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Acquiring scope interactions of root modals and negation Childrens preference for modal strength Paloma Jereti c paloma@nyu.edu Child Language Lab October 10, 2018 The learning problem Consider utterances (1) and (2) (1) that baby is


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SLIDE 1

Acquiring scope interactions of root modals and negation

Children’s preference for modal strength

Paloma Jeretiˇ c

paloma@nyu.edu

Child Language Lab October 10, 2018

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SLIDE 2

The learning problem

Consider utterances (1) and (2)

(1) (2)

(1) that baby is very small and Xn’t have pie.

Mar´ ıa hears this at 1;11

(2) actually it’s really hot outside he Yn’t wear a scarf.

Madeleine hears this at 1;09

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SLIDE 3

The learning problem

Consider utterances (1) and (2)

(3) (4)

(1) that baby is very small and Xn’t have pie.

Mar´ ıa hears this at 1;11

(2) actually it’s really hot outside he Yn’t wear a scarf.

Madeleine hears this at 1;09

◮ can we guess what X and Y are?

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SLIDE 4

The learning problem

Consider utterances (1) and (2)

(5) (6)

(1) that baby is very small and Xn’t have pie.

Mar´ ıa hears this at 1;11

(2) actually it’s really hot outside he Yn’t wear a scarf.

Madeleine hears this at 1;09

◮ can we guess what X and Y are? ◮ at best, we can guess that (1) is a prohibition, and (2) a

denial of necessity

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SLIDE 5

The learning problem

Consider utterances (1) and (2)

(7) (8)

(1) that baby is very small and Xn’t have pie.

Mar´ ıa hears this at 1;11

(2) actually it’s really hot outside he Yn’t wear a scarf.

Madeleine hears this at 1;09

◮ can we guess what X and Y are? ◮ at best, we can guess that (1) is a prohibition, and (2) a

denial of necessity

◮ but even if we know that X and Y are modals, both force and

scope with respect to negation are indeterminate, making it impossible from this data to guess the semantics of X and Y

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SLIDE 6

The learning problem

Consider utterances (1) and (2)

(9) (10)

(1) that baby is very small and Xn’t have pie.

Mar´ ıa hears this at 1;11

(2) actually it’s really hot outside he Yn’t wear a scarf.

Madeleine hears this at 1;09

◮ what do kids do when confronted with this data?

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SLIDE 7

The learning problem

Consider utterances (1) and (2)

(11) (12)

(1) that baby is very small and Xn’t have pie.

Mar´ ıa hears this at 1;11

(2) actually it’s really hot outside he Yn’t wear a scarf.

Madeleine hears this at 1;09

◮ what do kids do when confronted with this data? ◮ assuming they are able to learn from contextual cues (cf.

Tomasello, 2003), there are several possibilities:

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SLIDE 8

The learning problem

Consider utterances (1) and (2)

(13) (14)

(1) that baby is very small and Xn’t have pie.

Mar´ ıa hears this at 1;11

(2) actually it’s really hot outside he Yn’t wear a scarf.

Madeleine hears this at 1;09

◮ what do kids do when confronted with this data? ◮ assuming they are able to learn from contextual cues (cf.

Tomasello, 2003), there are several possibilities:

◮ they infer the meaning of the whole modal+negation complex ◮ don’t assume anything about the meaning of the form ◮ have a default assumption about the meaning of the form ◮ they first learn the non-negated forms, then can infer scope

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Scope interactions of root modals and negation

force of modal form

possibility

existential quantification

necessity

universal quantification

can must, have to peut faut, besoin puede debe, tiene que

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SLIDE 10

Scope interactions of root modals and negation

force of modal form

possibility

existential quantification

necessity

universal quantification

can must, have to

+

peut faut, besoin puede debe, tiene que can’t mustn’t, don’t have to

¬

peut pas faut pas, pas besoin no puede no debe, no tiene que

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SLIDE 11

Scope interactions of root modals and negation

force of modal form

possibility

existential quantification

necessity

universal quantification

strength of modal expression weak

logically equiva- lent to existential quantification

can

+

peut

NA

puede don’t have to

¬

pas besoin, doit pas no necesita, no tiene que

strong

logically equiva- lent to universal quantification

must

+

NA

faut tiene que can’t mustn’t

¬

peut pas faut pas, doit pas no puede no debe, no tiene que

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SLIDE 12

Scope interactions of root modals and negation

force of modal form

possibility

existential quantification

necessity

universal quantification

strength of modal expression weak

logically equiva- lent to existential quantification

can

+

peut

NA

puede don’t have to

¬

?

pas besoin, doit pas no necesita, no tiene que

strong

logically equiva- lent to universal quantification

must

+

NA

faut tiene que can’t mustn’t

¬

peut pas faut pas, doit pas no puede no debe, no tiene que

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SLIDE 13

Scope interactions of root modals and negation

force of modal form

possibility

existential quantification

necessity

universal quantification

strength of modal expression weak

logically equiva- lent to existential quantification

can

+

peut

NA

puede don’t have to

¬

?

pas besoin, doit pas no necesita, no tiene que

strong

logically equiva- lent to universal quantification

must

+

NA

faut tiene que can’t mustn’t

¬

peut pas faut pas, doit pas no puede no debe, no tiene que

◮ Does this asymmetric typology arise from a learning bias

active in acquisition?

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SLIDE 14

Acquisition of modal force

◮ kids are probably not adult-like from the beginning

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Acquisition of modal force

◮ kids are probably not adult-like from the beginning ◮ previous studies:

◮ English-acquiring children are sensitive to truth conditions and

relative force by age 5 (Hirst & Weil, 1982; Noveck et al., 1996, a.o.), but they may not compute scalar implicatures until age 7 (Noveck, 2001)

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Acquisition of modal force

◮ kids are probably not adult-like from the beginning ◮ previous studies:

◮ English-acquiring children are sensitive to truth conditions and

relative force by age 5 (Hirst & Weil, 1982; Noveck et al., 1996, a.o.), but they may not compute scalar implicatures until age 7 (Noveck, 2001)

◮ Dieuleveut et al. (in prep.): relative to their input,

English-learning children produce more possibility than necessity modals, and more negation with possibility than with necessity

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Child corpus study

◮ selected corpora from CHILDES (MacWhinney, 2000) of

including spontaneous French and Spanish speech of 11 children and their input

Language Corpus Child Age range # utterances up to age 3 child adult French Paris (Morgenstern & Parisse, 2007) Antoine 1;0–6;4 6931 36609 Julie 0;11–5;3 1898 9323 Madeleine 1;0–7;0 7503 19447 Th´ eophile 0;7–4;11 4211 22528 Anae 1;04–5;02 5859 15747 Spanish LlineasOjea Irene 0;11–3;02 11159 15419 Yasmin 1;10–2;9 2713 5510 L´

  • pez Ornat (1994)

Mar´ ıa 1;7–4;0 8112 10320 Vila (1990) Emilio 0;11–4;08 4857 8058 Aguirre (2000) Magn 1;7–2;11 10921 12599 Remedi Vicky 1;10–2;11 1866 2497

Table: Corpora information

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Coding

Coded child and adult speech for:

◮ strength

◮ intended [strong, weak] ◮ target [strong, weak, ambiguous]

◮ target force [existential, universal] ◮ sentential negation [absent, present] ◮ flavor [root, epistemic] ◮ utterance type [declarative, question] ◮ repetition [previous utterance, answer to question, song, self]

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Results

  • ¬

¬ ♦ ¬♦

must mustn’t not have to can can’t

CHI 252 32 2 244 43 ADU 1876 265 78 1326 317

Table: Counts of French forms

  • ¬

¬ ♦ ¬♦

must mustn’t not have to can can’t

CHI 119 7 1 39 98 ADU 717 28 12 264 400

Table: Counts of Spanish forms

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Results: comparing proportions

comparing French Spanish p-values CHI residuals p-values CHI residuals

p = 0.001 (-1.95, +2.27) p = 0.584 ¬ ¬♦ p = 0.013 (-1.99, +0.94) p = 0.748 ¬ ♦ p = 0.013 (-2.73, +0.62) p > 0.999 ¬

  • p = 0.010

(-2.21, +0.43) p > 0.999 ¬ ¬ p = 0.025 (-1.76, +0.91) p > 0.999 ♦ ¬♦ p = 0.084 p = 0.013 (-1.71, +1.34)

  • ¬♦

p > 0.999 p = 0.008 (-1.44, +1.87)

  • ¬

p = 0.590 p = 0.332 ¬ ¬♦ p = 0.639 p > 0.999

Aggregate results for χ2 or Fisher exact tests comparing forms across children and adults

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SLIDE 21

Results: comparing proportions

comparing French Spanish p-values CHI residuals p-values CHI residuals 1 –

p = 0.001 (-1.95, +2.27) p = 0.584 ¬ ¬♦ p = 0.013 (-1.99, +0.94) p = 0.748 ¬ ♦ p = 0.013 (-2.73, +0.62) p > 0.999 ¬

  • p = 0.010

(-2.21, +0.43) p > 0.999 ¬ ¬ p = 0.025 (-1.76, +0.91) p > 0.999 ♦ ¬♦ p = 0.084 p = 0.013 (-1.71, +1.34)

  • ¬♦

p > 0.999 p = 0.008 (-1.44, +1.87)

  • ¬

p = 0.590 p = 0.332 ¬ ¬♦ p = 0.639 p > 0.999

Aggregate results for χ2 or Fisher exact tests comparing forms across children and adults

  • 1. non-negated existentials are preferred over non-negated universals

(French)

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Results: comparing proportions

comparing French Spanish p-values CHI residuals p-values CHI residuals 1 –

p = 0.001 (-1.95, +2.27) p = 0.584 2      ¬ ¬♦ p = 0.013 (-1.99, +0.94) p = 0.748 ¬ ♦ p = 0.013 (-2.73, +0.62) p > 0.999 ¬

  • p = 0.010

(-2.21, +0.43) p > 0.999 ¬ ¬ p = 0.025 (-1.76, +0.91) p > 0.999 ♦ ¬♦ p = 0.084 p = 0.013 (-1.71, +1.34)

  • ¬♦

p > 0.999 p = 0.008 (-1.44, +1.87)

  • ¬

p = 0.590 p = 0.332 ¬ ¬♦ p = 0.639 p > 0.999

Aggregate results for χ2 or Fisher exact tests comparing forms across children and adults

  • 1. non-negated existentials are preferred over non-negated universals

(French)

  • 2. weak negated universals are dispreferred relative to all other forms

(French)

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SLIDE 23

Results: comparing proportions

comparing French Spanish p-values CHI residuals p-values CHI residuals 1 –

p = 0.001 (-1.95, +2.27) p = 0.584 2      ¬ ¬♦ p = 0.013 (-1.99, +0.94) p = 0.748 ¬ ♦ p = 0.013 (-2.73, +0.62) p > 0.999 ¬

  • p = 0.010

(-2.21, +0.43) p > 0.999 ¬ ¬ p = 0.025 (-1.76, +0.91) p > 0.999 3

¬♦ p = 0.084 p = 0.013 (-1.71, +1.34)

  • ¬♦

p > 0.999 p = 0.008 (-1.44, +1.87)

  • ¬

p = 0.590 p = 0.332 ¬ ¬♦ p = 0.639 p > 0.999

Aggregate results for χ2 or Fisher exact tests comparing forms across children and adults

  • 1. non-negated existentials are preferred over non-negated universals

(French)

  • 2. weak negated universals are dispreferred relative to all other forms

(French)

  • 3. negated existentials are preferred to non-negated forms (Spanish)
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Results: Binomial Tests for concurrent acquisition

◮ Strength: 2 out of 5 French children and 2 out of 5 Spanish

children acquired strong forms before weak forms; the other children showed no significant results

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Results: Binomial Tests for concurrent acquisition

◮ Strength: 2 out of 5 French children and 2 out of 5 Spanish

children acquired strong forms before weak forms; the other children showed no significant results

◮ Force: 2 out of 5 French children and 4 out of 5 Spanish

children acquired existentials before universals; the other children showed no significant results

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Discussion

  • 1. Bias away from weakness

◮ Evidence:

◮ dispreference for weak negated universals (don’t have to) in

French, relative to input

◮ preference for negated over non-negated existentials in

Spanish, relative to input

◮ acquisition of strong expressions before weak expressions

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Discussion

  • 1. Bias away from weakness

◮ Evidence:

◮ dispreference for weak negated universals (don’t have to) in

French, relative to input

◮ preference for negated over non-negated existentials in

Spanish, relative to input

◮ acquisition of strong expressions before weak expressions

◮ Possible explanation: weak is more difficult to produce than

strong (in particular when combined with negation)

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Discussion: Weak is harder

Theoretical and experimental reasons for weakness to be harder:

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Discussion: Weak is harder

Theoretical and experimental reasons for weakness to be harder:

◮ children have trouble with indeterminacy, i.e. entertaining

multiple representations at once (Ackerman, 1981; Acredolo & Horobin, 1987; ¨ Ozt¨ urk & Papafragou, 2015)

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Discussion: Weak is harder

Theoretical and experimental reasons for weakness to be harder:

◮ children have trouble with indeterminacy, i.e. entertaining

multiple representations at once (Ackerman, 1981; Acredolo & Horobin, 1987; ¨ Ozt¨ urk & Papafragou, 2015)

◮ existential quantification involves entertaining multiple

representations at once by generating alternatives (at least in the nominal domain: Kratzer & Shimoyama, 2002, a.o.)

◮ ”you may do X” has the alternative ”you may do not X” or

”you may do Y”, for any contextually relevant Y

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Discussion: Weak is harder

Theoretical and experimental reasons for weakness to be harder:

◮ children have trouble with indeterminacy, i.e. entertaining

multiple representations at once (Ackerman, 1981; Acredolo & Horobin, 1987; ¨ Ozt¨ urk & Papafragou, 2015)

◮ existential quantification involves entertaining multiple

representations at once by generating alternatives (at least in the nominal domain: Kratzer & Shimoyama, 2002, a.o.)

◮ ”you may do X” has the alternative ”you may do not X” or

”you may do Y”, for any contextually relevant Y

◮ Children are notoriously bad at generating alternatives

themselves up until 5-6 years old, at least for deriving scalar implicatures (Barner & Bachrach, 2010; Chierchia et al., 2001; Huang & Snedeker, 2009; Noveck, 2001; Papafragou, 2006; Skordos & Papafragou, 2016, a.o.)

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SLIDE 32

Discussion

  • 2. Bias toward existentials

◮ can’t be due to semantics, since there is a bias away from

weakness

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SLIDE 33

Discussion

  • 2. Bias toward existentials

◮ can’t be due to semantics, since there is a bias away from

weakness

◮ Evidence:

◮ preference for non-negated existentials compared to universals,

relative to input

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SLIDE 34

Discussion

  • 2. Bias toward existentials

◮ can’t be due to semantics, since there is a bias away from

weakness

◮ Evidence:

◮ preference for non-negated existentials compared to universals,

relative to input

◮ French kids use this form to ask for permission and request

(more than adults, and Spanish kids): not so much of interest

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Discussion

  • 2. Bias toward existentials

◮ can’t be due to semantics, since there is a bias away from

weakness

◮ Evidence:

◮ preference for non-negated existentials compared to universals,

relative to input

◮ French kids use this form to ask for permission and request

(more than adults, and Spanish kids): not so much of interest

◮ acquisition of existentials before universals ◮ existentials could be easier due to a simpler form-to-force

mapping is simpler: 1-to-1 for (for ♦) as opposed to 4-to-1 (for ) in Spanish; 2-to-1 (for ♦) as opposed to 6-to-1 (for ) in French

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SLIDE 36

Discussion: back to the learning problem

◮ children are sensitive to the strength of the expression, and

first uses seem to involve negation + existential

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SLIDE 37

Discussion: back to the learning problem

◮ children are sensitive to the strength of the expression, and

first uses seem to involve negation + existential

◮ they probably don’t learn bare forms before negated ones

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Discussion: back to the learning problem

◮ children are sensitive to the strength of the expression, and

first uses seem to involve negation + existential

◮ they probably don’t learn bare forms before negated ones ◮ they learn top-down; it is unclear whether they know the force

  • f the underlying item
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SLIDE 39

Further work

◮ corpus study has a lot of limitations; results need to be

replicated

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SLIDE 40

Further work

◮ corpus study has a lot of limitations; results need to be

replicated

◮ good news: Dieuleveut et al. (in prep.) come to similar

conclusions

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SLIDE 41

Further work

◮ corpus study has a lot of limitations; results need to be

replicated

◮ good news: Dieuleveut et al. (in prep.) come to similar

conclusions

◮ ideas for follow-up experimental studies:

◮ Testing cost of weak+negation: a puppet says something that

is covered up with noise, and after having been given an appropriate context, the child has to pick between equivalent sentences ”you don’t have to leave” (¬) and ”you can stay” (♦), and ”you have to leave” () and ”you can’t stay” (¬)

◮ prediction: they pick non-negated statements more often with

weak than with strong

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SLIDE 42

Further work

◮ corpus study has a lot of limitations; results need to be

replicated

◮ good news: Dieuleveut et al. (in prep.) come to similar

conclusions

◮ ideas for follow-up experimental studies:

◮ Testing cost of weak+negation: a puppet says something that

is covered up with noise, and after having been given an appropriate context, the child has to pick between equivalent sentences ”you don’t have to leave” (¬) and ”you can stay” (♦), and ”you have to leave” () and ”you can’t stay” (¬)

◮ prediction: they pick non-negated statements more often with

weak than with strong

◮ testing alternative generation with weakness: children see a

picture of an apple and a banana, they hear one of the following sentences: ”you can/don’t have to/can’t/have to have the apple”

◮ prediction: more eye movements between the fruits with weak

than with strong

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SLIDE 43

Implications for typology

◮ Base syntactic order of root modals and negation:

Neg > Modal

(Hacquard 2010, Iatridou & Zeijlstra 2013) ◮ The scopal configuration Modal > Neg can be derived only

when the result is cognitively easier than the base order

◮ Neg > must (weak) harder than must > Neg (strong)

→ derived scopal configuration is possible

◮ Neg > can (strong) easier than can > Neg (weak)

→ derived scopal configuration is not possible

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SLIDE 44

References I

Ackerman, B. P. (1981). Performative bias in children’s interpretations of ambiguous referential communications. Child Development, 1224–1230. Acredolo, C., & Horobin, K. (1987). Development of relational reasoning and avoidance of premature closure. Developmental Psychology, 23(1), 13. Aguirre, C. (2000). La adquisici´

  • n de las categor´

ıas gramaticales en espa˜ nol. Ediciones de la Universidad Aut´

  • noma de Madrid.

Barner, D., & Bachrach, A. (2010). Inference and exact numerical representation in early language development. Cognitive psychology, 60(1), 40–62. Chierchia, G., Crain, S., Guasti, M. T., Gualmini, A., & Meroni, L. (2001). The acquisition of disjunction: Evidence for a grammatical view of scalar

  • implicatures. In Proceedings of the 25th boston university conference on

language development (pp. 157–168). Dieuleveut, A., van Dooren, A.-M., Cournane, A., & Hacquard, V. (in prep.). Children’s acquisition of modal force. Hirst, W., & Weil, J. (1982). Acquisition of epistemic and deontic meaning of modals. Journal of child language, 9(3), 659–666. Huang, Y. T., & Snedeker, J. (2009). Online interpretation of scalar quantifiers: Insight into the semantics–pragmatics interface. Cognitive psychology, 58(3), 376–415. Kratzer, A., & Shimoyama, J. (2002). Indeterminate pronouns: The view from japanese. L´

  • pez Ornat, S. (1994). La adquisici´
  • n de la lengua espa˜
  • nola. Madrid: Siglo XXI.
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SLIDE 45

References II

MacWhinney, B. (2000). The childes project: The database (Vol. 2). Psychology Press. Morgenstern, A., & Parisse, C. (2007). Codage et interpr´ etation du langage spontan´ e d’enfants de 1 ` a 3 ans. Corpus(6), 55–78. Noveck, I. A. (2001). When children are more logical than adults: Experimental investigations of scalar implicature. Cognition, 78(2), 165–188. Noveck, I. A., Ho, S., & Sera, M. (1996). Children’s understanding of epistemic

  • modals. Journal of Child Language, 23(3), 621–643.

¨ Ozt¨ urk, O., & Papafragou, A. (2015). The acquisition of epistemic modality: From semantic meaning to pragmatic interpretation. Language Learning and Development, 11(3), 191–214. Papafragou, A. (2006). Epistemic modality and truth conditions. Lingua, 116(10), 1688–1702. Skordos, D., & Papafragou, A. (2016). Children’s derivation of scalar implicatures: Alternatives and relevance. Cognition, 153, 6–18. Tomasello, M. (2003). Constructing a language: A usage-based approach to child language acquisition. Cambridge (MA). Vila, I. (1990). Adquisici´

  • n y desarrollo del lenguaje. Barcelona: Gra´
  • .