
  • 13 language areas

IFG_opercularis IFG_orbitalis IFG_triangularis SMG FuG STG STG_pole MTG MTG_pole ITG

  • 6 DMN

MFG_DPFC AG PCC

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slide-50
SLIDE 50

Single-modality result

  • DTI: 4.01% effect mediated

X UNC_L Y

  • fMRI: 25.02% effect mediated

X IFG_opercularis_L−STG_L_pole IFG_opercularis_R−SMG_L IFG_orbitalis_R−PCC_R IFG_triangularis_L−STG_L_pole IFG_triangularis_R−SMG_L SMG_L−MTG_L SMG_L−MFG_DPFC_R MTG_L−MTG_L_pole MTG_L−MFG_DPFC_R MTG_L−AG_R ITG_L−MFG_DPFC_R Y

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SLIDE 51

Single-modality result

  • DTI: 4.01% effect mediated
  • fMRI: 25.02% effect mediated

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SLIDE 52

Two-modality result

  • X → DTI → fmri → Y : 4.19% effect mediated

X SLF_PT_L UNC_L ILF_L IFG_opercularis_L−IFG_orbitalis_R IFG_opercularis_L−STG_L IFG_opercularis_L−MTG_L_pole IFG_triangularis_L−AG_R SMG_L−STG_L SMG_L−MTG_L SMG_L−AG_R SMG_L−PCC_R STG_L−MTG_L STG_L−MTG_L_pole STG_L−AG_L STG_L−PCC_L STG_L_pole−AG_R MTG_L−MTG_L_pole MTG_L_pole−MFG_DPFC_R Y

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slide-53
SLIDE 53

Two-modality result

  • X → DTI → fmri → Y : 4.19% effect mediated

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slide-54
SLIDE 54

Two-modality result

  • X → DTI → fmri → Y : 4.19% effect mediated

(Petrides, 2014)

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slide-55
SLIDE 55

Discussion

  • Mediation analysis in neuroimaging applications
  • Functional mediation analysis
  • dynamic effective connectivity
  • limitations and future directions
  • unmeasured confounding, sensitivity analysis
  • covariates: scalar and functional
  • dense/sparse functional data
  • High-dimensional mediation analysis
  • ordering of the mediators
  • simultaneous mediator selection and mediation effect estimation
  • multimodal/multiview data integration: imaging and omics
  • R packages: macc, gma, cfma, spcma (github)

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slide-56
SLIDE 56

Acknowledgements

  • Brown University

Xi (Rossi) Luo, PhD Department of Biostatistics Joseph Hogan, ScD Department of Biostatistics Yen-Tsung Huang, MD, ScD Departments of Epidemiology and Biostatistics Jerome Sanes, PhD Department of Neuroscience Eli Upfal, PhD Department of Computer Science

  • Johns Hopkins University
  • UC Berkeley

Brian Caffo, PhD Department of Biostatistics Martin Lindquist, PhD Department of Biostatistics Kyrana Tsapkini, PhD Department of Neurology Lexin Li, PhD Department of Biostatistics and Epidemiology

  • R01 DC014475 by the National Institutes of Health (National Institute of Deafness

and Communication Disorders)

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slide-57
SLIDE 57

Thank you!

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