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Layer construction of f three- dim imensional topological states and Stri ring-String braiding statis istics Xiao-Liang Qi Stanford University Vienna, Aug 29 th , 2014 Outline Part I 2D topological states and layer construction


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Layer construction of f three- dim imensional topological states and Stri ring-String braiding statis istics

Xiao-Liang Qi Stanford University Vienna, Aug 29th, 2014

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SLIDE 2

Outline

Part I

  • 2D topological states and layer construction
  • Generalization to 3D: a simplest example
  • Layer construction of 3D topological states: general

setting and examples

  • Field theory description

Part II

  • Some general results on string-string braiding.
  • Ref: Chao-Ming Jian & XLQ, arXiv:1405.6688

Supported by

(arriving here tonight…)

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  • Topological ground state degeneracy; quasiparticles with

fractional quantum numbers and fractional statistics.

𝐹 πΉπ‘•π‘π‘ž 𝐹 πΉπ‘•π‘π‘ž

𝑕 = 0 1 ground state 𝑕 = 1 𝑛 ground states

Topologically ordered states

𝑏 𝑐 𝑑 𝑑

𝐢 βŠ— 𝐢 βŠ—

integer quantum Hall fractional quantum Hall

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SLIDE 4
  • Quasiparticles have no knowledge about
  • distance. Only topology matters.
  • Fusion 𝑏 Γ— 𝑐 = 𝑂𝑏𝑐

𝑑 𝑑

  • Braiding
  • Braiding 𝑏, 𝑐 and spinning 𝑏, 𝑐 is equivalent to spinning

𝑑. Topological spin of particles β„Žπ‘

Key properties of topologically ordered states

𝑏 𝑐 𝑑 𝑏 𝑐 𝑏 𝑐 𝑑 𝑑

= 𝑆𝑏𝑐

𝑑 β‹… 𝑏

= 𝑓𝑗2πœŒβ„Žπ‘ 𝑆𝑏𝑐

𝑑 𝑆𝑐𝑏 𝑑

= 𝑓𝑗2𝜌 β„Žπ‘+β„Žπ‘βˆ’β„Žπ‘‘

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SLIDE 5
  • 1. Laughlin state Ξ¨

𝑨𝑗 = 𝑗<π‘˜ 𝑨𝑗 βˆ’ 𝑨

π‘˜ π‘›π‘“βˆ’ 𝑗 𝑨𝑗 2

  • Quasiparticles labeled by π‘Ÿ = 0,

1 𝑛 , 2 𝑛 , … , 1 βˆ’ 1 𝑛

  • Fusion rule braiding π‘†π‘Ÿ1π‘Ÿ2

π‘Ÿ1+π‘Ÿ2 = exp π‘—πœŒ π‘Ÿ1π‘Ÿ2 𝑛

  • Spin β„Žπ‘Ÿ =

π‘Ÿ2 2𝑛

  • 2. π‘Ž2 gauge theory (toric code)
  • Quasiparticles include charge 𝑓, flux 𝑛 and their

boundstate πœ” = 𝑓 Γ— 𝑛.

  • Nontrivial braiding 𝑆𝑓𝑛

πœ” = 𝑗

  • Goal of this work: understanding 3D topological

states from 2D ones

Examples of topologically ordered states

π‘Ÿ1 π‘Ÿ2 π‘Ÿ1 + π‘Ÿ2

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SLIDE 6

Part I: Layer construction

  • 2D topological states can be constructed from

coupled 1D chains (Sondhi&Yang β€˜01, Kane et al β€˜02, Teo&Kane, β€˜10)

  • Weakly coupled chains as a controlled limit that can

realize these topological states.

  • Both integer and fractional quantum Hall states can

be realized. 2D topological

  • rder

cut glue

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SLIDE 7
  • Example 1: integer quantum Hall

(Sondhi&Yang β€˜01)

  • Electron tunneling between edge

states of each strip: βŒ©π‘‘π‘œπ‘€

+ π‘‘π‘œ+1,𝑆βŒͺ β‰  0,

  • Electron tunneling can be

equivalently viewed as exciton condensation

  • Condensation of the exciton (particle-hole pair) leads

to coherent tunneling between quasi-1D strips

  • The strips are glued to a quantum Hall state

Layer construction of 2D topological states

𝑓 βˆ’π‘“

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  • Example 2: Laughlin 1/3 state

(Kane et al β€˜02)

  • Electron tunneling between

πœ‰ =1/3 edges of chiral Luttinger liquids 𝑓 = 3 Γ—

𝑓 3 ,

π‘‘π‘œπ‘€

+ π‘‘π‘œ+1,𝑆 = 𝑓𝑗 πœšπ‘œπ‘€βˆ’πœšπ‘œ+1,𝑆 3

,

  • Electron tunneling effectively generates coherent

quasiparticle tunneling 2D topological order.

  • The coherent tunneling can be understood as a

β€œboson condensation” of the quasiparticle exciton with charge

𝑓 3 , βˆ’ 𝑓 3

Layer construction of 2D topological states

𝑓/3 βˆ’π‘“/3

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SLIDE 9

Generalization of the layer construction to 3D

  • General principle: Inter-layer coupling by boson

condensation Wang&Senthil β€˜2013

  • Abelian states: Chern-Simons theory and 𝐿 matrix (Wen)

β„’ = 1 4𝜌 πΏπ½πΎπ‘π½πœˆπœ—πœˆπœ‰πœπœ–πœ‰π‘πΎπœ βˆ’ π‘šπ½π‘π½πœˆπ‘˜πœˆ

  • Quasiparticles labeled by integer vectors π‘š
  • Equation of motion π‘˜πœˆπ‘šπ½ =

1 2𝜌 πΏπ½πΎπœ—πœˆπœ‰πœπœ–πœ‰π‘πΎπœ

  • A quasiparticle carries flux 𝛼 Γ— 𝑏I = 2𝜌 πΏβˆ’1π‘š I

π‘žπ‘— π‘Ÿπ‘—

boson π‘šπ‘—

π‘š2 π‘š1

=

π‘š2 π‘š1

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  • Mutual statistics of π‘š1, π‘š2 given by πœ„12 = 2πœŒπ‘š1

π‘ˆπΏβˆ’1π‘š2

  • Local particles given by πœ‡ = πΏπ‘š (bosons or fermions)
  • Examples:
  • Laughlin 1/𝑛 state 𝐿 = 𝑛. Quasiparticle braiding

πœ„12 =

2πœŒπ‘Ÿ1π‘Ÿ2 𝑛

. Local particle (electron) π‘Ÿ = 𝑛

  • π‘Žπ‘‚ gauge theory 𝐿 = 0 𝑂

𝑂 0

  • Charge 𝑓 = 1

0 , 𝑛 = 0 1 . Quasiparticle braiding πœ„π‘“π‘› = 2𝜌 πΏβˆ’1 12 =

2𝜌 𝑂

Examples of K-matrix theory

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SLIDE 11

General setting of the layer construction

  • 𝑀 layers of 2D Abelian states, each with a 𝐿 matrix
  • Find quasiparticles π‘žπ‘—, π‘Ÿπ‘— in each layer, so that the bound state

are bosonic and mutually bosonic.

  • In 2D language,
  • Requirements

π‘žπ‘—

π‘ˆπΏβˆ’1π‘žπ‘˜ + π‘Ÿπ‘— π‘ˆπΏβˆ’1π‘Ÿπ‘˜ = 0,

π‘žπ‘—

π‘ˆπΏβˆ’1π‘Ÿπ‘˜ = 0.

  • Number of condensed particles: 𝑗 = 1,2, … , 𝑂 when dim 𝐿 =

2𝑂.

  • This is an β€œalmost complete” set of null vectors. (Haldane β€˜95, Levin

β€˜13, Barkeshli et al β€˜13) There may be remaining particles, responsible

for the topological order.

  • With open boundary, π‘Ÿπ‘— at top surface is always deconfined.

π‘žπ‘—

(π‘œ)

π‘Ÿπ‘—

(π‘œ+1)

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SLIDE 12

Example 1: 3D π‘Žπ‘ž gauge theories

  • Starting from layers of 2D π‘Žπ‘ž gauge theories

𝐿 = 0 π‘ž π‘ž 0 , β„’ =

π‘ž 2𝜌 π‘πœˆπœ—πœˆπœ‰πœπœ–πœ‰π‘πœ + π‘πœˆπ‘˜π‘“ 𝜈 + π‘πœˆπ‘˜π‘› 𝜈 ,

  • Coupling the neighbor layers by

condensation of

𝑓 βˆ’π‘“ pair

  • π‘ž = 1

0 , π‘Ÿ = βˆ’1

  • Particles with nontrivial braiding

with the condensed particle are confined.

  • Particles different by a

condensed particle are identified

  • Deconfined particles: 𝑓 in 3D, and

𝑛 string (flux tube) 3D π‘Žπ‘ž gauge theory

1 0 = 𝑓 πœ„π‘“π‘› = 2𝜌 π‘ž 1 = 𝑛

e

  • e

e

  • e

e m m m m m m

e

  • e

e

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SLIDE 13
  • π‘Žπ‘ž toric code with tri-layer coupling
  • A variation of the construction

in Wang&Senthil ’13

  • π‘ž β‰  3π‘œ

All bulk particles are confined. purely 2D topological order

  • Surface central charge 𝑑 = 4 for

π‘ž = 3π‘œ βˆ’ 1. (π‘ž = 2: surface theory

  • f a 3D bosonic TI Vishwanath&Senthil β€˜13)
  • π‘ž = 3π‘œ

Bulk deconfined particles coexisting with surface particles. π‘Ž3 bulk topological order

  • Surface central charge 𝑑 = 2

Example 2: Surface and bulk topological order

e+m e e-m e+m e e-m e-m e e-m

e+m e e-m e+m e e-m e-m e e-m n(e+m) n(-e+m) e e e e

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  • π‘žπ‘—, π‘Ÿπ‘— expand all quasiparticles in a layer

π‘žπ‘— π‘Ÿπ‘— condensation leads to surface-only topological order.

Surface particles are π‘Ÿπ‘— at top surface, π‘žπ‘— at bottom surface

  • Surface 𝐿 matrix 𝐿𝑇 = π‘Ÿπ‘—

π‘ˆπΏβˆ’1π‘Ÿπ‘˜ βˆ’1

  • The same topological order at the side surfaces
  • Bulk has nontrivial particle when π‘žπ‘— ∩ π‘Ÿπ‘— β‰  𝜚
  • Relation to Walker-Wang model (K Walker & Z Wang, β€˜12):

modular tensor category  Surface-only topological order Pre-modular tensor category Bulk nontrivial topological order

General criteria of surface-only topological order

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Example 3: String-String braiding

  • π‘Ž4π‘œ toric code theories

with 4-layer coupling

  • Condensed particles:

hybridization of the red and blue layers

  • Bulk deconfined

particles: 2 point particles, 2 strings

  • String-particle braiding
  • String-string braiding

phase πœ•π‘“π‘› =

2πœŒπ‘€ 4π‘œ

proportional to the number of layers

2e2

  • e1
  • 2e2

e1

  • m2

e1-2m1 m2 e1+2m1 2e2

  • e1
  • 2e2

e1

  • m2

e1-2m1 m2 e1+2m1 2e2 e1 2nβ‹…m2 m2 m2 m2 m2 e2 e2 e2 e2

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String-String braiding and dislocations

  • Strings wraping around z direction have braiding

proportional to system size

  • Contractible strings have

trivial braiding

  • The more fundamental

process of string braiding can be defined at presence

  • f an edge dislocation
  • Braiding at presence of

the dislocation πœ•π‘“π‘›

𝑒

=

2𝜌 4π‘œ 𝑐𝑨, proportional

to the Burgers vector 𝑐𝑨

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Topological field theory description

  • A generalized BF theory can be written down to characterize

the string-particle braiding and string-string braiding β„’ = 𝑅𝐽𝐾 2𝜌 πœ—πœˆπœ‰πœπœπ‘πœˆπœ‰

𝐽 πœ–πœπ‘πœ 𝐾 + Θ

8𝜌2 π‘†π½πΎπœ—πœˆπœ‰πœπœπœ–πœˆπ‘πœ‰

𝐽 πœ–πœ‡π‘πœ 𝐾 + π‘˜πœˆ 𝐽 𝑏𝐽 𝜈

+ πΎπœˆπœ‰

𝐽 𝑐𝐽 πœˆπœ‰

  • π‘˜πœˆ

𝐽 : particle current; πΎπœˆπœ‰ 𝐽 : string current

  • 𝑅𝐽𝐾: string-particle braiding
  • 𝑆𝐽𝐾: string-string braiding when strings

are linked with Θ vortex loop.

  • Difference from BF theory for TI (Cho&Moore β€˜11, Vishwanath&Senthil ’12,

Keyserlingk et al β€˜13): Θ is a dynamical field

  • Winding number 2πœŒπ‘œ of Ξ˜οƒ¨Chern-Simons term of 𝑏 with

𝐿 = π‘œπ‘†. String braiding πœ•π½πΎ

π‘œ = 2πœŒπ‘œ π‘…βˆ’1 π‘ˆπ‘†π‘…βˆ’1 𝐽𝐾

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SLIDE 18
  • Ordinary π‘Žπ‘ž gauge theory: 𝑅 = π‘ž, 𝑆 = 0
  • Example 3: 𝑅 = 2π‘œ

2 , 𝑆 = 0 1 1

  • General structure of string braiding: two strings braid

nontrivially only if they are not contractible.

  • Consistent with other recent works on 3-string

braiding (Wang&Levin 1403.7435, Jiang et al 1404.1062, Wang&Wen 1404.7854,

Moradi&Wen 1404.4618)

  • The dislocation is described by a Θ vortex string, which

is an extrinsic defect.

  • Intrinsic 3-string braiding can possibly be realized by

deconfinement of the dislocations.

Topological field theory description

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SLIDE 19

Part II: General results on string-string braiding

  • General structure of 3D topologically ordered states

are not understood yet.

  • In 2D, we know the braiding phase 𝑆𝑏𝑐

𝑒

is not arbitrary. There are some identities satisfied by braiding and fusion, such as the hexagon identity.

  • In 3D, some similar identities may exist as a property
  • f the general structure of topologically ordered states
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SLIDE 20
  • Wang&Levin 1403.7435 proposed an identity of the 3-string

braiding in twisted π‘Žπ‘ž gauge theories π‘ž πœ•π‘π‘

𝑑 + πœ•π‘π‘‘ 𝑏 + πœ•π‘‘π‘ 𝑐

= 0 (mod 2𝜌),

  • Here we give a more general proof

to a stronger identity

πœ•π‘π‘

𝑑 + πœ•π‘π‘‘ 𝑏 + πœ•π‘‘π‘ 𝑐 = 0 (mod 2𝜌)

with the general conditions 1) Strings can fuse and split without additional phase; 2) Strings are Abelian; 3) Strings are not marked.

𝑏 𝑐 𝑑

General results on string-string braiding

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Step 1 of the proof: πœ•π‘π‘

𝑑

= Ω𝑏𝑐

𝑑

String braiding πœ•π‘π‘

𝑑

𝑏 𝑐 𝑑

String-particle braiding Ω𝑏𝑐

𝑑

between link of 𝑏, 𝑐 and string 𝑑

𝑀𝑏𝑐

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SLIDE 22

Step 2 of the proof: πœ•π‘π‘

𝑑

= Ω𝑏𝑐

𝑑

β€œlinked” string braiding πœ•π‘π‘

𝑑 , for 3 mutually-linked strings

String-particle braiding Ω𝑏𝑐

𝑑

between link of 𝑏, 𝑐 and string 𝑑

𝑀𝑏𝑐 𝑏 𝑐 𝑑

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SLIDE 23
  • πœ•π‘π‘

𝑑 : 2𝜌 rotation of 𝑏 and 𝑐 around 𝑑

  • 

πœ•π‘π‘

𝑑 +

πœ•π‘π‘‘

𝑏 +

πœ•π‘‘π‘

𝑐 ≃ global 4𝜌 rotation ≃ trivial

Step 3 of the proof: πœ•π‘π‘

𝑑 +

πœ•π‘π‘‘

𝑏 +

πœ•π‘‘π‘

𝑐 = 0

≃

𝑏 𝑐 𝑑 𝑏 𝑐 𝑑

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SLIDE 24
  • Using this proof we obtain three

identities πœ•π‘π‘

𝑑 +

πœ•π‘π‘‘

𝑏 +

πœ•π‘‘π‘

𝑐 = 0

πœ•π‘π‘

𝑑 + πœ•π‘π‘‘ 𝑏 + πœ•π‘‘π‘ 𝑐 = 0

Ω𝑏𝑐

𝑑

+ Ω𝑐𝑑

𝑏 + Ω𝑑𝑏 𝑐 = 0

  • A new feature of 3D topological order

that is qualitatively distinct from 2D case

  • Open question: In general, is it always

possible to require the strings to be unmarked, i.e., translation invariant along the string direction?

String braiding identities

𝑏 𝑐 𝑑 𝑏 𝑐 𝑑

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SLIDE 25

A non-Abelian example of string-string braiding

  • Little is known about non-Abelian strings.
  • However, an example can be found in 3D topological

superconductors

left, 𝐷 = 1 right, 𝐷 = βˆ’1 SC pairing Majorana mass Ξ”π‘€π‘“π‘—πœ„π‘€ Ξ”π‘†π‘“π‘—πœ„π‘†

Weyl fermions H = 𝑒3𝑦 𝑀 πœ”π‘€

+𝜏 β‹… π‘žπœ”π‘€ βˆ’ πœ”π‘† +𝜏 β‹… π‘žπœ”π‘†

Superconducting pairing ∫ 𝑒3𝑦 Ξ”π‘“π‘—πœ„π‘€πœ”π‘€

+πœπ‘§πœ”π‘€ + + Ξ”π‘“π‘—πœ„π‘†πœ”π‘† +πœπ‘§πœ”π‘† +

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SLIDE 26
  • Chiral vortex strings: vortex loops of πœ„π‘€ or πœ„π‘†
  • Each vortex string is an axion string, carrying a 1+1

Majorana-Weyl fermion (Callan&Harvey ’85, XLQ&Witten&Zhang β€˜12)

  • Majorana zero modes carried by vortices with odd

linking number.

  • Non-Abelian braiding of 𝑏, 𝑐 similar to π‘ž + π‘—π‘ž

vortices (Read&Green β€˜2000)

A non-Abelian example of string-string braiding

𝑏 𝑐 𝑑 𝑙 𝐹𝑙 𝑙 𝐹𝑙

(see also M Sato, Physics Letters B 575 (2003) 126–130)

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SLIDE 27
  • Key difference from Abelian string: splitting/fusion of

string is not adiabatic.

  • Non-Abelian strings can fuse to

Abelian strings.

  • Braiding depends on the fusion

channel.

A non-Abelian example of string-string braiding

𝜏 𝜏 1 or πœ” 𝑏 𝑐 𝑑 𝑏 𝑐 𝑑 2 zero modes

  • n 𝑏, 𝑐

no zero mode

β‰ 

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SLIDE 28

Summary

  • Layer construction provides an explicit approach to

3D topological states.

  • Different types of 3D topological states can be

generated, with surface-only topological order and/or bulk topological order

  • String-string braiding can be induced in system with

periodic boundary condition or dislocations

  • General identity proved for Abelian string-string

braiding

  • Non-Abelian 3D topological order: An example can

be found in topological superconductors. There are a lot of open questions for more general cases.