CHANGS CONJECTURE FOR TRIPLES REVISITED MASAHIRO SHIOYA UNIVERSITY - - PDF document

chang s conjecture for triples revisited
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CHANGS CONJECTURE FOR TRIPLES REVISITED MASAHIRO SHIOYA UNIVERSITY - - PDF document

CHANGS CONJECTURE FOR TRIPLES REVISITED MASAHIRO SHIOYA UNIVERSITY OF TSUKUBA 1 2 Chang type conjectures for pairs Suppose N = ( N ; R, ) is a structure for a countable first-order language with a distinguished unary pred- icate


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CHANG’S CONJECTURE FOR TRIPLES REVISITED

MASAHIRO SHIOYA UNIVERSITY OF TSUKUBA

1

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2

Chang type conjectures for pairs Suppose N = (N; R, · · · ) is a structure for a countable first-order language with a distinguished unary pred- icate symbol interpreted by R ⊂ N. N has type (ν, ν′) if |N| = ν and |R| = ν′. (ν, ν′) ։ (µ, µ′) iff ∀N of type (ν, ν′) ∃M of type (µ, µ′) s.t. M ≺ N. Originally Chang conjectured (ω2, ω1) ։ (ω1, ω).

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Consistency of Chang’s original conjecture Theorem (Silver). Con(an ω1-Erd˝

  • s cardinal exists) implies

Con((ω2, ω1) ։ (ω1, ω)).

  • Proof. First force MA with a small poset and then collapse the ω1-Erd˝
  • s cardinal

λ (say) to ω2 by the Silver collapse S(ω1, λ).

  • In fact they are equiconsistent.

MA can be removed and the Levy collapse works as well. (Shelah)

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Chang’s conjecture for triples

  • Problem. Con((ω3, ω2, ω1) ։ (ω2, ω1, ω))?

We consider structures with two distinguished unary predicates. (ω3, ω2, ω1) ։ (ω2, ω1, ω) implies (ω3, ω2) ։ (ω2, ω1). PFA implies that the Levy collapse forces (ω3, ω2) ̸։ (ω2, ω1). (Foreman–Magidor)

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Consistency of Chang’s conjecture for pairs Theorem (Kunen). Con(a huge cardinal exists) implies Con((ω3, ω2) ։ (ω2, ω1)). κ is huge with target λ iff ∃j : V → M s.t. κ = crit(j), λ = j(κ), λM ⊂ M.

  • Proof. Construct P s.t.
  • P collapses κ to ω2,
  • P ∗ ˙

S(κ, λ) ֒ → j(P). The final model is given by P ∗ ˙ S(κ, λ).

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Consistency of Chang’s conjecture for triples Theorem (Foreman). Con(a 2-huge cardinal exists) implies Con((ω3, ω2, ω1) ։ (ω2, ω1, ω)). κ is 2-huge iff ∃j : V → M s.t. κ = crit(j), j2(κ)M ⊂ M.

  • Proof. By Kunen’s method. Complicated!
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Open problem It has been open for 30 years whether Con((ω4, ω3, ω2, ω1) ։ (ω3, ω2, ω1, ω)). Perhaps Con(3-huge) would suffice. But how?

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A new model of Chang’s conjecture for pairs

  • Theorem. Suppose κ is huge with target λ. Let µ < κ be regular. Then

 

µ

β∈[µ,κ)∩R

S(β, κ)   ∗ ˙ S(κ, λ) forces κ = µ+, λ = µ++ and (µ++, µ+) ։ (µ+, µ).

µ

∏ stands for the < µ-support product. R denotes the class of regular cardinals.

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From embeddings to projections Let P, R be posets. A map π : P → R is a projection if: (1) π is order-preserving, (2) π(1P ) = 1R, (3) r′ ≤R π(p) → ∃p∗ ≤P p s.t. π(p∗) ≤R r′. If π : P → R be a projection, then we get e : R ֒ → B(P) by r → ∑ {p ∈ P : π(p) ≤ r}. Conversely e : R ֒ → P gives rise to a projection : P → B(R).

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Term spaces Suppose ˙ S is a P-name for a poset. The term space is the “set” T(P, ˙ S) = { ˙ s : ˙ s is a P-name ∧ ˙ s ∈ ˙ S}

  • rdered by: ˙

s′ ≤ ˙ s iff ˙ s′ ˙ ≤ ˙ s. As sets, P × T(P, ˙ S) = P ∗ ˙ S.

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Basic lemma of term spaces Lemma (Laver). The identity map id : P × T(P, ˙ S) → P ∗ ˙ S is a projection. Using the lemma we will get a projection j(P) → P ∗ ˙ S(κ, λ), where P =

µ

β∈[µ,κ)∩R

S(β, κ).

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The Silver collapse (with slight modification) Suppose κ < λ are regular cardinals with λ inaccessible. The Silver collapse S(κ, λ) is the set of s : δ × d → λ such that

  • δ < κ, d ⊂ [κ, λ) is a set of κ-closed cardinals of size ≤ κ and
  • s(α, γ) < γ for every (α, γ) ∈ δ × d.
  • rdered by reverse inclusion: s′ ≤ s iff s′ ⊃ s.

A cardinal γ is κ-closed if γ<κ = γ. S(κ, λ) has nice properties of the original Silver collapse.

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Identifying the term space Main Lemma. Suppose P has κ-cc and size ≤ κ. Then S(κ, λ) is isomorphic to a dense subset of T(P, ˙ S(κ, λ)).

  • Corollary. Suppose P has κ-cc and size ≤ κ. Then there is a projection of the

following form: id × i : P × S(κ, λ) → P ∗ ˙ S(κ, λ). Results should hold for suitable modifications of other canonical collapses as well.

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Proof sketch The dense set is D = { ˙ s : ∃δ < κ∃d ⊂ [κ, λ) dom ˙ s = δ × d}. Define i : s ∈ S(κ, λ) → ˙ s ∈ D by dom ˙ s = dom s ∧ ˙ s(α, γ) = τ(s(α, γ)). Here P-names τ(ξ) are chosen so that for every κ-closed γ {τ(ξ) : ξ < γ} is a 1-1 enumeration of all P-names ˙ α s.t. ˙ α < γ.

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Master conditions (Extending elementary embeddings) Suppose

  • j : V → M is elementary,
  • ϕ : j(P) → P is a projection.

A condition p∗ ∈ j(P) is a master condition for (j and) ϕ if ∀¯ p ≤ p∗ ¯ p ≤ j(ϕ(¯ p)). If ¯ G ⊂ j(P) is generic and contains a master condition for ϕ, then (j ◦ ϕ)“ ¯ G ⊂ ¯ G and j can be extended to j : V [ϕ[ ¯ G]] → M[ ¯ G] in V [ ¯ G]. (ϕ[ ¯ G] = the filter over P generated by ϕ“ ¯ G.)

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Getting master conditions Lemma (Kunen). Suppose

  • j : V → M witnesses that κ is huge with target λ,
  • P ⊂ Vκ has κ-cc,
  • π : j(P) → P ∗ ˙

S(κ, λ) is a projection,

  • 1j(P ) a master condition for π− : j(P) → P.

Then there is a master condition (1j(P ), ˙ s∗) for π+ : j(P ∗ ˙ S(κ, λ)) → P ∗ ˙ S(κ, λ).

  • Proof. Define a j(P)-name ˙

X by ˙ X = {(j( ˙ s), ¯ p) : π(¯ p) ≤ (1P , ˙ s)}, and let ˙ s∗ = ∪ ˙ X.

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Proof for a new model Let j : V → M witness that κ is huge with target λ. Let P =

µ

β∈[µ,κ)∩R

S(β, κ). We claim that P ∗ ˙ S(κ, λ) works. Define a projection π : j(P) → P ∗ ˙ S(κ, λ) by j(P) =

µ

β∈[µ,λ)

S(β, λ)

− − − − →

µ

β∈[µ,κ)

S(β, λ) ×

µ

β∈[κ,λ)

S(β, λ)   (Q rsκ)×prκ (

µ

β∈[µ,κ)

S(β, κ) ) × S(κ, λ)   id × i (

µ

β∈[µ,κ)

S(β, κ) ) ∗ ˙ S(κ, λ). By Kunen’s lemma there is a master condition for π+ : j(P ∗ ˙ S(κ, λ)) → P ∗ ˙ S(κ, λ) (1j(P ), ˙ s∗), below which j can be extended to j : V P ∗ ˙

S(κ,λ) → M j(P ∗ ˙ S(κ,λ)).

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Toward Chang’s conjecture for triples Theorem (Foreman). Suppose that κ is 2-huge. Let µ < κ be regular. Then κ = µ+ and (µ+++, µ++, µ+) ։ (µ++, µ+, µ) in some forcing extension.

  • Proof. Let j : V → M witness that κ is 2-huge, λ = j(κ) and θ = j(λ).

We claim that P(κ) ∗ ˙ Q(κ, λ) ∗ ˙ S(λ, θ)

  • works. j maps the above poset to

P(λ) ∗ ˙ Q(λ, θ) ∗ ˙ S(θ, j(θ)). Claim 1. There is a projection: P(λ) → P(κ) ∗ ˙ Q(κ, λ). Claim 2. P(λ) forces that there is a projection: ˙ Q(λ, θ)) → ˙ S(λ, θ)P (κ)∗ ˙

Q(κ,λ).

Claim 3. There is a master condition for the projection: j(P(κ) ∗ ˙ Q(κ, λ)) → P(κ) ∗ ˙ Q(κ, λ).

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Generalization 1 Suppose

  • π : P → R is a projection,
  • ˙

S is an R-name for a poset. Let P ⋆π ˙ S (or P ⋆ ˙ S) be the set P × T(R, ˙ S)

  • rdered by: (p′, ˙

s′) ≤ (p, ˙ s) iff p′ ≤P p ∧ π(p′) R ˙ s′ ˙ ≤ ˙ s. If P = R and π = id, P ⋆ ˙ S = P ∗ ˙ S as posets.

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Laver type lemma 1

  • Lemma. Suppose
  • π : P → R is a projection,
  • ˙

S is an R-name for a poset. Then id : P × T(R, ˙ S) → P ⋆π ˙ S is a projection.

  • Corollary. Suppose further R has κ-cc and size ≤ κ.

Then there is a projection of the following form: id × i : P × S(κ, λ) → P ⋆ ˙ S(κ, λ)R.

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Generalization 2 Suppose X, Y are disjoint sets of ordinals, and for β ∈ X ∪ Y

  • πβ : P → Rβ is a projection and
  • ˙

Sβ is an Rβ-name for a poset. Let P ⋆  

κ

β∈X

˙ Sβ ×

E

β∈Y

˙ Sβ   be the set P ×  

κ

β∈X

T(Rβ, ˙ Sβ) ×

E

β∈Y

T(Rβ, ˙ Sβ)  

  • rdered by: (p′, q′) ≤ (p, q) iff

p′ ≤P p ∧ dom q′ ⊃ dom q ∧ ∀β ∈ dom q πβ(p′) β q′(β) ˙ ≤β q(β).

E

∏ stands for the Easton support product. β denotes the forcing relation w.r.t. Rβ.

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Laver type lemma 2 Lemma. id : P ×  

κ

β∈X

T(Rβ, ˙ Sβ) ×

E

β∈Y

T(Rβ, ˙ Sβ)   → P ⋆  

κ

β∈X

˙ Sβ ×

E

β∈Y

˙ Sβ   is a projection.

  • Corollary. Suppose further for β ∈ X ∪ Y
  • κβ ∈ [κ, λ) ∩ R,
  • Rβ has κ-cc and size ≤ κ.

Then there is a projection of the form id × ∏

β∈X∪Y

iβ from P ×  

κ

β∈X

S(κβ, λ) ×

E

β∈Y

S(κβ, λ)   to P ⋆  

κ

β∈X

˙ S(κβ, λ)Rβ ×

E

β∈Y

˙ S(κβ, λ)Rβ   .

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Main forcing 1 Let M be the class of Mahlo cardinals together with µ. For κ ∈ M with κ > µ define P(κ) =

E

β∈[µ,κ)∩R

 

β

α∈[µ,β]∩M

S(β, κ)   . P(κ) is µ-closed and a subset of Vκ.

  • Lemma. P(κ) has κ-cc.
  • Proof. Get a ∆-system by Fodor.
  • So P(κ) collapses κ to µ+.
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Main forcing 2-1 By recursion on κ ∈ M we define for all pairs of κ < λ from M

  • a poset R(κ, λ) and
  • a projection πλ

κ : P(λ) → R(κ, λ).

First let R(µ, λ) = P(λ) and πλ

µ = id.

Suppose R(α, κ) and πκ

α have been defined for α ∈ [µ, κ) ∩ M.

Define R(κ, λ) = P(κ) ⋆  

κ

α∈[µ,κ]∩M

˙ S(κ, λ)R(α,κ) ×

E

β∈(κ,λ)∩R

˙ S(β, λ)   , where we stipulate R(κ, κ) = P(κ) and πκ

κ = id.

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Main forcing 2-2 Let πλ

κ be the composition of the following projections:

P(λ)

ψλ

κ

− − − − → P(κ) × ( κ ∏

α∈[µ,κ]∩M S(κ, λ) × E

β∈(κ,λ)∩R S(β, λ)

)

ϕλ

κ

− − − − → R(κ, λ). Here ϕλ

κ is the projection defined from Main lemma.

To define ψλ

κ, first identify

P(λ) =

E

β∈[µ,λ)∩R

 

β

α∈[µ,β]∩M

S(β, λ)   with

E

β∈[µ,κ)∩R

 

β

α∈[µ,β]∩M

S(β, λ)  ×  

κ

α∈[µ,κ]∩M

S(κ, λ) ×

E

β∈(κ,λ)∩R

 

β

α∈[µ,β]∩M

S(β, λ)     . Now let ψλ

κ be the map (identified with)

β∈[µ,κ)∩R

  ∏

α∈[µ,β]∩M

(rsκ |S(β, λ))   ×  id × ∏

β∈(κ,λ)∩R

 prκ |

β

α∈[µ,β]∩M

S(β, λ)     .

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Remark It might seem more natural to define P(κ) =

E

β∈[µ,κ)∩R

 

β

α∈[µ,β]∩M

S(β, κ) ×

E

γ∈(β,κ)∩R

S(γ, κ)   , and ψλ

κ : P(λ) → P(κ) ×

 

κ

α∈[µ,κ]∩M

S(κ, λ) ×

E

γ∈(κ,λ)∩R

S(γ, λ)   by identifying P(λ) =

E

β∈[µ,λ)∩R

 

β

α∈[µ,β]∩M

S(β, λ) ×

E

γ∈(β,λ)∩R

S(γ, λ)   with

E

β∈[µ,κ)∩R

 

β

α∈[µ,β]∩M

S(β, λ) ×

E

γ∈(β,λ)∩R

S(γ, λ)   ×

E

β∈[κ,λ)∩R

 

β

α∈[µ,β]∩M

S(β, λ) ×

E

γ∈(β,λ)∩R

S(γ, λ)   . This would not work for some reason to be discussed later.

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Notation In what follows let ˙ Q(κ, λ) =

κ

α∈[µ,κ]∩M

˙ S(κ, λ)R(α,κ) ×

E

β∈(κ,λ)∩R

˙ S(β, λ), so that R(κ, λ) = P(κ) ⋆ ˙ Q(κ, λ). Also let ¯ Q(κ, λ) =

κ

α∈[µ,κ]∩M

S(κ, λ) ×

E

β∈(κ,λ)∩R

S(β, λ), so that we have P(λ)

ψλ

κ

− − − − → P(κ) × ¯ Q(κ, λ)

ϕλ

κ

− − − − → P(κ) ⋆ ˙ Q(κ, λ).

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Getting master conditions 1 (Kunen type lemma) It remains to get a master condition for the projection: j(P(κ) ⋆ ˙ Q(κ, λ)) → P(κ) ⋆ ˙ Q(κ, λ). Recall ˙ Q(κ, λ) =

κ

α∈[µ,κ]∩M

˙ S(κ, λ)P (α)⋆ ˙

Q(α,κ) × E

β∈(κ,λ)∩R

˙ S(β, λ).

  • Lemma. Suppose
  • j : V → M witnesses that κ is 2-huge and λ = j(κ),
  • P ⊂ Vκ has κ-cc,
  • X ⊂ [κ, λ) ∩ R,
  • π : j(P) → P ⋆

E

β∈X ˙

S(β, λ) is a projection,

  • 1j(P ) is a master condition for π− : j(P) → P.

Then there is a master condition (1j(P ), q∗) for π+ : j(P ⋆

E

β∈X

˙ S(β, λ)) → P ⋆

E

β∈X

˙ S(β, λ).

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Getting master conditions 2 (Foreman’s lemma) Lemma (Foreman). Suppose

  • j : V → M is elementary,
  • π : P → R is a projection,
  • ˙

S is an R-name for a poset,

  • the following diagram of projections commutes:

j(P)

j(π)

− − − − → j(R)

ϕP

 

 ϕR P ⋆ ˙ S − − − − →

π×id

R ∗ ˙ S

  • 1j(P ) is a master conditions for ϕ−

P : j(P) → P,

  • (1j(R), ˙

s∗) is a master conditions for ϕ+

R : j(R ∗ ˙

S) → R ∗ ˙ S. Then (1j(P ), ˙ s∗) is a master condition for ϕ+

P : j(P ⋆ ˙

S) → P ⋆ ˙ S.

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Foreman’s diagram 1 To get a master condition for the projection j(P(κ) ⋆ ˙ S(κ, λ)P (γ)⋆ ˙

Q(γ,κ)) → P(κ) ⋆ ˙

S(κ, λ)P (γ)⋆ ˙

Q(γ,κ).

the following diagram suffices: j(P(κ)) − − − − → j(P(γ) ⋆ ˙ Q(γ, κ))  

  • P(κ) ⋆ ˙

S(κ, λ)P (γ)⋆ ˙

Q(γ,κ) −

− − − → (P(γ) ⋆ ˙ Q(γ, κ)) ∗ ˙ S(κ, λ).

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Foreman’s diagram 2

  • Lemma. Suppose that µ < γ < κ < λ are all in M.

Then the following diagram commutes: P(λ)

πλ

γ

− − − − → P(γ) ⋆ ˙ Q(γ, λ)

πλ

κ

 

 id × ˙

ρ

P(κ) ⋆ ˙ Q(κ, λ) P(γ) ⋆ ( ˙ Q(γ, κ) × ˙ S(κ, λ) )

id × prγ

 

 id ×i∗ P(κ) ⋆ ˙ S(κ, λ)P (γ)⋆ ˙

Q(γ,κ) −

− − − →

πκ

γ ×id

( P(γ) ⋆ ˙ Q(γ, κ) ) ∗ ˙ S(κ, λ). ˙ ρ ≅ ∏

α∈[µ,γ]∩M

( ˙ rsκ| ˙ S(γ, λ)P (α)⋆ ˙

Q(α,γ))

× ∏

β∈(γ,κ)∩R

( ˙ rsκ| ˙ S(β, λ) ) × prκ, where ˙ Q(γ, λ) =

κ

α∈[µ,γ]∩M

˙ S(γ, λ)P (α)⋆ ˙

Q(α,γ) × E

β∈(γ,λ)∩R

˙ S(β, λ) ≅

κ

α∈[µ,γ]∩M

˙ S(γ, λ)P (α)⋆ ˙

Q(α,γ) ×

 

E

β∈(γ,κ)∩R

˙ S(β, λ) ×

E

β∈[κ,λ)∩R

˙ S(β, λ)   .

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32

Auxiliary diagram 1 P(λ)

ψλ

κ

 

  • P(κ) × ¯

Q(κ, λ)

ϕλ

κ

− − − − → P(κ) ⋆ ˙ Q(κ, λ)

id × prγ

 

 id × prγ P(κ) × S(κ, λ)

id ×iγ

− − − − → P(κ) ⋆ ˙ S(κ, λ)P (γ)⋆ ˙

Q(γ,κ) ψκ

γ ×id

 

 πκ

γ ×id

( P(γ) × ¯ Q(γ, κ) ) × S(κ, λ)

ϕκ

γ×iγ

− − − − → ( P(γ) ⋆ ˙ Q(γ, κ) ) ∗ ˙ S(κ, λ).

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33

Auxiliary diagram 2 P(λ)

ψλ

γ

 

  • P(γ) × ¯

Q(γ, λ)

ϕλ

γ

− − − − → P(γ) ⋆ ˙ Q(γ, λ)

id ׯ ρ

 

 id × ˙

ρ

P(γ) × ( ¯ Q(γ, κ) × S(κ, λ) ) P(γ) ⋆ ( ˙ Q(γ, κ) × ˙ S(κ, λ) )

ϕκ

γ×id

 

 id ( P(γ) ⋆ ˙ Q(γ, κ) ) × S(κ, λ)

id ×i

− − − − → ( P(γ) ⋆ ˙ Q(γ, κ) ) ⋆ ˙ S(κ, λ)P (γ)

id

 

 id ×i∗ ( P(γ) ⋆ ˙ Q(γ, κ) ) × S(κ, λ)

id ×iγ

− − − − → ( P(γ) ⋆ ˙ Q(γ, κ) ) ∗ ˙ S(κ, λ).