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https://ntrs.nasa.gov/search.jsp?R=20040139164 2018-07-06T03:34:40+00:00Z Frequency Spectrum for New Aviation Data Links: Initial Study Results David W. Matolak James R. Branstetter School of Electrical Eng. & Comp. Science FAA Office of


  1. https://ntrs.nasa.gov/search.jsp?R=20040139164 2018-07-06T03:34:40+00:00Z Frequency Spectrum for New Aviation Data Links: Initial Study Results David W. Matolak James R. Branstetter School of Electrical Eng. & Comp. Science FAA Office of Aviation Research (AAR-210) 322E Stocker Center NASA Langley Research Center Ohio University Hampton, VA 23681 Athens, OH 45701 phone: 757.864.6396 phone: 740.593.1241 fax: 757.864.1908 fax: 740.593.0007 email: james.r.branstetter@nasa.gov email: matolak@ohiou.edu Abstract can cite the Federal Aviation Administration’s (FAA) National Airspace System (NAS) We describe results from an initial study to “modernization blueprint,” [1], any one of numerous assess the suitability of various spectral bands for papers from recent professional conferences in the supporting the deployment of new aviation data field, such as the Digital Avionics Systems links (ADL). The study focused on systems and Conferences (DASC), e.g., [2], [3], or recent spectral bands that can deliver VHF data link Integrated Communications, Navigation, and (VDL)-or-higher data rates in a two-way Surveillance (ICNS) workshops, e.g., [4], [5]. The communication setting, including air-ground, growth of passenger communications is also ground-air, and air-air modes of operation. In the expected [6]. first part of our paper, we briefly discuss the current Additional communication capabilities, along situation regarding communications, navigation, and with additional navigation and surveillance surveillance (CNS) links and existing spectrum, and capabilities, will require not only new technologies, the well-known need for new aviation data links. but careful planning. The aim toward integration of We next provide an overview of related systems, and these three functions (hence: I CNS) has initiated discuss key factors involved in the use of spectrum many studies on technology options, e.g., [7], [8], in various bands for any future integrated CNS data and many on planning efforts, e.g., [9], the report link, addressing primarily the lower few layers of the from which this paper derives. communications protocol stack. Desired attributes There are numerous issues associated with of a new ADL system are discussed, and the deploying any new data communication system, beneficial aspects of a particular transmission including interfacing with existing systems, system technique—spread spectrum—are summarized. We requirements definition, economics, etc. The region also provide a short list of several example potential of frequencies—or spectrum—used by the system is spectral regions, and note that while none of the a key issue, on which we focus here. Spectral existing systems will likely meet the full range of allocation has a significant effect upon, and can be desired features of a new ADL, several systems and viewed as pre-determining, some of these issues. spectral regions offer promise in terms of one or The initial areas of investigation in our work, more characteristics. A detailed discussion and directed at the physical and data link layers, were on evaluation of these spectral regions is proposed as spectrum availability and coexistence with current future work. We include a few brief examples to systems. In the spectrum availability area, our goal illustrate initial technical results regarding spread was to determine the amount of “free” spectrum, and spectrum overlay, also a subject for future work. any potential CNS spectrum that could be allocated to air traffic control (ATC) and air traffic management (ATM) communications on either a I. Introduction shared or dedicated basis, to accommodate both non- time-critical messages and more critical pilot- There have been many studies recently that controller communications. In the coexistence area, document the need for additional communication the ultimate goal was to assess “intersystem” capabilities in civilian aviation. For example, one

  2. interference issues in both directions, i.e., from new shift keying (D8PSK). The VDL2 system is not part CNS on existing, and from existing on new CNS. of NEXCOM [11]. The VDL3 system is designed In Section II we review some current related for time division multiple access (TDMA) operation, efforts. In Section III, we review key factors for for both voice and data, ultimately as a replacement consideration of a spectral region, and in Section IV for the current analog AM system that is used for we provide some discussion of desirable features of pilot-controller two-way communications. The any spectral region for a new ADL. Section V VDL2 applications are generally classified under the provides a discussion of some potential spectral following general categories: Air Traffic Control regions and a few example technical results. In (ATC), Flight Information Services (FIS), Section VI we provide a summary and conclusions. Aeronautical Operational Control (AOC). Reference [9] gives a brief summary of some of the attributes of the VDL3 system. The data rates available with VDL3 are modest: per all four timeslots, a II. Current Systems maximum of 19.2 kbps can be attained. A. Next Generation Air Ground Communications (NEXCOM ) B. Small Aircraft Transportation System (SATS ) The Next Generation Air Ground The Small Aircraft Transportation System Communications (NEXCOM) program has been (SATS) program is a joint FAA/NASA program to underway for several years in terms of R&D [10]. explore future means of air transportation with small As described on the website, it is aircraft. The initial work is focused on research and development of some of the technologies needed for …the Federal Aviation Administration's SATS [12]: “the project's initial focus is to prove (FAA) radio system of the 21st century. It is that four new operating capabilities will enable safe an analog/digital system incorporating the and affordable access to virtually any runway in the latest technological advances in radio nation in most weather conditions. These new communications. NEXCOM will provide operating capabilities rely on on-board computing, capability to accommodate additional sectors advanced flight controls, Highway in the Sky and services; reduce logistical costs; replace displays, and automated air traffic separation and expensive to maintain VHF and UHF radios; sequencing technologies.” provide data link communications capability; The technologies referred to are actually reduce A/G RF Interference and provide composed of multiple subsystems beneath. We security mechanisms. When completed over consider only the last one—automated air traffic 46,000 radios will be installed throughout the separation and sequencing technologies. Clearly FAA system. these must include communication systems, navigation systems, and surveillance systems (CNS), The NEXCOM program has several phases of all of which must work together to ensure safety of implementation and refers to several potential radio all phases of flight. Recently, NASA (Glenn and modes; the radios will operate in the VHF Langley) reported successful demonstration of some aeronautical spectrum, from 118.0-137.0 MHz, “airborne internet” capabilities [13]. This using existing 25 kHz channels. The preferred radio demonstration was also presented at a prior ICNS mode is denoted VHF digital link (VDL) mode 3, conference (May 2003). The demonstration showed offering both digital voice and data. The the feasibility of some of the required features of International Civil Aviation Organization (ICAO) “airborne internet,” related to SATS. Yet, being a has developed VDL Standards and Recommended demonstration, it used VDL mode 4 radio Practices (SARPs) that define two additional VDL technology for “research purposes” in developing modes: Mode 1 using an MSK-AM modulation the physical and lower layers. This was primarily scheme providing a 2.4 kb/s data rate; and Mode 2 because of the readily available and simple interface using a D8PSK modulation scheme providing a 31.5 between the radio and common internet connections. kb/s data rate. The VDL2 system is a carrier sense- The VDL mode 4 radios are not planned to be used multiple access (CSMA) system that employs the in the US for any communication system. same modulation as VDL3, differential 8-ary phase

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