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Validation Science and Practice 05 October 2018 SA Association of Pharmacists in Industry Dale Gyure, Ph.D., PrEng Far Sight Skills Development 1 Overview General Reminders Technical and Regulatory Points to Consider A Foray into


  1. Validation Science and Practice 05 October 2018 SA Association of Pharmacists in Industry Dale Gyure, Ph.D., PrEng Far Sight Skills Development 1

  2. Overview General Reminders Technical and Regulatory Points to Consider A Foray into Statistical Methods Wrap Up and Questions 2

  3. General Reminders  Our focus today on FDA’s 2011 Guidance Document – a “new” document  The document itself reminds us of what regulators do (so well)  The Guidance Document is not for medical devices and dietary supplements 3

  4. (More) General Reminders  In-process and final product checks offer limited assurance of quality  The definition of validation has not changed  The overarching claim remains the same 4

  5. Technical / Regulatory  Process Validation is aligned with the “life - cycle” of a process  Quality / safety / efficacy to be built into the product by design  The current focus is on variations, variations and variations 5

  6. Technical / Regulatory  Process Variations where they come from detecting and measuring them knowing their impact defining and implementing risk-based controls  A remark concerning retrospective validation 6

  7. Technical / Regulatory  Process Validation takes place throughout the process life cycle 7

  8. Technical / Regulatory  Process Validation takes place throughout the process life cycle Stage 1 – Process Design 8

  9. Technical / Regulatory  Process Validation takes place throughout the process life cycle Stage 1 – Process Design Stage 2(a) – facility design 9

  10. Technical / Regulatory  Process Validation takes place throughout the process life cycle Stage 1 – Process Design Stage 2(a) – facility design - qualification 10

  11. Technical / Regulatory  Process Validation takes place throughout the process life cycle Stage 1 – Process Design Stage 2(a) – facility design - qualification Stage 2(b) – PPQ process performance qual 11

  12. Technical / Regulatory  Process Validation takes place throughout the process life cycle Stage 1 – Process Design Stage 2(a) – facility design - qualification Stage 2(b) – PPQ process performance qual Stage 3 – Ongoing verification 12

  13. Metrics and Measurement Guidance on Process Performance Qualification is clear “ cumulative data from all relevant studies” “firms to employ statistical metrics” “performance indicators that allow risk- based decision-making such decision-making to be based on “ statistical methods ” “persons with adequate training in statistical process control” are recommended Still, industry interprets and regulators judge 13

  14. Metrics and Measurement  The Golden Rule of 3 PPQ batches no longer meets “c” GMP .  Your approach to PPQ is based on residual risk – (not discussed today) We will wander into the topic of statistical process control. 14

  15. Fun Forays into Statistics Process Capability and Process Capability Index ( C p ) and ( C p K )  Well established concepts in six-sigma school of thought  Can be calculated – functions of specification limits (for you to say) and process wobble (goodness of control)  The expectation is that your process runs between 1.0 and 1.6 Some perspective will be helpful 15

  16. Fun Forays into Statistics Frequentist (or classical) statistics  Remember mean and standard deviation are only estimates  They are backward (or at best current) looking  Limited assurance of future control hence not ideally suited for validation. 16

  17. Fun Forays into Statistics Bayesian statistics  Meet Thomas Bayes  Probability is expressed as a future likelihood  We all operate this way and it’s the basis for artificial intelligence  Assurance (likelihood) of future control is based on an existing body of knowledge updated with new evidence. 17

  18. Summary Points Validation Remains a Science / Discipline The life-cycle approach leads to a better understanding of the process An increasing level of rigor will be expected, but keep in mind the time constant for change Develop your internal regulatory strategy 18

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