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Federal Aviation Federal Aviation Administration Administration Training Initiatives: Action Plan for Safety Presented to: EASA International Pilot Training Conference By: John Duncan, Manager, Air Transportation Division Date: November


  1. Federal Aviation Federal Aviation Administration Administration Training Initiatives: Action Plan for Safety Presented to: EASA International Pilot Training Conference By: John Duncan, Manager, Air Transportation Division Date: November 25, 2009

  2. Topics • FAA Call to Action on Airline Safety and Pilot Training • Other FAA Activities • Update on MPL • Use of Simulators Federal Aviation 2 Briefing on Training Initiatives 2 Administration

  3. We are facing a challenge. • 3/22/09 FedEx MD11 at Narita • 2/12/09: Colgan Air Q400 at Buffalo • 1/27/09: Empire Airways ATR42 at Lubbock • 12/20/08: Continental B737 at Denver • 7/7/08: Kalitta B747 at Bogota • 2/18/07: Shuttle America E170 at Cleveland • 12/16/07: Air Wisconsin CRJ200 at Providence • 8/27/06: Comair CRJ200 at Lexington Federal Aviation 3 Briefing on Training Initiatives 3 Administration

  4. We are facing a challenge. • Demand for pilots has increased. • The number of available military and experienced civil pilots has decreased. • The experience level in the pool of potential new air carrier pilots is lower. • What is necessary to develop new crewmembers ready for air carrier operations? Federal Aviation 4 Briefing on Training Initiatives 4 Administration

  5. FAA’s Airline Safety and Pilot Training Action Plan • Revise crewmember fatigue regulations. • 12 roundtable safety forums • Conduct focused inspections • Encourage voluntary disclosure of FAA records, prior to hire. • Promote FOQA and ASAP. • Promote professional standards and code of ethics. • Mentoring • Publish a Final Rule on crewmember training. Federal Aviation 5 Briefing on Training Initiatives 5 Administration

  6. Roundtable Safety Forums Some recurring topics: – Need for better screening of pilots (better hiring committees, better training for human resources personnel involved in the process) – Need to avoid “cookie-cutter” solutions (quantity of flight hours alone is not enough – need to define qualities, leadership characteristics, nature of experience as well) – More effective use of scenario-based training (use data from individual carrier’s actual operations vice “canned” scenarios). – Consider using social media to improve communication and facilitate mentoring relationships. – Rethink “upgrade” training (should be ongoing) Federal Aviation 6 Briefing on Training Initiatives 6 Administration

  7. Focused Training Inspection • The public perceives that “regional” airlines are not held to the same standards. • Objectives of inspection: – Determine if Part 121 air carriers are tracking low- time or poor-performing pilots. – Determine if training and qualification programs are effective. Federal Aviation 7 Briefing on Training Initiatives 7 Administration

  8. Focused Training Inspection • Of all non-AQP Part 121 air carriers (n=85): – Approximately 90% require following SOP to develop positive patterns of behavior. – Approximately 60% of air carriers manage and track low-time crewmembers. – Approximately 75% of air carriers manage and track poor- performing crewmembers. – Approximately 65% of air carriers assess the effectiveness of remedial actions. – Approximately 65% of air carriers conduct trend analysis on their training programs. • We intend to publish guidance to operators on how to incorporate these elements. Federal Aviation 8 Briefing on Training Initiatives 8 Administration

  9. Voluntary Disclosure of Records • The Pilot Records Improvement Act requires an air carrier to review 5 years of pilot records, prior to placing the pilot in service. • Current requirements: – Current certificates and history of enforcements – Prior employment records, including performance – National Driver Registry. • Administrator Babbitt has requested air carriers also ask for voluntary disclosure of additional FAA records, including all notices of disapproval. Federal Aviation 9 Briefing on Training Initiatives 9 Administration

  10. Promoting Voluntary Programs • In June, 2009, Administrator Babbitt wrote all part 121 air carriers to request: – Participation in ASAP and FOQA; – Development of processes for data analysis. • FAA is requesting air carriers also provide ASAP data to the Aviation Safety Information Analysis and Sharing System (ASIAS). Federal Aviation 10 Briefing on Training Initiatives 10 Administration

  11. Promoting Professionalism • We cannot regulate professionalism. • Administrator Babbitt has requested the assistance of employee organizations to establish: – Professional standards and ethics committees; – Published codes of ethics. Federal Aviation 11 Briefing on Training Initiatives 11 Administration

  12. Mentoring • We all agree, mentoring is a good thing. • What does mentoring look like? • We wish to promote mentoring between: – Captains – Captains and first officers – First officers Federal Aviation 12 Briefing on Training Initiatives 12 Administration

  13. Other FAA Activities • NPRM: New Part 121 crewmember training and qualification requirements. – Based on comments to the NPRM, the FAA will issue an SNPRM in Spring 2010. • ANPRM: Training and qualification requirements to enter air carrier operations • Changes to training on approach to stalls • Changes to training for aircraft equipped with “stick pushers” Federal Aviation 13 Briefing on Training Initiatives 13 Administration

  14. Advanced Qualification Program • Pros – Replaces programmed hours with proficiency-based training and evaluation, integrating crew resource management, derived from a detailed job task analysis. – Incorporates data-driven quality control processes for validating and maintaining the effectiveness of curriculum content. – Permits the flexibility to target critical tasks during training. Federal Aviation 14 Briefing on Training Initiatives 14 Administration

  15. Advanced Qualification Program • Cons – Perception that AQP permits an air carrier to reduce programmed hours and therefore provide less training. – Perception that AQP permits an air carrier to increase the interval between evaluation events. – Perception that air carrier training programs must be standardized. AQP leads to tailored programs. Federal Aviation 15 Briefing on Training Initiatives 15 Administration

  16. Congressional Support • House Resolution 3371 “Airline Safety and Pilot Training Improvement Act” – Passed the House on October 15, 2009 Federal Aviation 16 Briefing on Training Initiatives 16 Administration

  17. Multi-Crew Pilot License (MPL) • Although we currently have no plans to implement MPL, FAA remains open to future discussions. • Our ANPRM will most likely solicit industry input on MPL. Federal Aviation 17 Briefing on Training Initiatives 17 Administration

  18. Simulator Training • FAA view: – We cannot afford to make Perfect Training the enemy of Perfectly Good Training when aviation safety is at stake! • We must still recognize certain limitations of simulators: – Data are not available at certain extremes; – G-loading cannot be accurately duplicated in upset training. Federal Aviation 18 Briefing on Training Initiatives 18 Administration

  19. Questions? John Duncan Air Transportation Division, AFS-200 800 Independence Avenue SW Washington, DC 20591 john.s.duncan@faa.gov (202) 267-8166 Federal Aviation 19 Briefing on Training Initiatives 19 Administration

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