Kondo effects in multilevel quantum dots (a renormalization group - - PowerPoint PPT Presentation
Kondo effects in multilevel quantum dots (a renormalization group - - PowerPoint PPT Presentation
Kondo effects in multilevel quantum dots (a renormalization group study) David Logan and Martin Galpin, Chris Wright Oxford University NATO ARW, Yalta, 20.9.07. 1. Introduction. Recent years have seen strong renewal of interest in Kondo
- 1. Introduction.
Recent years have seen strong renewal of interest in Kondo physics, due in large part to the advent of quantum dot systems – from semiconducting QDs based on GaAs/n-doped GaAs heterostructures, through e.g. carbon nanotube dots, to molecular electronic devices. Semiconducting QDs in particular provide a tunable, controlled realisation of ‘mesoscopic atoms’ – cf the spin-1/2 Kondo effect in an odd-electron QD, manifest e.g. in the unitarity limit for the zero-bias conductance ......
Vt l Vbl
Vr
Vgl
van der Wiel et al, Science (2000).
Odd electron valleys:– – spin-1/2 Kondo effect; – unitarity limit in zero-bias conductance for T ¿ TK : – Kondo progressively killed by increasing T. – associated in effect with a single dot level, singly occupied. Spin-1/2 Kondo effect ......
source lead drain
van der Wiel et al, Science (2000).
Odd electron valleys: – spin-1/2 Kondo effect; Even electron valleys: – no Kondo; suppressed conductance
van der Wiel et al, Science (2000).
This odd/even (or ‘Kondo/non-Kondo’) alternation is common in QDs, but not ubiquitous: – if the dot level spacing is sufficiently small, might expect instead to see S=1 Kondo physics in an even valley, i.e. S=1 (ferromag Hund’s coupling).
- dd
even Such behaviour is indeed
- bserved ....... e.g......
Kogan et al, PRB 67, 113309 (2003)
Triplet Kondo:
Odd valley: spin -½ Kondo, strongly enhanced zero-bias conductance. Even valley: also strongly enhanced zero-bias conductance, indicative of (underscreened) spin-1 Kondo.
¢ Vg
Vt l Vbl
Talk about aspects of the S=1 and S=1/2 Kondo regimes, and the transition between them ……
Theory: Experiment:
Kogan, Granger, Kastner, Goldhaber-Gordon, Shtrikman Singlet-triplet transition in a single-electron transistor at zero magnetic field, PRB 67, 113309 (2003) Mehta, Andrei, Coleman, Borda, Zarand, Regular and singular Fermi-liquid fixed points in quantum impurity models, PRB 72, 014430 (2005) Koller, Hewson, Meyer, Singular dynamics of underscreened magnetic impurity models, PRB 72, 045117 (2005) Conductance of a spin-1 quantum dot: the two-stage Kondo effect, PRB 75, 245329 (2007) Pustilnik, Borda, Phase transition, spin-charge separation and spin filtering in a quantum dot, PRB 73, 201301 (R) (2006) Hofstetter, Schoeller, Quantum phase transition in a mulitlevel dot, PRL 88, 016803 (2002) Pustilnik, Glazman, Kondo effect in real quantum dots, PRL 87, 216601 (2001) Posazhennikova, Coleman, Anomalous conductance of a spin-1 quantum dot, PRL 94, 036802 (2005); Vojta, Bulla, Hofstetter, Quantum phase transitions in models of coupled magnetic impurities, PRB 65, 140405 (R) (2002)
Some background refs:
Outline:-
- 2. Model
– 2-level dot coupled to two conducting leads. – some issues/questions.
- 3. Results
– static/thermodynamic properties. – evolution of Kondo scale. – phase diagram(s). – single-particle dynamics, and transport. – experiment. Results shown here obtained mainly from Wilson’s numerical renormalization group (NRG)* as method of choice – non-perturbative RG, providing essentially exact results on low-temperature/energy scales central to the physics. [* use both ‘standard’ NRG and full density matrix/complete Fock space NRG (Peters, Pruschke, Anders; Weichselbaum, von Delft …)]
V1R R L 1 2 V2R V2L V1L
H0 = X
¸ = L ;R
X
k;¾
²k cy
k¸ ¾ck¸ ¾
HD = ²1^ n1 + ²2^ n2 + U (^ n1" ^ n1# + ^ n2" ^ n2#) + U0^ n1^ n2 ¡ JH ^ s1 ¢^ s2
(JH > 0 – ferromagnetic [Hund’s rule] coupling)
MODEL:
2-level dot, coupled to two conducting leads.
Model both ‘general’ and rich. Look first at the dot states arising in the ‘atomic limit’, where dot decouples from leads .......
HV = X
¸ = L ;R
X
i = 1;2
X
k;¾
Vi ¸ (cy
k¸ ¾di ¾ + dy i ¾ck¸ ¾)
– two non-interacting, metallic leads – dot/leads tunnel coupling
Atomic limit: dot states
HD = ²1^ n1 + ²2^ n2 + U (^ n1" ^ n1# + ^ n2" ^ n2#) + U0^ n1^ n2 ¡ JH ^ s1 ¢^ s2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2
²2 ²1
effectively a one-level problem; ‘filling level 1’.
Atomic limit: dot states
HD = ²1^ n1 + ²2^ n2 + U (^ n1" ^ n1# + ^ n2" ^ n2#) + U0^ n1^ n2 ¡ JH ^ s1 ¢^ s2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2
²2 ²1
effectively a one-level problem; ‘filling level 1’. effectively a one-level problem; ‘filling level 2’.
Atomic limit: dot states
HD = ²1^ n1 + ²2^ n2 + U (^ n1" ^ n1# + ^ n2" ^ n2#) + U0^ n1^ n2 ¡ JH ^ s1 ¢^ s2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2
²2 ²1
States shown are spin S=1/2 or 0. Finally, there’s the S=1 state.
Atomic limit: dot states
HD = ²1^ n1 + ²2^ n2 + U (^ n1" ^ n1# + ^ n2" ^ n2#) + U0^ n1^ n2 ¡ JH ^ s1 ¢^ s2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2
²2 ²1
Obvious question: what happens on coupling to the leads? .... – ‘deep’ in the S=1/2 regimes, low-energy model is usual spin-1/2 Kondo. So ultimate stable fixed point (FP) is usual strong coupling FP: dot spin quenched on scale TK ; strongly enhanced T=0 zero-bias conductance, System a ‘regular’ Fermi liquid. Gc(0) » 2e2=h:
Atomic limit: dot states
HD = ²1^ n1 + ²2^ n2 + U (^ n1" ^ n1# + ^ n2" ^ n2#) + U0^ n1^ n2 ¡ JH ^ s1 ¢^ s2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2
²2 ²1
Obvious question: what happens on coupling to the leads? ... – ‘deep’ in the S=1 regime, low-energy model will be spin-1 Kondo. Is it 1-channel or 2-channel spin-1 Kondo? Depends on coupling to leads….. If 2-channel, S=1 wholly quenched on coupling to leads (strong coupling FP); (Pustilnik/Glazman). If 1-channel, S=1 only partially quenched
- n coupling to leads (‘underscreened’ S=1
FP, Nozieres/Blandin);in this case, strongly enhanced System a ‘singular’ Fermi liquid (Mehta et al). and strong suppressed dc, Gc(0) » 0 Gc(0) » 2e2=h:
Questions contd: – for S=1 regime, two-channel behaviour is generic. So apparent puzzle (Coleman et al): why do exps see strongly enhanced Answer: low-energy model is generically 2-channel spin-1 Kondo with channel anisotropy:
L0 R0 J+ J¡
2-stage quenching of spin-1: TK + » D exp(¡ 1=½ J+ ) – on ‘high’ scale , quench spin S=1 S=1/2 by coupling to ! R0
0:
Here flow towards underscreened S=1 fixed point. – then on ‘low’ scale TK ¡ » D exp(¡ 1=½ J¡ ); quench spin S=1/2 S=0 by coupling to ! L0
0:
(flowing then to fully screened, strong coupling FP) Gc(0) » 2e2=h? But the two scales may be vastly different in magnitude. TK ¡ And if ‘irrelevantly small’, in – experiment will then ‘see’ the underscreened spin-1 FP. practice might as well be 0: We’ll take this for granted here; in practice, consider effective 1-channel set-up from beginning.
: J+ > J¡
Atomic limit: dot states
HD = ²1^ n1 + ²2^ n2 + U (^ n1" ^ n1# + ^ n2" ^ n2#) + U0^ n1^ n2 ¡ JH ^ s1 ¢^ s2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2
²2 ²1
Questions contd: – where does exp fit in to figure? – so (Pustilnik/Borda) does there exist a quantum phase transition (QPT) between ‘regular’ spin-1/2 Kondo and spin-1 Kondo? If so, what is the nature of the QPT? – Can exp be explained?
H0 = X
¸ = L ;R
X
k;¾
²k cy
k¸ ¾ck¸ ¾
HD = ²1^ n1 + ²2^ n2 + U (^ n1" ^ n1# + ^ n2" ^ n2#) + U0^ n1^ n2 ¡ JH ^ s1 ¢^ s2 HV = X
¸ = L ;R
X
i = 1;2
X
k;¾
Vi ¸ (cy
k¸ ¾di ¾ + dy i ¾ck¸ ¾)
So consider explicitly:- – two non-interacting, metallic leads – dot/leads tunnel coupling
Vcosµ Vsinµ
2 R L 1
Vsinµ Vcosµ
[two leads of course, but of 1-channel form: ]
1 2
V V
R
1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2
²2 ²1
Recall discussion of ‘atomic limit’:- What of the phase boundaries on coupling to leads? – all phases that were S=1/2 or 0 in the atomic limit are continuously connected (as we know..); here the stable fixed point is the usual strong coupling (or frozen impurity) FP. – but the underscreened triplet state has a distinct FP. So we expect a quantum phase transition; and hence the qualitative behaviour shown. Indeed.
1 2 1 2
²2 ²1
²1, and progressively decrease ²2
‘high up’ in the spin-1/2 Kondo regime, down into the spin-1 Kondo regime, to ²2 = ²1: We’ll chose specifically ²1 = ¡ U=2¡ U0 (‘midpoint’); the point ²2 = ²1 is then particle-hole symmetric. Will consider sequentially: – static/thermodynamic properties. – evolution of the Kondo scale. – phase diagram(s). – single-particle dynamics. – transport/differential conductance. – and experiment. For purposes of illustration here, will now fix from
Entropy, Simp(T) vs T=D:
U = 20; JH = 5; U0 = 0
Fixed ²1 = ¡ U=2 , with (energies i.t.o. ‘hybridization strength’ ¡ = ¼
V 2½ );
– and progressively lowering ²2:
1 2
TK
Screened spin-1/2 Kondo phase. ln(2) Simp(T = 0) = 0: – high ²2 À 0; so essentially T . U: single-level S=1/2 Kondo for – intermediate ln(2) plateau, characteristic of spin-1/2 local moment FP. – characteristic Kondo scale TK ; below which dot spin quenched: Usual spin-1/2 strong coupling FP.
²1 = ¡ 10)
(and
²2 = + 9 ²2 ²1
screened USC
Entropy, Simp(T) vs T=D:
1 2
Now decrease ²2 : ¡
TK
Screened spin-1/2 Kondo phase. ln(2)
screened USC
TK TK
²2 = 5; 4; 3:
– Kondo scale progressively decreases.
²2 ²1
Entropy, Simp(T) vs T=D:
1 2
TK vanishes at a critical ²2;c ²2 = 2:8
(here ²2;c = 2:775) – symptomatic of a QPT to the underscreened triplet phase. Screened spin-1/2 Kondo phase. ln(2) For ²2 < ²2;c have the underscreened spin-1 phase ......
screened USC
²2 ²1
Entropy, Simp(T) vs T=D:
1 2
Undercreened spin-1 Kondo phase.
²2 = 0
Throughout this phase,
Simp(T = 0) = ln 2
ln(2) – characteristic of the USC spin-1 fixed point. But there is no low-energy scale in this phase that vanishes as transition approached.
screened USC
²2 ²1
Entropy, Simp(T) vs T=D:
1 2
Undercreened spin-1 Kondo phase. ln(2) ln(3)
²2 = ¡ 4 TK +
There is of course a characteristic low-energy scale in the USC phase – TK + :
screened USC
²2 ²1
Entropy, Simp(T) vs T=D:
1 2
Undercreened spin-1 Kondo phase.
TK + ²2 = ¡ 10 (= ²1)
There is of course a characteristic low-energy scale in the USC phase – TK + : But it barely varies throughout the phase.
screened USC
²2 ²1
Spin susceptibility TÂimp(T); vs T=D:
1 4
TÂimp(T) ! TÂimp(T) !
1 4
For screened Kondo phase, as T ! 0: For underseened spin-1 phase, as T ! 0: Âimp(T) »
S(S+ 1) 3T
(i.e. with S=1/2).
screened Kondo USC Kondo
²2 nimp ²2;c
“Impurity” charge, nimp ('
h^ n1 + ^ n2i ):
– very boring, evolves smoothly through the transition. But key re transport (see on)!
screened USC
²2 ²1
Vanishing of Kondo scale as ²2 ! ²2;c+
from screened Kondo phase: -
²2;c
²2
ln( TK D )
screened USC
²2 ²1
ln( TK D )
(²2 ¡ ²2;c)¡
1 2
TK / exp µ ¡ a p ²2 ¡ ²2;c ¶
²2 ! ²2;c:
as – QPT of Kosterlitz-Thouless type (consistent with line of FPs in USC phase; and with no evidence for a separate critical FP). [behaviour quite generic.........]
Vanishing of Kondo scale as ²2 ! ²2;c+
from screened Kondo phase: -
screened USC
²2 ²1
and JH = 5:
Phase diagram:-
²2 ²1
JH=4 ¡ U ¡ JH =4
For U = 20; U0 = 0 Phase boundary: solid line
screened USC
Phase diagram:-
EXPT
x = ²2 + 1
2U + U0
= ²1 + 1
2U + U0
y y = x y = ¡ x
nimp = 2
Phase diagram:-
x = ²2 + 1
2U + U0
= ²1 + 1
2U + U0
y y = x Phase transition boundaries in general continuous KT-transitions.
screened USC
Exception: on the line ²1 = ²2 (y = x) – where a level crossing QPT arises (as permitted by invariance of ^ H dy
1¾ $ dy 2¾
under ‘1-2’ transformation )
Single-particle dynamics and transport.
Di j (! ) = ¡
1 ¼ ImGi j (! )
Can consider the single-particle spectra (with i,j referring to dot levels (1 or 2), and Gi j (t) = ¡ iµ(t)h n di ¾(t); dy
j ¾
- i
Gi j (! ) $ ); Equivalently, take even/odd combinations of dot levels, ; and work with Vsinµ
1 2 R L
Vsinµ Vcosµ Vcosµ Gee(! ) =
1 2 [ G11(! ) + G22(! ) § 2G12(! )]
- dy
e¾ = 1 p 2
³ dy
1¾ § dy 2¾
´
- ¾
(¡ = ¼ V 2½ ) Dee(! ) = ¡
1 ¼ImGee(! )
Focus here on e-e spectrum – which determines the zero-bias conductance: ( and Geo(! ) =
1 2[G11(! ) ¡ G22(! )] ):
and ´ 4¡ L
¡ R
(1 +
¡ L ¡ R )2
[where: ¡ R = ¡ cos2(µ) with ¡ L = ¡ sin2(µ); ; G0 = 2e2 h sin22µ
sin22µ
¡ L = ¡ R for equivalent coupling to leads, .] s.t. G0 = 2e
2=h
Gc(T) = G0 Z 1
¡ 1
d! ¡ @ f (! ) @ ! 2¼ ¡ D ee(! ; T)
Single-particle dynamics and transport.
Equivalently, take even/odd combinations of dot levels, ; and work with
1 2 R L
Vsinµ Vsinµ Vcosµ Vcosµ Gee(! ) =
1 2 [ G11(! ) + G22(! ) § 2G12(! )]
- dy
e¾ = 1 p 2
³ dy
1¾ § dy 2¾
´
- ¾
(¡ = ¼ V 2½ ) Dee(! ) = ¡
1 ¼ImGee(! )
Focus here on e-e spectrum – which determines the zero-bias conductance: s.t. – probes spectrum at Fermi level, ! = 0: ( and Geo(! ) =
1 2[G11(! ) ¡ G22(! )] ):
Gc(T) = G0 Z 1
¡ 1
d! ¡ @ f (! ) @ ! 2¼ ¡ D ee(! ; T)
Gc(T = 0) G0 = 2¼ ¡ Dee(! = 0)
Single-particle dynamics.
U = 20; JH = 5; U0 = 0
Fix ²1 = ¡ U=2, with – and progressively lower ²2: – ‘all scales’ overview. 2¼ ¡ Dee(! ) vs ! =¡ (¡ = ¼ V 2½ ) For screened Kondo phase. ²1 = ¡ 10 and ²2 = (²2;c = 2:775) 4.5, 3.7, 3.5.
²2 ²1
screened Kondo
USC
(T = 0)
Single-particle dynamics.
For screened Kondo phase. (²2;c = 2:775) ²1 = ¡ 10 and ²2 = 4.5, 3.7, 3.5. Key low-energy feature is of course the Kondo resonance;
Kondo resonance
with characteristic scale TK : Kondo resonance progressively narrows as transition approached, and ........
²2 ²1
screened Kondo
USC
Single-particle dynamics.
..... vanishes as the transition to the underscreened spin-1 Kondo phase is crossed. For underscreened Kondo phase. (²2;c = 2:775) ²1 = ¡ 10 and ²2 = 2.7
[Again, there is no low-energy scale in the USC phase that vanishes as transition approached from that side.]
²2 ²1
screened Kondo
USC
Single-particle dynamics.
(²2;c = 2:775) ²1 = ¡ 10 and ²2 = 4.5, 3.7, 3.5, 2.7 How does the Kondo resonance ‘collapse’ as transition approached from screened Kondo phase? ......
²2 ²1
screened Kondo
USC
Single-particle dynamics.
(²2;c = 2:775) ²1 = ¡ 10 and ²2 = 4.5, 3.7, 3.5, 2.7 – resonance narrows progressively, and vanishes ‘on the spot’. – and as it does so exhibits scaling in terms of the Kondo scale TK : How does the Kondo resonance ‘collapse’ as transition approached from screened Kondo phase? ......
Single-particle dynamics.
(²2;c = 2:775) ²1 = ¡ 10 and ²2 = 4.5, 3.7, 3.5. Scaling spectrum in screened Kondo phase.
Single-particle dynamics.
(²2;c = 2:775) ²1 = ¡ 10 and ²2 = 4.5, 3.7, 3.5, 2.7 How does the Kondo resonance ‘collapse’ as transition approached from screened Kondo phase? ...... – resonance narrows progressively, and vanishes ‘on the spot’; leaving an incoherent background in underscreened phase (dashed line).
Dee(! = 0), and hence the (T=0)
zero bias conductance / D ee(0); jumps discontinuously across the transition ........
²1 = ¡ U=2 = ¡ 10)
(for
2¼ ¡ Dee(! = 0) vs ²2 (U = 20; U0 = 0; JH = 5)
– discontinuity in zero-bias conductance as cross transition
²2 ²1
screened Kondo
USC
2¼ ¡ D ee(0)
²2
²2;c
underscreened phase screened phase
– discontinuity here a ‘drop’ from screened underscreened; as expect from collapsing Kondo resonance. Gc(T = 0) G0 = 2¼ ¡ Dee(! = 0)
Single-particle dynamics.
For underscreened Kondo phase.
U = 20; JH = 5; U0 = 0
Fix ²1 = ¡ U=2, with – and progressively lowering ²2 = ¡ 2; ¡ 4; ¡ 6; ¡ 8; ¡ 10:
²2 = ¡ 2 ²2 = ¡ 10
²2 ²1
screened USC
²1 = ¡ U=2 = ¡ 10)
(for
2¼ ¡ Dee(! = 0) vs ²2 (U = 20; U0 = 0; JH = 5)
– discontinuity in zero-bias conductance as cross transition
²2 ²1
screened Kondo
USC
2¼ ¡ D ee(0)
²2
²2;c
underscreened phase screened phase
– discontinuity here a ‘drop’ from screened underscreened; as expect from collapsing Kondo resonance. But a ‘drop’ isn’t ubiquitous…. Gc(T = 0) G0 = 2¼ ¡ Dee(! = 0)
²1 ²2 ²2
²2;c
2¼ ¡ Dee(0) 2¼ ¡ Dee(! = 0) vs ²2
– along trajectory shown on r.h.s, with ²2 = ²1 + 8
(U = 10; JH = 1)
How do we understand this in general terms? It’s quite subtle ……
underscreened screened phase
I L = Im Z 0
¡ 1
d! Tr ½@ § (! ) @ ! G(! ) ¾ 2¼ ¡ Dee(! = 0) = sin2 ¡ ¼
2 nimp
¢
: screened Kondo Recall with the (Fermi level) scattering phase shift. ± = sin2± Can show quite generally – independently of phase (screened/usc) – that [and § (! ) the 2x2 self-energy matrix, likewise for ]
G(! ); ± =
¼ 2 nimp + I L
with the Luttinger integral:
I L
(1) (2) For a normal Fermi liquid – the screened phase – Luttinger (integral) theorem holds So (2) gives – i.e. the Friedel sum rule – and hence from (1): ± =
¼ 2 nimp