introduction to syntax 1 introduction to syntax 2 course
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Introduction to syntax 1 Introduction to syntax 2 Course time: - PowerPoint PPT Presentation

Introduction to syntax 1 Introduction to syntax 2 Course time: Tuesday/Friday 11:00 AM-12:50 PM Location: JSB 221 instructor: David Pesetsky (pesetsk@mit.edu) office: to be announced office hours: to be announced TAs: Danfeng Wu (dfwu@mit.edu)


  1. Heads and complements Japanese (1) John-ga hon-o yon da John-SUBJ book-DO read PAST 'John has read the book'/'John read the book' (2) John-ga Mary-ni kono hon-o age ta John-SUBJ Mary-IO that book-DO give PAST 'John has given that book to Mary/John gave Mary that book' (3) Mary-ga kono Nihon kara-no kagaku no gakusei-o] home ta Mary-SUBJ this Japan from chemistry of student-DO praise PAST 'Mary praised this student of chemistry from Japan' (4) Mary-ga John-ga hon-o yon da to omottei ru Mary-SUBJ John-SUBJ book-DO read PAST that think PRESENT 'Mary thinks that John is reading the book' 61

  2. Heads and complements 62

  3. Heads and complements 63

  4. Heads and complements 64

  5. Heads and complements Linearization generalization: If X subcategorizes for Y, then X precedes Y in English and X follows Y in Japanese 65

  6. Heads and complements • English is a uniformly head-first language. • Japanese is a uniformly head-last language. Where "head-first" means the head of the phrase precedes its sister (and conversely for "head-last"). 66

  7. Heads and complements Recall: The relative order of a head and the element that it merges with varies systematically across languages: head-initial languages: In languages like English , a head of a phrase systematically precedes its sister (the element it merged with): head non-head " ...that Mary will read books " 67

  8. Heads and complements head-final languages: In languages like Japanese , a head of a phrase systematically follows its sister (the element it merged with). non-head head books read head-last (Mary) [books read] will head-last (plus subject) (Mary) [books read will] that head-last " Sue [ Mary books read will that ] believes" 68

  9. Heads and complements Certain kinds of mixed languages do exist... German (head-final V and T, head-initial C): books read head-last (Mary) [books read] will head-last (plus subject) that [(Mary) [books read will] head- first " ...that Mary books read will " Spoken Afrikaans (head-final V, head-initial T and C) books read head-last (Mary) will [books read] head- first (plus subject) that [(Mary) will books read] head- first " ...that Mary will books read " 69

  10. Heads and complements Here are two other kinds of mixed languages: 70

  11. Heads and complements Here are two other kinds of mixed languages: Literary Martian (head-initial V and T, head-final C) : read books head-first (Mary) will [read books] head-first (plus subject) (Mary) will read books] that head- last " ... Mary will read books that " Old High Venusian (head-initial V, head-final T and C) read books head-first (Mary) [read books] will head- last (plus subject) (Mary) [read books will] that head- last " ... Mary read books will that " 71

  12. Heads and complements Here are two other kinds of mixed languages: Literary Martian (head-initial V and T, head-final C) : DOES NOT EXIST! read books head-first (Mary) will [read books] head-first (plus subject) (Mary) will read books] that head- last " ... Mary will read books that " Old High Venusian (head-initial V, head-final T and C) DOES NOT EXIST! read books head-first (Mary) [read books] will head- last (plus subject) (Mary) [read books will] that head- last " ... Mary read books will that " 72

  13. Heads and complements ... as discovered by Anders Holmberg The "Final-over-Final Constraint" (FOFC) a universal property of languages! . Within a single clause or noun-phrase, if a phrase is head- initial, the phrase that immediately contains it must also be head-initial ... (...but if a phrase is head-final, the phrase that immediately contains it may be head-final or head-initial.) (Holmberg 2000; Biberauer, Holmberg & Roberts 2010) 73

  14. Heads and complements 74

  15. Heads and complements Terminology: • A phrase headed by X = a projection of X • A phrase headed by X that is immediately dominated by a projection of a different head = the maximal projection of X • Maximal projection sister of a lexical item X = the complement of X • Maximal projection daughter of the maximal projection of X (required as a special property of X) = the specifier of X 75

  16. Heads and complements 76

  17. Heads and complements Terminology: • A phrase headed by X = a projection of X • A phrase headed by X that is immediately dominated by a projection of a different head = the maximal projection of X • Maximal projection sister of a projecting lexical item X = the complement of X • Maximal projection daughter of the maximal projection of X (required as a special property of X) = the specifier of X 77

  18. Heads and complements 78

  19. Heads and complements 79

  20. Heads and complements Terminology: • A phrase headed by X = a projection of X • A phrase headed by X that is immediately dominated by a projection of a different head = the maximal projection of X • Non-projecting sister of a lexical item X = the complement of X • Non-projecting daughter of the maximal projection of X (required as a special property of X) = the specifier of X 80

  21. Heads and complements 81

  22. Heads and complements Notation: • Lexical head of X: Xº ("X-zero") • Maximal projection of X: XP • Intermediate projection of X: X' ("X-bar" (i.e. non-lexical, non-maximal) Things not to worry about: There is no need to draw non-branching nodes as the scanned textbook chapter does (e.g. a non-branching NP and non-branching N' dominating Mary ) If a node is both a maximal projection of X and a lexical item, label it XP rather than Xº — but this is just so your trees look like what syntacticians are used to. No other reason. 82

  23. Structure constrains interpretation Coreference between pronouns and full NPs: (1) a. Hillary claims that she likes pizza. b. She claims that Hillary likes pizza. 83

  24. Structure constrains interpretation Coreference between pronouns and full NPs: (1) a. Hillary i claims that she i likes pizza. b. *She i claims that Hillary i likes pizza. (2) a. [This new book about Hillary] claims that she likes pizza. b. [This new book about her] claims that Hillary likes pizza. 84

  25. Structure constrains interpretation Coreference between pronouns and full NPs: (1) a. Hillary i claims that she i likes pizza. b. *She i claims that Hillary i likes pizza. (2) a. [This new book about Hillary i ]claims that she i likes pizza. b. [This new book about her i ] claims that Hillary i likes pizza. 85

  26. Structure constrains interpretation Coreference between pronouns and full NPs: (1) a. Hillary i claims that she i likes pizza. b. *She i claims that Hillary i likes pizza. (2) a. [This new book about Hillary i ] claims that she i likes pizza. b. [This new book about her i ] claims that Hillary i likes pizza. (3) a. [Hillary's i enemies] claim that she i likes pizza. b. [Her i enemies] claim that Hillary i likes pizza. 86

  27. Structure constrains interpretation 87

  28. Structure constrains interpretation 88

  29. Structure constrains interpretation 89

  30. Structure constrains interpretation 90

  31. Structure constrains interpretation Principle C (relates syntax and semantics) If an pronoun NP x c-commands a full NP y , x and y may not be coreferent. Definition of c-command A node α c-commands a node β iff a. the mother of α dominates β , and b. α does not dominate β . 91

  32. Structure constrains interpretation • node • immediately dominates • dominates • mother • daughter • sister • root node • terminal node • c-command 92

  33. Structure constrains interpretation X-bar theory 93

  34. Modifiers (1) a. a large small shirt b. a small large shirt (2) a. a shirt [that's large] [that's small] b. a shirt [that's small] [that's large] (2) a. a common wrong answer b. a wrong common answer 94

  35. Modifiers • 95

  36. Modifiers 96

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  40. Modifiers 100

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