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A Fiscal Perspective: The National Trend Towards Free Market Principles in Juvenile Justice Je a ne tte Moll, E sq. Polic y Ana lyst, T e xa s Public Polic y F ounda tion Pre se nta tion to the Ke ntuc ky Unifie d Juve nile Code T a


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SLIDE 1

A Fiscal Perspective: The National Trend Towards Free Market Principles in Juvenile Justice

Je a ne tte Moll, E sq. Polic y Ana lyst, T e xa s Public Polic y F

  • unda tion

Pre se nta tion to the Ke ntuc ky Unifie d Juve nile Code T a sk F

  • rc e ,

Oc tobe r 25, 2012

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SLIDE 2

Introduction to the Foundation

  • T

he T e xa s Public Polic y F

  • unda tion is a sta te - ba se d think

ta nk c ove ring a broa d ra ng e of issue s, from he a lth c a re to e duc a tion, with a mission to promote individua l re sponsibility, fre e e nte rprise , limite d g ove rnme nt, a nd priva te prope rty rig hts.

  • In 2005, the Ce nte r for E

ffe c tive Justic e wa s founde d within the F

  • unda tion, foc using on c rimina l justic e

re forms within T e xa s.

  • Our work in T

e xa s e ve ntua lly spre a d to juve nile justic e , a nd suc c e ssful polic y imple me nta tion in T e xa s le d to the e xpa nsion of our work to othe r sta te s.

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SLIDE 3

Ten Guiding Principles

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SLIDE 4

First: Some Confinement is Necessary

  • Juve nile justic e syste ms simply must pr
  • vide at le ast some

style of se c ur e c onfine me nt for the small minor ity of se r ious or viole nt juve nile offe nde r s.

  • Public safe ty c onc e r

ns de mand this le ve l of se c ur ity to pr e ve nt fur the r c r ime s while the youth unde r goe s r e habilitation.

  • Howe ve r

, those fac ilitie s must be suffic ie ntly safe to allow for e ffe c tive r e habilitation for juve nile offe nde r s.

  • Ge ne r

ally, smalle r fac ilitie s and those c lose r to home ar e be tte r .

  • T

he Missour i Mode l; $120 pe r day and le ss than 9 pe r c e nt r e c idivism in adult or juve nile syste m.

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SLIDE 5

Second: Community- Based Programming

  • Countle ss studie s have highlighte d the ge ne r

al e ffe c tive ne ss of c ommunity- base d pr

  • gr

amming

  • ve r

institutional state “tr aining sc hools,” whic h usually ar e loc ate d hundr e ds of mile s away fr

  • m a

youth’s home .

  • T

his e ffe c tive ne ss ge ne r ally spr ings out of positive c onne c tions made and maintaine d in the c ommunity; howe ve r , the lowe r c osts of c ommunity- base d plac e me nts c an dr amatic ally e ffe c t state budge ts.

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SLIDE 6

Third: Because of the effectiveness of community-based programming…

  • Confine me nt should not be the de fault r

e sponse for most youth.

  • Car

e ful distinc tions ar e ne e de d to diffe r e ntiate be twe e n the major ity of youth, who ar e low- r isk and would like ly be c ome wor se off due to c onfine me nt, fr

  • m the small minor

ity of high- r isk youth, who would be ne fit fr

  • m se c ur

e c onfine me nt.

  • In T

e xas, a br

  • ad bar

r ie r was se t for state le ve l se c ur e c onfine me nt (misde me anant youth).

  • Othe r

state s limit c onfine me nt on a c ase - by- c ase basis.

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SLIDE 7

Fourth: Risk and Needs Assessments are Necessary

  • A prove n a nd re lia ble risk a nd ne e ds a sse ssme nt c a n,
  • n its own, g re a tly inc re a se suc c e ssful outc ome s in

juve nile justic e syste ms.

  • Sta tic a nd dyna mic fa c tors; risks a nd ne e ds.
  • Provide s inva lua ble informa tion on tre a tme nt pla ns a nd

pla c e me nt options.

  • Most use ful whe n a va ila ble a nd use d by e a c h de c ision-

ma ke r a t e a c h junc ture of the justic e syste m.

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SLIDE 8

Fifth: School Discipline Heavily Impacts Juvenile Justice

  • T

he adve nt of ze r

  • - tole r

anc e polic ie s be gan a tr e nd away fr

  • m tr

aditional in- sc hool disc ipline , towar ds gr e ate r r e lianc e on juve nile justic e inte r ve ntions into c ommon sc hool misbe havior .

  • T

his use of the juve nile justic e syste m to disc ipline stude nts c an c ome at a high c ost and ove r bur de n the c our ts, dive r ting valuable justic e syste m r e sour c e s away fr

  • m ge nuine public safe ty

c onc e r ns.

  • Re se ar

c h shows that a balanc e d appr

  • ac h to

sc hool be havior issue s c an r e duc e ove r r e lianc e on the justic e syste m while c r e ating be tte r

  • utc ome s

for stude nts.

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SLIDE 9

Sixth: Juvenile Probation is Often the Best Alternative

  • Juve nile justic e syste ms a re unde r pre ssure to a void

se c ure c onfine me nt for most juve nile offe nde rs. Proba tion c a n provide a wide - ra ng e of supe rvisory a lte rna tive s to c onfine me nt.

  • Costs for proba tion a re me re fra c tions of c osts of

c onfine me nt, a nd proba tion c a n be e a sily ta ilore d to e a c h juve nile offe nde rs ne e ds a nd risks.

  • Ave ra g e c ost for ba sic proba tion pe r da y pe r youth in

T e xa s is $17.25, whic h e qua te s to $6,296 pe r ye a r.

  • F

e w g e og ra phic limita tions (in te rms of se rvic e provide rs).

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SLIDE 10

Seventh: Focus on the Evidence

  • E

vide nc e - base d pr

  • gr

amming is the “buzz- wor d” in juve nile justic e syste ms.

  • Simply, an e vide nc e - base d pr
  • gr

am is one that has be e n pr

  • ve n to r

e duc e the r isk of c r iminal be havior .

  • F

unding is inc r e asingly tie d to the e xc lusive use of suc h pr

  • gr

amming.

  • Multiple database s tr

ac k and c ompile r e se ar c h and e vide nc e .

  • While it is impor

tant to use pr

  • ve n pr
  • gr

ams, it is also impor tant to avoid ignor ing c r e ative solutions and innovation.

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SLIDE 11

Eighth: Juveniles in Adult Facilities Are at a Unique Disadvantage

  • E

ve n se r ious juve nile

  • ffe nde r

s fac e r isks and disadvantage s in adult loc kups.

  • T

he r isks inc lude an inc r e ase d like lihood of physic al and se xual assault as we ll as suic ide r isks.

  • Disadvantage s inc lude a

lac k of e duc ation and age - appr

  • pr

iate pr

  • gr

amming.

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SLIDE 12

Ninth: The Performance Incentive Funding Revolution

  • T

e xas imple me nte d pe r for manc e inc e ntive funding in 2009. Unde r the Commitme nt Re duc tion Pr

  • gr

am, c ountie s ar e pr

  • vide d with funding to r

e tain jur isdic tion ove r youths who would othe r wise be c ommitte d to state fac ilitie s.

  • Othe r

state s— Ohio and Illinois— have imple me nte d the ir

  • wn ve r

sion of pe r for manc e inc e ntive funding.

  • While e ac h syste m is unique , the c ommon thr

e ad is financ ial assistanc e following a r e duc tion in state c ommitme nts. T his c r e ate s a fisc al inc e ntive towar d tr e atme nt c lose r to home .

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SLIDE 13

Tenth: Juvenile Justice Reform is Spreading

  • Unlike ly state s, ac tor

s, and polic ymake r s ar e taking up juve nile justic e r e for ms for fisc al and mor al r e asons.

  • A c ommon r

e fr ain: “If T e xas c an do it . . .”

  • L
  • uisiana, Mississippi, Vir

ginia, Ge or gia, F lor ida, T e xas, Califor nia, Color ado, Ne br aska: almost e ve r y state is looking for be tte r

  • utc ome s and inc r

e ase d c ost- e ffe c tive ne ss for juve nile s.

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SLIDE 14

National Trends and Research

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SLIDE 15

Texas Reform Origins

  • In 2006, a c r

isis str uc k juve nile justic e in T e xas.

  • Cr

iminal pr

  • se c utions we r

e not e nough:

  • Judg e s be g a n a voiding se nding youth to sta te

fa c ilitie s.

  • T

he L e g isla ture swiftly a c te d to ba r a ny furthe r misde me a na nts in sta te se c ure fa c ilitie s.

  • L

e g isla tion wa s pa sse d to inc re a se se c urity, insta ll vide o c a me ra s, a nd provide for a n Ombudsma n.

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SLIDE 16

Damage Done

  • L

e gislator s had lost faith in the state fac ilitie s and be gan se e king out be tte r ways to handle juve nile justic e .

  • State fac ility populations c ontinue d to de c line , and

thus state savings due to lowe r r ate s of inc ar c e r ation c ould be passe d on to the c ountie s.

  • T

he Commitme nt Re duc tion Pr

  • gr

am was e nac te d in 2009.

  • Community-base d.
  • L

e ss than $140 pe r day.

  • E

vide nc e - base d.

  • Claw-bac k provision.
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SLIDE 17

Justice Reinvestment Results

  • An initia l $45 million funding of the Prog ra m g a ve

c ountie s g ra nt mone y to pla c e youths in c ommunity- ba se d se tting s.

  • Re duc e d popula tions in sta te fa c ilitie s pe rmitte d the

c losure of thre e fa c ilitie s a nd a c ost sa ving s of $100 million.

  • Initia l re sults show tha t out of 4,000 youths first pla c e d

throug h the Prog ra m, only 58— or 1.4 pe rc e nt— e ve ntua lly re quire d pla c e me nt in a sta te fa c ility.

  • De linque nc y ra te s c ontinue to fa ll. Sta te wide re fe rra ls

a re down 18 pe rc e nt, outpa c ing the na tiona l drop of 13 pe rc e nt.

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SLIDE 18

The Texas Model for Other States

  • T

e xa s’ suc c e ss wa s la rg e ly pre dic a te d on unlike ly polic yma ke rs a g g re ssive ly turning the ir a tte ntion towa rd this issue a nd ma king the bold c hoic e s onc e thoug ht unlike ly from a sta te like T e xa s.

  • As the sta te re a pe d the be ne fits— both in lowe r c osts a nd

in lowe r de linque nc y ra te s— othe r sta te s soug ht to le a rn from our suc c e ss.

  • T

he F

  • unda tion be g a n to e xport the T

e xa s Mode l to

  • the r sta te s, by re a c hing out to c onse rva tive s to sha re
  • ur re se a rc h a nd le ssons le a rne d.
  • T

he T e xa s Mode l is not limite d to pe rforma nc e inc e ntive funding — but more ove r, the re c og nition tha t c onfine me nt is not a lwa ys the a nswe r.

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SLIDE 19

Juvenile Reform Examples

  • Ne w Yor

k: NYC juve nile s will now be plac e d in fac ilitie s

c lose r to home and state savings will be r e inve ste d.

  • Ge or

gia: L

e gislation was intr

  • duc e d to r

e - wr ite and mode r nize juve nile c ode along same pr inc iple s.

  • Vir

ginia: L

e gislation that would have inc r e ase d adult c or r e c tional plac e me nts for juve nile s was bloc ke d.

  • Color

ado: Pr

  • se c utor

ial waive r was de c r e ase d and judic ial disc r e tion ove r juve nile plac e me nt was r e invigor ate d.

  • Illinois: Imple me nte d RE

DE PL OY Illinois, dive r ting state savings to c ommunity base d plac e me nts, saving $9 million and c utting r e c idivism.

  • Ohio: Similar

e ffor t with RE CL AIM Ohio, whic h c ut r e c idivism r ate s in half for par tic ipating youth.

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SLIDE 20

Length of Stay

  • Shorte r is be tte r.
  • Re side ntia l tre a tme nt for juve nile s with shorte r le ng ths of

sta y— a round six months— a re a ssoc ia te d with inc re a se d tre a tme nt e ffe c tive ne ss a nd g a ins in positive outc ome s, a nd tha t long e r le ng ths of sta y do not inc re a se positive

  • utc ome me a sure s.
  • T

wo ye a r study of 17,000 youth in F lorida found “no sta tistic a lly sig nific a nt re la tionship to re c idivism” for low- risk a nd mode ra te risk youth.

  • A diffe re nt study ma tc he d youths with long e r le ng ths
  • f sta y with youth with shorte r le ng ths of sta y a nd

found little or no impa c t on re - a rre st ra te s.

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SLIDE 21

Detention

  • T

he most c ostly and de tr ime ntal pr e - adjudic ation supe r vision option.

  • De te ntion pr

e c ipitate s highe r r ate s of inc ar c e r ation, e ve n for similar ly situate d youth. Studie s have found that youth ar e mor e like ly to e ve ntually r e c e ive for mal judic ial inte r ve ntion and inc ar c e r ation, e ve n whe n c ontr

  • lling for
  • ffe nse se ve r

ity, r ac e , age , and ge nde r .

  • Additionally, youth c an le ar

n de viant be havior whe n house d with mor e dange r

  • us or

viole nt youth, an e ffe c t c alle d “pe e r de vianc y tr aining.”

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SLIDE 22

Detention Alternatives

  • Alte r

native s: Risk asse ssme nts; de fe r r e d pr

  • se c ution

pr

  • gr

ams; me ntal he alth doc ke t; e ve ning r e por ting c e nte r ; she lte r

  • ptions; spe c ialize d doc ke t for

gang me mbe r s, human tr affic king, and pr

  • stitution

c har ge s; e le c tr

  • nic monitor

ing.

  • Nationwide , JDAI site s saw a 6.1 pe r

c e nt dr

  • p in r

e - ar r e st r ate s while awaiting adjudic ation; 7.2 pe r c e nt dr

  • p in failur

e s to appe ar .

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SLIDE 23

Disciplining Status Offenders

  • A gr

e at de al of r e se ar c h sugge sts handling status

  • ffe nde r

s outside of the juve nile justic e syste m e ntir e ly is the be st be t.

  • T

he r e is no e vide nc e that juve nile justic e syste m handling r e duc e s or pr e ve nts futur e de linque nc y; in fac t, due to pe e r de vianc y, it like ly inc r e ase s de linque nc y r isks.

  • About half of the state s pr
  • hibit the use of the “valid

c our t or de r ” e xc e ption.

  • A major

ity of the state s have imple me nte d a CHINS, F INS, JINS, or CINA syste m.

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SLIDE 24

Ideal System for Status Offenders

  • Single point of c ontac t or

“gate ke e pe r .”

  • Re quir

e a minimum le ve l of pr e - c our t dive r sion se r vic e s.

  • Monitor

, e valuate , and c olle c t data.

  • F

amilie s, sc hools, c ommunity- base d se r vic e s, and c hild we lfar e se r vic e s may all be involve d.

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SLIDE 25

Successful Examples

  • Ne w Yor

k: PINS Dive r sion Syste m

  • Confe r

e nc e > se r vic e s > te r mination > war r ant.

  • In NYC, PINS r

e duc e d file d status offe nde r c ase s by 79 pe r c e nt.

  • State wide , for

mal pe titions down 41 pe r c e nt.

  • F

lor ida: CINS and F INS

  • Not available to familie s who have not tr

ie d on the ir

  • wn.
  • Contr

ac t with pr ivate pr

  • vide r

using she lte r se r vic e s and non-r e side ntial c ounse ling.

  • Asse ssme nt > se r

vic e s > c onfe r e nc e , if ne e de d.

  • Only six pe r

c e nt e ve r se nt to the c our t syste m.

  • Save d F

lor ida ove r $30 million in one fisc al ye ar alone .

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SLIDE 26

Successful Examples, cont.

  • Conne c tic ut: Dive r

sion to F amily Suppor t Ce nte r s (F SCs)

  • Se r

vic e s: me diation, c ounse ling > for mal c our t pe tition.

  • E

liminate d all de te ntion of status offe nde r s; only 25 pe r c e nt e ve r for mally adjudic ate d.

  • L
  • uisia na : F

INS Assista nc e Prog ra m

  • Voluntar

y F amily Se r vic e s Plan > r e fe r r al.

  • Individual par

ishe s use de te ntion alte r native s in addition to F INS; one par ish r e duc e d for mal filings on status offe nde r s to 2 pe r c e nt.

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SLIDE 27

Conclusion

  • Re for

m should star t with the budge t to ide ntify e xc e ssive c osts, e ve r mindful of the ne e d to foc us

  • n positive outc ome s for

youth.

  • E

ve r y youth dive r te d fr

  • m a life of c r

ime save s soc ie ty $2 million ove r his or he r life time .

  • Que stions?