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The Shallow Water Equations Clint Dawson and Christopher M. Mirabito Institute for Computational Engineering and Sciences University of Texas at Austin clint@ices.utexas.edu September 29, 2008 Introduction Derivation of the SWE The Shallow


  1. The Shallow Water Equations Clint Dawson and Christopher M. Mirabito Institute for Computational Engineering and Sciences University of Texas at Austin clint@ices.utexas.edu September 29, 2008

  2. Introduction Derivation of the SWE The Shallow Water Equations (SWE) What are they? The SWE are a system of hyperbolic/parabolic PDEs governing fluid flow in the oceans (sometimes), coastal regions (usually), estuaries (almost always), rivers and channels (almost always). The general characteristic of shallow water flows is that the vertical dimension is much smaller than the typical horizontal scale. In this case we can average over the depth to get rid of the vertical dimension. The SWE can be used to predict tides, storm surge levels and coastline changes from hurricanes, ocean currents, and to study dredging feasibility. SWE also arise in atmospheric flows and debris flows. C. Mirabito The Shallow Water Equations

  3. Introduction Derivation of the SWE The SWE (Cont.) How do they arise? The SWE are derived from the Navier-Stokes equations , which describe the motion of fluids. The Navier-Stokes equations are themselves derived from the equations for conservation of mass and linear momentum. C. Mirabito The Shallow Water Equations

  4. Introduction Derivation of the Navier-Stokes Equations Derivation of the SWE Boundary Conditions SWE Derivation Procedure There are 4 basic steps: Derive the Navier-Stokes equations from the conservation laws. 1 Ensemble average the Navier-Stokes equations to account for the 2 turbulent nature of ocean flow. See [1, 3, 4] for details. Specify boundary conditions for the Navier-Stokes equations for a 3 water column. Use the BCs to integrate the Navier-Stokes equations over depth. 4 In our derivation, we follow the presentation given in [1] closely, but we also use ideas in [2]. C. Mirabito The Shallow Water Equations

  5. Introduction Derivation of the Navier-Stokes Equations Derivation of the SWE Boundary Conditions Conservation of Mass Consider mass balance over a control volume Ω. Then � � d ρ dV = − ( ρ v ) · n dA , dt Ω ∂ Ω � �� � � �� � Time rate of change Net mass flux across boundary of Ω of total mass in Ω where ρ is the fluid density (kg/m 3 ),   u  is the fluid velocity (m/s), and v = v  w n is the outward unit normal vector on ∂ Ω. C. Mirabito The Shallow Water Equations

  6. Introduction Derivation of the Navier-Stokes Equations Derivation of the SWE Boundary Conditions Conservation of Mass: Differential Form Applying Gauss’s Theorem gives � � d ρ dV = − ∇ · ( ρ v ) dV . dt Ω Ω Assuming that ρ is smooth, we can apply the Leibniz integral rule: � ∂ρ � � ∂ t + ∇ · ( ρ v ) dV = 0 . Ω Since Ω is arbitrary, ∂ρ ∂ t + ∇ · ( ρ v ) = 0 C. Mirabito The Shallow Water Equations

  7. Introduction Derivation of the Navier-Stokes Equations Derivation of the SWE Boundary Conditions Conservation of Linear Momentum Next, consider linear momentum balance over a control volume Ω. Then � � � � d ρ v dV = − ( ρ v ) v · n dA + ρ b dV + Tn dA , dt Ω ∂ Ω Ω ∂ Ω � �� � � �� � � �� � � �� � Time rate of Net momentum flux Body forces External contact change of total across boundary of Ω forces acting acting on Ω momentum in Ω on ∂ Ω where b is the body force density per unit mass acting on the fluid (N/kg), and T is the Cauchy stress tensor (N/m 2 ). See [5, 6] for more details and an existence proof. C. Mirabito The Shallow Water Equations

  8. Introduction Derivation of the Navier-Stokes Equations Derivation of the SWE Boundary Conditions Conservation of Linear Momentum: Differential Form Applying Gauss’s Theorem again (and rearranging) gives � � � � d ρ v dV + ∇ · ( ρ vv ) dV − ρ b dV − ∇ · T dV = 0 . dt Ω Ω Ω Ω Assuming ρ v is smooth, we apply the Leibniz integral rule again: � ∂ � � ∂ t ( ρ v ) + ∇ · ( ρ vv ) − ρ b − ∇ · T dV = 0 . Ω Since Ω is arbitrary, ∂ ∂ t ( ρ v ) + ∇ · ( ρ vv ) − ρ b − ∇ · T = 0 C. Mirabito The Shallow Water Equations

  9. Introduction Derivation of the Navier-Stokes Equations Derivation of the SWE Boundary Conditions Conservation Laws: Differential Form Combining the differential forms of the equations for conservation of mass and linear momentum, we have: ∂ρ ∂ t + ∇ · ( ρ v ) = 0 ∂ ∂ t ( ρ v ) + ∇ · ( ρ vv ) = ρ b + ∇ · T To obtain the Navier-Stokes equations from these, we need to make some assumptions about our fluid (sea water), about the density ρ , and about the body forces b and stress tensor T . C. Mirabito The Shallow Water Equations

  10. Introduction Derivation of the Navier-Stokes Equations Derivation of the SWE Boundary Conditions Sea water: Properties and Assumptions It is incompressible. This means that ρ does not depend on p . It does not necessarily mean that ρ is constant! In ocean modeling, ρ depends on the salinity and temperature of the sea water. Salinity and temperature are assumed to be constant throughout our domain, so we can just take ρ as a constant. So we can simplify the equations: ∇ · v = 0 , ∂ ∂ t ρ v + ∇ · ( ρ vv ) = ρ b + ∇ · T . Sea water is a Newtonian fluid. This affects the form of T . C. Mirabito The Shallow Water Equations

  11. Introduction Derivation of the Navier-Stokes Equations Derivation of the SWE Boundary Conditions Body Forces and Stresses in the Momentum Equation We know that gravity is one body force, so ρ b = ρ g + ρ b others , where g is the acceleration due to gravity (m/s 2 ), and b others are other body forces (e.g. the Coriolis force in rotating reference frames) (N/kg). We will neglect for now. For a Newtonian fluid, T = − p I + ¯ T where p is the pressure (Pa) and ¯ T is a matrix of stress terms. C. Mirabito The Shallow Water Equations

  12. Introduction Derivation of the Navier-Stokes Equations Derivation of the SWE Boundary Conditions The Navier-Stokes Equations So our final form of the Navier-Stokes equations in 3D are: ∇ · v = 0 , ∂ ∂ t ρ v + ∇ · ( ρ vv ) = −∇ p + ρ g + ∇ · ¯ T , C. Mirabito The Shallow Water Equations

  13. Introduction Derivation of the Navier-Stokes Equations Derivation of the SWE Boundary Conditions The Navier-Stokes Equations Written out: ∂ u ∂ x + ∂ v ∂ y + ∂ w ∂ z = 0 (1) + ∂ ( ρ u 2 ) ∂ ( ρ u ) + ∂ ( ρ uv ) + ∂ ( ρ uw ) = ∂ ( τ xx − p ) + ∂τ xy ∂ y + ∂τ xz ∂ t ∂ x ∂ y ∂ z ∂ x ∂ z (2) + ∂ ( ρ v 2 ) ∂ ( ρ v ) + ∂ ( ρ uv ) + ∂ ( ρ vw ) = ∂τ x y + ∂ ( τ yy − p ) + ∂τ yz ∂ t ∂ x ∂ y ∂ z ∂ x ∂ y ∂ z (3) + ∂ ( ρ w 2 ) ∂ ( ρ w ) + ∂ ( ρ uw ) + ∂ ( ρ vw ) ∂ y + ∂ ( τ zz − p ) = − ρ g + ∂τ xz ∂ x + ∂τ yz ∂ t ∂ x ∂ y ∂ z ∂ z (4) C. Mirabito The Shallow Water Equations

  14. Introduction Derivation of the Navier-Stokes Equations Derivation of the SWE Boundary Conditions A Typical Water Column ζ = ζ ( t , x , y ) is the elevation (m) of the free surface relative to the geoid . b = b ( x , y ) is the bathymetry (m), measured positive downward from the geoid. H = H ( t , x , y ) is the total depth (m) of the water column. Note that H = ζ + b . C. Mirabito The Shallow Water Equations

  15. Introduction Derivation of the Navier-Stokes Equations Derivation of the SWE Boundary Conditions A Typical Bathymetric Profile Bathymetry of the Atlantic Trench. Image courtesy USGS. C. Mirabito The Shallow Water Equations

  16. Introduction Derivation of the Navier-Stokes Equations Derivation of the SWE Boundary Conditions Boundary Conditions We have the following BCs: At the bottom ( z = − b ) 1 No slip: u = v = 0 No normal flow: u ∂ b ∂ x + v ∂ b ∂ y + w = 0 (5) Bottom shear stress: τ bx = τ xx ∂ b ∂ x + τ xy ∂ b ∂ y + τ xz (6) where τ bx is specified bottom friction (similarly for y direction). At the free surface ( z = ζ ) 2 No relative normal flow: ∂ζ ∂ t + u ∂ζ ∂ x + v ∂ζ ∂ y − w = 0 (7) p = 0 (done in [2]) Surface shear stress: τ sx = − τ xx ∂ζ ∂ x − τ xy ∂ζ ∂ y + τ xz (8) where the surface stress (e.g. wind) τ sx is specified (similary for y C. Mirabito The Shallow Water Equations

  17. Introduction Derivation of the Navier-Stokes Equations Derivation of the SWE Boundary Conditions z -momentum Equation Before we integrate over depth, we can examine the momentum equation for vertical velocity. By a scaling argument, all of the terms except the pressure derivative and the gravity term are small. Then the z -momentum equation collapses to ∂ p ∂ z = ρ g implying that p = ρ g ( ζ − z ) . This is the hydrostatic pressure distribution . Then ∂ p ∂ x = ρ g ∂ζ (9) ∂ x with similar form for ∂ p ∂ y . C. Mirabito The Shallow Water Equations

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