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Your Patent and Paralegal Services Partner Phone (India): +91-901-367-3286 Web: www.effectualservices.com Phone (US): +1-972-256-8133 Email: info@effectualservices.com Phone (UK): +44-203-286-8233 Effectual Services About the firm To be a


  1. Your Patent and Paralegal Services Partner Phone (India): +91-901-367-3286 Web: www.effectualservices.com Phone (US): +1-972-256-8133 Email: info@effectualservices.com Phone (UK): +44-203-286-8233 Effectual Services

  2. About the firm To be a leading service provider in the Intellectual Property services domain by consistently delivering quality and value to our clients Effectual Services - Fact Sheet Year Founded 2010 Employees 70 full time and access to 100+ Industry Experts/Consultants Competence ~80 % Employees are Technical Graduates / Engineers PhD’s, Post graduates, Engineers and Law graduates from reputed Universities Academic Degrees and Colleges. Major Clients IP and Patent law firms, Commercial law firms, Corporate clients, Universities, and patent brokerage and licensing firms spread across four continents Customer Satisfaction 95% of our business comes from client referrals and repeat business  One Stop Shop: Technical specialist for all major technical areas and providing Key advantages services in creation, management, and monetization of patents.  Multi-lingual search capabilities including English, Japanese, Chinese, and Korean languages.  Access to leading commercial and non-commercial patent database and tools, research publications, and trade journals. Effectual Services 2

  3. About the firm – Insights - Bachelor’s degree in Electrical Engineering and a Law degree - 11 Years of work experience. - Worked with more than 100 US and EP attorneys, with various law 300 firms and corporations - Technology expertise: Mobile networks, data security, encryption, computer networks, and navigation and e- commerce applications. 250 - PhD. degree in Mobile & Wireless Communication. - 11 Years of work experience. 200 - Prepared more than 300 Evidence of Use (EoU) charts and Executed more than 500 directed prosecution matters. - Technology expertise: Networking domain particularly in wireless communication (802 IEEE standards, LTE/3GPP specifications). Headcount 150 - Bachelor’s degree in Chemical Engineering, and pursuing a Law degree. - 08 Years of work experience. 100 - Worked with leading Patent Brokerage firms on IP Sale/Monetizing projects, involving evaluation of patent portfolio to select key patents . - Technology expertise: Petrochemical, Specialty Chemicals, lightweight alloys used in Aircraft and Automobiles. 50 - Bachelor’s degree in Information Technology Engineering. - 6 Years of work experience. 0 - Conducted IP Licensing projects for Fortune 500 companies, involving market assessment studies. 2010 2011 2012 2013 2014 2015 2016 2017 - Technology expertise: Wireless Communication, Business Methods, Semiconductors, Machine learning, Internet of Things, OCR Year and ICR technologies, RDBMS, Information Security. Started with just 3 people on board in the year 2010, Over the years, Effectual Services has grown into a team of 54 dedicated employees including 42 technical and legal experts. We all share a common objective, i.e. to provide global IP community with reliable IP and Legal support services. This growth is attributed to the quality output we deliver, combined with trust and loyalty of our clients. We attract the best talent in India and provide an exciting and simulating work environment so that they realize their true potential. Effectual Services 3

  4. About the team – Insights Business PhD's Development 2% 13% Master's Support 36% 9% Bachelor's 62% Medicinal Engineers Pharma and 78% Chemistry Biotechnology 2% Mechanical 14% 7% Chemical 5% Computer Electronics & Science Communication 24% 48% Almost 40 % of our Engineering staff holds post graduate degrees, including Master’s and PhDs. Almost 72 % of our technical staff have a technical Background in Computer Science, Information Technology and Electronics & Communication. We do have capabilities in other technical domains such as Biotechnology, Bio-Sciences Pharmaceuticals, Chemistry etc. Effectual Services 4

  5. Technology Expertise LIFE SCIENCES ENGINEERING  Pharmaceuticals and Medicinal  Electronics and Communication  Petrochemicals, Oil & Natural gas, and  Computer Science and IT Chemistry Chemical technologies  Biotechnology  Electrical  Metallurgical sciences  Food technologies  Mechanical  FMCG  Bio-medical Devices Life sciences Engineering Petrochemicals and Chemical Others technologies Biotechnology Electronics and Bio-medical Mechanical Communication Devices Pharmaceuticals and Medicinal Chemistry Food Technologies Computer Science and IT Effectual Services 5

  6. Advantages Quality driven by Flexible and diverse Execution Experience Engagement Models Quick availability of trained team and Competitive Prices Quality Checks Skill Development Engagement Models • We • Focused trainings on EP/US patent offer flexible engagement The analyst checks the models tailored to suit the needs laws and service offerings Self QC work done himself of organizations. • Basic trainings on Patent On Database tools, MS Excel etc. FTE Demand • Focused trainings are undertaken Peer Analysts working on Analyst based on client feedback / same projects check Lowest QC requirements. each other‘s results Fixed Cost cost • We encourage requestors to share specific training modules with the Dedicated Need Manager QC is performed by team members, as well as best the project manager Team Based QC practice examples and templates Effectual Services 6

  7. Service Spectrum – Patent Support • Patentability Searches • Patent Landscape • Patent Application Drafting • SWOT analysis • Patent filing – WIPO & India • Competitive Intelligence • Patent Proofreading • Patent Portfolio Tracking • Office Action Response • Technology watch and Patent Newsletters Patent • Directed Prosecution Prosecution Analytics • Patent valuation Studies • Freedom to Operate Support THINK and • Patent Illustrations EXECUTE with CUSTOMER Patent Patent in mind • Identifying target companies Licensing Litigation • Infringement Searches • Evidence of Use, Claim charts Support Support • Prior Art searches • Licensing opportunities identification • Claim Mapping, charts • IP Brokerage / sale support • Document / Source Code Review • IP Due Diligence, validity search • Contentions Review • File History Analysis Chemical structure searching Bio-sequence searching Native Language  Drugs  Probe / primer sequences Search services:  Reaction buffer Detergents  Therapeutic peptide sequences Other  Japanese  Vector sequences  Toothpastes Specialized  Mutated gene/protein sequences  Rubber and plastics  Chinese Services  Analogous sequences for identifying corresponding  Dyes mutation locations  Korean  Fertilizers  miRNA / siRNA sequences Effectual Services 7

  8. IP Services: Distribution The protection of Intellectual Property (IP) has become an essential keystone, which evaluates an organization’s go-to-market Infringement strategy and business growth prospects. Infringement and Commercialization Invalidity Studies Freedom to Operate Our pack of services enables our clients to IP Protection Patent Valuation Patent Drafting develop comprehensive IP protection and IP Landscape Conception Office Action response Due Diligence enforcement plans and realize full potential of Prior Art Search In/Cross/Out Licensing Studies their Intellectual Property assets. Patentability Assessment Competitor IP Watch Ideation Technology landscape State-of-Art Analysis Service Distribution Drafting and Miscellaneous Prosecution Landscape Novelty/ We provide a variety of Intellectual property Patentability Services at every stage during the lifecycle of a patent. Infrigement Invalidation Effectual Services 8

  9. Search Coverage We have access to industry’s leading patent and non patent databases including – Thomson Innovation, Total Patent (from Lexis Nexis), Orbit (from Questel), IEEE, ACM, Citeseer, Scirus, IP.com etc. We cover 100+ jurisdictions, and have the capabilities to search in native languages – Chinese, Japanese and Korean, to unearth prior art that is not available in English. Effectual Services 9

  10. Service Spectrum – Legal Services • Multi jurisdictional • Review and abstract Relevant research and analysis Facts • Ready to file documents • Demonstrate Articulate complying with • Summarize Testimony procedural requirements THINK and • Deliver Summaries in most of the State and Federal useful format EXECUTE Courts Deposition Legal Research with Summarization & Drafting CUSTOMER in mind Paralegal Contract Support Management services • Contract Drafting • Patent Proofreading • Contract/Lease Abstraction • IDS Preparation • Contract Review • Patent illustrations • Due Diligence Support • Legal status watch • Contract Administration • File History Analysis We leverage our technical expertise in our Document review solution in order to deliver best quality output. Effectual Services 10

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