Guinness Global Equity Income Fund Portfolio Managers Dr Ian - PowerPoint PPT Presentation

Guinness Global Equity Income Fund Portfolio Managers Dr Ian Mortimer, CFA Matthew Page, CFA Q3 2018, GBP This document is presented to you in your capacity as a Professional Client and is not for general distribution to Retail Clients. Should you receive this document as a Retail Client you should disregard its content and take no action based upon it.

2 Guinness Asset Management • High conviction, long only equities • Founded in 2003, headquartered in London • £1.4bn AUM (Guinness Group assets) • UCITS, US Mutual Funds, Separately Managed accounts • 25 employees • 100% employee ‐ owned (all investment managers own equity in business) • Investment strategies • Global Equity • Energy • Asia Source: Guinness Asset Management

3 Global equity strategies from Guinness Global Innovators Global Equity Income Global growth Quality, value, and dividend growth Managers: Matthew Page, Ian Mortimer Managers: Matthew Page, Ian Mortimer Analysts: Joshua Cole, Sagar Thanki Analysts: Sagar Thanki Strategy AUM: £330mn Strategy AUM: £402mn Performance vs peers 1 : Performance vs peers 2 : Rank Rank YTD 10 / 54 YTD 116/ 294 1 year 20 / 54 1 year 46/ 281 3 years 9 / 46 3 years 20 / 255 5 years 16 / 38 5 years 11 / 227 Since launch* 6 / 22 10 years 2 / 156 2 UCITS Fund (launched on 31.10.2014) in IA Global sector. Returns are a simulation based on the actual returns 1 UCITS Fund (GUGLEIE ID) in of a sister mutual fund for US IA Global Equity Income sector investors, until the launch of the UCITS version. Both funds are managed in accordance with the same investment process and with the same portfolios. Source: Guinness Asset Management. Guinness Atkinson Asset Management. Financial Express (30.06.2018).

4 AUM growth in Guinness global equity strategies 800 Global Equity Income Strategy 700 Global Innovators strategy 600 500 GBPm AUM 400 300 200 100 0 2011 2012 2013 2014 2015 2016 2017 Jun ‐ 18 Source: Guinness Asset Management, Guinness Atkinson Asset Management (30.06.2018)

5 Portfolio managers Matthew Page, CFA Dr Ian Mortimer, CFA Portfolio Manager Portfolio Manager • Joined Guinness Asset Management in 2005 • Joined Guinness Asset Management in 2006 • Previously worked for Goldman Sachs as an analyst in • Graduated from University of Oxford, with a D.Phil. in Fixed Income Currencies and Commodities (FICC) Physics in 2006 • Graduated from University of Oxford, with a Masters • Graduated from University College London, University of degree in Physics in 2004 London, with a Masters degree in Physics in 2003 • Manager of Global Equity Income strategy since launch • Manager of Global Equity Income strategy since launch • Manager of Global Innovators strategy since 2010 • Manager of Global Innovators strategy since 2011 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 Matthew Page ‐ ‐ ‐ ‐ ‐ ‐ ‐ Manager Ian Mortimer ‐ ‐ ‐ ‐ ‐ ‐ ‐ Manager Sagar Thanki ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ Analyst Global Equity Income 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 Tim Guinness Manager Matthew Page ‐ ‐ Analyst Manager Ian Mortimer ‐ ‐ ‐ ‐ ‐ ‐ Analyst Manager Sagar Thanki ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ ‐ Analyst Global Innovators Source: Guinness Asset Management