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Critical Phenomena in Gravitational Collapse Thomas Baumgarte Bowdoin College ICERM, Brown University, Oct. 27, 2020 Critical Phenomena Critical Phenomena in gravitational collapse Critical Phenomena in gravitational collapse Thomas


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Critical Phenomena in Gravitational Collapse

Thomas Baumgarte Bowdoin College ICERM, Brown University, Oct. 27, 2020

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Critical Phenomena Critical Phenomena in gravitational collapse

Critical Phenomena in gravitational collapse

Thomas Baumgarte, Bowdoin College

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Critical Phenomena Critical Phenomena in gravitational collapse

A numerical experiment...

  • Consider scalar wave

φ ≡ gab∇a∇b φ = 0 coupled to Einstein’s equations

  • Initial data

φ = η exp(−R2/R2

0)

  • try out different η...

1 2 3 4 5 6 7 8 t −0.2 0.0 0.2 0.4 0.6 0.8 1.0 1.2 α η =0.6 η =0.1

Have critical value η∗ so that η < η∗ α → 1 end up with flat space η > η∗ α → 0 end up with black hole Black-hole threshold 0.3 < η∗ < 0.4

Thomas Baumgarte, Bowdoin College

3

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Critical Phenomena Critical Phenomena in gravitational collapse

A numerical experiment...

  • Let’s say scalar wave

φ ≡ gab∇a∇b φ = 0 coupled to Einstein’s equations

  • Initial data

φ = η exp(−R2/R2

0)

  • try out different η...

1 2 3 4 5 6 7 8 t −0.2 0.0 0.2 0.4 0.6 0.8 1.0 α η =0.39 η =0.31

Have critical value η∗ so that η < η∗ α → 1 end up with flat space η > η∗ α → 0 end up with black hole Black-hole threshold 0.3 < η∗ < 0.31

Thomas Baumgarte, Bowdoin College

3

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Critical Phenomena Critical Phenomena in gravitational collapse

A numerical experiment...

  • Let’s say scalar wave

φ ≡ gab∇a∇b φ = 0 coupled to Einstein’s equations

  • Initial data

φ = η exp(−R2/R2

0)

  • try out different η...

1 2 3 4 5 6 7 8 t −0.2 0.0 0.2 0.4 0.6 0.8 1.0 α η =0.309 η =0.301

Have critical value η∗ so that η < η∗ α → 1 end up with flat space η > η∗ α → 0 end up with black hole Black-hole threshold 0.303 < η∗ < 0.304

Thomas Baumgarte, Bowdoin College

3

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Critical Phenomena Critical Phenomena in gravitational collapse

A numerical experiment...

  • Let’s say scalar wave

φ ≡ gab∇a∇b φ = 0 coupled to Einstein’s equations

  • Initial data

φ = η exp(−R2/R2

0)

  • try out different η...

2 4 6 8 t −0.2 0.0 0.2 0.4 0.6 0.8 1.0 1.2 α η =0.3039 η =0.3031

Have critical value η∗ so that η < η∗ α → 1 end up with flat space η > η∗ α → 0 end up with black hole Black-hole threshold 0.3033 < η∗ < 0.3034

Thomas Baumgarte, Bowdoin College

3

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Critical Phenomena Critical Phenomena in gravitational collapse

A numerical experiment...

  • Let’s say scalar wave

φ ≡ gab∇a∇b φ = 0 coupled to Einstein’s equations

  • Initial data

φ = η exp(−R2/R2

0)

  • try out different η...

2 4 6 8 t −0.2 0.0 0.2 0.4 0.6 0.8 1.0 1.2 α η =0.30339 η =0.30331

Have critical value η∗ so that η < η∗ α → 1 end up with flat space η > η∗ α → 0 end up with black hole Black-hole threshold 0.30337 < η∗ < 0.30338

Thomas Baumgarte, Bowdoin College

3

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Critical Phenomena Critical Phenomena in gravitational collapse

A numerical experiment...

  • Let’s say scalar wave

φ ≡ gab∇a∇b φ = 0 coupled to Einstein’s equations

  • Initial data

φ = η exp(−R2/R2

0)

  • try out different η...

2 4 6 8 t −0.2 0.0 0.2 0.4 0.6 0.8 1.0 1.2 α η =0.303379 η =0.303371

Have critical value η∗ so that η < η∗ α → 1 end up with flat space η > η∗ α → 0 end up with black hole Black-hole threshold 0.303375 < η∗ < 0.303376

Thomas Baumgarte, Bowdoin College

3

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Critical Phenomena Critical Phenomena in gravitational collapse

A numerical experiment...

  • Let’s say scalar wave

φ ≡ gab∇a∇b φ = 0 coupled to Einstein’s equations

  • Initial data

φ = η exp(−R2/R2

0)

  • try out different η...

5.8 6.0 6.2 6.4 6.6 t 0.0 0.2 0.4 0.6 0.8 α η =0.303379 η =0.303371

Have critical value η∗ so that η < η∗ α → 1 end up with flat space η > η∗ α → 0 end up with black hole Black-hole threshold 0.303375 < η∗ < 0.303376

Thomas Baumgarte, Bowdoin College

3

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Critical Phenomena Critical Phenomena in gravitational collapse

A numerical experiment...

  • Let’s say scalar wave

φ ≡ gab∇a∇b φ = 0 coupled to Einstein’s equations

  • Initial data

φ = η exp(−R2/R2

0)

  • try out different η...

5.8 6.0 6.2 6.4 6.6 t 0.0 0.2 0.4 0.6 0.8 α η =0.3033759 η =0.3033751

Have critical value η∗ so that η < η∗ α → 1 end up with flat space η > η∗ α → 0 end up with black hole Black-hole threshold 0.3033759 < η∗ < 0.3033760

Thomas Baumgarte, Bowdoin College

3

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Critical Phenomena Critical Phenomena in gravitational collapse

A numerical experiment...

  • Let’s say scalar wave

φ ≡ gab∇a∇b φ = 0 coupled to Einstein’s equations

  • Initial data

φ = η exp(−R2/R2

0)

  • try out different η...

5.8 6.0 6.2 6.4 6.6 t 0.0 0.2 0.4 0.6 0.8 α η =0.30337599 η =0.30337591

Have critical value η∗ so that η < η∗ α → 1 end up with flat space η > η∗ α → 0 end up with black hole Black-hole threshold 0.30337599 < η∗ < 0.30337600

Thomas Baumgarte, Bowdoin College

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Critical Phenomena Critical Phenomena in gravitational collapse

A numerical experiment...

  • Let’s say scalar wave

φ ≡ gab∇a∇b φ = 0 coupled to Einstein’s equations

  • Initial data

φ = η exp(−R2/R2

0)

  • try out different η...

5.8 6.0 6.2 6.4 6.6 t 0.0 0.2 0.4 0.6 0.8 α η =0.303375999 η =0.303375991

Have critical value η∗ so that η < η∗ α → 1 end up with flat space η > η∗ α → 0 end up with black hole Black-hole threshold 0.303375994 < η∗ < 0.303375995

Thomas Baumgarte, Bowdoin College

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Critical Phenomena Critical Phenomena in gravitational collapse

A numerical experiment...

  • Let’s say scalar wave

φ ≡ gab∇a∇b φ = 0 coupled to Einstein’s equations

  • Initial data

φ = η exp(−R2/R2

0)

  • try out different η...

6.45 6.50 6.55 6.60 t 0.0 0.2 0.4 0.6 α η =0.303375999 η =0.303375991

Have critical value η∗ so that η < η∗ α → 1 end up with flat space η > η∗ α → 0 end up with black hole Black-hole threshold 0.303375994 < η∗ < 0.303375995

Thomas Baumgarte, Bowdoin College

3

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Critical Phenomena Critical Phenomena in gravitational collapse

A numerical experiment...

  • Let’s say scalar wave

φ ≡ gab∇a∇b φ = 0 coupled to Einstein’s equations

  • Initial data

φ = η exp(−R2/R2

0)

  • try out different η...

6.45 6.50 6.55 6.60 t 0.0 0.2 0.4 0.6 α η =0.3033759949 η =0.3033759941

Have critical value η∗ so that η < η∗ α → 1 end up with flat space η > η∗ α → 0 end up with black hole Black-hole threshold 0.3033759947 < η∗ < 0.3033759948

Thomas Baumgarte, Bowdoin College

3

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Critical Phenomena Critical Phenomena in gravitational collapse

A numerical experiment...

  • Let’s say scalar wave

φ ≡ gab∇a∇b φ = 0 coupled to Einstein’s equations

  • Initial data

φ = η exp(−R2/R2

0)

  • try out different η...

6.45 6.50 6.55 6.60 t 0.0 0.2 0.4 0.6 α η =0.30337599479 η =0.30337599471

Have critical value η∗ so that η < η∗ α → 1 end up with flat space η > η∗ α → 0 end up with black hole Black-hole threshold 0.30337599472 < η∗ < 0.30337599473

Thomas Baumgarte, Bowdoin College

3

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Critical Phenomena Critical Phenomena in gravitational collapse

A numerical experiment...

  • Let’s say scalar wave

φ ≡ gab∇a∇b φ = 0 coupled to Einstein’s equations

  • Initial data

φ = η exp(−R2/R2

0)

  • try out different η...

6.45 6.50 6.55 6.60 t 0.0 0.2 0.4 0.6 α η =0.303375994729 η =0.303375994721

Have critical value η∗ so that η < η∗ α → 1 end up with flat space η > η∗ α → 0 end up with black hole Black-hole threshold 0.303375994729 < η∗ < 0.303375994730

Thomas Baumgarte, Bowdoin College

3

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Critical Phenomena Critical Phenomena in gravitational collapse

A numerical experiment...

  • Let’s say scalar wave

φ ≡ gab∇a∇b φ = 0 coupled to Einstein’s equations

  • Initial data

φ = η exp(−R2/R2

0)

  • try out different η...

6.5825 6.5850 6.5875 6.5900 6.5925 t −0.1 0.0 0.1 0.2 0.3 0.4 α η =0.303375994729 η =0.303375994721

Have critical value η∗ so that η < η∗ α → 1 end up with flat space η > η∗ α → 0 end up with black hole Black-hole threshold 0.303375994729 < η∗ < 0.303375994730

Thomas Baumgarte, Bowdoin College

3

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Critical Phenomena Critical Phenomena in gravitational collapse

A numerical experiment...

  • Let’s say scalar wave

φ ≡ gab∇a∇b φ = 0 coupled to Einstein’s equations

  • Initial data

φ = η exp(−R2/R2

0)

  • try out different η...

6.5825 6.5850 6.5875 6.5900 6.5925 t −0.1 0.0 0.1 0.2 0.3 0.4 α η =0.3033759947299 η =0.3033759947291

Have critical value η∗ so that η < η∗ α → 1 end up with flat space η > η∗ α → 0 end up with black hole Black-hole threshold 0.3033759947297 < η∗ < 0.3033759947298

Thomas Baumgarte, Bowdoin College

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Critical Phenomena Critical Phenomena in gravitational collapse

Critical Solution

  • Let’s look at φ for η ≈ η∗ at r = 0

2 4 6 t −0.6 −0.4 −0.2 0.0 0.2 0.4 0.6 φc

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Critical Phenomena Critical Phenomena in gravitational collapse

Critical Solution

  • Let’s look at φ for η ≈ η∗ at r = 0
  • plot as function of proper time τ

= ⇒ oscillations “accumulate” at “accumulation” time τ∗ ≈ 1.5698

0.0 0.5 1.0 1.5 τ −0.6 −0.4 −0.2 0.0 0.2 0.4 0.6 φc

Thomas Baumgarte, Bowdoin College

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Critical Phenomena Critical Phenomena in gravitational collapse

Critical Solution

  • Let’s look at φ for η ≈ η∗ at r = 0
  • plot as function of proper time τ

= ⇒ oscillations “accumulate” at “accumulation” time τ∗ ≈ 1.5698

  • plot as function of

T ≡ − log(τ∗ − τ)

0.0 2.5 5.0 7.5 10.0 T −0.6 −0.4 −0.2 0.0 0.2 0.4 0.6 φc

Thomas Baumgarte, Bowdoin College

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Critical Phenomena Critical Phenomena in gravitational collapse

Critical Solution

  • Let’s look at φ for η ≈ η∗ at r = 0
  • plot as function of proper time τ

= ⇒ oscillations “accumulate” at “accumulation” time τ∗ ≈ 1.5698

  • plot as function of

T ≡ − log(τ∗ − τ)

0.0 2.5 5.0 7.5 10.0 12.5 T −0.6 −0.4 −0.2 0.0 0.2 0.4 0.6 φc

= ⇒ critical solution performs periodic oscillations in T (discrete self-similarity) = ⇒ “Choptuik spacetime”

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Critical Phenomena Critical Phenomena in gravitational collapse

Can we form arbitrarily small black holes? Plot mass M of forming black hole as function of parameter η = ⇒ find power-law scaling M ≃ (η − η∗)γ with critical exponent γ universal (for given matter field)

  • reminiscent of critical phenomena in other

fields of physics

  • can form arbitrarily small black holes

[Choptuik, 1998]

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Critical Phenomena Critical Phenomena in gravitational collapse

Critical Phenomena in Gravitational Collapse Consider initial matter distribution parametrized by η (say density) and evolve... Then critical parameter η∗ separates

  • supercritical data: form black hole
  • subcritical data: don’t

Close to η∗ observe critical phenomena:

  • black hole formed from supercritical data

has mass M ≃ |η − η∗|γ where γ is universal [Choptuik, 1998]

  • spacetime approaches self-similar critical solution

[Choptuik, 1993]

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Critical Phenomena Self-similarity

Self-similarity

  • Solution

contracts without changing

  • shape. . .

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Critical Phenomena Self-similarity

Self-similarity

  • Solution

contracts without changing

  • shape. . .

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Critical Phenomena Self-similarity

Self-similarity

  • Solution

contracts without changing

  • shape. . .
  • . . . towards accumulation event at τ = τ∗

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Critical Phenomena Self-similarity

Self-similarity

  • Solution

contracts without changing

  • shape. . .
  • . . . towards accumulation event at τ = τ∗
  • radius R proportional to τ∗ − τ,

R ≃ (τ∗ − τ) = ⇒ dimensionless quantities are functions of ξ ≡ R τ∗ − τ

  • nly, i.e.

Z = Z∗(ξ)

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Critical Phenomena Self-similarity

Self-similarity

  • Solution

contracts without changing

  • shape. . .
  • . . . towards accumulation event at τ = τ∗
  • radius R proportional to τ∗ − τ,

R ≃ (τ∗ − τ) = ⇒ dimensionless quantities are functions of ξ ≡ R τ∗ − τ

  • nly, i.e.

Z = Z∗(ξ)

Thomas Baumgarte, Bowdoin College

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Critical Phenomena Self-similarity

Self-similarity

  • Solution

contracts without changing

  • shape. . .
  • . . . towards accumulation event at τ = τ∗
  • radius R proportional to τ∗ − τ,

R ≃ (τ∗ − τ) = ⇒ dimensionless quantities are functions of ξ ≡ R τ∗ − τ

  • nly, i.e.

Z = Z∗(ξ) = ⇒ no preferred global length scale What sets scale of forming black holes?

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Critical Phenomena Self-similarity

Three phases of evolution

  • Phase I:

from initial data to something close to critical solution (how close? depends on degree of fine-tuning)

  • Phase II:

critical solution plus perturbation (until perturbation becomes nonlinear)

  • Phase III:

collapse to black hole or disperse = ⇒ length scale set by size of self-similar solution at transition from Phase II to III

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Critical Phenomena Phase II: Perturbations of Critical Solutions

Phase II: Perturbations of Critical Solutions

  • Consider perturbations ζ of critical solution

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Critical Phenomena Phase II: Perturbations of Critical Solutions

Phase II: Perturbations of Critical Solutions

  • Consider perturbations ζ of critical solution

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Critical Phenomena Phase II: Perturbations of Critical Solutions

Phase II: Perturbations of Critical Solutions

  • Consider perturbations ζ of critical solution
  • assume that only one mode is unstable

= ⇒ grows at rate λ in T = − log(τ∗ − τ) ζ ∝ exp(λT) = (τ∗ − τ)−λ

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Critical Phenomena Phase II: Perturbations of Critical Solutions

Phase II: Perturbations of Critical Solutions

  • Consider perturbations ζ of critical solution
  • assume that only one mode is unstable

= ⇒ grows at rate λ in T = − log(τ∗ − τ) ζ ∝ exp(λT) = (τ∗ − τ)−λ

  • to leading order also proportional to η − η∗

ζ ∝ (η − η∗)(τ∗ − τ)−λ

Thomas Baumgarte, Bowdoin College

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Critical Phenomena Phase II: Perturbations of Critical Solutions

Phase II: Perturbations of Critical Solutions

  • Consider perturbations ζ of critical solution
  • assume that only one mode is unstable

= ⇒ grows at rate λ in T = − log(τ∗ − τ) ζ ∝ exp(λT) = (τ∗ − τ)−λ

  • to leading order also proportional to η − η∗

ζ ∝ (η − η∗)(τ∗ − τ)−λ Mode becomes nonlinear when ζ = const = ⇒ determines length scale R ∝ (τ∗ − τ) ∝ (η − η∗)1/λ

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Critical Phenomena Phase II: Perturbations of Critical Solutions

Phase II: Perturbations of Critical Solutions

  • Consider perturbations ζ of critical solution
  • assume that only one mode is unstable

= ⇒ grows at rate λ in T = − log(τ∗ − τ) ζ ∝ exp(λT) = (τ∗ − τ)−λ

  • to leading order also proportional to η − η∗

ζ ∝ (η − η∗)(τ∗ − τ)−λ Mode becomes nonlinear when ζ = const = ⇒ determines length scale R ∝ (τ∗ − τ) ∝ (η − η∗)1/λ = ⇒ scaling laws, e.g. M ∝ (η − η∗)γ with γ = 1/λ [Koike et.al., 1995; Maison 1995]

10−10 10−8 10−6 10−4 10−2 |η − η∗| 10−2 10−1 100 M, ρ−1/2

max

ρ−1/2

max

M

1/λ = 0.3558 γ = 0.356 [Celestino & TWB, 2018]

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Critical Phenomena Phase II: Perturbations of Critical Solutions

Continuous versus discrete self-similarity For fluid, for example, encounter con- tinuous self-similarity (CSS) For scalar waves, expect “super- imposed” oscillation = ⇒ discrete self-similarity (DSS)

0.0 2.5 5.0 7.5 10.0 T −0.6 −0.4 −0.2 0.0 0.2 0.4 0.6 φc −30 −25 −20 −15 −10 ln(η∗ − η) 5 10 15 20 ln(ρmax) ǫ2 = 0

= ⇒ leaves periodic “wiggle” in power- law scaling [Gundlach, 1997; Hod & Piran, 1997]

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Critical Phenomena Key ingredients...

Key ingredients...

  • Unique critical solution, either CSS or DSS
  • Single unstable mode, Lyapunov exponent λ

= ⇒ Power-law scaling with critical exponent γ = 1/λ

  • Pretty well established in spherical symmetry...

= ⇒ ... but what about non-spherical cases??

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Critical Phenomena Critical collapse of gravitational waves

Critical collapse of gravitational waves

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Critical Phenomena Critical collapse of gravitational waves

Numerous attempts to reproduce this... Despite many attempts... [e.g. Alcubierre et.al., 2000; Garfinkle & Duncan, 2001; Santamaria, 2006; Rinne, 2008; Sorkin, 2011; Hilditch et.al., 2013; Hilditch et.al., 2017] ... the results of Abrahams & Evans have yet to be reproduced. Issues...

  • Few of the current 3D numerical relativity codes are designed for critical-collapse

simulations

  • Some evidence that coordinate conditions that work for other simulations do not

work well for critical collapse of gravitational waves

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Critical Phenomena Critical collapse of gravitational waves

Collapse of Brill waves

  • Fine-tune Brill waves to black-hole threshold
  • Some agreement with Abrahams & Evans
  • But lack of clear evidence for DSS...

[Hilditch, Weyhausen, & Br¨ ugmann, 2017]

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Critical Phenomena Critical collapse of electromagnetic waves

Critical collapse of electromagnetic waves Solve Einstein-Maxwell system in axisymmetry

  • Forms system of equations similar to that for scalar waves
  • Does not allow spherically symmetric critical solution

Consider dipolar initial data of the form Eφ = −4η ψ6

  • e−(r−r0)2 + e−(r+r0)2

Evolve with code that solves BSSN equations in spherical polar coordinates [Baumgarte et.al., 2013]

  • “gravitational gauge”: 1+log slicing; zero shift
  • “EM gauge”: choose Φ ≡ naAa = 0

= ⇒ fine-tune parameter η to critical value η∗... [Baumgarte, Gundlach, & Hilditch, 2019]

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Critical Phenomena Critical collapse of electromagnetic waves

The critical solution As invariant diagnostic, consider Aξ ≡ ξaAa (ξaξa)1/2 Here

  • Aa electrodynamic vector potential
  • ξa = ∂/∂ϕ axisymmetric Killing vec-

tor

  • T = − ln(τ∗ − τ)
  • λ affine parameter along null geodesics

= ⇒ approximate DSS, with period ∆ ≃ 0.55 – but not exact

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Critical Phenomena Critical collapse of electromagnetic waves

Scaling

  • Approximate scaling

ρmax

c

≃ (η∗ − η)−2γ with γ = 0.145 – but not exact

  • wiggles not exactly periodic

10−11 10−9 10−7 10−5 10−3 η∗ − η 10−1 100 101 102 ρmax

c

r0 = 0, N = 1 r0 = 0, N = 2 r0 = 0, N = 3 r0 = 0, N = 4 r0 = 3, N = 2 r0 = 3, N = 3 0.08 (η∗ − η)−2γ

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Critical Phenomena Critical collapse of electromagnetic waves

Scaling

  • Approximate scaling

ρmax

c

≃ (η∗ − η)−2γ with γ = 0.145 – but not exact

  • wiggles not exactly periodic

= ⇒ reminiscent of [Hilditch et.al., 2017]

10−11 10−9 10−7 10−5 10−3 η∗ − η 10−1 100 101 102 ρmax

c

r0 = 0, N = 1 r0 = 0, N = 2 r0 = 0, N = 3 r0 = 0, N = 4 r0 = 3, N = 2 r0 = 3, N = 3 0.08 (η∗ − η)−2γ

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Critical Phenomena Critical collapse of electromagnetic waves

Behavior of lapse

10 20 30 t 10−3 10−2 10−1 100 αc subcrit. supercrit. 31 32 10−1

Gravitational waves Electromagnetic waves [Abrahams & Evans, 1994] = ⇒ No conclusive evidence for strict periodicity in either case

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Critical Phenomena Critical collapse of electromagnetic waves

Is the critical solution unique? Centered (r0 = 0) Off-centered (r0 = 3) = ⇒ No evidence for strict uniqueness

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Critical Phenomena Critical collapse of electromagnetic waves

Is the critical solution unique? Centered (r0 = 0) Off-centered (r0 = 3) = ⇒ No evidence for strict uniqueness = ⇒ Considering more general initial data suggests non-uniqueness of critical solution [Perez Mendoza et.al., in prep]

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Critical Phenomena Summary

Summary

  • Numerical simulations of critical collapse of electromagnetic waves suggest...
  • ... approximate, but not exact DSS of critical solution
  • ... approximate, but not exact power-law scaling
  • ... similarities with results for gravitational waves
  • Absence of exact DSS and scaling might be caused by...
  • ... interplay between gravitational and electromagnetic degrees of freedom

[Gundlach et.al., 2019]

  • ... interplay between different multipole moments

= ⇒ appear to be related to non-spherical nature of critical solution

  • No evidence for uniqueness of critical solution

[Fern´ andez et.al., 2020] Our notion of critical phenomena in gravitational collapse in- vokes the existence of a unique, strictly self-similar critical solu- tion with a single unstable mode. This notion does not appear to apply for electromagnetic (or gravitational) waves.

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