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ETSI Reconfigurable Radio Systems (RRS) Tutorial Dr. Markus Mueck - PowerPoint PPT Presentation

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World Class Standards SDR10 Wireless Innovation Conference and Product Exposition Washington, USA, Nov 30 Dec 3, 2010 ETSI Reconfigurable Radio Systems (RRS) Tutorial Dr. Markus Mueck (ETSI RRS Chairman), Kari Kalliojarvi (WG1

  1. World Class Standards 3. Fully flexible dynamic spectrum management (long term) Cognitive Radio Key Scenarios (III/3) 86���������� ��� �����+ ��*� �+��&�����+ ,���� ���.����+!��&�!��������-� � 86� ��������� ��� �.����!�2������ �������& !� �������& 0���� ������� ,��� � �2�&��� ���� �������� �� ����� ������������� ������ 0F�"+ /7�/�-� ��"����������� ������&����+ ����� ������������������������ ����� ���&����$# � ����������� ��� 4�������� #&������ ,��������� )*#+�$$#�4����������� SDR’10 - Wireless Innovation Conference and Product Exposition 9

  2. World Class Standards Trends 3GPP & IEEE � 3GPP defines ANDSF (Access Network Discovery and Selection) � 3GPP TS 23.402: “The ANDSF contains data management and control functionality necessary to provide network discovery and selection assistance data as per operators' policy. The ANDSF shall respond to UE requests for access network discovery information and may be able to initiate data transfer to the UE, based on network triggers”; � A generic approach has been defined to enable efficient discovery of non-3GPP access networks and steer terminals towards preferred access networks; � IEEE 802.22: A standard for Wireless Regional Area Networks (WRAN) using White Spaces in the TV frequency spectrum; � IEEE 802.19.1: A standard targeting mechanisms for coexistence among dissimilar or independently operated TV Band Device (TVBD) networks and dissimilar TV Band Devices; � IEEE 802.11af: A standard for allowing 802.11 wireless networks to be used in the TV white space („WiFi for White Spaces“); � IEEE SCC41: A new AdHoc group currently discusses the set-up of a new standard, likely to define MAC/PHY mechanisms for White Space access, not limited to TV White Spaces. SDR’10 - Wireless Innovation Conference and Product Exposition 10

  3. World Class Standards � A selection of recently started, Cognitive Radio related Research Research Trends projects (EU funded) are given below � FP7 FARAMIR studies, among others, Radio Environment Maps (REM); concepts like user-context-dependent information provision are an up-to-date research topic; � FP7 OneFIT studies Opportunistic Networks and Context delivery based on Cooperation between cognitive management systems (C4MS); � FP7 CONSERN studies Self-Growing Networks based on Cognitive Radio principles. SDR’10 - Wireless Innovation Conference and Product Exposition 11

  4. World Class Standards � The level of regulation required for Cognitive Radio is currently Regulatory Activities and Challenges unclear Corresponding discussions are ongoing for WRC’12 preparation and beyond; • Example: Do we need an out-band CPC with a globally harmonized frequency • band allocated to it ? ��*�1 � ��6�����5���� � *�� $��&���������% 3�����3����&� � Potential regulatory issues include Conditions for conformity (R&TTE D), • Interoperability, • Standardizaton, • Market surveillance, • Liability, Responsibility, • Spectrum Access/Trading, • Privacy and Data Protection, • Lawful interception and data retention, • Etc. • SDR’10 - Wireless Innovation Conference and Product Exposition 12

  5. World Class Standards � The European Commission is currently in the process of revising the Regulatory Activities and Challenges R&TTE Directive One objective is to allow for SDR User Devices in the future • � ETSI RRS sees the following challenges Vertical Market model • Provision of novel features, like novel RAT, may impact DoC / physical CE marking etc. • Horizontal Market model • Provision of features, e.g. update of a RAT, by 3rd party SW providers may impact DoC • / physical CE marking etc. Identification of responsibilities e.g. in case that device does not operate following the • rules, or in post market surveillance. � ETSI RRS has identified the following approaches • Digital / Dynamic DoC, • Digital / Dynamic CE marking, • Device / HW / SW registration process, • Device / HW list of authorized 3rd party SW, • Security checks (against inapprioriate downloads, etc.), • SDR reconfiguration log history. SDR’10 - Wireless Innovation Conference and Product Exposition 13

  6. World Class Standards ETSI RRS: Process towards Standards Normative Process System System Protocol Use case requirements Architecture and Interfaces Definition Specification Specification Specification (TR) (TS) (TS) (TS) Feasibility Study Process Study Item (TR) An initial study, resulting in a Technical Report, which performs a feasibility study for additional or new feature SDR’10 - Wireless Innovation Conference and Product Exposition RP-100601 14

  7. World Class Standards ETSI RRS: How to contribute � ETSI targets global standards and is open for participation to all ETSI members � ETSI RRS is open to liaise with different bodies � Future ETSI RRS meetings: � 8-10-Feb-2011, Paris, France � Register at http://portal.etsi.org, Email reflector: http://list.etsi.org/ � ETSI facilitates Market Introduction through Harmonized Standards (avoiding type approval) � Contact Information: � ETSI portal: http://www.etsi.org � ETSI RRS Chairman: Markus Mueck, Infineon Technologies, Germany � Email: MarkusDominik.Mueck@Infineon.com SDR’10 - Wireless Innovation Conference and Product Exposition 15

  8. World Class Standards Conclusion Part 1: Roadmaps, Trends, etc. � Business Relevance: Heterogeneous Radio Framework • Roadmap relevance: Immediate, • Evolution building on existing NW/Terminal Architecture, • Possible evolution towards Software Defined Radio as Enabler. • Opportunistic Spectrum Access - (TV) White Spaces • Roadmap relevance: Within a few years, • New Standards are under Development (IEEE 802.11af, etc.). • Fully flexible dynamic spectrum management • Long term vision (i.e. 5-10 years), • Research- and Standardization requires still considerable effort. • � What is next ? SDR is under investigation in ETSI RRS for Network (BS) & Terminal • side, Further flexibility of spectrum usage. • SDR’10 - Wireless Innovation Conference and Product Exposition 16

  9. World Class Standards Part 2: WG1 - Cognitive Radio Systems Aspects � Cognitive Radio Systems Aspects � WG1 Mandate; � Definitions; � Objectives for RRS; � Spectrum Use Scenarios for RRS; � Architectural approaches for CRS; � Use Case Families • Use Cases related to SDR Reference Architecture for Mobile Device; • Use Cases related to Reconfigurable Radio Systems operating in IMT bands and GSM bands; • Use Cases related to Operation in White Space Frequency bands. SDR’10 - Wireless Innovation Conference and Product Exposition 17

  10. World Class Standards WG1 Mandate � To develop and maintain a common technical framework for SDR and CR systems standardization in TC RRS regarding system level aspects; � To define Use Cases related to Reconfigruable Radio Systems; � To collect and define requirements on Reconfigurable Radio Systems from relevant stakeholders; � To collect and define technical specifications for Reconfigurable Radio Systems management and usage; � To identify gaps, where existing standards, e.g. from ETSI and 3GPP, do not fulfil the requirements, and suggest further standardization activities to fill those gaps; � To deliver its findings in the form of ETSI deliverables as appropriate. SDR’10 - Wireless Innovation Conference and Product Exposition 18 18

  11. World Class Standards Definitions � Software Defined Radio � Radio transmitter and/or receiver employing a technology that allows the RF operating parameters including, but not limited to, frequency range, modulation type, or output power to be set or altered by software, excluding changes to operating parameters which occur during the normal pre-installed and predetermined operation of a radio according to a system specification or standard. • NOTE: This is the current definition of ITU-R Recommendation WP 1B. � Cognitive Radio � Radio which has the capability • To obtain the knowledge of radio operational environment and established policies and to monitor usage patterns and user’s needs • To dynamically and autonomously adjust its operational parameters and protocols according to this knowledge in order to achieve predefined objectives, e.g. more efficient utilization of spectrum; and • To learn from the results of its actions in order to further improve its performance. SDR’10 - Wireless Innovation Conference and Product Exposition 19 19

  12. World Class Standards Definitions � Radio System � System capable to communicate some user information by using electromagnetic waves • NOTE: Radio system is typically designed to use certain radio frequency bands and it includes agreed schemes for multiple access, modulation, channel and data coding as well as control protocols for all radio layers needed to maintain user data links between adjacent radio devices. � Cognitive Radio System � Radio system employing technology that allows the system • to obtain knowledge of its operational and geographical environment, established policies and its internal state; • to dynamically and autonomously adjust its operational parameters and protocols according to its obtained knowledge in order to achieve predefined objectives; and • to learn from the results obtained. NOTE: This is the current definition of ITU-R Recommendation WP 1B. • SDR’10 - Wireless Innovation Conference and Product Exposition 20 20

  13. World Class Standards Definitions � Reconfigurable Radio Systems � Generic term for radio systems encompassing Software Defined and/or Cognitive Radio Systems. SDR’10 - Wireless Innovation Conference and Product Exposition 21 21

  14. World Class Standards Objectives for RRS � More efficient and flexible use of spectrum � Obtain knowledge of the radio operational environment and location, and act based on this knowledge � Enhancing user experience � Could facilitate cross-operator access; � Efficient personal area networks; � Flexible access to the Future Internet; � Connecting to the smart spaces. � Optimization of the mobile operator network � Spectrum refarming; � Upgrading a pre-existing RAT and deploy of a new RAT to a pre- existing network; � Addition of multiple standards modes; � Radio resource optimization; � Cognition enabler. SDR’10 - Wireless Innovation Conference and Product Exposition 22 22

  15. World Class Standards Spectrum Use Scenarios for RRS � Dedicated spectrum (licensed bands) � Software defined multiradio in end-user mobile devices; � Radio access technology selection in composite wireless networks; � Radio resource usage optimization in composite wireless networks. � Shared spectrum in bands without primary/incumbent users � Cognitive radio networks in bands that do not require licensing (license exempt bands), and which thus do not have multiple spectrum user classes. � Secondary usage in bands with primary/incumbent users � Cognitive radio networks sharing a band, on a secondary basis, with other systems to whom the band is licensed to. � Spectrum dedicated for CRS � Cognitive radio networks in a band which is licensed for cognitive use. SDR’10 - Wireless Innovation Conference and Product Exposition 23 23

  16. World Class Standards Architectural approaches for CRS SDR’10 - Wireless Innovation Conference and Product Exposition 24 24

  17. World Class Standards Use Case Families � Use Cases related to SDR Reference Architecture for Mobile Device; � Use Cases related to Reconfigurable Radio Systems operating in IMT bands and GSM bands; � Use Cases related to Operation in White Space Frequency bands. SDR’10 - Wireless Innovation Conference and Product Exposition 25

  18. World Class Standards Use Case for a selected family � Use Cases related to SDR Reference Architecture for Mobile Device • Terminal-Centric Configuration in a Heterogeneous Radio Context • Network driven Terminal Configuration in a Heterogeneous Radio Context • Addition of new features, such as support for novel radio systems, to Mobile Devices • Provision of a new cognitive feature (e.g. cross-technology spectrum measurement) � Use Cases related to Reconfigurable Radio Systems operating in IMT bands and GSM bands � Use Cases related to Operation in White Space Frequency bands SDR’10 - Wireless Innovation Conference and Product Exposition 26

  19. World Class Standards Terminal-Centric Configuration in a Heterogeneous Radio Context � MDs exploit context knowledge / NW policies for link selection SDR’10 - Wireless Innovation Conference and Product Exposition 27

  20. World Class Standards Use Case for a selected family � Use Cases related to SDR Reference Architecture for Mobile Device • Terminal-Centric Configuration in a Heterogeneous Radio Context • Network driven Terminal Configuration in a Heterogeneous Radio Context • Addition of new features, such as support for novel radio systems, to Mobile Devices • Provision of a new cognitive feature (e.g. cross-technology spectrum measurement) � Use Cases related to Reconfigurable Radio Systems operating in IMT bands and GSM bands � Use Cases related to Operation in White Space Frequency bands SDR’10 - Wireless Innovation Conference and Product Exposition 28

  21. World Class Standards Addition of new features, such as support for novel radio systems, to Mobile Devices � MDs exploit context knowledge / NW policies for link selection SDR’10 - Wireless Innovation Conference and Product Exposition 29

  22. World Class Standards Use Case for a selected family � Use Cases related to SDR Reference Architecture for Mobile Device � Use Cases related to Reconfigurable Radio Systems operating in IMT bands and GSM bands • Spectrum refarming • Upgrading a pre-existing RAT and deploy of a new RAT to a pre-existing network • Addition of multiple standards modes • Radio Resource optimization • Cognition enabler. � Use Cases related to Operation in White Space Frequency bands SDR’10 - Wireless Innovation Conference and Product Exposition 30

  23. World Class Standards Use Cases definition for RRS operating in IMT bands and GSM bands � Use Cases focus on intra-operator scenarios for which the spectrum resources are assigned to and managed by a single operator; � Currently 5 different Use Cases are investigated � Spectrum refarming; � Upgrading a pre-existing RAT and deploy of a new RAT to a pre- existing network; � Addition of multiple standards modes; � Radio Resource optimization; � Cognition enabler. SDR’10 - Wireless Innovation Conference and Product Exposition 31 31

  24. World Class Standards Use Case for a selected family � Use Cases related to SDR Reference Architecture for Mobile Device � Use Cases related to Reconfigurable Radio Systems operating in IMT bands and GSM bands • Spectrum refarming • Upgrading a pre-existing RAT and deploy of a new RAT to a pre-existing network • Addition of multiple standards modes • Radio Resource optimization • Cognition enabler. � Use Cases related to Operation in White Space Frequency bands SDR’10 - Wireless Innovation Conference and Product Exposition 32

  25. World Class Standards Scenario: Spectrum refarming � The operator is updating its network with a new RAT2 which is progressively introduced in the frequency band of the previous technology RAT1, transparently and with no constraint for the customers. SDR’10 - Wireless Innovation Conference and Product Exposition 33 33

  26. World Class Standards Use Case for a selected family � Use Cases related to SDR Reference Architecture for Mobile Device � Use Cases related to Reconfigurable Radio Systems operating in IMT bands and GSM bands • Spectrum refarming • Upgrading a pre-existing RAT and deploy of a new RAT to a pre-existing network • Addition of multiple standards modes • Radio Resource optimization • Cognition enabler. � Use Cases related to Operation in White Space Frequency bands SDR’10 - Wireless Innovation Conference and Product Exposition 34

  27. World Class Standards Scenario: Upgrade and new deployment of a RAT � Upgrade of an existing RAT � The MNO upgrades a RAT managed by a RBS by downloading the necessary software packages from a network node, instead of changing the RBS hardware (e.g. addition of HSPA+ functionalities to the UMTS). � Deploy a new RAT in frequency bands already supported by the RBS � The hardware related to the RF part of the RBS (e.g. Radio Unit) supports the new RAT deployment from the frequency bands point of view (e.g. deployment of the UMTS in the GSM bands). � Deploy a new RAT in frequency bands currently not supported by the RBS � The hardware related to the RF part of the RBS (e.g. Radio Unit) doesn’t currently supports the new RAT deployment from the frequency bands point of view (deployment of the LTE in the 2.6 GHz into a RBS currently managing GSM in the 800 MHz band). SDR’10 - Wireless Innovation Conference and Product Exposition 35 35

  28. World Class Standards Use Case for a selected family � Use Cases related to SDR Reference Architecture for Mobile Device � Use Cases related to Reconfigurable Radio Systems operating in IMT bands and GSM bands • Spectrum refarming • Upgrading a pre-existing RAT and deploy of a new RAT to a pre-existing network • Addition of multiple standards modes • Radio Resource optimization • Cognition enabler. � Use Cases related to Operation in White Space Frequency bands SDR’10 - Wireless Innovation Conference and Product Exposition 36

  29. World Class Standards Scenario: Addition of multiple standards modes � The context in which the MNO needs to add capacity provided by FDD and TDD modes and to share dynamically services between such modes is considered SDR’10 - Wireless Innovation Conference and Product Exposition 37 37

  30. World Class Standards Use Case for a selected family � Use Cases related to SDR Reference Architecture for Mobile Device � Use Cases related to Reconfigurable Radio Systems operating in IMT bands and GSM bands • Spectrum refarming • Upgrading a pre-existing RAT and deploy of a new RAT to a pre-existing network • Addition of multiple standards modes • Radio Resource optimization • Cognition enabler. � Use Cases related to Operation in White Space Frequency bands SDR’10 - Wireless Innovation Conference and Product Exposition 38

  31. World Class Standards Scenario: Radio Resource optimization � The MNO manages in an efficient way the radio resources (e.g. reducing blocking percentages, redistributing resources among different RATs and/or minimizing interference problems on mobiles side) within its own licensed frequency bands. Intra-RAT reconfiguration Inter-RAT reconfiguration 39 SDR’10 - Wireless Innovation Conference and Product Exposition 39

  32. World Class Standards Use Case for a selected family � Use Cases related to SDR Reference Architecture for Mobile Device � Use Cases related to Reconfigurable Radio Systems operating in IMT bands and GSM bands • Spectrum refarming • Upgrading a pre-existing RAT and deploy of a new RAT to a pre-existing network • Addition of multiple standards modes • Radio Resource optimization • Cognition enabler. � Use Cases related to Operation in White Space Frequency bands SDR’10 - Wireless Innovation Conference and Product Exposition 40

  33. World Class Standards Scenario: Cognition enablers � Considering an heterogeneous or multi-RAT context managed by a single operator in which Radio Resource optimization schemes could be performed dynamically in time, efficient mechanisms to provide the sufficient information to the terminals for initiating a communication session appropriately are needed (e.g. Cognitive Pilot Channel). SDR’10 - Wireless Innovation Conference and Product Exposition 41 41

  34. World Class Standards Use Case for a selected family � Use Cases related to SDR Reference Architecture for Mobile Device � Use Cases related to Reconfigurable Radio Systems operating in IMT bands and GSM bands � Use Cases related to Operation in White Space Frequency bands • Mid-/long range wireless access over white space frequency bands • Short range wireless access over white space frequency bands • Ad-hoc networking over white space frequency bands • TV White Space (TVWS) usage for Cellular Communication SDR’10 - Wireless Innovation Conference and Product Exposition 42

  35. World Class Standards Use Cases for UHF White Space in 470-790 MHz frequency band (1/2) � White Space � part of the spectrum, which is available for a radiocommunication application (service, system) at a given time in a given geographical area on a non-interfering / nonprotected basis with regard to primary/incumbent services and other services with a higher priority on a national basis. � As a result from the transition from analogue to digital TV transmission, certain parts of the UHF frequency band 470-790 MHZ might not be used TV transmission in the future. � ETSI TC RRS work related to White Spaces is targeting these bands. SDR’10 - Wireless Innovation Conference and Product Exposition 43 43

  36. World Class Standards Use Cases for UHF White Space in 470-790 MHz frequency band (2/2) � The use cases are categorized into three basic groups � Mid/long range wireless access over white space frequency bands • Cellular networks type of solutions. � Short range wireless access over White Space frequency bands • Local area networkbbbs type of solutions. � Ad-hoc networking over White Space frequency bands � Use case actors � Mobile terminals; fixed terminals; � Wireless base station; mobile operator; � Regulatory database; � TV broadcaster; � Master node of a wireless microphone system; wireless microphone. SDR’10 - Wireless Innovation Conference and Product Exposition 44 44

  37. World Class Standards Use Case for a selected family � Use Cases related to SDR Reference Architecture for Mobile Device � Use Cases related to Reconfigurable Radio Systems operating in IMT bands and GSM bands � Use Cases related to Operation in White Space Frequency bands • Mid-/long range wireless access over white space frequency bands Mid-/long range, no mobility • Mid-/long range, low mobility • Mid-/long range, high mobility • Network centric management of TV White Spaces • • Short range wireless access over white space frequency bands • Ad-hoc networking over white space frequency bands • TV White Space (TVWS) usage for Cellular Communication SDR’10 - Wireless Innovation Conference and Product Exposition 45

  38. World Class Standards Use Case: Mid/long range wireless access � Mid/long range use cases address mobility � Separate use case scenarios for no/low/high mobility ��������������������������������������� ��������������������������������������� ����� ����� SDR’10 - Wireless Innovation Conference and Product Exposition 46 46

  39. World Class Standards Use Case for a selected family � Use Cases related to SDR Reference Architecture for Mobile Device � Use Cases related to Reconfigurable Radio Systems operating in IMT bands and GSM bands � Use Cases related to Operation in White Space Frequency bands • Mid-/long range wireless access over white space frequency bands Mid-/long range, no mobility • Mid-/long range, low mobility • Mid-/long range, high mobility • Network centric management of TV White Spaces • • Short range wireless access over white space frequency bands • Ad-hoc networking over white space frequency bands • TV White Space (TVWS) usage for Cellular Communication SDR’10 - Wireless Innovation Conference and Product Exposition 47

  40. World Class Standards Scenario: No mobility � E.g. a fixed mounted home base station accesses Internet by using white space frequency bands � In this scenario the home base station uses some other frequency band for its own connectivity ��������� ��������� ���������������������� ���������������������� ��������������������� ��������������������� SDR’10 - Wireless Innovation Conference and Product Exposition 48 48

  41. World Class Standards Scenario: No mobility � The ”no mobility” scenario covers also the case of utilizing the white space frequency bands as a backhaul link e.g. for relay stations SDR’10 - Wireless Innovation Conference and Product Exposition 49 49

  42. World Class Standards Use Case for a selected family � Use Cases related to SDR Reference Architecture for Mobile Device � Use Cases related to Reconfigurable Radio Systems operating in IMT bands and GSM bands � Use Cases related to Operation in White Space Frequency bands • Mid-/long range wireless access over white space frequency bands Mid-/long range, no mobility • Mid-/long range, low mobility • Mid-/long range, high mobility • Network centric management of TV White Spaces • • Short range wireless access over white space frequency bands • Ad-hoc networking over white space frequency bands • TV White Space (TVWS) usage for Cellular Communication SDR’10 - Wireless Innovation Conference and Product Exposition 50

  43. World Class Standards Scenario: low mobility � A mobile terminal connects to base station by using white space frequency bands � It is assumed that the mobile terminals are at most slowly moving, e.g. pedestrians users ���������������������� ���������������������� ��������������������� ��������������������� SDR’10 - Wireless Innovation Conference and Product Exposition 51 51

  44. World Class Standards Use Case for a selected family � Use Cases related to SDR Reference Architecture for Mobile Device � Use Cases related to Reconfigurable Radio Systems operating in IMT bands and GSM bands � Use Cases related to Operation in White Space Frequency bands • Mid-/long range wireless access over white space frequency bands Mid-/long range, no mobility • Mid-/long range, low mobility • Mid-/long range, high mobility • Network centric management of TV White Spaces • • Short range wireless access over white space frequency bands • Ad-hoc networking over white space frequency bands • TV White Space (TVWS) usage for Cellular Communication SDR’10 - Wireless Innovation Conference and Product Exposition 52

  45. World Class Standards Scenario: high mobility � In this scenario the mobile device is within (or it is mounted in) a fast moving object, like a high speed train or a car in highway � The velocity of the terminal can be upto 250 km/h ���������������������� ���������������������� ��������������������� ��������������������� SDR’10 - Wireless Innovation Conference and Product Exposition 53 53

  46. World Class Standards Use Case for a selected family � Use Cases related to SDR Reference Architecture for Mobile Device � Use Cases related to Reconfigurable Radio Systems operating in IMT bands and GSM bands � Use Cases related to Operation in White Space Frequency bands • Mid-/long range wireless access over white space frequency bands Mid-/long range, no mobility • Mid-/long range, low mobility • Mid-/long range, high mobility • Network centric management of TV White Spaces • • Short range wireless access over white space frequency bands • Ad-hoc networking over white space frequency bands • TV White Space (TVWS) usage for Cellular Communication SDR’10 - Wireless Innovation Conference and Product Exposition 54

  47. World Class Standards Network centric solutions � Mid/long range wireless access scenarios are network centric SDR’10 - Wireless Innovation Conference and Product Exposition 55 55

  48. World Class Standards Use Case for a selected family � Use Cases related to SDR Reference Architecture for Mobile Device � Use Cases related to Reconfigurable Radio Systems operating in IMT bands and GSM bands � Use Cases related to Operation in White Space Frequency bands • Mid-/long range wireless access over white space frequency bands • Short range wireless access over white space frequency bands Networks without coexistence management • Networks with distributed coexistence management • Networks with centralized coexistence management • Hybrid of networks with distributed and centralized coexistence management • • Ad-hoc networking over white space frequency bands • TV White Space (TVWS) usage for Cellular Communication SDR’10 - Wireless Innovation Conference and Product Exposition 56

  49. World Class Standards Use Case: Short range wireless access � In short range use cases the focus is on different coexistence solutions between the secondary users of white space spectrum � No coexistence � Distributed coexistence management � Centralized coexistence management ���������������������� ���������������������� ��������������������� ��������������������� ����������������� ����������������� � � SDR’10 - Wireless Innovation Conference and Product Exposition 57 57

  50. World Class Standards Use Case for a selected family � Use Cases related to SDR Reference Architecture for Mobile Device � Use Cases related to Reconfigurable Radio Systems operating in IMT bands and GSM bands � Use Cases related to Operation in White Space Frequency bands • Mid-/long range wireless access over white space frequency bands • Short range wireless access over white space frequency bands Networks without coexistence management • Networks with distributed coexistence management • Networks with centralized coexistence management • Hybrid of networks with distributed and centralized coexistence management • • Ad-hoc networking over white space frequency bands • TV White Space (TVWS) usage for Cellular Communication SDR’10 - Wireless Innovation Conference and Product Exposition 58

  51. World Class Standards Scenario: Distributed Coexistence Management � Different white space networks are independently deciding their spectrum use; � The networks cooperate e.g. in their band selection in order to ensure successful coexistence. SDR’10 - Wireless Innovation Conference and Product Exposition 59 59

  52. World Class Standards Use Case for a selected family � Use Cases related to SDR Reference Architecture for Mobile Device � Use Cases related to Reconfigurable Radio Systems operating in IMT bands and GSM bands � Use Cases related to Operation in White Space Frequency bands • Mid-/long range wireless access over white space frequency bands • Short range wireless access over white space frequency bands Networks without coexistence management • Networks with distributed coexistence management • Networks with centralized coexistence management • Hybrid of networks with distributed and centralized coexistence management • • Ad-hoc networking over white space frequency bands • TV White Space (TVWS) usage for Cellular Communication SDR’10 - Wireless Innovation Conference and Product Exposition 60

  53. World Class Standards Scenario: Centralized Coexistence Management � In centralized coexistence management there is a centralized control entity that takes care of the issues related to the coexistence of all the networks operating on the white space frequency bands in the location of interest. SDR’10 - Wireless Innovation Conference and Product Exposition 61 61

  54. World Class Standards Use Case for a selected family � Use Cases related to SDR Reference Architecture for Mobile Device � Use Cases related to Reconfigurable Radio Systems operating in IMT bands and GSM bands � Use Cases related to Operation in White Space Frequency bands • Mid-/long range wireless access over white space frequency bands • Short range wireless access over white space frequency bands • Ad-hoc networking over white space frequency bands • TV White Space (TVWS) usage for Cellular Communication SDR’10 - Wireless Innovation Conference and Product Exposition 62

  55. World Class Standards Use Case: Ad-hoc networking � As scenarios, this use case includes � Device-to-device connectivity; � Ad-hoc networking; � Multihop mesh networking. �������������� �������������� �������� �������� ���������������� ���������������� ����� ����� SDR’10 - Wireless Innovation Conference and Product Exposition 63 63

  56. World Class Standards Use Case: Ad-hoc networking � The ad-hoc networking can be supported by the infrastructure (as below), or alternatively, the information required for utilization of white space frequency bands can be obtained by individual terminals by alternative means. �������������� �������������� �������� �������� ���������������� ���������������� ��������������������������� ��������������������������� ����� ����� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � SDR’10 - Wireless Innovation Conference and Product Exposition 64 64

  57. World Class Standards Use Case for a selected family � Use Cases related to SDR Reference Architecture for Mobile Device � Use Cases related to Reconfigurable Radio Systems operating in IMT bands and GSM bands � Use Cases related to Operation in White Space Frequency bands • Mid-/long range wireless access over white space frequency bands • Short range wireless access over white space frequency bands • Ad-hoc networking over white space frequency bands • TV White Space (TVWS) usage for Cellular Communication Scenario � Lighter infrastructure deployment through larger cell sizes � • Scenario � Increased spectral efficiency through reduced propagation loss � • Scenario � Increased spectral efficiency through extended macro diversity � • Scenario � TVWS Band-Switch in case that primary user re-enters � • SDR’10 - Wireless Innovation Conference and Product Exposition 65

  58. World Class Standards TV White Space (TVWS) usage for Cellular Communication � The lower propagation losses experienced by the wireless signals over the TV band allow to increase the cell size of the cellular system. This results in a less dense infrastructure deployment of macro RBSs, which reduces CAPEX and OPEX of cellular operators. The system design has to take into account that the TVWS bands are eventually only available for a limited period. SDR’10 - Wireless Innovation Conference and Product Exposition 66

  59. World Class Standards Conclusion Part 2: WG1 - Cognitive Radio Systems Aspects. � Key Definitions are presented; � An overall CRS vision is given; � 3 Use Case Families have been identified: Use Cases related to SDR Reference Architecture for Mobile Device; • Use Cases related to Reconfigurable Radio Systems operating in IMT • bands and GSM bands; Use Cases related to Operation in White Space Frequency bands. • � What is next ? Building on Use Cases, the next steps consist in • Derivation of normative System Requirements Specifications; • Derivation of a normative System Architecture Specifications; • Derivation of Protocol and Interfaces Specifications. • SDR’10 - Wireless Innovation Conference and Product Exposition 67

  60. World Class Standards Part 3: WG2 - Radio Equipment Architecture � Radio Equipment Architecture � Why SDR standards? � Radio Equipment Architecture; � Mobile device SDR use cases; � Use case description & information flow; � Mobile Device Reference Architecture; � “True SDR” Radio Computer Concept; � Multiradio Interface definition; � Base Station SDR Status. SDR’10 - Wireless Innovation Conference and Product Exposition 68

  61. World Class Standards Why SDR standards? � SDR as the underlying � To enable business relations implementation technology between potential for Cognitive Radio stakeholders functionality CF SDR Vendor 2 CF SDR SDR SDR CF SDR Vendor 1 SDR’10 - Wireless Innovation Conference and Product Exposition 69 69

  62. World Class Standards RRS WG2: Radio Equipment Architecture � Proposes common reference architectures for SDR/CR radio equipment (e.g. mobile handset devices, radio base stations); � Collects and defines requirements and scenarios for common reference architectures from relevant stakeholders; � Builds on proposed common reference architectures by defining related functionalities: interfaces and protocols; � Identifies gaps where existing ETSI and 3GPP standards do not fulfil the architecture requirements, and suggests and pursues further standardization activities to fill those gaps � To ensure the coverage of the most relevant standardization bodies across the globe. SDR’10 - Wireless Innovation Conference and Product Exposition 70 70

  63. World Class Standards Mobile device SDR use cases � A use case based approach has been adopted to derive requirements for the SDR architecture � Terminal-centric configuration in a heterogeneous radio context; � Network-centric configuration in a heterogeneous radio context; � Addition of new features, such as support for novel radio systems, to Mobile Devices; � Provision of a new cognitive feature. SDR’10 - Wireless Innovation Conference and Product Exposition 71 71

  64. World Class Standards Use case description SDR’10 - Wireless Innovation Conference and Product Exposition 72 72

  65. World Class Standards Mobile device SDR deployment scenarios � Software Defined Radio technology is expected to evolve gradually towards “true” SDR… � Radios are legacy implementations: CR functionality is limited to gathering readily available information from the specific RATs, and to configuring the RATs using legacy means; � Radios use pre-defined fixed resources: additional CR functionality is possible with reconfiguration parameter management; � Radios have fixed resource requirements: HW resource sharing is possible within the SDR platform; � Radios have dynamic resource requirements: fine-grained HW resource sharing is possible at the cost of less determinism; � Radios come from third-party vendors (horizontal market scenario): additional platform security issues need to be addressed. SDR’10 - Wireless Innovation Conference and Product Exposition 73 73

  66. World Class Standards WG2 Mobile Device Reference Architecture � The MD reference architecture defines functional interfaces for separating the generic SDR platform (control framework) and the specific RATs � Responsibilities for functional entities derived from Use Cases: allows easier development of cross-RAT cognitive functionalities; � The completeness of the control framework implementation depends on the SDR deployment scenario. � Not an implementation architecture; � Multiradio Interface (to the SDR sub- system) is seen with the most potential for standardization within ETSI. SDR’10 - Wireless Innovation Conference and Product Exposition 74 74

  67. World Class Standards “True SDR” Radio Computer Concept radio radio Radio radio program program Programming run time program Unified-Radio Interface (in handset) Application Interface Multiradio radio Interface compiler (Multi-Radio Control Framework) radio radio radio radio radio radio program … radio program installer loader package 1 2 M storage Radio Operating System manufacture time radio-design time / run time BB BB Inter FEM TRx /outer MAC /inner Face Reconfigurable RF Interface 75 SDR’10 - Wireless Innovation Conference and Product Exposition 75

  68. World Class Standards Multiradio Interface definition (1/2) � Static information model: SDR’10 - Wireless Innovation Conference and Product Exposition 76 76

  69. World Class Standards Multiradio Interface definition (2/2) � Dynamic service description: SDR’10 - Wireless Innovation Conference and Product Exposition 77 77

  70. World Class Standards Base Station SDR Status � Initial survey on implementation and cost aspects of reconfigurable base stations has been done; � Telecom operator requirements for SDR base stations: � Fast network planning and update according to capacity and coverage needs; � Fast and cost efficient network deployment and commissioning; � Flexible network operation especially with respect to technology migration, spectrum reuse; � Maintenance optimization. � Telecom OEMs have stated the need for: � Efficiently follow different customer requirements; � Reduce number of product variants and allow efficient product management. SDR’10 - Wireless Innovation Conference and Product Exposition 78 78

  71. World Class Standards WG2 Reconfigurable base station architecture � A high-level architecture has been outlined to cover the flexibility aspects with most standardization potential SDR’10 - Wireless Innovation Conference and Product Exposition 79 79

  72. World Class Standards Conclusion Part 3: WG2 - Radio Equipment Architecture � RRS WG2 Reconfigurable Radio Architecture deals with reference architectures and interfaces to cover SDR/CR equipment; � Mobile device (MD) use case use case work gives insight on the overall responsibilities of the systems, and is used to derive requirements on the equipment; � SDR technology advances addressed through deployment scenarios; � The functional MD reference architecture is under definition, work focusing on Multiradio Interface; � Initial studies on reconfigurable base stations have been done, and the potentially relevant standardization topics identified. SDR’10 - Wireless Innovation Conference and Product Exposition 80

  73. World Class Standards Part 4: WG3 - Cognitive Management and Control � Cognitive Management and Control � Functional Architecture for the Management and Control of Reconfigurable Radio Systems; � Cognitive Pilot Channel (CPC); � CPC Two Components / Transport Options; � General Information Model on the information stored on network side; � Recent discussions in ETSI related to CPC. SDR’10 - Wireless Innovation Conference and Product Exposition 81

  74. World Class Standards ETSI RRS: Functional Architecture for the Management and Control of Reconfigurable Radio Systems � Scope: Network with heterogeneous access technologies � Reconfigurable UEs / Mobile Devices and Reconfigurable Base Stations � Functional Architecture addresses generic framework on possible network evolution concepts � Access Selection: Select the best radio ��� ��� access for a given user/session based on ��������������������������� ��������������������������� service requirements, radio conditions, !� !� network load, policies; ������ ������ � ������������������������ ������������������������ Base Station Configuration and ������������������������������� ������������������������������� Reconfiguration to maximise the networks efficiency; !� !� ! ! � Spectrum management for optimal, dynamic ��� ��� � � ���� ���� spectrum usage; ���������������������� ���������������������� ��������������������� ��������������������� ������ ������ � ���������� ���������� Self-Management of Radio Network �" �" " " Infrastructure; � � � Cognition Support Mechanisms (e.g. CPC). ����� ����� ����� ����� ����� ����� � Details available in ETSI TR 102 682 SDR’10 - Wireless Innovation Conference and Product Exposition 82 82

  75. World Class Standards ETSI RRS: Cognitive Pilot Channel � Scope: Cognitive Pilot Channel (CPC) serves mainly to � support the user terminal for an efficient discovery of the available radio accesses in a heterogeneous wireless environment. Moreover, CPC takes additional scenarios into account: � � Flexible spectrum management as well as possible changes of the radio access technologies used in that spectrum; � Secondary spectrum usage (e.g. in TV White Spaces); � RRM optimization. Database Database SDR’10 - Wireless Innovation Conference and Product Exposition RP-100601 83 83

  76. World Class Standards Cognitive Pilot Channel (CPC) � 2 components – CPC can use one of them or a combination: � Outband CPC: A physical channel � Inband CPC: A logical channel outside the components radio within the components radio access technologies access technologies CPC Configuration CPC Configuration Out-band CPC Out-band CPC CPC CPC CPC CPC Manager Manager Manager Manager RAT Infos RAT Infos RAT 1, e.g. UMTS RAT 1, e.g. UMTS RAT Infos RAT Infos RAT 1, e.g. UMTS RAT 1, e.g. UMTS In-band CPC In-band CPC CPC Configuration CPC Configuration RAT Infos RAT Infos RAT Infos RAT Infos RAT 2, e.g. LTE RAT 2, e.g. LTE RAT 2, e.g. LTE RAT 2, e.g. LTE CPC Configuration CPC Configuration In-band CPC In-band CPC JRRM JRRM RAT Infos RAT Infos RAT Infos RAT Infos JRRM JRRM RAT 3, e.g. WiMAX RAT 3, e.g. WiMAX RAT 3, e.g. WiMAX RAT 3, e.g. WiMAX CPC Configuration CPC Configuration In-band CPC In-band CPC RAT Infos RAT Infos RAT Infos RAT Infos RAT 4, e.g. WLAN RAT 4, e.g. WLAN RAT 4, e.g. WLAN RAT 4, e.g. WLAN CPC Configuration CPC Configuration In-band CPC In-band CPC RAT Infos RAT Infos RAT Infos RAT Infos RAT 5, e.g. GSM RAT 5, e.g. GSM RAT 5, e.g. GSM RAT 5, e.g. GSM CPC Configuration CPC Configuration In-band CPC In-band CPC � The CPC may have both downlink and uplink components SDR’10 - Wireless Innovation Conference and Product Exposition 84 84

  77. World Class Standards CPC Transport Options � RAT-specific transport: � Higher layer transport: � As one example, CPC information � This option is RAT can be transported using GSM by independent. Typically, extending the Radio-Resource messages are transported via Management messages. IP. � Broadcast as well as on-demand communication is supported In- -Band Band CPC CPC In Neighbourhood LTE UMTS WiMAX Information Database Configuration of Database after startup of cell RATx RATx RATx CPC RATx CPC CPC RATx RATx CPC RATx CPC CPC RATx data data data data data data data data data data data data data data Initial Access Selection: Logical mapping Time Terminal to scan/discover over RATx first RAT using existing methods Setup of initial connection CPC/Neighbourhood Information Request (Current location and/or list of used/detected cell, QoS requirements, …) CPC/Neighbourhood Information Answer (List of possible radio accesses at current location) CPC Scanning of additional RATs Info as needed and based on CPC Information, Handover Decisions in RATx Infrastructure Infrastructure cooperation with JRRM RATx Terminal Terminal SDR’10 - Wireless Innovation Conference and Product Exposition 85

  78. World Class Standards General Information Model on the information stored on network side � More information: ETSI TR 102 682 “Cognitive Pilot Channel”; � Related work in other standardization bodies: � 3GPP Access Network Discovery and Selection Function (ANDSF); � IEEE SCC41 (IEEE 1900.4); � This related work is summarised in Annex B of TR 102 682. SDR’10 - Wireless Innovation Conference and Product Exposition 86

  79. World Class Standards Recent discussions in ETSI related to CPC � Following statements have been made during the RRS#10 meeting by the TC chairman reflecting the current opinion of the group: � ETSI RRS does not currently see a need to consider an out-band CPC on a world-wide harmonized frequency at WRC’12; � ETSI RRS intend to pursue CPC related studies where the priority is seen on the in-band CPC. � Next steps (under discussion) can be to evolve the concept of the in-band CPC towards “Control Channels for Cognitive Radio Systems” including communication mechanisms for the coexistence and coordination of different cognitive radio networks and nodes. SDR’10 - Wireless Innovation Conference and Product Exposition 87 87

  80. World Class Standards Conclusion Part 4: WG3 - Cognitive Management and Control � A Functional Architecture for the Management and Control of Reconfigurable Radio Systems is defined; � Various approach on the Cognitive Pilot Channel (CPC) are elaborated � CPC Two Components / Transport Options; � General Information Model on the information stored on network side. � What is next ? Recent discussions in ETSI related to CPC. • Concept of the in-band CPC towards “Control Channels for Cognitive Radio Systems” • including communication mechanisms for the coexistence and coordination of different cognitive radio networks and nodes. SDR’10 - Wireless Innovation Conference and Product Exposition 88

  81. World Class Standards Part 5: WG4 - Public Safety � Public Safety � WG4 responsibility and work areas; � Challenges, drivers and opportunities; � Architecture; � Future Developments. SDR’10 - Wireless Innovation Conference and Product Exposition 89

  82. World Class Standards WG4 Mandate � To collect and define the related Reconfigurable Radio Systems (RRS) requirements from relevant stakeholders in the Public Safety domain eventually including military ones; � To define the system aspects for the applications of RRS in Public Safety; � To deliver its findings in the form of Technical Reports, Technical Specifications and other relevant ETSI deliverables as appropriate; � To evaluate the application of RRS technologies to the Public Safety domain; � To evaluate the application of flexible spectrum allocation and spectrum sharing in the public safety domain and define access policies, roles and procedures for managing and sharing PPDR spectrum. SDR’10 - Wireless Innovation Conference and Product Exposition 90 90

  83. World Class Standards Related European FP7 projects The European Commission has financed a number of projects in Public Safety communications. Two projects specifically focused on the application of SDR to the Public Safety domain: WINTSEC (Wireless INTeroperability for SECurity) EULER (EUropean Software defined radio for wireLEss in joint security opeRations) With the support of End-Users from 6 EU nations, Use of SDR to rapidly resolve a major international WINTSEC explores a mix of complementary crisis where public safety and military organizations solutions to overcome the barriers for wireless of various types and nations must operate jointly. interoperability across different agencies. 15 MEuro 3.5 MEuro SDR’10 - Wireless Innovation Conference and Product Exposition 91

  84. World Class Standards Different markets, different requirements ? Military Public Safety Commercial High Security Security Multi-standard Resilience Resilience Spectrum utilization Interoperability Interoperability Fast technology turnover Responsiveness (time) Spectrum utilization Low Cost Responsiveness (time) Long equipment lifecycle Radio Coverage Limited budget Long equipment lifecycle High Dynamic Range Radio coverage Large budget High Dynamic Range Synergies Differences SDR’10 - Wireless Innovation Conference and Product Exposition 92

  85. World Class Standards Main Challenges in Public Safety communications � Interoperability barriers among the wireless equipment and systems of the various public safety organizations; � Public Safety responders need high communication bandwidth to transmit images and video; � Public safety operations are usually unplanned and communications facilities are not guaranteed; � Public Safety users may not have the terminals related to the wireless networks existing in the emergency area; � Evolving Technologies and standards may cause the existing wireless equipment to become obsolete. Equipment lifecycle can be a problem. SDR and CR may have the potential to resolve these challenges SDR’10 - Wireless Innovation Conference and Product Exposition 93

  86. World Class Standards Drivers: What the public safety users want ? Requested enhancements of PPDR communications 1 1 Broadband connectivity Broadband connectivity Wireless interoperability with other Wireless interoperability with other 1 2 2 safety agencies safety agencies 2 Improved reliability of the wireless Improved reliability of the wireless 3 3 network network 3 Capability of using existing Capability of using existing 4 commercial network systems (for commercial network systems (for 5 4 4 example: GSM/UMTS) example: GSM/UMTS) 6 5 5 Increased user mobility Increased user mobility 6 6 Avoid to use multiple terminals Avoid to use multiple terminals 7 Improved communications Improved communications 8 7 7 underground/tunnel underground/tunnel 9 Capability of creating local wireless Capability of creating local wireless 8 8 networks. networks. Improve roaming across region or Improve roaming across region or 9 9 countries countries Questionnaire results (25 users across Europe) SDR’10 - Wireless Innovation Conference and Product Exposition 94

  87. World Class Standards Challenge: Interoperability In Europe, TETRA and TETRAPOL are the dominant PPDR networks, but other wireless communication systems are also used (or they will be used) by PPDR organizations: • Analog PMR; • Satellite Communications; • DMR; • APCO 25; • Commercial networks (e.g. GSM, GPRS, WiMAX, UMTS, LTE). Even TETRA and TETRAPOL networks are currently not interoperable in Europe. SDR technology may provide the capability to overcome interoperability barriers. Commercial domain (multi-standards terminals) and Military domain (JTRS, SCA) have similar needs. Potential for synergies ? SDR’10 - Wireless Innovation Conference and Product Exposition 95 95

  88. World Class Standards Challenge: Interoperability SDR and Public Safety Gateway Approach Gateway Based Terminal Based Infrastructure Based SDR TETRAPOL A-PMR Communications Gateway Base Station TETRAPOL GSM TETRA switch GSM MSC TETRA A-PMR A-PMR switch TETRA TETRAPOL switch TETRAPOL TETRA PMR 2 SDR Terminal GSM PMR 1 Terminal PMR 1 TETRA Terminal Terminal SDR’10 - Wireless Innovation Conference and Product Exposition 96 96

  89. World Class Standards Challenge: Radio frequency spectrum in Europe for PPDR The existing spectrum identified for PPDR type services does not meet the actual needs, particularly for high speed data communication. It is quite difficult to identify new harmonized bands across Europe below 1 GHz. Allocation of new bands above 1 GHz have a large economical impact on existing PPDR networks (i.e. TETRA). The following potential solutions or research areas have been identified: • Spectrum sharing of PPDR with military and commercial networks; • Dynamic Spectrum management (local, temporary use) to increase capacity before a major event � � Cognitive Radio may improve � � Spectrum utilization From Working Group Frequency Management of CEPT/ECC - Public Protection and Disaster Relief (PPDR) 11-12 March 2010, Mainz (Germany) SDR’10 - Wireless Innovation Conference and Product Exposition 97

  90. World Class Standards Architecture The architecture of EAN EAN EAN Service and Network Control EAN Service and Network Control Point (ESNCP) Point (ESNCP) future PPDR networks EAN EAN E1 E1 Core Core based on SDR and CR must address legacy systems (e.g. TETRA, JE1 JE1 TETRAPOL, APCO25) and existing hierarchical JAN JAN JAN Service and Network JAN Service and Network structures (e.g. EAN, Control Point (JSNCP) Control Point (JSNCP) Infrastructure IAN Infrastructure IAN RI2 RI2 JAN, IAN, Ad-hoc IAN). RJ1 RJ1 JAN WACS JAN WACS IJ1 IJ1 JAN JAN IAN IAN Core Core Core Core IAN IAN RRS IAN RRS IAN RJ2 RJ2 WACS WACS WACS WACS RRS JAN RRS JAN RI1 RI1 WACS WACS RAI5 RAI5 RAJ4 RAJ4 RAI6 RAI6 RAJ1 RAJ1 RAJ3 RAJ3 RAJ5 RAJ5 Mobile Terminal Mobile Terminal Mobile Terminal PSCD PSCD Semi-stationary Semi-stationary Semi-stationary RA7 RA7 RA4 RA4 RA5 RA5 RA6 RA6 RAJ2 RAJ2 RAI2 RAI2 RAI3 RAI3 RAI RAI RRS Mobile Terminal RRS Mobile Terminal RRS PSCD RRS PSCD Semi stationary Semi stationary RAI5 RAI5 RAI4 RAI4 RAJ6 RAJ6 Ad-Hoc IAN Interfaces Ad-Hoc IAN Interfaces SDR’10 - Wireless Innovation Conference and Product Exposition 98

  91. World Class Standards Architecture A number of architectures have been investigated. Due to the hierarchical organizational structure of Public Safety organizations, a centralized architecture is preferred for Public Safety Cognitive Radio networks. Out-of-band Channel In-band Channel The architecture will be based on a Cognitive Pilot Channel, which can be In-band (e.g. TETRA, TETRAPOL data channels) or Out-of-band. SDR’10 - Wireless Innovation Conference and Product Exposition 99

  92. World Class Standards Architecture Interoperability: the main line to follow in order to develop this concept is the Interoperability among users involved and the consequent requirements. Here the term “Interoperability” has seen only from radio communications infrastructure point of view and the related information flow supported by: SDR’10 - Wireless Innovation Conference and Product Exposition 100

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