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Energy Efficient Effective Capacity for 5G Networks Eduard Jorswieck Communications Theory - 5G Lab Germany Communications Theory joint work with Dr. Martin Mittelbach (TU Dresden) Dr. Rami Mochaourab (KTH Access Center) Dr.


  1. Energy Efficient Effective Capacity for 5G Networks Eduard Jorswieck Communications Theory - 5G Lab Germany Communications Theory

  2. joint work with • Dr. Martin Mittelbach (TU Dresden) • Dr. Rami Mochaourab (KTH Access Center) • Dr. Christian Isheden (Actix Dresden) • Mahnaz Sinaie (guest PhD student, Tehran, Iran) • Prof. Emil Björnson (Linköping, SE) • Prof. Merouane Debbah (Supelec, FR) • Prof. Björn Ottersten (KTH & SnT, UoL)

  3. Cellular Roadmap of USPs 5G – 2022 + Tactile Internet + massive M2M + Tb/s + “carrier grade” + safe & secure 4G – 2012 + Video everything 3G – 2002 + 3D Graphics + Data 2G – 1992 + Positioning Voice Messages G. Fettweis and Siavash Alamouti. “5G: Personal Mobile Internet beyond What Cellular Did to Telephony”, IEEE Communications Magazine, 52.2 (2014): 140-145.

  4. 5G - Massive Requirements <"1ms"RTT >"10Gbit/s"per"user <" ​ 10 ↑ −8 "outage" <" ​ 10 ↑ −12 "security" >"10k"sensors"per"cell 10x10$heterogenity$ Massive throughput Massive reduction in latency State of the art Massive sensing Massive resilience Massive safety and security Massive fractal heterogeneity

  5. Problem Statement • Conflicting performance metrics: • Data rate / throughput • Delay / latency • Energy efficiency • Multi-Objective Programming (MOP) problem E. Björnson, E. Jorswieck, M. Debbah, B. Ottersten, "Multi-Objective Signal Processing Optimization: The Way to Balance Conflicting Metrics in 5G Systems", IEEE Signal Processing Magazine, vol. 31, no. 6, pp. 14-23, Nov. 2014.

  6. Preliminary Results I • MISO / MIMO average effective capacity maximization with statistical channel state information at the transmitter Q ⌫ 0 , tr( Q )  P − 1 I + ρ HQH H ��⇤ ⇥ � � − θ log det max θ T log E exp E. Jorswieck, R. Mochaourab, and M. Mittelbach, “Effective Capacity Maximization in Multi-Antenna Channels with Covariance Feedback”, IEEE Trans. on Wireless Communications, vol. 9, no. 10, pp. 2988 – 2993, Oct. 2010.

  7. Preliminary Results II • Important result for solving the programming problem: I + ρ HQH H ��⇤ ⇥� � Φ ( Q ) = − E det is concave in Q . • The optimal eigenvectors diagonalize the transmit correlation matrix. • The remaining vector (eigenvalues) programming problem can be solved efficiently .

  8. Preliminary Results III

  9. Efficiency of Effective Capacity • Efficiency is a measurable concept, quantitatively determined by the ratio of output to input. E ff ective Capacity Total Energy Consumed • Total energy consumed contains the contribution from the active as well as passive RF transceiver parts. G. Miao, N. Himayat, Y. Li, and A. Swami, “Cross-layer optimization for energy-efficient wireless communications: a survey,” Wireless Commun. and Mobile Computing, vol. 9, no. 4, pp. 529–542, 2009

  10. Maximization of EEC in SISO • Programming problem: (1 + ρ p α ) − θ ⇤ ⇥ p ≥ 0 − log E max θ ( p c + p ) • Average can be computed often in closed form • Characterization of optimal solution is possible • X. Chen R. Q. Hu, G. Wu and Q. C. Li, “Tradeoff between energy efficiency and spectral efficiency in a delay constrained wireless system”, Wireless Communications and Mobile Computing, 2014. • W. Cheng, X. Zhang, H. Zhang, „Joint Spectrum and Power Efficiencies Optimization for Statistical QoS Provisionings Over SISO/MIMO Wireless Networks“, IEEE Journal Selected Areas in Communications, vol. 31, no. 5, May 2013.

  11. Tradeoff Delay and Energy Efficiency 5 4.5 Efficient Effective Capacity [bit/s/Hz] 4 3.5 3 2.5 2 1.5 1 0.5 0 20 15 − 20 10 − 15 5 − 10 0 − 5 − 5 0 5 − 10 10 − 15 15 inverse noise variance [dB] delay parameter θ [dB] − 20 20

  12. Extension to EEC in MIMO • Maximize Efficient Effective Capacity in MIMO with statistical CSIT: ⇥ � I + ρ HQH H �� Q ⌫ 0 , tr( Q )  P − log E exp( − θ log det max θ T (tr( Q ) + P c ) • Parametric convex program I + ρ HQH H �� ⇥ � f ( λ ) = Q ⌫ 0 , tr( Q )  P − log E max exp( − θ log det − λθ T (tr( Q ) + P c ) • Optimum at —> Dinkelbach algorithm f ( λ ∗ ) = 0 C. Isheden, Z. Chong, E. Jorswieck, G. Fettweis, "Framework for Link-Level Energy Efficiency Optimization with Informed Transmitter", IEEE Trans. on Wireless Communications, vol. 11, no. 8, pp. 2946-2957, Aug. 2012.

  13. Impact of system parameters on the Energy / Delay tradeoff • Spatial dimensions: number of antennas, impact of spatial correlation, hardware impairments (massive MIMO), etc. • Spectral dimensions: multi-carrier (OFDM), generalized multi-carrier, correlated carriers, power delay profile • Temporal dimensions: from fast-fading (iid) to Markov models

  14. Further (visionary) Challenges • Multi-User Systems, e.g., multi-antenna multiple access channel (MAC) is , espec- all vectors ynes rates stability called of ithout could ould gion

  15. Global Efficient Effective Sum-Capacity • Maximize Efficient Effective Sum-Capacity  ✓ ◆◆ K H k Q k H H P log E exp( − θ log det I + ρ k k =1 max Q k ⌫ 0 , tr( Q k )  P k − K P θ T ( tr( Q k ) + P c ) k =1 • Idea : Combine outer Dinkelbach algorithm with inner statistical iterative water filling • Implementation, interpretation, assessment open…

  16. Further challenges • Discuss operational meaning of efficient effective sum capacity in the multiuser setup: • MAC versus broadcast channel (BC) (versus Interference Channel) • Distributed implementation via game theory • Standard function framework to show global stability

  17. Thank you for your attention http://ifn.et.tu-dresden.de/tnt/

  18. Backup Slides

  19. Proof of Concavity

  20. Proof of Optimality of Diagonalization

  21. Single-stream BF

  22. 2500 Number of realizations (out of 100.000) 2000 1500 1000 500 0 0 0.5 1 1.5 2 2.5 3 3.5 4 Instantaneous rate

  23. 1 10 ergodic capacity maximization effective capacity maximization ( θ =3) instantaneous rate 0 10 − 1 10 − 2 10 0 50 100 150 200 time slot t

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