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The repetition threshold for binary rich words Lucas Mol Joint work with James D. Currie and Narad Rampersad University of Winnipeg Mathematics and Statistics Seminar September 20, 2019 P LAN W ORDS AND R EPETITIONS R ICH WORDS W ORDS A word


  1. T HE ORIGIN OF COMBINATORICS ON WORDS Thue proved the following: ◮ There is an infinite word over the binary alphabet Σ 2 = { 0 , 1 } that contains no cubes as factors. Axel Thue (1863-1922)

  2. T HE ORIGIN OF COMBINATORICS ON WORDS Thue proved the following: ◮ There is an infinite word over the binary alphabet Σ 2 = { 0 , 1 } that contains no cubes as factors. ◮ There is an infinite word over the ternary alphabet Σ 3 = { 0 , 1 , 2 } that contains no squares as factors. Axel Thue (1863-1922)

  3. T HE ORIGIN OF COMBINATORICS ON WORDS Thue proved the following: ◮ There is an infinite word over the binary alphabet Σ 2 = { 0 , 1 } that contains no cubes as factors. ◮ There is an infinite word over the ternary alphabet Σ 3 = { 0 , 1 , 2 } that contains no squares as factors. ◮ There is no such word over Σ 2 . Axel Thue (1863-1922)

  4. M ORPHIC WORDS Thue’s constructions relied on iterating a morphism .

  5. M ORPHIC WORDS Thue’s constructions relied on iterating a morphism . ◮ Define a map µ by µ ( 0 ) = 01 and µ ( 1 ) = 10 .

  6. M ORPHIC WORDS Thue’s constructions relied on iterating a morphism . ◮ Define a map µ by µ ( 0 ) = 01 and µ ( 1 ) = 10 . ◮ Extend µ to all words over { 0 , 1 } in the obvious way: µ ( 010 ) = µ ( 0 ) µ ( 1 ) µ ( 0 ) = 011001

  7. M ORPHIC WORDS Thue’s constructions relied on iterating a morphism . ◮ Define a map µ by µ ( 0 ) = 01 and µ ( 1 ) = 10 . ◮ Extend µ to all words over { 0 , 1 } in the obvious way: µ ( 010 ) = µ ( 0 ) µ ( 1 ) µ ( 0 ) = 011001 To construct an infinite word: ◮ Start with 0 , and repeatedly apply µ .

  8. M ORPHIC WORDS Thue’s constructions relied on iterating a morphism . ◮ Define a map µ by µ ( 0 ) = 01 and µ ( 1 ) = 10 . ◮ Extend µ to all words over { 0 , 1 } in the obvious way: µ ( 010 ) = µ ( 0 ) µ ( 1 ) µ ( 0 ) = 011001 To construct an infinite word: ◮ Start with 0 , and repeatedly apply µ . µ ( 0 ) = 01

  9. M ORPHIC WORDS Thue’s constructions relied on iterating a morphism . ◮ Define a map µ by µ ( 0 ) = 01 and µ ( 1 ) = 10 . ◮ Extend µ to all words over { 0 , 1 } in the obvious way: µ ( 010 ) = µ ( 0 ) µ ( 1 ) µ ( 0 ) = 011001 To construct an infinite word: ◮ Start with 0 , and repeatedly apply µ . µ ( 0 ) = 01 µ 2 ( 0 ) = 0110

  10. M ORPHIC WORDS Thue’s constructions relied on iterating a morphism . ◮ Define a map µ by µ ( 0 ) = 01 and µ ( 1 ) = 10 . ◮ Extend µ to all words over { 0 , 1 } in the obvious way: µ ( 010 ) = µ ( 0 ) µ ( 1 ) µ ( 0 ) = 011001 To construct an infinite word: ◮ Start with 0 , and repeatedly apply µ . µ ( 0 ) = 01 µ 2 ( 0 ) = 0110 µ 3 ( 0 ) = 01101001

  11. M ORPHIC WORDS Thue’s constructions relied on iterating a morphism . ◮ Define a map µ by µ ( 0 ) = 01 and µ ( 1 ) = 10 . ◮ Extend µ to all words over { 0 , 1 } in the obvious way: µ ( 010 ) = µ ( 0 ) µ ( 1 ) µ ( 0 ) = 011001 To construct an infinite word: ◮ Start with 0 , and repeatedly apply µ . µ ( 0 ) = 01 µ 2 ( 0 ) = 0110 µ 3 ( 0 ) = 01101001 µ 4 ( 0 ) = 0110100110010110

  12. M ORPHIC WORDS Thue’s constructions relied on iterating a morphism . ◮ Define a map µ by µ ( 0 ) = 01 and µ ( 1 ) = 10 . ◮ Extend µ to all words over { 0 , 1 } in the obvious way: µ ( 010 ) = µ ( 0 ) µ ( 1 ) µ ( 0 ) = 011001 To construct an infinite word: ◮ Start with 0 , and repeatedly apply µ . µ ( 0 ) = 01 µ 2 ( 0 ) = 0110 µ 3 ( 0 ) = 01101001 µ 4 ( 0 ) = 0110100110010110 . . . µ ω ( 0 ) = 0110100110010110 · · ·

  13. T HE T HUE -M ORSE WORD µ ω ( 0 ) = 0110100110010110 · · ·

  14. T HE T HUE -M ORSE WORD µ ω ( 0 ) = 0110100110010110 · · · ◮ This word contains no cubes.

  15. T HE T HUE -M ORSE WORD µ ω ( 0 ) = 0110100110010110 · · · ◮ This word contains no cubes. ◮ In fact, it contains no fractional powers larger than 2.

  16. T HE T HUE -M ORSE WORD µ ω ( 0 ) = 0110100110010110 · · · ◮ This word contains no cubes. ◮ In fact, it contains no fractional powers larger than 2. ◮ Example: alfalfa is a 7 / 3-power

  17. T HE T HUE -M ORSE WORD µ ω ( 0 ) = 0110100110010110 · · · ◮ This word contains no cubes. ◮ In fact, it contains no fractional powers larger than 2. ◮ Example: alfalfa is a 7 / 3-power

  18. T HE T HUE -M ORSE WORD µ ω ( 0 ) = 0110100110010110 · · · ◮ This word contains no cubes. ◮ In fact, it contains no fractional powers larger than 2. ◮ Example: alfalfa is a 7 / 3-power

  19. T HE T HUE -M ORSE WORD µ ω ( 0 ) = 0110100110010110 · · · ◮ This word contains no cubes. ◮ In fact, it contains no fractional powers larger than 2. ◮ Example: alfalfa is a 7 / 3-power

  20. T HE T HUE -M ORSE WORD µ ω ( 0 ) = 0110100110010110 · · · ◮ This word contains no cubes. ◮ In fact, it contains no fractional powers larger than 2. ◮ Example: alfalfa is a 7 / 3-power 7 / 3   =    

  21. T HE T HUE -M ORSE WORD µ ω ( 0 ) = 0110100110010110 · · · ◮ This word contains no cubes. ◮ In fact, it contains no fractional powers larger than 2. ◮ Example: alfalfa is a 7 / 3-power 7 / 3   =     ◮ Pop quiz: 01010 is a...

  22. T HE T HUE -M ORSE WORD µ ω ( 0 ) = 0110100110010110 · · · ◮ This word contains no cubes. ◮ In fact, it contains no fractional powers larger than 2. ◮ Example: alfalfa is a 7 / 3-power 7 / 3   =     ◮ Pop quiz: 01010 is a... 5 / 2-power.

  23. T HE T HUE -M ORSE WORD µ ω ( 0 ) = 0110100110010110 · · · ◮ This word contains no cubes. ◮ In fact, it contains no fractional powers larger than 2. ◮ Example: alfalfa is a 7 / 3-power 7 / 3   =     ◮ Pop quiz: 01010 is a... 5 / 2-power. ◮ Notice: The Thue-Morse word has many squares, but every square is followed by a letter that breaks the repetition.

  24. T HE T HUE -M ORSE WORD µ ω ( 0 ) = 0110100110010110 · · · ◮ This word contains no cubes. ◮ In fact, it contains no fractional powers larger than 2. ◮ Example: alfalfa is a 7 / 3-power 7 / 3   =     ◮ Pop quiz: 01010 is a... 5 / 2-power. ◮ Notice: The Thue-Morse word has many squares, but every square is followed by a letter that breaks the repetition.

  25. T HE T HUE -M ORSE WORD µ ω ( 0 ) = 0110100110010110 · · · ◮ This word contains no cubes. ◮ In fact, it contains no fractional powers larger than 2. ◮ Example: alfalfa is a 7 / 3-power 7 / 3   =     ◮ Pop quiz: 01010 is a... 5 / 2-power. ◮ Notice: The Thue-Morse word has many squares, but every square is followed by a letter that breaks the repetition.

  26. T HE T HUE -M ORSE WORD µ ω ( 0 ) = 0110100110010110 · · · ◮ This word contains no cubes. ◮ In fact, it contains no fractional powers larger than 2. ◮ Example: alfalfa is a 7 / 3-power 7 / 3   =     ◮ Pop quiz: 01010 is a... 5 / 2-power. ◮ Notice: The Thue-Morse word has many squares, but every square is followed by a letter that breaks the repetition.

  27. T HE T HUE -M ORSE WORD µ ω ( 0 ) = 0110100110010110 · · · ◮ This word contains no cubes. ◮ In fact, it contains no fractional powers larger than 2. ◮ Example: alfalfa is a 7 / 3-power 7 / 3   =     ◮ Pop quiz: 01010 is a... 5 / 2-power. ◮ Notice: The Thue-Morse word has many squares, but every square is followed by a letter that breaks the repetition.

  28. T HE T HUE -M ORSE WORD µ ω ( 0 ) = 0110100110010110 · · · ◮ This word contains no cubes. ◮ In fact, it contains no fractional powers larger than 2. ◮ Example: alfalfa is a 7 / 3-power 7 / 3   =     ◮ Pop quiz: 01010 is a... 5 / 2-power. ◮ Notice: The Thue-Morse word has many squares, but every square is followed by a letter that breaks the repetition.

  29. T HE T HUE -M ORSE WORD µ ω ( 0 ) = 0110100110010110 · · · ◮ This word contains no cubes. ◮ In fact, it contains no fractional powers larger than 2. ◮ Example: alfalfa is a 7 / 3-power 7 / 3   =     ◮ Pop quiz: 01010 is a... 5 / 2-power. ◮ Notice: The Thue-Morse word has many squares, but every square is followed by a letter that breaks the repetition.

  30. C RITICAL EXPONENTS AND REPETITION THRESHOLDS

  31. C RITICAL EXPONENTS AND REPETITION THRESHOLDS ◮ The critical exponent of a word w is defined as sup { r ∈ Q : w contains an r -power } .

  32. C RITICAL EXPONENTS AND REPETITION THRESHOLDS ◮ The critical exponent of a word w is defined as sup { r ∈ Q : w contains an r -power } . ◮ e.g., the critical exponent of the Thue-Morse word is 2.

  33. C RITICAL EXPONENTS AND REPETITION THRESHOLDS ◮ The critical exponent of a word w is defined as sup { r ∈ Q : w contains an r -power } . ◮ e.g., the critical exponent of the Thue-Morse word is 2. ◮ The repetition threshold for a set of words L is the smallest critical exponent among all infinite words in L .

  34. C RITICAL EXPONENTS AND REPETITION THRESHOLDS ◮ The critical exponent of a word w is defined as sup { r ∈ Q : w contains an r -power } . ◮ e.g., the critical exponent of the Thue-Morse word is 2. ◮ The repetition threshold for a set of words L is the smallest critical exponent among all infinite words in L . ◮ e.g., the repetition threshold for the set of all binary words is 2.

  35. A STRUCTURE THEOREM ◮ Question: Are there other infinite binary words with critical exponent 2? What do they look like?

  36. A STRUCTURE THEOREM ◮ Question: Are there other infinite binary words with critical exponent 2? What do they look like? ◮ Answer: It turns out that every infinite binary word with critical exponent less than 7 / 3 looks almost like the Thue-Morse word!

  37. A STRUCTURE THEOREM ◮ Question: Are there other infinite binary words with critical exponent 2? What do they look like? ◮ Answer: It turns out that every infinite binary word with critical exponent less than 7 / 3 looks almost like the Thue-Morse word! Theorem (Karhum¨ aki and Shallit, 2004): Let w be an infinite binary word with critical exponent less than 7 / 3. For every n ≥ 1, a suffix of w has the form µ n ( w n ) for some infinite binary word w n .

  38. A QUICK REVIEW

  39. A QUICK REVIEW ◮ Every long enough binary word contains a square.

  40. A QUICK REVIEW ◮ Every long enough binary word contains a square. ◮ The Thue-Morse word contains nothing “bigger” than a square; it has critical exponent 2.

  41. A QUICK REVIEW ◮ Every long enough binary word contains a square. ◮ The Thue-Morse word contains nothing “bigger” than a square; it has critical exponent 2. ◮ This means that the repetition threshold for the set of all binary words is 2.

  42. A QUICK REVIEW ◮ Every long enough binary word contains a square. ◮ The Thue-Morse word contains nothing “bigger” than a square; it has critical exponent 2. ◮ This means that the repetition threshold for the set of all binary words is 2. ◮ If an infinite binary word has critical exponent less than 7 / 3, then it looks like the Thue-Morse word.

  43. P LAN W ORDS AND R EPETITIONS R ICH WORDS

  44. R ICH WORDS

  45. R ICH WORDS ◮ A palindrome is a finite word that reads the same forwards and backwards.

  46. R ICH WORDS ◮ A palindrome is a finite word that reads the same forwards and backwards. ◮ Examples: 1001 ,

  47. R ICH WORDS ◮ A palindrome is a finite word that reads the same forwards and backwards. ◮ Examples: 1001 , 01010 ,

  48. R ICH WORDS ◮ A palindrome is a finite word that reads the same forwards and backwards. ◮ Examples: 1001 , 01010 , kayak ,

  49. R ICH WORDS ◮ A palindrome is a finite word that reads the same forwards and backwards. ◮ Examples: 1001 , 01010 , kayak , racecar

  50. R ICH WORDS ◮ A palindrome is a finite word that reads the same forwards and backwards. ◮ Examples: 1001 , 01010 , kayak , racecar Theorem (Droubay, Justin, Pirillo 2001): Every word of length n contains at most n distinct nonempty palindromes as factors.

  51. R ICH WORDS ◮ A palindrome is a finite word that reads the same forwards and backwards. ◮ Examples: 1001 , 01010 , kayak , racecar Theorem (Droubay, Justin, Pirillo 2001): Every word of length n contains at most n distinct nonempty palindromes as factors. ◮ A finite word of length n is called rich if it contains n distinct nonempty palindromes.

  52. R ICH WORDS ◮ A palindrome is a finite word that reads the same forwards and backwards. ◮ Examples: 1001 , 01010 , kayak , racecar Theorem (Droubay, Justin, Pirillo 2001): Every word of length n contains at most n distinct nonempty palindromes as factors. ◮ A finite word of length n is called rich if it contains n distinct nonempty palindromes. ◮ The word 01101 contains the palindromes

  53. R ICH WORDS ◮ A palindrome is a finite word that reads the same forwards and backwards. ◮ Examples: 1001 , 01010 , kayak , racecar Theorem (Droubay, Justin, Pirillo 2001): Every word of length n contains at most n distinct nonempty palindromes as factors. ◮ A finite word of length n is called rich if it contains n distinct nonempty palindromes. ◮ The word 01101 contains the palindromes 0 ,

  54. R ICH WORDS ◮ A palindrome is a finite word that reads the same forwards and backwards. ◮ Examples: 1001 , 01010 , kayak , racecar Theorem (Droubay, Justin, Pirillo 2001): Every word of length n contains at most n distinct nonempty palindromes as factors. ◮ A finite word of length n is called rich if it contains n distinct nonempty palindromes. ◮ The word 01101 contains the palindromes 0 , 1 ,

  55. R ICH WORDS ◮ A palindrome is a finite word that reads the same forwards and backwards. ◮ Examples: 1001 , 01010 , kayak , racecar Theorem (Droubay, Justin, Pirillo 2001): Every word of length n contains at most n distinct nonempty palindromes as factors. ◮ A finite word of length n is called rich if it contains n distinct nonempty palindromes. ◮ The word 01101 contains the palindromes 0 , 1 , 11 ,

  56. R ICH WORDS ◮ A palindrome is a finite word that reads the same forwards and backwards. ◮ Examples: 1001 , 01010 , kayak , racecar Theorem (Droubay, Justin, Pirillo 2001): Every word of length n contains at most n distinct nonempty palindromes as factors. ◮ A finite word of length n is called rich if it contains n distinct nonempty palindromes. ◮ The word 01101 contains the palindromes 0 , 1 , 11 , 0110 ,

  57. R ICH WORDS ◮ A palindrome is a finite word that reads the same forwards and backwards. ◮ Examples: 1001 , 01010 , kayak , racecar Theorem (Droubay, Justin, Pirillo 2001): Every word of length n contains at most n distinct nonempty palindromes as factors. ◮ A finite word of length n is called rich if it contains n distinct nonempty palindromes. ◮ The word 01101 contains the palindromes 0 , 1 , 11 , 0110 , and 101 ,

  58. R ICH WORDS ◮ A palindrome is a finite word that reads the same forwards and backwards. ◮ Examples: 1001 , 01010 , kayak , racecar Theorem (Droubay, Justin, Pirillo 2001): Every word of length n contains at most n distinct nonempty palindromes as factors. ◮ A finite word of length n is called rich if it contains n distinct nonempty palindromes. ◮ The word 01101 contains the palindromes 0 , 1 , 11 , 0110 , and 101 , so it is rich.

  59. R ICH WORDS ◮ A palindrome is a finite word that reads the same forwards and backwards. ◮ Examples: 1001 , 01010 , kayak , racecar Theorem (Droubay, Justin, Pirillo 2001): Every word of length n contains at most n distinct nonempty palindromes as factors. ◮ A finite word of length n is called rich if it contains n distinct nonempty palindromes. ◮ The word 01101 contains the palindromes 0 , 1 , 11 , 0110 , and 101 , so it is rich. ◮ The word 0120 contains only the palindromes 0 , 1 , and 2 , so it is not rich.

  60. R ICH WORDS ◮ A palindrome is a finite word that reads the same forwards and backwards. ◮ Examples: 1001 , 01010 , kayak , racecar Theorem (Droubay, Justin, Pirillo 2001): Every word of length n contains at most n distinct nonempty palindromes as factors. ◮ A finite word of length n is called rich if it contains n distinct nonempty palindromes. ◮ The word 01101 contains the palindromes 0 , 1 , 11 , 0110 , and 101 , so it is rich. ◮ The word 0120 contains only the palindromes 0 , 1 , and 2 , so it is not rich. ◮ An infinite word is called rich if all of its finite factors are rich.

  61. R EPETITIONS IN RICH WORDS Theorem (Pelantov´ a and Starosta, 2013): Every infinite rich word contains a square.

  62. R EPETITIONS IN RICH WORDS Theorem (Pelantov´ a and Starosta, 2013): Every infinite rich word contains a square. ◮ This result holds over any finite alphabet.

  63. R EPETITIONS IN RICH WORDS Theorem (Pelantov´ a and Starosta, 2013): Every infinite rich word contains a square. ◮ This result holds over any finite alphabet. ◮ So, what types of powers can be avoided by infinite rich words on k letters?

  64. R EPETITIONS IN RICH WORDS Theorem (Pelantov´ a and Starosta, 2013): Every infinite rich word contains a square. ◮ This result holds over any finite alphabet. ◮ So, what types of powers can be avoided by infinite rich words on k letters? ◮ Cubes?

  65. R EPETITIONS IN RICH WORDS Theorem (Pelantov´ a and Starosta, 2013): Every infinite rich word contains a square. ◮ This result holds over any finite alphabet. ◮ So, what types of powers can be avoided by infinite rich words on k letters? ◮ Cubes? ◮ If so, what about fractional powers between 2 and 3?

  66. R EPETITIONS IN RICH WORDS Theorem (Pelantov´ a and Starosta, 2013): Every infinite rich word contains a square. ◮ This result holds over any finite alphabet. ◮ So, what types of powers can be avoided by infinite rich words on k letters? ◮ Cubes? ◮ If so, what about fractional powers between 2 and 3? ◮ We are asking for the repetition threshold for rich words on k letters, denoted RRT ( k ) .

  67. R EPETITIONS IN RICH WORDS Theorem (Pelantov´ a and Starosta, 2013): Every infinite rich word contains a square. ◮ This result holds over any finite alphabet. ◮ So, what types of powers can be avoided by infinite rich words on k letters? ◮ Cubes? ◮ If so, what about fractional powers between 2 and 3? ◮ We are asking for the repetition threshold for rich words on k letters, denoted RRT ( k ) . ◮ We will determine RRT ( 2 ) .

  68. R EPETITIONS IN RICH WORDS Theorem (Baranwal and Shallit, 2019): There is an infinite √ binary rich word with critical exponent 2 + 2 / 2.

  69. R EPETITIONS IN RICH WORDS Theorem (Baranwal and Shallit, 2019): There is an infinite √ binary rich word with critical exponent 2 + 2 / 2. √ ◮ Note: 2 + 2 / 2 ≈ 2 . 707.

  70. R EPETITIONS IN RICH WORDS Theorem (Baranwal and Shallit, 2019): There is an infinite √ binary rich word with critical exponent 2 + 2 / 2. √ ◮ Note: 2 + 2 / 2 ≈ 2 . 707. ◮ They conjectured that this is the smallest possible critical exponent among infinite binary rich words, i.e., that √ RRT ( 2 ) = 2 + 2 / 2.

  71. R EPETITIONS IN RICH WORDS Theorem (Baranwal and Shallit, 2019): There is an infinite √ binary rich word with critical exponent 2 + 2 / 2. √ ◮ Note: 2 + 2 / 2 ≈ 2 . 707. ◮ They conjectured that this is the smallest possible critical exponent among infinite binary rich words, i.e., that √ RRT ( 2 ) = 2 + 2 / 2. √ ◮ The irrationality of 2 + 2 / 2 makes this hard to prove!

  72. R EPETITIONS IN RICH WORDS Theorem (Baranwal and Shallit, 2019): There is an infinite √ binary rich word with critical exponent 2 + 2 / 2. √ ◮ Note: 2 + 2 / 2 ≈ 2 . 707. ◮ They conjectured that this is the smallest possible critical exponent among infinite binary rich words, i.e., that √ RRT ( 2 ) = 2 + 2 / 2. √ ◮ The irrationality of 2 + 2 / 2 makes this hard to prove! ◮ Baranwal and Shallit: RRT ( 2 ) ≥ 2 . 7

  73. B ARANWAL AND S HALLIT ’ S CONSTRUCTION Define morphisms f and h by f ( 0 ) = 0 f ( 1 ) = 01 f ( 2 ) = 011 h ( 0 ) = 01 h ( 1 ) = 02 h ( 2 ) = 022 .

  74. B ARANWAL AND S HALLIT ’ S CONSTRUCTION Define morphisms f and h by f ( 0 ) = 0 f ( 1 ) = 01 f ( 2 ) = 011 h ( 0 ) = 01 h ( 1 ) = 02 h ( 2 ) = 022 . The infinite word f ( h ω ( 0 )) is rich and has critical exponent √ 2 + 2 / 2.

  75. B ARANWAL AND S HALLIT ’ S CONSTRUCTION Define morphisms f and h by f ( 0 ) = 0 f ( 1 ) = 01 f ( 2 ) = 011 h ( 0 ) = 01 h ( 1 ) = 02 h ( 2 ) = 022 . The infinite word f ( h ω ( 0 )) is rich and has critical exponent √ 2 + 2 / 2. ◮ The proof was completed using the automatic theorem proving software Walnut .

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