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Theory of Reals for Verification and Synthesis of Hybrid Dynamical Systems Ashish Tiwari Computer Science Laboratory (CSL) SRI International (SRI) Menlo Park, CA 94025 Email: ashish.tiwari@sri.com Ashish Tiwari Theory of


  1. ✬ ✩ Theory of Reals for Verification and Synthesis of Hybrid Dynamical Systems Ashish Tiwari Computer Science Laboratory (CSL) SRI International (SRI) Menlo Park, CA 94025 Email: ashish.tiwari@sri.com ✫ ✪ Ashish Tiwari Theory of Reals for Analysis of Dynamical Systems: 1

  2. ✬ ✩ Cyber-Physical Systems There is increasing interaction between embedded software/cyber and the physical world • Aerospace ◦ flight control: traditional to adaptive ◦ unmanned vehicles • Automobile ◦ powertrain control ◦ cooperative adaptive cruise control How to design, verify, and certify such systems? ✫ ✪ Ashish Tiwari Theory of Reals for Analysis of Dynamical Systems: 2

  3. ✬ ✩ Systems Biology The goal of Systems Biology is to study and understand biological phenomena by building and analyzing dynamic system-level models Few examples • Aplysia : Neural circuitry of the feeding behavior • B.Subtilis : Sporulation initiation network ✫ ✪ Ashish Tiwari Theory of Reals for Analysis of Dynamical Systems: 3

  4. ✬ ✩ Symbolic Systems Biology The goal of Symbolic Systems Biology is to study and understand biological phenomena by building and analyzing dynamic system-level models symbolically Human Insulin-Glucose Metabolism Insulin BRAIN I_B Pancreatic Liver Glucose Glucose Uptake Insulin Production Models Release HEART & LUNGS I_H Food Absorption LIVER GUT in Gut Glucose Model Insulin Model I_L I_G (n−compartment) (n−compartment) KIDNEY I_K Effect of Exercise PERIPHERY I_PV Insulin Types I_PI Circadian Absorption rhythmicity Insulin source/sink Models Effects ✫ ✪ Ashish Tiwari Theory of Reals for Analysis of Dynamical Systems: 4

  5. ✬ ✩ Backend Engines We need general-purpose symbolic+numeric reasoning engines to enable analysis of these rich models A popular architecture for building analysis tools Application Matlab Script C Program (Analysis Tool) ODE Numerical Back−end Engines LP Solver SMT Solver Solver Theorem Prover Computer Algebra Sys. ✫ ✪ Ashish Tiwari Theory of Reals for Analysis of Dynamical Systems: 5

  6. ✬ ✩ Outline 1. Part I: Why we need symbolic solvers? 2. Part II: What are SMT solvers? How to overcome complexity barriers? 3. Part III: Theory of Reals = Gr¨ obner basis + ? ✫ ✪ Ashish Tiwari Theory of Reals for Analysis of Dynamical Systems: 6

  7. ✬ ✩ Part I: Why we need symbolic solvers? ✫ ✪ Ashish Tiwari Theory of Reals for Analysis of Dynamical Systems: 7

  8. ✬ ✩ Safety of Cruise Control Example. Consider a cruise control: v ˙ = a a ˙ = − 4 v + 3 v f − 3 a + gap ˙ = − v + v f gap where v, a is the velocity and acceleration of this car, v f is the velocity of car in front, and gap is the distance between the two cars. Suppose we enter the cruise control mode whenever Init holds. Prove that the cars will not crash. ✫ ✪ Ashish Tiwari Theory of Reals for Analysis of Dynamical Systems: 8

  9. ✬ ✩ Invariants / Barriers We can prove cars will not crash if we can find an invariant set whose boundary separates unsafe states from initial states Bad / Unsafe States Initial States Suppose I guess that the invariant is of the form: c 1 v + c 2 v f + c 3 a + c 4 gap ≤ c 5 ✫ How can I find c 1 , . . . , c 5 ? ✪ Ashish Tiwari Theory of Reals for Analysis of Dynamical Systems: 9

  10. ✬ ✩ Invariants / Barriers I need to solve: ∃ c 1 , . . . , c 5 : ∀ v, v f , a, gap : Init ( v, v f , a, gap ) ⇒ c 1 v + c 2 v f + c 3 a + c 4 gap ≤ c 5 ∧ d c 1 v + c 2 v f + c 3 a + c 4 gap = c 5 ⇒ dt ( c 1 v + c 2 v f + c 3 a + c 4 gap ) ≤ 0 ∧ c 1 v + c 2 v f + c 3 a + c 4 gap ≤ c 5 ⇒ gap > 0 Need backend solvers to decide satisfiability of above. ✫ ✪ Ashish Tiwari Theory of Reals for Analysis of Dynamical Systems: 10

  11. ✬ ✩ Dynamical Systems A lot of engineering and science concerns dynamical systems • State Space: The set of states, X ◦ Discrete: X is N n ◦ Continuous: X is R n ◦ Hybrid: X is N n 1 × R n 2 • Dynamics: The evolutions, T �→ X ◦ Discrete: T is N ◦ Continuous: T is R ◦ Hybrid: T is R × N These systems can be modeled using differential equations, (Finite) state ✫ ✪ machines, or hybrid automata. Ashish Tiwari Theory of Reals for Analysis of Dynamical Systems: 11

  12. ✬ ✩ Typical Properties of Systems What can we say (deduce, compute) about the model? x to � • Reachability. Is there a way to get from state � x ′ • Safety. Does the system stay out of a bad region ◦ Can the car ever collide with the car in front? • Liveness. Does something good always happen • Stability. Eventually remain in good region • Timing Properties. Something good happens in 10 seconds Does the model satisfy some property. Property is described in a logic and evaluated over the semantic structure ✫ ✪ defined by the formal models. Ashish Tiwari Theory of Reals for Analysis of Dynamical Systems: 12

  13. ✬ ✩ Verification Problem for Dynamical Systems • Given a dynamical system • And a property: safety, reachability, liveness • Show that the property is true of the model Approaches : • model checking (MC), bounded MC (BMC), infinite BMC (iBMC) • deductive verification, k-induction • Abstract interpretation ✫ ✪ Ashish Tiwari Theory of Reals for Analysis of Dynamical Systems: 13

  14. ✬ ✩ Verification by Invariance Checking Also called Barrier Certificates 0.5 Consider the CDS: 0 dx 1 = − x 1 − x 2 dt −0.5 dx 2 = x 1 − x 2 −1 dt −1.5 x 2 1 + x 2 2 ≤ 0 . 5 is an invariant. −2 −0.5 0 0.5 1 1.5 2 Proof obligation: ∀ x 1 , x 2 : x 2 1 + x 2 2 = 0 . 5 ⇒ 2 x 1 ( − x 1 − x 2 ) + 2 x 2 ( x 1 − x 2 ) < 0 ✫ ✪ Ashish Tiwari Theory of Reals for Analysis of Dynamical Systems: 14

  15. ✬ ✩ � ✞ ✝ ✝ ✝ ✄ ✁ � ☎ � � � Verification by Abstraction The Hybrid Abstraction Approach: Create a finite abstraction of the continuous/hybrid system and model-check it Consider a system with state space ℜ 2 , partitioned w.r.t signs of x 1 , x 2 , p 1 , p 2 : x1 = 0 p2 = 0 x2 = 0 p1 = 0 �✂✁ ✝✆✞ ✄✆☎ # { x 1 = 0 , x 2 < 0 , p 1 < 0 , p 2 > 0 } ⇒ { x 1 > 0 , x 2 < 0 , p 1 < 0 , p 2 > 0 } if ∃ x 1 , x 2 : x 1 = 0 ∧ x 2 < 0 ∧ p 1 < 0 ∧ p 2 > 0 ∧ dx 1 dt > 0 ✫ ✪ Ashish Tiwari Theory of Reals for Analysis of Dynamical Systems: 15

  16. ✬ ✩ Verification by Invariant Generation Consider the system: dx 1 = − x 1 − x 2 dt dx 2 = x 1 − x 2 + x d dt Initially: x 1 = 0 , x 2 = 1 Property: | x 1 | ≤ 1 always Guess • Template for witness W := ax 2 1 + bx 2 2 + c • Template for assumption A := | x d | < d ✫ ✪ Ashish Tiwari Theory of Reals for Analysis of Dynamical Systems: 16

  17. ✬ ✩ Example Continued Verification Condition: ∃ a, b, c, d : ∀ x 1 , x 2 , x d : x 1 = 0 ∧ x 2 = 1 ⇒ W ≤ 0 dW A ∧ W = 0 ⇒ dt < 0 W ≤ 0 ⇒ | x 1 | ≤ 1 Ask contraint solver for satisfiability of above formula Solver says: a = 1 , b = 1 , c = − 1 , d = 1 x 2 1 + x 2 x 1 = 0 ∧ x 2 = 1 ⇒ 2 − 1 ≤ 0 | x d | < 1 ∧ x 2 1 + x 2 2 − 1 = 0 ⇒ 2 x 1 ( − x 1 − x 2 ) + 2 x 2 ( x 1 − x 2 + x d ) < 0 x 2 1 + x 2 2 − 1 ≤ 0 ⇒ | x 1 | ≤ 1 ✫ ✪ This proves that | x 1 | ≤ 1 always. Ashish Tiwari Theory of Reals for Analysis of Dynamical Systems: 17

  18. ✬ ✩ Stability Verification Consider the aircraft model: d� x = f ( � x ) dt where � x is a state vector consisting of airspeed, angle of attack, pitch rate, pitch angle, . . . Property: System is asymptotically stable x T A� Guess template for Lyapunov function V := � x Verification Condition: x : V ≥ 0 ∧ ( V > 0 ⇒ dV ∃ A : ∀ � dt ≤ 0) ✫ ✪ Ashish Tiwari Theory of Reals for Analysis of Dynamical Systems: 18

  19. ✬ ✩ Summary So Far • Formulas in the theory of real-closed fields arise when verifying continuous and hybrid dynamical systems ∀ and ∃∀ formulas • We need embeddable solvers that are ◦ incremental and fast, ◦ support rich API, ◦ generate small unsatisfiable core • We need practical methods: detect inconsistency of “easy” instances efficiently • Ideally integrate with Satisfiability Modulo Theory (SMT) solvers ✫ ✪ Ashish Tiwari Theory of Reals for Analysis of Dynamical Systems: 19

  20. ✬ ✩ Outline 1. Part I: Why we need symbolic solvers? 2. Part II: What are SMT solvers? How to overcome complexity barriers? 3. Part III: Theory of Reals = Gr¨ obner basis + ? ✫ ✪ Ashish Tiwari Theory of Reals for Analysis of Dynamical Systems: 20

  21. ✬ ✩ SMT Solvers Decide satisfiability modulo theories using symbolic + algebraic techniques! • Employ a propositional satisfiability solvers for Boolean reasoning • Employ decision procedures for reasoning over theories ◦ rational linear arithmetic: simplex ◦ uninterpreted function symbols: congruence closure ◦ linear arithmetic over integers ◦ theory of arrays ◦ theory of bitvectors ◦ theory of datatypes Example: Yices http://yices.csl.sri.com/ ✫ ✪ Ashish Tiwari Theory of Reals for Analysis of Dynamical Systems: 21

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