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Bounded Hyperbolic Components of Bicritical Rational Maps Hongming Nie (joint with K. Pilgrim) The Hebrew University of Jerusalem Topics in Complex Dynamics 2019 Barcelona, Spain Definitions A complex rational map f : P 1 P 1 is


  1. Bounded Hyperbolic Components of Bicritical Rational Maps Hongming Nie (joint with K. Pilgrim) The Hebrew University of Jerusalem Topics in Complex Dynamics 2019 Barcelona, Spain

  2. Definitions ◮ A complex rational map f : P 1 → P 1 is hyperbolic if each critical point converges under iteration to an attracting cycle.

  3. Definitions ◮ A complex rational map f : P 1 → P 1 is hyperbolic if each critical point converges under iteration to an attracting cycle. ◮ The set of hyperbolic rational maps of degree d ≥ 2 is an open set in the space Rat d of degree d rationals maps. It descends an open set in the muduli space rat d := Rat d / Aut ( P 1 ).

  4. Definitions ◮ A complex rational map f : P 1 → P 1 is hyperbolic if each critical point converges under iteration to an attracting cycle. ◮ The set of hyperbolic rational maps of degree d ≥ 2 is an open set in the space Rat d of degree d rationals maps. It descends an open set in the muduli space rat d := Rat d / Aut ( P 1 ). ◮ Each component of the set of hyperbolic maps is called a hyperbolic component .

  5. Definitions ◮ A complex rational map f : P 1 → P 1 is hyperbolic if each critical point converges under iteration to an attracting cycle. ◮ The set of hyperbolic rational maps of degree d ≥ 2 is an open set in the space Rat d of degree d rationals maps. It descends an open set in the muduli space rat d := Rat d / Aut ( P 1 ). ◮ Each component of the set of hyperbolic maps is called a hyperbolic component . ◮ type D hyperbolic component: each map has maximal number of disjoint attracting cycles. strict type D hyperbolic component: type D + each attracting cycle has period at least 2.

  6. Bounded hyperbolic components Let V ⊂ rat d be a subvariety. We say a hyperbolic component H ⊂ V is bounded if its closure H is compact in V .

  7. Bounded hyperbolic components Let V ⊂ rat d be a subvariety. We say a hyperbolic component H ⊂ V is bounded if its closure H is compact in V . Theorem (Epstein, ’00) Let H be a strict type D hyperbolic component in rat 2 . Then H is bounded.

  8. Epstein’s argument Suppose H is unbounded.

  9. Epstein’s argument Suppose H is unbounded. ◮ Milnor ’93: rat 2 ∼ = C 2 , and a sequence [ f k ] is unbounded in rat 2 if and only if at least one multiplier of a fixed point tends to ∞ .

  10. Epstein’s argument Suppose H is unbounded. ◮ Milnor ’93: rat 2 ∼ = C 2 , and a sequence [ f k ] is unbounded in rat 2 if and only if at least one multiplier of a fixed point tends to ∞ . ◮ Do analytic estimates on the three multipliers to obtain limit dynamics.

  11. Epstein’s argument Suppose H is unbounded. ◮ Milnor ’93: rat 2 ∼ = C 2 , and a sequence [ f k ] is unbounded in rat 2 if and only if at least one multiplier of a fixed point tends to ∞ . ◮ Do analytic estimates on the three multipliers to obtain limit dynamics. ◮ Analyze the limits of the two attracting cycles.

  12. Epstein’s argument Suppose H is unbounded. ◮ Milnor ’93: rat 2 ∼ = C 2 , and a sequence [ f k ] is unbounded in rat 2 if and only if at least one multiplier of a fixed point tends to ∞ . ◮ Do analytic estimates on the three multipliers to obtain limit dynamics. ◮ Analyze the limits of the two attracting cycles. ◮ Get a contradiction with the limit dynamics.

  13. Epstein’s argument Suppose H is unbounded. ◮ Milnor ’93: rat 2 ∼ = C 2 , and a sequence [ f k ] is unbounded in rat 2 if and only if at least one multiplier of a fixed point tends to ∞ . ◮ Do analytic estimates on the three multipliers to obtain limit dynamics. ◮ Analyze the limits of the two attracting cycles. ◮ Get a contradiction with the limit dynamics. It seems not easy to reproduce this argument for rational maps of higher degree.

  14. Bicritical Rational Maps ◮ A rational map is bicritical if it has exact two critical points.

  15. Bicritical Rational Maps ◮ A rational map is bicritical if it has exact two critical points. ◮ By conjugating so that the two critical points are at 0 and ∞ and a fixed point is at 1. � α z d + β � F := γ z d + δ : αδ − βγ = 1 , α + β = γ + δ ⊂ Rat d .

  16. Bicritical Rational Maps ◮ A rational map is bicritical if it has exact two critical points. ◮ By conjugating so that the two critical points are at 0 and ∞ and a fixed point is at 1. � α z d + β � F := γ z d + δ : αδ − βγ = 1 , α + β = γ + δ ⊂ Rat d . ◮ Choose suitable coordinates so that F = C 2 − { 2 lines } ⊂ C 2 ⊂ P 2 .

  17. Bicritical Rational Maps ◮ A rational map is bicritical if it has exact two critical points. ◮ By conjugating so that the two critical points are at 0 and ∞ and a fixed point is at 1. � α z d + β � F := γ z d + δ : αδ − βγ = 1 , α + β = γ + δ ⊂ Rat d . ◮ Choose suitable coordinates so that F = C 2 − { 2 lines } ⊂ C 2 ⊂ P 2 . ◮ Let M d be the moduli space of bicritical rational maps of degree d . Then a hyperbolic component H ⊂ M d lifts to a hyperbolic component � H ⊂ F .

  18. Main Result Theorem (N.-Pilgrim) Let H ⊂ M d be a strict type D hyperbolic component. Then H is bounded in M d .

  19. Sketch of proof Accessibility of ideal points:

  20. Sketch of proof Accessibility of ideal points: ◮ The lift � H of H is semi-algebraic (Milnor ’14).

  21. Sketch of proof Accessibility of ideal points: ◮ The lift � H of H is semi-algebraic (Milnor ’14). H in P 2 can ◮ Curve Section Lemma ⇒ any boundary point of � be approached by a sequence from a holomorphic family.

  22. Sketch of proof Accessibility of ideal points: ◮ The lift � H of H is semi-algebraic (Milnor ’14). H in P 2 can ◮ Curve Section Lemma ⇒ any boundary point of � be approached by a sequence from a holomorphic family. In summary, if H is unbounded, we can find a holomorphic family { f t } t ∈ D ∗ ⊂ F such that for some t k → 0, f t k ∈ � H and [ f t k ] → ∞ in rat d .

  23. Sketch of proof Accessibility of ideal points: ◮ The lift � H of H is semi-algebraic (Milnor ’14). H in P 2 can ◮ Curve Section Lemma ⇒ any boundary point of � be approached by a sequence from a holomorphic family. In summary, if H is unbounded, we can find a holomorphic family { f t } t ∈ D ∗ ⊂ F such that for some t k → 0, f t k ∈ � H and [ f t k ] → ∞ in rat d . From now on, we assume H is unbound and consider the family { f t } .

  24. Sketch of proof (cont.) Induced map on Berkovich space (following Kiwi ’15):

  25. Sketch of proof (cont.) Induced map on Berkovich space (following Kiwi ’15): ◮ The holomorphic family { f t } induces a rational map f ( z ) ∈ C (( t ))( z ) ⊂ C {{ t }} ( z ) ⊂ L ( z ) , where C (( t )) is the field of Laurent series, C {{ t }} is the field of Puiseux series, and L is the completion of C {{ t }} w.r.t the natural non-Archimedean absolute value.

  26. Sketch of proof (cont.) Induced map on Berkovich space (following Kiwi ’15): ◮ The holomorphic family { f t } induces a rational map f ( z ) ∈ C (( t ))( z ) ⊂ C {{ t }} ( z ) ⊂ L ( z ) , where C (( t )) is the field of Laurent series, C {{ t }} is the field of Puiseux series, and L is the completion of C {{ t }} w.r.t the natural non-Archimedean absolute value. ◮ The map f extends to an endomorphism on Berkovich space P 1 over L . (The Berkovich space P 1 is a compact, Hausdorff, uniquely path-connected topological space with tree structure.)

  27. Sketch of proof (cont.) Figure 1: The Berkovich space P 1 (see book “Berkovich Spaces and Applications”)

  28. Sketch of proof (cont.) Berkovich dynamics of f (bicritical rational map. The quadratic case was done by Kiwi ’14):

  29. Sketch of proof (cont.) Berkovich dynamics of f (bicritical rational map. The quadratic case was done by Kiwi ’14): ◮ The two cycles � z t � and � w t � of f t induce two non-repelling cycles � z � and � w � of f .

  30. Sketch of proof (cont.) Berkovich dynamics of f (bicritical rational map. The quadratic case was done by Kiwi ’14): ◮ The two cycles � z t � and � w t � of f t induce two non-repelling cycles � z � and � w � of f . ◮ It follows that f has a repelling q -cycle for some q ≥ 2 where the reduction G of f q is a degree d bicritical rational map with a multiple fixed point ˆ z .

  31. Sketch of proof (cont.) Berkovich dynamics of f (bicritical rational map. The quadratic case was done by Kiwi ’14): ◮ The two cycles � z t � and � w t � of f t induce two non-repelling cycles � z � and � w � of f . ◮ It follows that f has a repelling q -cycle for some q ≥ 2 where the reduction G of f q is a degree d bicritical rational map with a multiple fixed point ˆ z . ◮ The limit of the cycle � z t � ( resp. of � w t � ) is either { ˆ z } , contains a cycle disjoint from ˆ z , or contains a preperiodic critical point that iterates under G to ˆ z .

  32. Sketch of proof (cont.) Contradiction:

  33. Sketch of proof (cont.) Contradiction: Applying ◮ an arithmetic result of Rivera-Letelier: number of fixed points in a Berkovich Fatou component. ◮ Epstein’s refined version of the Fatou-Shishikura Inequality: relations on the numbers of critical points and non-repelling cycles.

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