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Introduction Models Emergent properties Conclusion . Typological consequences of agent interaction Coral Hughto Robert Staubs Joe Pater University of Massachusetts Amherst NECPhon 8 November 15, 2014 Coral Hughto, Robert Staubs, Joe


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Introduction Models Emergent properties Conclusion .

Typological consequences of agent interaction

Coral Hughto Robert Staubs Joe Pater

University of Massachusetts Amherst

NECPhon 8 November 15, 2014

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 1

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Introduction Models Emergent properties Conclusion .

In standard generative grammar: Grammatical theories are constructed to generate all and only possible languages.

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 2

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Introduction Models Emergent properties Conclusion .

In standard generative grammar: Grammatical theories are constructed to generate all and only possible languages. Some systems are permitted by the theory, others are not. No distinction is made within either class.

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 2

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Introduction Models Emergent properties Conclusion .

Standard goal of learning theories: Show how the systems generated might be learned.

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 3

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Introduction Models Emergent properties Conclusion .

Standard goal of learning theories: Show how the systems generated might be learned. No independent role of learning in typological modeling.

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 3

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Introduction Models Emergent properties Conclusion .

We can do better than this: Explain relative frequency based on relative learnability—combining a learning theory with a grammatical theory (e.g. Heinz 2009, Pater and Moreton 2012, Staubs 2014).

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 4

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Introduction Models Emergent properties Conclusion .

We can do better than this: Explain relative frequency based on relative learnability—combining a learning theory with a grammatical theory (e.g. Heinz 2009, Pater and Moreton 2012, Staubs 2014). Individual learners acquire particular patterns faster or slower based

  • n how learning and grammar interact.

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 4

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Introduction Models Emergent properties Conclusion .

Today we’ll focus on a third model bias.

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 5

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Introduction Models Emergent properties Conclusion .

Today we’ll focus on a third model bias. This bias emerges from interaction between agents, both within and across generations.

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 5

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Introduction Models Emergent properties Conclusion .

Today we’ll focus on a third model bias. This bias emerges from interaction between agents, both within and across generations. We show consequences particularly for probabilistic models of grammar such as Maximum Entropy (Goldwater and Johnson 2003).

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 5

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Introduction Models Emergent properties Conclusion .

Our focus today: Interaction and transmission tend to reduce variability.

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 6

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Introduction Models Emergent properties Conclusion .

Our focus today: Interaction and transmission tend to reduce variability. This happens in two fundamentally different network assumptions: iterated and interactive learning.

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 6

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Introduction Models Emergent properties Conclusion .

We show that these models show emergent tendencies towards:

1 Categorical outcomes 2 Lexical contrast 3 Avoidance of cumulativity Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 7

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Introduction Models Emergent properties Conclusion .

Error-driven learning

MaxEnt SGA (perceptron, HG-GLA; Jager 2007, Boersma and Pater 2014):

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 8

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Introduction Models Emergent properties Conclusion .

Error-driven learning

MaxEnt SGA (perceptron, HG-GLA; Jager 2007, Boersma and Pater 2014): New Weights = Old Weights + η × (Learner Violations − Teacher Violations) Where η is some assumed learning rate.

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 8

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Introduction Models Emergent properties Conclusion .

Iterated Learning

Iterated learning models present a simplified model of language change These models are based on the observation that language change happens over time: children’s grammars are not exactly the same as their parents’

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 9

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Introduction Models Emergent properties Conclusion .

Agents in this model are arranged in a chain with one learner per “generation” L1 → L2 → ... → Ln Each agent in a chain learns its language from the previous generation and then teaches it to the next (Kirby and Hurford 2002, Griffiths and Kalish 2007)

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 10

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Introduction Models Emergent properties Conclusion .

Typologically common languages coincide with languages which are stable (transmitted faithfully) under this learning model Agents in an iterated learning chain preserve categorical grammar states better/longer than more variable grammars This trend towards categoricity emerges through the transmission

  • f languages between agents, without needing to encode a bias for

categoricity within each agent

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 11

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Introduction Models Emergent properties Conclusion .

Interactive Learning

Interactive learning models present a simplified model of language generation (Dediu 2009, Pater and Moreton 2012) A number of agents interact with and learn from each other: L1 ↔ L2 From these interactions, a shared grammar emerges

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 12

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Introduction Models Emergent properties Conclusion .

This model is based on the observation that language change is a social phenomenon An individual’s language use continues to change over time, and their language use is affected by that of their social network

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Introduction Models Emergent properties Conclusion .

Probabilistic typological trends are reflected in the rate at which the agents generate particular systems under this model The shared grammars developed by agents in an interactive learning model tend to be categorical These effects are emergent properties of the model, and don’t require any specifically encoded learning biases

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 14

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Introduction Models Emergent properties Conclusion .

Iterated or Interactive?

Iterated learning models emphasize the importance of the effect of transmission of language between generations (from adults to children), setting aside the social, interactive aspect of language learning Interactive learning models emphasize the influence of peers on language development, setting aside the influence from adult language users Both of these models are overly simplified; human language learning is probably influenced by both types of interaction

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 15

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Introduction Models Emergent properties Conclusion .

Categoricity

An interactive learner, starting with equal probabilities on candidates, will tend toward weights giving categorical outcomes.

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Introduction Models Emergent properties Conclusion .

Categoricity

An interactive learner, starting with equal probabilities on candidates, will tend toward weights giving categorical outcomes. Categoricity tableau *A *B A

  • 1

B

  • 1

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Introduction Models Emergent properties Conclusion .

Categoricity

An interactive learner, starting with equal probabilities on candidates, will tend toward weights giving categorical outcomes. Categoricity tableau *A *B A

  • 1

B

  • 1

Dark lines with gray: means of 100 runs with standard deviations. Learning rate 0.1.

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 16

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Introduction Models Emergent properties Conclusion .

1000 2000 3000 4000 5000 0.0 0.2 0.4 0.6 0.8 1.0

Interactive categoricity, zero start weights

Iterations Probability difference of candidates

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Introduction Models Emergent properties Conclusion .

The starting distribution is not crucial. The learners converge on a shared categorical outcome even if they initially categorically disagree.

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Introduction Models Emergent properties Conclusion .

1000 2000 3000 4000 5000 0.0 0.2 0.4 0.6 0.8 1.0

Interactive categoricity, opposite start weights

Iterations Probability difference of candidates

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 19

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Introduction Models Emergent properties Conclusion .

Interactive learning with probabilistic grammars, starting with non-categorical grammars:

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 20

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Introduction Models Emergent properties Conclusion .

Interactive learning with probabilistic grammars, starting with non-categorical grammars:

1 Errors can push the agents towards either more or less

categorical states.

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 20

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Introduction Models Emergent properties Conclusion .

Interactive learning with probabilistic grammars, starting with non-categorical grammars:

1 Errors can push the agents towards either more or less

categorical states.

2 As the agents drift into categorical grammars, they change

less and less.

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 20

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Introduction Models Emergent properties Conclusion .

Interactive learning with probabilistic grammars, starting with non-categorical grammars:

1 Errors can push the agents towards either more or less

categorical states.

2 As the agents drift into categorical grammars, they change

less and less.

3 The system spends most of its time in categorical states. Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 20

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Introduction Models Emergent properties Conclusion .

Interactive learning with constraints (e.g. MaxEnt, Noisy HG; Boersma and Pater 2014):

1 Errors can push the agents towards either more or less

categorical states.

2 As the agents drift into categorical grammars 1

They change less and less.

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 21

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Introduction Models Emergent properties Conclusion .

Interactive learning with constraints (e.g. MaxEnt, Noisy HG; Boersma and Pater 2014):

1 Errors can push the agents towards either more or less

categorical states.

2 As the agents drift into categorical grammars 1

They change less and less.

2

The effective change to probability from a change in weights shrinks.

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 21

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Introduction Models Emergent properties Conclusion .

Interactive learning with constraints (e.g. MaxEnt, Noisy HG; Boersma and Pater 2014):

1 Errors can push the agents towards either more or less

categorical states.

2 As the agents drift into categorical grammars 1

They change less and less.

2

The effective change to probability from a change in weights shrinks.

3 The system spends most of its time in categorical states.

(cf. Wedel 2007 on models where a positive feedback loop creates similar pressures)

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 21

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Introduction Models Emergent properties Conclusion .

1000 2000 3000 4000 5000 0.0 0.2 0.4 0.6 0.8 1.0

Example run

Iteration Probability

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Introduction Models Emergent properties Conclusion .

1000 2000 3000 4000 5000 0.0 0.2 0.4 0.6 0.8 1.0

Example run: oscillation

Iteration Probability

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 23

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Introduction Models Emergent properties Conclusion .

Part of this pressure (at least) is present in iterated learning as well (see e.g. Dediu 2009, p. 555).

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Introduction Models Emergent properties Conclusion .

Part of this pressure (at least) is present in iterated learning as well (see e.g. Dediu 2009, p. 555). Thus iterated learning can show a pressure for increasing categoricity over generations.

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 24

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Introduction Models Emergent properties Conclusion .

Part of this pressure (at least) is present in iterated learning as well (see e.g. Dediu 2009, p. 555). Thus iterated learning can show a pressure for increasing categoricity over generations. This requires enough learning to happen in each step in order to maintain the “emerged” categoricity.

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 24

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Introduction Models Emergent properties Conclusion .

Terminology reminder

1 iteration: when a datum is exchanged between two agents 2 generation: when a new agent learns from another for a

number of iterations Thus iterations are relevant to both iterative and interactive. Generations are not clearly important to interactive learning.

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Introduction Models Emergent properties Conclusion .

20 40 60 80 100 0.0 0.2 0.4 0.6 0.8 1.0

Iterative categoricity, 10 iterations

Generations Probability difference of candidates

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Introduction Models Emergent properties Conclusion .

20 40 60 80 100 0.0 0.2 0.4 0.6 0.8 1.0

Iterative categoricity, 100 iterations

Generations Probability difference of candidates

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Introduction Models Emergent properties Conclusion .

20 40 60 80 100 0.0 0.2 0.4 0.6 0.8 1.0

Iterative categoricity, 1000 iterations

Generations Probability difference of candidates

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Introduction Models Emergent properties Conclusion .

Cumulativity

In a weighted-constraint grammar, constraint violations are cumulative The optimal candidate is the one whose Harmony score is closest to zero, but the particular combination of constraint weights and violations doesn’t matter A candidate which incurs one violation of a constraint with a weight of 6 has the same Harmony score as a candidate which incurs two violations of a constraint with a weight of 3 (1*6 = 2*3 = 6)

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Introduction Models Emergent properties Conclusion .

Constraint cumulativity has been cited as a problem for weighted-constraint grammars, as it makes undesirable typological predictions (e.g. Legendre et al. 2006). If cumulativity effects exist, it seems they might be uncommon. If either fact is true, we should worry about a model that treats cumulative languages identically with non-cumulative ones.

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Introduction Models Emergent properties Conclusion .

Cumulativity tableaux 3 2 X Y H →A

  • 1
  • 2

B

  • 1
  • 3

→C

  • 1
  • 4

D

  • 2
  • 6

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 31

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Introduction Models Emergent properties Conclusion .

In an interactive learning model, the agents strongly tend away from cumulative patterns One reason: many cumulative weightings are intermediate and non-categorical (Carroll 2012).

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Introduction Models Emergent properties Conclusion .

Cyan and orange: no cumulativity effect. Black: cumulativity.

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Introduction Models Emergent properties Conclusion .

Cumulativity

A simulation with two agents beginning with constraint weights at zero, run 1000 times, produced no cumulative patterns X Y A

  • 1

B

  • 1

C

  • 1

D

  • 2

Language Count A, D 312 B, C 688 A, C

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 34

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Introduction Models Emergent properties Conclusion .

500 1000 1500 0.0 0.4 0.8

Avoidance of cumulative pattern, starting at 88% probability

Learning Step Probability of [a] 500 1000 1500 0.0 0.4 0.8 Learning Step Probability of [c]

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Introduction Models Emergent properties Conclusion .

1000 2000 3000 4000 5000 0.0 0.4 0.8

Maintaining cumulative pattern, starting at very high probabilities

Learning Step Probability of [a] 1000 2000 3000 4000 5000 0.0 0.4 0.8 Learning Step Probability of [c]

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Introduction Models Emergent properties Conclusion .

Cumulativity

Carroll (2012) analyses the real-world typology of contrasts between /s/ and /S/, finding the following distribution of languages: Contrast Type Proportion Total Neutralization 44.0% Full Contrast 37.0% Complementary Distribution 10.3% Contextual Neutralization 8.2% “Elsewhere” Neutralization 0.5%

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Introduction Models Emergent properties Conclusion .

Cumulativity

The “Elsewhere” Neutralization pattern is representable as a cumulative pattern in a weighted-constraint grammar, and is largely underrepresented in the typology Carroll (2012) attempts to account for this skew away from cumulative patterns through encoding various biases into a MaxEnt learner, but doesn’t find a solution that fits the data as well as desired The interactive learning model presented here derives the avoidance of cumulative patterns that Carroll was looking for, without needing to encode specific learning biases

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Introduction Models Emergent properties Conclusion .

Contrast

The pressure for categoricity can be extended into a pressure for contrast.

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Introduction Models Emergent properties Conclusion .

Contrast

The pressure for categoricity can be extended into a pressure for contrast. Now we have agents pronouncing different meanings, not just uninterpretable strings.

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Introduction Models Emergent properties Conclusion .

Contrast

The pressure for categoricity can be extended into a pressure for contrast. Now we have agents pronouncing different meanings, not just uninterpretable strings. We add constraints like M1 → A “Pronounce M1 as A.”

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Introduction Models Emergent properties Conclusion .

Contrast tableau M1 → A M1 → B M2 → A M2 → B M1 A

  • 1

B

  • 1

M2 A

  • 1

B

  • 1

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Introduction Models Emergent properties Conclusion .

Meanings are not apparent from surface forms, they must be inferred.

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Introduction Models Emergent properties Conclusion .

Meanings are not apparent from surface forms, they must be inferred. The agents use Robust Interpretive Parsing (RIP; Tesar and Smolensky 2000, Boersma 2003, Jarosz 2013, Boersma and Pater 2014):

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 41

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Introduction Models Emergent properties Conclusion .

Meanings are not apparent from surface forms, they must be inferred. The agents use Robust Interpretive Parsing (RIP; Tesar and Smolensky 2000, Boersma 2003, Jarosz 2013, Boersma and Pater 2014): Agents choose the meaning that they would most likely pronounce with the observed surface form.

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Introduction Models Emergent properties Conclusion .

Interpretation Teacher Production: M1 → a b Interpretation: a → M1 M2 Learner Production: M2 → a b Update: Output is not a ⇒ M2 → a ↑, M2 → b ↓

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Introduction Models Emergent properties Conclusion .

200 400 600 800 1000 0.0 0.2 0.4 0.6 0.8 1.0

Emergent contrast, maximizing RIP

Iterations Probability difference of meanings

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Introduction Models Emergent properties Conclusion .

Our assumption that RIP finds the most likely word accelerates contrast. Errors in interpretation point to non-categorical probabilities—maximizing helps find these. If we sample instead of maximizing, however, we still get this kind

  • f trend.

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Introduction Models Emergent properties Conclusion .

200 400 600 800 1000 0.0 0.2 0.4 0.6 0.8 1.0

Emergent contrast, sampling RIP

Iterations Probability difference of meanings

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Introduction Models Emergent properties Conclusion .

2000 4000 6000 8000 10000 0.0 0.2 0.4 0.6 0.8 1.0

Emergent contrast, sampling RIP

Iterations Probability difference of meanings

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Introduction Models Emergent properties Conclusion .

Similar patterns are found with iterative learning.

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Introduction Models Emergent properties Conclusion .

Similar patterns are found with iterative learning. Similar pressures for categoricity → similar contrast effects.

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Introduction Models Emergent properties Conclusion .

Conclusions

We have shown language learners in a network tend towards stability with categorical grammars.

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Introduction Models Emergent properties Conclusion .

Conclusions

We have shown language learners in a network tend towards stability with categorical grammars. This tendency emerges from interaction and transmission: Categorical patterns are those with the most reliability across generations and interactions.

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Introduction Models Emergent properties Conclusion .

This tendency addresses several possible issues with probabilistic models:

Coral Hughto, Robert Staubs, Joe Pater UMass Amherst NECPhon 8 Typological consequences of agent interaction 49

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Introduction Models Emergent properties Conclusion .

This tendency addresses several possible issues with probabilistic models: Why are languages more categorical than they could be?

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Introduction Models Emergent properties Conclusion .

This tendency addresses several possible issues with probabilistic models: Why are languages more categorical than they could be? How can categorical contrast emerge?

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Introduction Models Emergent properties Conclusion .

This tendency addresses several possible issues with probabilistic models: Why are languages more categorical than they could be? How can categorical contrast emerge? Why are gang effects not (seemingly) ubiquitous?

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Introduction Models Emergent properties Conclusion .

More broadly, this work reinforces the importance of viewing grammatical models in context:

1 We must consider learning models and their concomitant

biases.

2 We must consider how these learning models interact to form

typological patterns.

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Introduction Models Emergent properties Conclusion .

Thank you!

This material is based upon work supported by the National Science Foundation under Grant No. S121000000211 to the second author, Grants BCS-0813829 and BCS-424077 to the University of Massachusetts, and by the city of Paris under a Research in Paris fellowship to the third author. We would also like to thank Lucien Carroll.

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