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Transcendental Julia Sets with Fractional Packing Dimension Jack Burkart, Stony Brook Topics in Complex Dynamics 2019 Barcelona, 26 February 2019 PART I: HISTORY AND DEFINITIONS Theorem (Baker): Julia sets of transcendental entire functions


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Transcendental Julia Sets with Fractional Packing Dimension Jack Burkart, Stony Brook Topics in Complex Dynamics 2019 Barcelona, 26 February 2019

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PART I: HISTORY AND DEFINITIONS

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Theorem (Baker): Julia sets of transcendental entire functions con- tain non-degenerate continua. Haus- dorff dimension is lower bounded by 1. Theorem (Misiurewicz): Julia set of exp(z) = C. Theorem (McMullen): sine family always has positive area. exp family always has dimension 2. Zero area if there is an attracting cycle. Julia set in the cosine family.

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Theorem (Stallard): There exist functions in B with Julia set with dimension arbitrarily close to 1; dimension 1 does not occur in B. All dimensions in (1, 2] occur in B. EK(z) = E(z) − K. Dimension tends to 1 as K increases

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Theorem (Bishop): There exists a transcendental entire function whose Julia set has Hausdorff dimension packing dimension equal to 1. The functions are of the form fλ,R,N(z) = [λ(2z2 − 1)]◦N ·

  • k=1
  • 1 − 1

2 z Rk nk .

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There are two other useful notions of dimension for t.e.f’s. The upper Minkowski dimension (we require K compact) dimM(K) = lim sup

ǫ→0

log(N(K, ǫ)) − log(ǫ) .

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There are two other useful notions of dimension for t.e.f’s. The upper Minkowski dimension (we require K compact) dimM(K) = lim sup

ǫ→0

log(N(K, ǫ)) − log(ǫ) . The packing dimension: dimP(K) = inf   sup dimM(Kj) : K ⊂

  • j=1

Kj    .

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There are two other useful notions of dimension for t.e.f’s. The upper Minkowski dimension (we require K compact) dimM(K) = lim sup

ǫ→0

log(N(K, ǫ)) − log(ǫ) . The packing dimension: dimP(K) = inf   sup dimM(Kj) : K ⊂

  • j=1

Kj    . Lemma: Let K be a compact set. Then dimH(K) ≤ dimP(K) ≤ dimM(K).

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Julia set is unbounded: define the local upper Minkowski dimension by dimU,M(A) = dimM(U ∩ A).

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Julia set is unbounded: define the local upper Minkowski dimension by dimU,M(A) = dimM(U ∩ A). Theorem: (Rippon, Stallard) Let f be entire. With at most one exceptional point, for all z ∈ J(f), and all bounded open sets U containing z: dimU,M(J(f)) = dimP(J(f)).

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Julia set is unbounded: define the local upper Minkowski dimension by dimU,M(A) = dimM(U ∩ A). Theorem: (Rippon, Stallard) Let f be entire. With at most one exceptional point, for all z ∈ J(f), and all bounded open sets U containing z: dimU,M(J(f)) = dimP(J(f)). MOREOVER If f ∈ B, dimP(J(f)) = 2, and the same is true for dimU,M(J(f)) (ignoring neighborhoods of the exceptional point).

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Julia set is unbounded: define the local upper Minkowski dimension by dimU,M(A) = dimM(U ∩ A). Theorem: (Rippon, Stallard) Let f be entire. With at most one exceptional point, for all z ∈ J(f), and all bounded open sets U containing z: dimU,M(J(f)) = dimP(J(f)). MOREOVER If f ∈ B, dimP(J(f)) = 2, and the same is true for dimU,M(J(f)) (ignoring neighborhoods of the exceptional point). For our application we have fall all bounded open sets U which intersect the Julia set dimH(J(f)) ≤ dimP(J(f)) ≤ dimU,M(J(f)).

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Theorem (B): There exists transcendental entire functions with packing dimension in (1, 2).

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Theorem (B): There exists transcendental entire functions with packing dimension in (1, 2). The set of values attained is dense in (1, 2).

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Theorem (B): There exists transcendental entire functions with packing dimension in (1, 2). The set of values attained is dense in (1, 2). More-

  • ver, the packing dimension and Hausdorff dimension may be chosen to

be arbitrarily close together.

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Theorem (B): There exists transcendental entire functions with packing dimension in (1, 2). The set of values attained is dense in (1, 2). More-

  • ver, the packing dimension and Hausdorff dimension may be chosen to

be arbitrarily close together. Previous chart of attained dimensions.

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Theorem (B): There exists transcendental entire functions with packing dimension in (1, 2). The set of values attained is dense in (1, 2). More-

  • ver, the packing dimension and Hausdorff dimension may be chosen to

be arbitrarily close together. Updated possible dimensions chart.

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PART II: Properties of the Function f.

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Lemma: The following defines a transcendental entire function: f(z) := (z2 + c)◦N

  • k=1
  • 1 − 1

2 z Rk nk := fN

c (z) ∞

  • k=0

Fk(z)

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Lemma: The following defines a transcendental entire function: f(z) := (z2 + c)◦N

  • k=1
  • 1 − 1

2 z Rk nk := fN

c (z) ∞

  • k=0

Fk(z) The parameters above are defined to satisfy

  • 1. N is a large integer; nk = 2N+k−1.
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Lemma: The following defines a transcendental entire function: f(z) := (z2 + c)◦N

  • k=1
  • 1 − 1

2 z Rk nk := fN

c (z) ∞

  • k=0

Fk(z) The parameters above are defined to satisfy

  • 1. N is a large integer; nk = 2N+k−1.
  • 2. We carefully construct a superexponentially growing sequence {Rk}:

Rk ≥ (R1)2Nk.

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Lemma: The following defines a transcendental entire function: f(z) := (z2 + c)◦N

  • k=1
  • 1 − 1

2 z Rk nk := fN

c (z) ∞

  • k=0

Fk(z) The parameters above are defined to satisfy

  • 1. N is a large integer; nk = 2N+k−1.
  • 2. We carefully construct a superexponentially growing sequence {Rk}:

Rk ≥ (R1)2Nk.

  • 3. c in the main cardioid is chosen so that given s ∈ (1, 2),

dimH(J(fc)) = dimP(J(fc)) = s

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Lemma: The following defines a transcendental entire function: f(z) := (z2 + c)◦N

  • k=1
  • 1 − 1

2 z Rk nk := fN

c (z) ∞

  • k=0

Fk(z) The parameters above are defined to satisfy

  • 1. N is a large integer; nk = 2N+k−1.
  • 2. We carefully construct a superexponentially growing sequence {Rk}:

Rk ≥ (R1)2Nk.

  • 3. c in the main cardioid is chosen so that given s ∈ (1, 2),

dimH(J(fc)) = dimP(J(fc)) = s f(z) = z1024

  • 1 − 1

2

  • z

201024 1024 1 − 1 2

  • z

201024 · 22048 2048 · · ·

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Behavior of f near the origin. f(z) = (z2 + c)◦N(1 + ǫ(z)) f is a degree 2N polynomial-like mapping. Can get a lower bound on the Hausdorff dimension of the Julia set of the entire function f by estimating the dimension of the Julia set ∂K(f) of the polynomial-like map f.

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Theorem: Let δ > 0 be given. Then f may be defined so that | dimH(J(fc)) − dimH(∂K(f))| < δ. It follows that dimH(J(f)) ≥ s − δ; the dimension at worst shrinks by a small amount. Two proof strategies:

  • 1. Construct a quasiconformal mapping of a neighborhood of the Julia

set directly.

  • 2. Introduce a new parameter λ into ǫ(z). The Julia set moves holomor-

phically in this case.

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Partitioning the Fatou and Julia Set Schematic of the “Round” Fatou component Ωk containing |z| = Rk, k ≥ 1.

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Partitioning the Fatou and Julia Set Schematic of the “Round” Fatou component Ωk containing |z| = Rk, k ≥ 1.

  • 1. The inner and outer boundary curves are C1 and close to circles.
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Partitioning the Fatou and Julia Set Schematic of the “Round” Fatou component Ωk containing |z| = Rk, k ≥ 1.

  • 1. The inner and outer boundary curves are C1 and close to circles.
  • 2. The smaller boundary components are close to circles and arranged in

circular layers.

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Partitioning the Fatou and Julia Set Schematic of the “Round” Fatou component Ωk containing |z| = Rk, k ≥ 1.

  • 1. The inner and outer boundary curves are C1 and close to circles.
  • 2. The smaller boundary components are close to circles and arranged in

circular layers.

  • 3. All interior and boundary points iterate to Ωk+1.
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Partitioning the Fatou and Julia Set Schematic of the “Round” Fatou component Ωk containing |z| = Rk, k ≥ 1.

  • 1. The inner and outer boundary curves are C1 and close to circles.
  • 2. The smaller boundary components are close to circles and arranged in

circular layers.

  • 3. All interior and boundary points iterate to Ωk+1.
  • 4. All points in holes iterate “backwards.”
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Partitioning the Fatou and Julia Set The basin of attraction Bf of the polynomial-like f

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Partitioning the Fatou and Julia Set The basin of attraction Bf of the polynomial-like f

  • 1. f is a hyperbolic polynomial-like mapping, so the packing and Hausdorff

dimensions coincide

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Partitioning the Fatou and Julia Set The basin of attraction Bf of the polynomial-like f

  • 1. f is a hyperbolic polynomial-like mapping, so the packing and Hausdorff

dimensions coincide

  • 2. Contains the origin; hence all the zeros of f land inside this basin.
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Partitioning the Fatou and Julia Set The basin of attraction Bf of the polynomial-like f

  • 1. f is a hyperbolic polynomial-like mapping, so the packing and Hausdorff

dimensions coincide

  • 2. Contains the origin; hence all the zeros of f land inside this basin.
  • 3. f behaves like z2N outside Bf.
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Partitioning the Fatou and Julia Set “Windy” Fatou components Ω−k+1 = f−k(Ω1), k ≥ 1.

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Partitioning the Fatou and Julia Set “Windy” Fatou components Ω−k+1 = f−k(Ω1), k ≥ 1.

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Partitioning the Fatou and Julia Set “Windy” Fatou components Ω−k+1 = f−k(Ω1), k ≥ 1. Same topology as round components; new geometry introduced by Bf.

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What happens when we zoom into one of the holes? Its the same picture!

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Theorem: Let ω be a Fatou component for f. Then there exists a unique m so that fm(ω) is

  • 1. fm(Ω) = Ωk, k ≥ 1. “A component of Ωk type.” ω is a round compo-

nent.

  • 2. fm(ω) = Ωk for k ≤ 0. ω is a windy component.
  • 3. fm(ω) = Bf. ω is a copy of the basin of attraction.

Moreover, each component ω is iterated conformally to its category above with bounded conformal distortion.

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What about the points in the holes infinitely often? Theorem: The set Y of points contained in infinitely many holes is the set of buried points in the Julia set. In particular

  • 1. Y is dense in the Julia set.
  • 2. The dimension of Y is at least that of the basin Bf,

dimH(Bf) ≤ dimH(Y ) ≤ dimH(Bf) + ǫ.

  • 3. Y contains the slow escaping set, bounded orbit set, and the bungee

set.

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PART III: Controlling the Packing Dimension

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Whitney decompositions. Let Ω be a bounded open set. A Whitney decomposition of Ω into cubes is a collection of open cubes {Qj} satisfying:

  • 1. The cubes have pairwise disjoint interior.
  • 2. Ω = ∪Qj.
  • 3. There exists a constant C so that

1 Cdist(Qj, ∂Ω) ≤ diam(Qj) ≤ Cdist(Qj, ∂Ω) The collection {Qj} need not be literal cubes, so long as the boundaries

  • f the Qj have zero measure.
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Whitney decomposition of D with dyadic squares.

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Whitney decomposition of D with hyperbolic squares.

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We may define the critical exponent of a Whitney decomposition: α(K) = inf{α :

  • |Q|α < ∞}

Example: |Q|t ≍

1 t−1diam(D)t

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The key idea is that we may connect the upper Minkowski dimension to the critical exponent of Whitney decompositions. Theorem: Let K be a compact set with zero Lebesgue measure. Then dimM(K) = α(K).

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The key idea is that we may connect the upper Minkowski dimension to the critical exponent of Whitney decompositions. Theorem: Let K be a compact set with zero Lebesgue measure. Then dimM(K) = α(K). Recall that by the results of Rippon and Stallard, to compute the pack- ing dimension, it suffices to compute dimM,B(J(f)), where B is a ball containing Ω1. We will do this by the lemma above.

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Theorem: Let ǫ > 0 be given. Then f may be defined so that the critical exponent satisfies |α(J(f) ∩ B) − s| < ǫ.

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Theorem: Let ǫ > 0 be given. Then f may be defined so that the critical exponent satisfies |α(J(f) ∩ B) − s| < ǫ. Corollary: The packing dimension can be arranged to be arbitrarily close to the Hausdorff dimension and s.

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Theorem: Let ǫ > 0 be given. Then f may be defined so that the critical exponent satisfies |α(J(f) ∩ B) − s| < ǫ. Corollary: The packing dimension can be arranged to be arbitrarily close to the Hausdorff dimension and s. Proof: We have s − δ ≤ dimH(J(f)) ≤ dimP(J(f)) ≤ s + ǫ. δ and ǫ can both be arranged to be arbitrarily small.

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Proof of Theorem: Start with a Whitney decomposition W of the complement of J(f) inside

  • f the ball B. Let t > s + ǫ. Then
  • Q∈W

|Q|t =

  • Q∈W(Basins)

|Q|t +

  • Q∈W(Round)

|Q|t +

  • Q∈W(Windy)

|Q|t

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Proof of Theorem: Start with a Whitney decomposition W of the complement of J(f) inside

  • f the ball B. Let t > s + ǫ. Then
  • Q∈W

|Q|t =

  • Q∈W(Basins)

|Q|t +

  • Q∈W(Round)

|Q|t +

  • Q∈W(Windy)

|Q|t In Bishop’s dimension 1 paper, his estimates work for the cubes in W(Round). The idea for the other two sums is to transfer the calculation to a canonical region and estimate the errors using conformal mapping estimates.

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For example, we may sum over each inverse image of Bf:

  • Q∈W(Basins)

|Q|t =

  • i=1
  • Q∈W(Bi)

|Q|t.

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For example, we may sum over each inverse image of Bf:

  • Q∈W(Basins)

|Q|t =

  • i=1
  • Q∈W(Bi)

|Q|t. Let ω be the component of Ω1-type surrounding Bi. Then there is an m so that fm : ω → Ω1 is conformal with fm(Bi) = Bf.

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For example, we may sum over each inverse image of Bf:

  • Q∈W(Basins)

|Q|t =

  • i=1
  • Q∈W(Bi)

|Q|t. Let ω be the component of Ω1-type surrounding Bi. Then there is an m so that fm : ω → Ω1 is conformal with fm(Bi) = Bf. By the Kobe distortion theorem

  • Q∈W(Bi)

|Q|t ≤ C · diam(ω) ·

  • Q∈W(Bi)

|fm(Q)|t.

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Lemma: There exists a constant C independent of the conformal map- ping fm so that

  • Q∈W(Bi)

|fm(Q)|t ≤ C

  • Q∈W(Bf)

|Q|t. Lemma: The components ω have summable diameter:

  • ω

diam(ω)s+ǫ < ∞. It follows that

Q∈W(Basins)

≤ C ·

  • diam(ω)t ·
  • Q∈W(Bf)

diam(Q)t. Dimension of ∂Bf < t, so the sum converges. We use a similar but more involved approach for the windy components.

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Thanks for listening! Any questions?

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Questions I have

  • 1. Are all packing dimensions in (1, 2) attainable?
  • 2. Can we arrange for dimP(J(f)) = dimH(J(f))? Or is the inequality

somehow strict?

  • 3. Is it a lost cause to generate computer images of multiply connected

Fatou components?

  • 4. Can we calculate the dimension of BU(f) and BO(f) in these exam-

ples? Are they the same as the dimension of J(f)?

  • 5. Is it interesting that the Julia set in this examples has C1 and fractal

components?