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From Small Carbon Fragments to Self- From Small Carbon Fragments to Self- Assembled Fullerenes in Quantum Assembled Fullerenes in Quantum Chemical Molecular Dynamics Chemical Molecular Dynamics Guishan Zheng, Keiji Morokuma, and Stephan Irle


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Guishan Zheng, Keiji Morokuma, and Stephan Irle

Cherry L. Emerson Center for Scientific Computation and Department of Chemistry, Emory University, Atlanta, Georgia, U.S.A.

International Congress of Nanotechnology, San Francisco,CA, November 2004

From Small Carbon Fragments to Self- Assembled Fullerenes in Quantum Chemical Molecular Dynamics From Small Carbon Fragments to Self- Assembled Fullerenes in Quantum Chemical Molecular Dynamics

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Overview: Proposed Fullerene Formation Mechanisms Overview: Proposed Fullerene Formation Mechanisms

  • Hypothetical mechanisms

relying on more or less sound assumptions; no intermediate

species confirmed so far.

  • Underlying assumption of

structural order: Systematic

“construction” from smaller fragments or collapse of highly pre-organized structures.

  • No experimental or

theoretical verification !

C60 (Cn)x

Scheme from: Yamaguchi, T.; Maruyama, S. JSME 1997, 63-611B 2398

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One Possible “Designed” Pathway to C28 - Structures One Possible “Designed” Pathway to C28 - Structures

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 c28d2-12 AM1 in G01B2+ H=43.32260eV 11 24 7 3 28 16 22 26 9 5 20 14 19 1 18 2 15 17 13 6 27 10 25 23 21 12 4 8 c28d2-11 AM1 in G01B2+ H=42.06081eV 4 8 21 12 25 23 9 18 17 13 10 27 1 14 5 6 15 2 22 26 19 7 3 20 11 16 24 28 H=44.39414eV c28d2-10 AM1 in G01B2+ 23 27 12 15 8 4 19 21 20 25 16 13 1 5 28 17 9 24 18 10 7 11 22 6 14 2 3 26 c28d2-9 AM1 in G01B2+ H=45.79176eV 1 5 13 17 25 21 9 4 24 18 28 8 10 12 16 7 11 20 23 22 19 27 6 14 15 3 2 26 c28d2-8 AM1 in G01B2+ H=47.46386eV 6 2 10 8 4 12 14 21 17 23 18 26 13 25 27 9 22 15 1 28 5 19 16 20 3 24 7 11 c28d2-7 H=45.93379eV AM1 in G01B2+ 6 2 10 17 21 12 8 14 18 4 23 25 13 26 9 27 16 1 28 22 5 20 15 24 19 3 7 11 c28d2-6 H=48.40815 AM1 in Gau01B2+ 13 18 17 9 1 5 14 10 25 22 26 2 24 21 7 6 28 3 11 4 16 8 20 12 19 23 15 27 c28d2-4 3.5843 4.4414 5.4282 4.2450 H=48.22512 1 13 25 24 5 28 17 9 11 7 18 10 16 3 4 20 22 6 14 8 26 2 19 15 23 12 27 3.3101 3.5186 2.9288 c28d2-3 H=48.59386eV AM1 in g01b2+ 28 24 25 1 13 21 16 11 5 17 4 20 7 10 9 18 8 19 6 3 22 15 14 2 12 27 23 26 3.3966 2.6356 c28d2-2 H=47.74820 13 25 17 10 21 1 18 28 6 24 5 9 4 14 2 8 16 11 7 22 26 20 23 12 3 27 15 19 c28d2-1 H=45.11716eV 2.9939 28 16 25 4 21 24 20 11 8 13 1 10 19 12 6 17 7 5 15 23 2 18 3 9 14 27 22 26

c28d2 fullerene AM1 in G01B2+ H=41.03134eV

AM1 calculation including all transition states and intermediates of a “ring collapse mechanism” in the spirit of Mishra, R. K.;Lin, Y.-T.; Lee, S.-L. J. Chem.Phys. 2000, 112, 6355-6364

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One Possible “Designed” Pathway to C28 - Energetics One Possible “Designed” Pathway to C28 - Energetics

1 2 3 4 5 6 7 8 d2-12 d2-11 d2-10 d2-9 d2-8 d2-7 d2-6 d2-4 d2-3 d2-2 d2-1 d2-fullerene d2-n : n represents the number of broken bonds from d2-fullerene Energetics Diagram for the ring-collapse mechanism of C28-D2 fullerene eV These energies are from AM1 calculation in G01B2+ and the structures of these molecules can be found in related files.

Very high reaction barrier: 5.09 eV ~ 117 kcal/mol

Large barrier associated with ring strain. Energy stabilization in final steps through 3D-- aromaticity

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 c28d2-12 AM1 in G01B2+ H=43.32260eV 11 24 7 3 28 16 22 26 9 5 20 14 19 1 18 2 15 17 13 6 27 10 25 23 21 12 4 8 c28d2-11 AM1 in G01B2+ H=42.06081eV 4 8 21 12 25 23 9 18 17 13 10 27 1 14 5 6 15 2 22 26 19 7 3 20 11 16 24 28 H=44.39414eV c28d2-10 AM1 in G01B2+ 23 27 12 15 8 4 19 21 20 25 16 13 1 5 28 17 9 24 18 10 7 11 22 6 14 2 3 26 c28d2-9 AM1 in G01B2+ H=45.79176eV 1 5 13 17 25 21 9 4 24 18 28 8 10 12 16 7 11 20 23 22 19 27 6 14 15 3 2 26 c28d2-8 AM1 in G01B2+ H=47.46386eV 6 2 10 8 4 12 14 21 17 23 18 26 13 25 27 9 22 15 1 28 5 19 16 20 3 24 7 11 c28d2-7 H=45.93379 eV AM1 in G01B2+ 6 2 10 17 21 12 8 14 18 4 23 25 13 26 9 27 16 1 28 22 5 20 15 24 19 3 7 11 c28d2-6 H=48.40815 AM1 in Gau01B2+ 13 18 17 9 1 5 14 10 25 22 26 2 24 21 7 6 28 3 11 4 16 8 20 12 19 23 15 27 c28d2-4 3.5843 4.4414 5.4282 4.2450 H=48.22512 1 13 25 24 5 28 17 9 11 7 18 10 16 3 4 20 22 6 14 8 26 2 19 15 23 12 27 3.3101 3.5186 2.9288 c28d2-3 H=48.59386eV AM1 in g01b2+ 28 24 25 1 13 21 16 11 5 17 4 20 7 10 9 18 8 19 6 3 22 15 14 2 12 27 23 26 3.3966 2.6356 c28d2-2 H=47.74820 13 25 17 10 21 1 18 28 6 24 5 9 4 14 2 8 16 11 7 22 26 20 23 12 3 27 15 19 c28d2-1 H=45.11716eV 2.9939 28 16 25 4 21 24 20 11 8 13 1 10 19 12 6 17 7 5 15 23 2 18 3 9 14 27 22 26 c28d2 fullerene AM1 in G01B2+ H=41.03134eV
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Need for Reactive Molecular Dynamics Simulations Need for Reactive Molecular Dynamics Simulations

1. High temperature (1000 - 5000 K)  reduced relevance of thermodynamically favorable pathways. Can sample structures of high potential energies. 2. High-dimensionality prohibits systematic determination of structures and energies of intermediates and transition states.  Need high temperature molecular dynamics (MD) approach.  Need inexpensive method for calculating potential energy function which allows bond breaking/formation: 1. Semiclassical Brenner REBO (Reactive empirical bond-order) molecular force field potential, (e.g., Brenner et al, Phys. Rev. B 1990, 42,

9458, for simulation od diamond)

2. Semiempirical quantum chemical methods (AM1, PM3, DFTB)

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Brenner-Potential MD Simulation of the Fullerene Formation Process - Time Scale Brenner-Potential MD Simulation of the Fullerene Formation Process - Time Scale

Yamaguchi, Y.; Maruyama, S. Chem.Phys.Lett., 1998, 286, 336-342

T=1500 K Time scale: nanoseconds

Cluster size time [ps]

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Brenner-Potential MD vs. Quantum Chemical Potential Brenner-Potential MD vs. Quantum Chemical Potential

REBO Force Field is several orders of magnitude faster than semiempirical quantum chemical methods, in addition: scaling ~ N2

  • vs. N3

REBO Force Field was developed for vapor decomposition of graphite under high pressure to form diamond; can only describe bond formation/breaking processes. Quantum chemical all valence electron approaches include naturally directionality, i.e. bond formation/breaking. Quantum chemical potential includes naturally aromaticity,  conjugational stabilization, C sp  C sp3 hybridization

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Density Functional Tight Binding (DFTB) Density Functional Tight Binding (DFTB)

Extended Hückel type method using atomic parameters from DFT (PBE), diatomic repulsive potentials from B3LYP

  • Seifert, Eschrig (1980-86):

STO-LCAO; 2-center approximation

  • Porezag et al. (1995): efficient parameterization scheme
  • Elstner et al. (1998): charge self-consistency: SCC-DFTB

“approximate DFT”

Only time consuming step: Matrix diagonalization

E  VAB

AB atom

 nii

k

  • rb

Seifert et al., Int. J. Quant, Chem. 1996, 92, 185

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Order out of chaos? Ensembles of C2 molecules as starting structures for DFTB/MD simulations Order out of chaos? Ensembles of C2 molecules as starting structures for DFTB/MD simulations

  • Experimental conditions of fullerene formation: Many carbon clusters

available in great abundance under great heat and normal pressure

  • Non-equilibrium dynamics with large kinetic energy and carbon cluster

material fluctuations: Monomolecular approach may not be valid.

  • More realistic starting point for DFTB/MD simulations: Ensembles of

randomly oriented C2 molecules under ~ 2000 K, providing steady supply of additional C2 molecules: Open exchange of energy and carbon material, NO SINGLE POTENTIAL ENERGY SURFACE

  • Example for order created

dynamically out of chaos: Dissipative structures (e.g. Rayleigh-Benard convection cells) without associated single potential energy function

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60 C2s in 30Å cubic box 0.7g/cm 6ps 2000K

add 10 more C2

6ps 2000K

add 10 more C2 add 10 more C2

6ps 2000K

add 10 more C2

6ps 2000K 6ps 2000K

add 10 more C2

6ps 3000K

add 10 more C2

10-48ps 3000K “S2” to “S5”

Adding More C2’s is a key to formation of fullerenes Adding More C2’s is a key to formation of fullerenes 2000K preferred for earlier stage

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DFTB/MD on n C2 in 30Å periodic boundary box (I) DFTB/MD on n C2 in 30Å periodic boundary box (I)

0.00ps Initial state 0.24ps Long entangled chains 0.29ps First big rings 3.86ps Big rings collapse into smaller rings 6.05ps More smaller rings created by ring collapse Many long chains at the edges 12.1ps S1

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DFTB/MD on n C2 in 30Å periodic boundary box (II) DFTB/MD on n C2 in 30Å periodic boundary box (II)

22.07ps Growth by collapse

  • f chains on edges

14.54ps 39.78ps Short chain connect with another long chain 43.26ps One more hexagon Created by reaction Between wobbling C2 and C3 43.27ps Cycloaddition between Adjacent chains On border similar to CNT Fullerene with 26 penta 42 hexa, and 15 heptagons, 146 carbons in the cage 49.72ps

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DFTB/MD on n C2 in 30Å periodic boundary box (IV) DFTB/MD on n C2 in 30Å periodic boundary box (IV) C2 additions

S1: Irregular intervals for C2 addition, S2-S4: regular intervals

T = 2000 K T = 3000 K

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DFTB/MD on n C2 in 30Å periodic boundary box (V) DFTB/MD on n C2 in 30Å periodic boundary box (V)

tend [ps] tf [ps] start time [ps] 0.00 12.0024.0036.0047.9356.4262.53 66.7066.39 simulation time [ps] 12.0012.0012.0011.93 8.49 6.11 6.19 6.19 T [K] 2000 2000 2000 2000 2000 2000 3000 # 5-ring 5 8 11 16 20 18 19 # 6-ring 5 10 16 16 23 27 44 # 7-ring 3 7 11 13 14 8 C2 added 60 10 10 10 10 # of C atoms120 140 160 160 180 200 200 tend [ps] tf [ps] start time [ps] 0.00 6.05 12.1018.1524.2030.2436.29 68.2861.58 simulation time [ps] 6.05 6.05 6.05 6.05 6.04 6.05 31.99 T [K] 2000 2000 2000 2000 2000 3000 3000 # 5-ring 5 8 11 16 20 18 19 # 6-ring 5 10 16 16 23 27 44 # 7-ring 3 7 11 13 14 8 C2 added 60 10 10 10 10 10 10 # of C atoms120 140 160 180 200 220 240 S1 S2 tend [ps] tf [ps] start time [ps] 0.00 6.05 12.1018.1524.2030.2536.30 46.6943.79 simulation time [ps] 6.05 6.05 6.05 6.05 6.05 6.05 10.39 T [K] 2000 2000 2000 2000 2000 3000 3000 # 5-ring 5 7 11 12 13 14 15 # 6-ring 8 11 15 16 23 27 43 # 7-ring 2 6 5 9 11 11 10 C2 added 60 10 10 10 10 10 10 # of C atoms 120 140 160 180 200 220 240 tend [ps] tf [ps] start time [ps] 0.00 6.05 12.1018.1524.2030.2536.30 84.3184.31 simulation time [ps] 6.05 6.05 6.05 6.05 6.05 6.05 48.01 T [K] 2000 2000 2000 2000 2000 3000 3000 # 5-ring 4 4 6 6 8 10 27 # 6-ring 5 3 5 8 7 23 49 # 7-ring 1 5 4 6 6 7 12 C2 added 60 10 10 10 10 10 10 # of C atoms 120 140 160 180 200 220 240 S3 S4

20 “unsuccessful” (or better: unfinished) simulations Ratio of success: 5/25 = 20% (similar to fullerene yield?)

C146 C146 C184 C208

Final structures: hexagon/pentagon ratio 1:0.5

Irle et al., Nano Lett, 3, 1675 (2003)

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Conclusions for Self-Assembled Fullerenes from C2’s Conclusions for Self-Assembled Fullerenes from C2’s

1. Nucleation: Determined by C2 density around 2000 K forming initial nucleus with high pentagon/hexagon ratio (similar to pentagon road) 2. Ring collapse growth: Ring collapse of chains growing at borders of nucleus which continue to grow by addition of C2 (similar to ring collapse mechanism), driven by growing - delocalization 3. Cage closure: Similar to CNT  fullerene formation, final stage is driven by reduction of unfilled valences in closing the cage orifice. Higher temperature seem to accelerate the activity.

Three Stages of Fullerene Growth in continued C2 flow: Temperature and initial density control nucleation. Addition of C fragments controls the growth.

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A Serious Question Unanswered A Serious Question Unanswered

All the fullerenes made here are large: C146 - C208. How are smaller fullerenes (C60 and others) formed?

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Size-Down Roadmap Size-Down Roadmap

  • 1. Larger fullerenes are made first, and later they become
  • smaller. (Size-down approach)

How do larger fullerenes become smaller? Dynamics after the formation of large fullerenes Do they lose the branches? Do they lose small C fragments or split into smaller fullerenes? Are additional C fragments (or collision partners) needed? What is the best temperature? How long does this take? Follow up S1-S5, by running longer simulation

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S1 S2 S3 S4 S5

0.0 20.0 10.0 5.0 45.0 1.2 3.5 8.1 15.1

t [ps]

3.7 20.6 33.5 16.5 44.1 46.8 15.4 15.0 2.8 11.5 19.9

… … … …

19/37/11 23/50/12 20/32/11 29/54/15 17/32/8 20/34/11 24/52/14 19/36/7 25/57/15 0/0/0 0.6

7.2

10.0

14.5

23.0

C146+17C C145+0C C185+7C C186+0C C147+29C C131+0C C208+0C C208+0C C124+39C

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19 26.2 44.1 0.2 0.4

0.6

1.0

2.8

5.0 11.5 15.9 19.9 20.0 20.4 21.4 27.1 38.0 41.0 42.1 0.0 16.8 16.6 16.7 16.5 26.3 41.9

S3: Long run after a large fullerene is formed (time in ps)

Movie

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Size-Up Roadmap Size-Up Roadmap

  • 2. Smaller fullerenes are formed directly from

carbon fragments. (Size-up approach)

How can the growing cluster gain steep curvature efficiently?

  • A. Better concentration (pressure), or temperature?
  • B. Speed of addition of more C fragments?
  • C. Need some hidden catalyst?

All the fullerenes are large: C146 - C208. How are smaller fullerenes (C60 and others) formed?

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Strategies to Make Smaller Fullerenes Directly Strategies to Make Smaller Fullerenes Directly

  • 1. Larger carbon fragments (C6 instead of C2)
  • 2. Lower carbon density, adding single C2

and longer simulations

  • 3. Higher carbon density, less C2’s
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Larger Carbon Fragments (C6 instead of C2 units) Larger Carbon Fragments (C6 instead of C2 units)

Reasoning: Larger carbon fragments could become easier entangled in a more 3D-like structure. Schematic: 30 Å periodic cube, initially 10 C6, 3 C6 units added every 5.43 ps for 6 times. First step at 1500 K, every following step 2000 K. 32 ps length. 18 Trajectories total. Results: 2 trajectories show slow slab formation 16 trajectories form only long chains and macrocycles Possible Reason for Fullerene Formation Failure: Initial carbon density too low, C6 units initially too far away from each other

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Larger Carbon Fragments (C6 instead of C2 units) v2 Larger Carbon Fragments (C6 instead of C2 units) v2

0.00 ps Initial Locations 0.15 ps Nucleus formation 0.36 ps Slab growth 3.71 ps Opening of C6 5.45 ps 3 new C6 6.34 ps Slab growth 7.58 ps Stagnation 10.89 ps 3 new C6 16.33 ps 3 new C6 21.77 ps 3 new C6 27.21 ps 3 new C6 32.64 ps Some curvature 4/12/2

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Larger Carbon Fragments (C6 instead of C2 units) Larger Carbon Fragments (C6 instead of C2 units)

5/6/7-rings V2 4/12/0 V3 1/0/0 V4 0/1/0 V5 1/5/0 V6 4/10/1 V7 2/5/1 V8 1/0/0 V9 3/3/0 V10 2/4/0 V11 0/2/0 V12 2/3/0 V13 2/8/0 V14 2/2/0 V15 2/0/0 V16 3/0/0 V17 2/2/1 V18 1/1/0 V19 0/2/0

V3 after 32 ps

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Longer Simulations, Lower Densities, Individual C2’s Longer Simulations, Lower Densities, Individual C2’s Schematic: 10 C2 units, 10 Å periodic box, 2000K. 1 C2 added

every 3 ps.

0.00ps 12.09ps 24.18ps 36.27ps 48.36ps 60.45ps 72.54ps 91.07ps

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Higher Concentration of Initial C2 Units (1.6g/cm3) Higher Concentration of Initial C2 Units (1.6g/cm3) w10: 40 C2 units, 20 Å periodic box, 2000K. 10 C2 added every 6.04ps.

7.87 ps : C54 fullerene forms with slab attached! (Frame 651)

6.91 ps : half closed cage structure 4.81 ps : smaller rings are formed 3.99 ps : wobbling carbon chains make more connections 1.31 ps : two slabs connected by long chains 0.00 ps : Initial positions

movie

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27 W1, 29.9ps W2, 29.6ps W4.29.6ps W5, 24.2ps W6,18.1ps W7.30.0ps W8, 29.6ps W9.24.1ps

Higher Concentration of Initial C2 Units (1.6g/cm3) Higher Concentration of Initial C2 Units (1.6g/cm3)

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Higher Concentration of Initial C2 Units (0.2g/cm3) Higher Concentration of Initial C2 Units (0.2g/cm3)

New Features of 5 successful trajectories (out

  • f 103)

Three dimensional scaffold is built first. The 3D open cage-like structure grows from the collapse of big rings

Smaller fullerenes grow quicker than before!! (<30 ps vs. > 40 ps) W10: C92, W40: C74, W53: C82, W96: C96, W102: C95

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Future Investigations Future Investigations

  • 1. Simulated Annealing

Including “Bombardment” with C2 units, gradually reducing heat

  • 2. Continue to perform high density trajectories for

higher yield

  • 3. Include cations as “3D-attractors”: Coulomb force

is centro-symmetric, different from carbon atoms which tend to form slabs

  • 4. Any wild ideas?

Any suggestion is welcome.

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Acknowledgements Acknowledgements

Mitsubishi Chemical Corporation American Chemical Society Petroleum Research Funds IBM Shared University Research Grant US National Science Foundation Major Research Instrumentation Grant

References:

  • S. Irle, G. Zheng, M. Elstner, and K. Morokuma, Nano Letters, 3, 465 (2003).
  • S. Irle, G. Zheng, M. Elstner, and K, Morokuma, Nano Letters, 3, 1657 (2003).
  • G. Zheng, S. Irle, M. Elstner, and K. Morokuma, J. Phys. Chem. A, 108, 3128

(2004).

  • G. Zheng, S. Irle, and K. Morokuma, Fullerenes, Nanotubes, and Carbon

Nanostructures, submitted.

Movies: http://euch4m.chem.emory.edu/nano