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The Garden of Eden theorem: old and new Michel Coornaert IRMA, - - PowerPoint PPT Presentation

The Garden of Eden theorem: old and new Michel Coornaert IRMA, Universit e de Strasbourg Groups and Computation Conference dedicated to the 80th birthday of Paul Schupp Stevens Institute of Technology June 2630, 2017 Michel


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The Garden of Eden theorem: old and new

Michel Coornaert

IRMA, Universit´ e de Strasbourg

“Groups and Computation” Conference dedicated to the 80th birthday of Paul Schupp Stevens Institute of Technology June 26–30, 2017

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 1 / 29

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This is joint work with Tullio Ceccherini-Silberstein.

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 2 / 29

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Configurations and Shifts

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Configurations and Shifts

Take: a group G (called the universe),

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 3 / 29

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Configurations and Shifts

Take: a group G (called the universe), a finite set A (called the alphabet).

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 3 / 29

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Configurations and Shifts

Take: a group G (called the universe), a finite set A (called the alphabet). The set AG = {x : G → A} is called the set of configurations.

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 3 / 29

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Configurations and Shifts

Take: a group G (called the universe), a finite set A (called the alphabet). The set AG = {x : G → A} is called the set of configurations. The shift on AG is the left action of G on AG given by G × AG → AG (g, x) → gx where gx(h) = x(g −1h) ∀h ∈ G.

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Cellular Automata

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Cellular Automata

Definition

A cellular automaton over the group G and the alphabet A is a map τ : AG → AG

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 4 / 29

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Cellular Automata

Definition

A cellular automaton over the group G and the alphabet A is a map τ : AG → AG satisfying the following condition: there exist a finite subset M ⊂ G and a map µ: AM → A such that (τ(x))(g) = µ((g −1x)|M) ∀x ∈ AG, ∀g ∈ G, where (g −1x)|M denotes the restriction of the configuration g −1x to M.

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 4 / 29

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Cellular Automata

Definition

A cellular automaton over the group G and the alphabet A is a map τ : AG → AG satisfying the following condition: there exist a finite subset M ⊂ G and a map µ: AM → A such that (τ(x))(g) = µ((g −1x)|M) ∀x ∈ AG, ∀g ∈ G, where (g −1x)|M denotes the restriction of the configuration g −1x to M. Such a set M is called a memory set and µ is called a local defining map for τ.

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 4 / 29

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Example: Conway’s Game of Life

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Example: Conway’s Game of Life

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Example: Conway’s Game of Life (continued)

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Example: Conway’s Game of Life (continued)

Here G = Z2 = Z × Z and A = {0, 1}.

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 6 / 29

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Example: Conway’s Game of Life (continued)

Here G = Z2 = Z × Z and A = {0, 1}. Life is described by the cellular automaton τ : {0, 1}Z2 → {0, 1}Z2

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Example: Conway’s Game of Life (continued)

Here G = Z2 = Z × Z and A = {0, 1}. Life is described by the cellular automaton τ : {0, 1}Z2 → {0, 1}Z2 with memory set M = {−1, 0, 1}2 ⊂ Z2 and local defining map µ: AM → A given by µ(y) =            1 if       

  • m∈M

y(m) = 3

  • r
  • m∈M

y(m) = 4 and y((0, 0)) = 1

  • therwise

∀y ∈ AM.

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 6 / 29

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Diamonds and Pre-injectivity

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Diamonds and Pre-injectivity

Let τ : AG → AG be a cellular automaton.

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Diamonds and Pre-injectivity

Let τ : AG → AG be a cellular automaton.

Definition

Two configurations x1, x2 ∈ AG are almost equal if they coincide outside of a finite subset

  • f G.

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Diamonds and Pre-injectivity

Let τ : AG → AG be a cellular automaton.

Definition

Two configurations x1, x2 ∈ AG are almost equal if they coincide outside of a finite subset

  • f G.

Definition

Two configurations x1, x2 ∈ AG form a diamond for τ if x1 = x2; x1 and x2 are almost equal; τ(x1) = τ(x2).

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 7 / 29

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Diamonds and Pre-injectivity

Let τ : AG → AG be a cellular automaton.

Definition

Two configurations x1, x2 ∈ AG are almost equal if they coincide outside of a finite subset

  • f G.

Definition

Two configurations x1, x2 ∈ AG form a diamond for τ if x1 = x2; x1 and x2 are almost equal; τ(x1) = τ(x2).

Definition

One says that τ is pre-injective if it has no diamonds.

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Diamonds and Pre-injectivity (continued)

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Diamonds and Pre-injectivity (continued)

Example

Take G = Z2 and A = {0, 1}. Conway’s Game of Life τ : AG → AG is not pre-injective. The configurations x1, x2 ∈ AG defined by x1(g) = 0 ∀g ∈ G and x2(0G) = 1 and x2(g) = 0 ∀g ∈ G \ {0G} form a diamond.

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Injectivity vs Pre-injectivity

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Injectivity vs Pre-injectivity

Note that τ injective = ⇒ τ pre-injective.

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Injectivity vs Pre-injectivity

Note that τ injective = ⇒ τ pre-injective. The converse is false.

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Injectivity vs Pre-injectivity

Note that τ injective = ⇒ τ pre-injective. The converse is false.

Example

Take G = Z, A = {0, 1} = Z/2Z, and τ : AG → AG given by τ(x)(g) = x(g) + x(g + 1) ∀x ∈ AG, g ∈ G. τ is a cellular automaton admitting M = {0, 1} ⊂ G as a memory set.

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 9 / 29

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Injectivity vs Pre-injectivity

Note that τ injective = ⇒ τ pre-injective. The converse is false.

Example

Take G = Z, A = {0, 1} = Z/2Z, and τ : AG → AG given by τ(x)(g) = x(g) + x(g + 1) ∀x ∈ AG, g ∈ G. τ is a cellular automaton admitting M = {0, 1} ⊂ G as a memory set. τ is pre-injective.

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 9 / 29

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Injectivity vs Pre-injectivity

Note that τ injective = ⇒ τ pre-injective. The converse is false.

Example

Take G = Z, A = {0, 1} = Z/2Z, and τ : AG → AG given by τ(x)(g) = x(g) + x(g + 1) ∀x ∈ AG, g ∈ G. τ is a cellular automaton admitting M = {0, 1} ⊂ G as a memory set. τ is pre-injective. τ is not injective (the two constant configurations have the same image).

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 9 / 29

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The GOE Theorem for Zd

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The GOE Theorem for Zd

The following theorem is due to Moore [Mo-1963] and Myhill [My-1963].

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The GOE Theorem for Zd

The following theorem is due to Moore [Mo-1963] and Myhill [My-1963].

Theorem (GOE theorem)

Let G = Zd and A a finite set. Let τ : AG → AG be a cellular automaton. Then τ surjective ⇐ ⇒ τ pre-injective.

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The GOE Theorem for Zd

The following theorem is due to Moore [Mo-1963] and Myhill [My-1963].

Theorem (GOE theorem)

Let G = Zd and A a finite set. Let τ : AG → AG be a cellular automaton. Then τ surjective ⇐ ⇒ τ pre-injective. = ⇒ is due to Moore, ⇐ = is due to Myhill.

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 10 / 29

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The GOE Theorem for Zd

The following theorem is due to Moore [Mo-1963] and Myhill [My-1963].

Theorem (GOE theorem)

Let G = Zd and A a finite set. Let τ : AG → AG be a cellular automaton. Then τ surjective ⇐ ⇒ τ pre-injective. = ⇒ is due to Moore, ⇐ = is due to Myhill.

Example (G = Z2)

Conway’s Game of Life is not pre-injective.

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 10 / 29

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The GOE Theorem for Zd

The following theorem is due to Moore [Mo-1963] and Myhill [My-1963].

Theorem (GOE theorem)

Let G = Zd and A a finite set. Let τ : AG → AG be a cellular automaton. Then τ surjective ⇐ ⇒ τ pre-injective. = ⇒ is due to Moore, ⇐ = is due to Myhill.

Example (G = Z2)

Conway’s Game of Life is not pre-injective. Therefore it is not surjective by Moore’s implication.

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 10 / 29

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The GOE theorem for Groups of Subexponential Growth

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 11 / 29

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The GOE theorem for Groups of Subexponential Growth

Schupp [S-1988] asked the following.

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 11 / 29

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The GOE theorem for Groups of Subexponential Growth

Schupp [S-1988] asked the following.

Question

Is the analogue of the Moore-Myhill theorem true exactly for virtually nilpotent groups?

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 11 / 29

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The GOE theorem for Groups of Subexponential Growth

Schupp [S-1988] asked the following.

Question

Is the analogue of the Moore-Myhill theorem true exactly for virtually nilpotent groups?

Definition

A group G with finite generating set S has subexponential growth if lim

n→∞

log |Bn| n = 0, where Bn is a ball of radius n in the Cayley graph of (G, S) and | · | denotes cardinality.

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 11 / 29

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The GOE theorem for Groups of Subexponential Growth

Schupp [S-1988] asked the following.

Question

Is the analogue of the Moore-Myhill theorem true exactly for virtually nilpotent groups?

Definition

A group G with finite generating set S has subexponential growth if lim

n→∞

log |Bn| n = 0, where Bn is a ball of radius n in the Cayley graph of (G, S) and | · | denotes cardinality. Mach` ı and Mignosi [MM-1993] proved that the GOE theorem remains valid when G is a f.g. group with subexponential growth.

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 11 / 29

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The GOE theorem for Groups of Subexponential Growth

Schupp [S-1988] asked the following.

Question

Is the analogue of the Moore-Myhill theorem true exactly for virtually nilpotent groups?

Definition

A group G with finite generating set S has subexponential growth if lim

n→∞

log |Bn| n = 0, where Bn is a ball of radius n in the Cayley graph of (G, S) and | · | denotes cardinality. Mach` ı and Mignosi [MM-1993] proved that the GOE theorem remains valid when G is a f.g. group with subexponential growth. Every f.g. virtually nilpotent group has subexponential growth but there are f.g. groups of subexponential growth that are not virtually nilpotent.

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 11 / 29

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The GOE theorem for Groups of Subexponential Growth

Schupp [S-1988] asked the following.

Question

Is the analogue of the Moore-Myhill theorem true exactly for virtually nilpotent groups?

Definition

A group G with finite generating set S has subexponential growth if lim

n→∞

log |Bn| n = 0, where Bn is a ball of radius n in the Cayley graph of (G, S) and | · | denotes cardinality. Mach` ı and Mignosi [MM-1993] proved that the GOE theorem remains valid when G is a f.g. group with subexponential growth. Every f.g. virtually nilpotent group has subexponential growth but there are f.g. groups of subexponential growth that are not virtually nilpotent. The first examples of such groups were given by Grigorchuk [Gri-1984].

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 11 / 29

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The GOE Theorem for Amenable Groups

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The GOE Theorem for Amenable Groups

Definition

A group G is amenable if there exists a finitely-additive invariant probability measure defined on the set of all subsets of G.

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The GOE Theorem for Amenable Groups

Definition

A group G is amenable if there exists a finitely-additive invariant probability measure defined on the set of all subsets of G. All f.g. groups of subexponential growth, all solvable groups, all locally finite groups are amenable.

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The GOE Theorem for Amenable Groups

Definition

A group G is amenable if there exists a finitely-additive invariant probability measure defined on the set of all subsets of G. All f.g. groups of subexponential growth, all solvable groups, all locally finite groups are amenable. Ceccherini-Silberstein, Mach` ı and Scarabotti [CMS-1999] proved that the GOE theorem remains valid for amenable groups.

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 12 / 29

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The GOE Theorem for Amenable Groups

Definition

A group G is amenable if there exists a finitely-additive invariant probability measure defined on the set of all subsets of G. All f.g. groups of subexponential growth, all solvable groups, all locally finite groups are amenable. Ceccherini-Silberstein, Mach` ı and Scarabotti [CMS-1999] proved that the GOE theorem remains valid for amenable groups. Bartholdi [B-2010] proved that if G is a non-amenable group then G does not satisfy Moore’s implication, i.e., there exist a finite set A and a cellular automaton τ : AG → AG that is surjective but not pre-injective.

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 12 / 29

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The GOE Theorem for Amenable Groups

Definition

A group G is amenable if there exists a finitely-additive invariant probability measure defined on the set of all subsets of G. All f.g. groups of subexponential growth, all solvable groups, all locally finite groups are amenable. Ceccherini-Silberstein, Mach` ı and Scarabotti [CMS-1999] proved that the GOE theorem remains valid for amenable groups. Bartholdi [B-2010] proved that if G is a non-amenable group then G does not satisfy Moore’s implication, i.e., there exist a finite set A and a cellular automaton τ : AG → AG that is surjective but not pre-injective. Bartholdi and Kielak [BK-2016] proved that if G is a non-amenable group then G does not satisfy Myhill’s implication either, i.e., there exist a finite set A and a cellular automaton τ : AG → AG that is pre-injective but not surjective.

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What Gromov Said

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What Gromov Said

Gromov [Gro-1999, p. 195] wrote:

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 13 / 29

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What Gromov Said

Gromov [Gro-1999, p. 195] wrote: “. . . the Garden of Eden theorem can be generalized to a suitable class of hyperbolic actions . . . ”

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Dynamical systems

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Dynamical systems

A dynamical system is a pair (X, G), where X is a compact metrizable topological space,

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Dynamical systems

A dynamical system is a pair (X, G), where X is a compact metrizable topological space, G is a countable group acting continuously on X.

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Dynamical systems

A dynamical system is a pair (X, G), where X is a compact metrizable topological space, G is a countable group acting continuously on X. The space X is called the phase space.

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Dynamical systems

A dynamical system is a pair (X, G), where X is a compact metrizable topological space, G is a countable group acting continuously on X. The space X is called the phase space. If f : X → X is a homeomorphism, the d.s. generated by f is the d.s. (X, Z), where Z acts on X by (n, x) → f n(x) ∀n ∈ Z, x ∈ X. This d.s. is also denoted (X, f ).

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Examples of Dynamical Systems

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Examples of Dynamical Systems

Example

Let A be a finite set and G a countable group.

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Examples of Dynamical Systems

Example

Let A be a finite set and G a countable group. Equip A with its discree topology and AG with the product topology.

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Examples of Dynamical Systems

Example

Let A be a finite set and G a countable group. Equip A with its discree topology and AG with the product topology. Then the shift (AG, G) is a d.s.

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Examples of Dynamical Systems

Example

Let A be a finite set and G a countable group. Equip A with its discree topology and AG with the product topology. Then the shift (AG, G) is a d.s.

Example (Arnold’s cat)

This is the d.s. (T2, f ), where f is the automorphism of the 2-torus T2 = R/Z × R/Z given by f (x) =

  • x2

x1 + x2

  • ∀x =

x1 x2

  • ∈ T2.

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Examples of Dynamical Systems

Example

Let A be a finite set and G a countable group. Equip A with its discree topology and AG with the product topology. Then the shift (AG, G) is a d.s.

Example (Arnold’s cat)

This is the d.s. (T2, f ), where f is the automorphism of the 2-torus T2 = R/Z × R/Z given by f (x) =

  • x2

x1 + x2

  • ∀x =

x1 x2

  • ∈ T2.

Thus we have f (x) = Ax, where A = 1 1 1

  • is the cat matrix.

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Homoclinicity

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Homoclinicity

Let (X, G) be a dynamical system.

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Homoclinicity

Let (X, G) be a dynamical system. Let d be a metric on X that is compatible with the topology.

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Homoclinicity

Let (X, G) be a dynamical system. Let d be a metric on X that is compatible with the topology.

Definition

Two points x, y ∈ X are caled homoclinic if lim

g→∞ d(gx, gy) = 0,

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Homoclinicity

Let (X, G) be a dynamical system. Let d be a metric on X that is compatible with the topology.

Definition

Two points x, y ∈ X are caled homoclinic if lim

g→∞ d(gx, gy) = 0,

i.e., for every ε > 0, there exists a finite subset F ⊂ G such that d(gx, gy) < ε ∀g ∈ G \ F.

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 16 / 29

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Homoclinicity

Let (X, G) be a dynamical system. Let d be a metric on X that is compatible with the topology.

Definition

Two points x, y ∈ X are caled homoclinic if lim

g→∞ d(gx, gy) = 0,

i.e., for every ε > 0, there exists a finite subset F ⊂ G such that d(gx, gy) < ε ∀g ∈ G \ F. Homoclinicity is an equivalence relation on X.

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 16 / 29

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Homoclinicity

Let (X, G) be a dynamical system. Let d be a metric on X that is compatible with the topology.

Definition

Two points x, y ∈ X are caled homoclinic if lim

g→∞ d(gx, gy) = 0,

i.e., for every ε > 0, there exists a finite subset F ⊂ G such that d(gx, gy) < ε ∀g ∈ G \ F. Homoclinicity is an equivalence relation on X. This relation does not depend on the choice of d.

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Homoclinicity (continued)

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Homoclinicity (continued)

Example

Let A be a finite set and G a countable group.

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Homoclinicity (continued)

Example

Let A be a finite set and G a countable group. Consider the shift (AG, G).

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Homoclinicity (continued)

Example

Let A be a finite set and G a countable group. Consider the shift (AG, G). Two configurations x, y ∈ AG are homoclinic if and only if they are almost equal.

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Homoclinicity (continued)

Example

Let A be a finite set and G a countable group. Consider the shift (AG, G). Two configurations x, y ∈ AG are homoclinic if and only if they are almost equal.

Example

Consider Arnold’s cat (T2, f ).

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SLIDE 76

Homoclinicity (continued)

Example

Let A be a finite set and G a countable group. Consider the shift (AG, G). Two configurations x, y ∈ AG are homoclinic if and only if they are almost equal.

Example

Consider Arnold’s cat (T2, f ). Equip T2 = R2/Z2 with its Euclidean structure.

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SLIDE 77

Homoclinicity (continued)

Example

Let A be a finite set and G a countable group. Consider the shift (AG, G). Two configurations x, y ∈ AG are homoclinic if and only if they are almost equal.

Example

Consider Arnold’s cat (T2, f ). Equip T2 = R2/Z2 with its Euclidean structure. The homoclinicity class of a point x ∈ T2 is D ∩ D′, where D is the line passing through x whose slope is the golden mean 1 + √ 5 2 = 1.618 . . . and D′ is the line passing through x and orthogonal to D′.

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SLIDE 78

Homoclinicity (continued)

Example

Let A be a finite set and G a countable group. Consider the shift (AG, G). Two configurations x, y ∈ AG are homoclinic if and only if they are almost equal.

Example

Consider Arnold’s cat (T2, f ). Equip T2 = R2/Z2 with its Euclidean structure. The homoclinicity class of a point x ∈ T2 is D ∩ D′, where D is the line passing through x whose slope is the golden mean 1 + √ 5 2 = 1.618 . . . and D′ is the line passing through x and orthogonal to D′. The slopes of D and D′ are the eigenvalues of the cat matrix.

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SLIDE 79

Homoclinicity (continued)

Example

Let A be a finite set and G a countable group. Consider the shift (AG, G). Two configurations x, y ∈ AG are homoclinic if and only if they are almost equal.

Example

Consider Arnold’s cat (T2, f ). Equip T2 = R2/Z2 with its Euclidean structure. The homoclinicity class of a point x ∈ T2 is D ∩ D′, where D is the line passing through x whose slope is the golden mean 1 + √ 5 2 = 1.618 . . . and D′ is the line passing through x and orthogonal to D′. The slopes of D and D′ are the eigenvalues of the cat matrix. Each homoclinicity class is countably-infinite and dense in T2.

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SLIDE 80

Endomorphisms of Dynamical Systems

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Endomorphisms of Dynamical Systems

Let (X, G) be a dynamical system.

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Endomorphisms of Dynamical Systems

Let (X, G) be a dynamical system.

Definition

An endomorphism of the d.s. (X, G) is a continuous map τ : X → X such that τ commutes with the action of G, that is, such that τ(gx) = gτ(x) ∀g ∈ G, x ∈ X.

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Endomorphisms of Dynamical Systems

Let (X, G) be a dynamical system.

Definition

An endomorphism of the d.s. (X, G) is a continuous map τ : X → X such that τ commutes with the action of G, that is, such that τ(gx) = gτ(x) ∀g ∈ G, x ∈ X.

Example

Let A be a finite set and G a countable group.

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Endomorphisms of Dynamical Systems

Let (X, G) be a dynamical system.

Definition

An endomorphism of the d.s. (X, G) is a continuous map τ : X → X such that τ commutes with the action of G, that is, such that τ(gx) = gτ(x) ∀g ∈ G, x ∈ X.

Example

Let A be a finite set and G a countable group. Then the endomorphisms of the shift (AG, G) are precisely the cellular automata τ : AG → AG

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Endomorphisms of Dynamical Systems

Let (X, G) be a dynamical system.

Definition

An endomorphism of the d.s. (X, G) is a continuous map τ : X → X such that τ commutes with the action of G, that is, such that τ(gx) = gτ(x) ∀g ∈ G, x ∈ X.

Example

Let A be a finite set and G a countable group. Then the endomorphisms of the shift (AG, G) are precisely the cellular automata τ : AG → AG (Curtis-Hedlund-Lyndon theorem).

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SLIDE 86

Pre-injective Endomorphisms

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Pre-injective Endomorphisms

Let (X, G) be a dynamical system.

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Pre-injective Endomorphisms

Let (X, G) be a dynamical system.

Definition

An endomorphism τ : X → X of the d.s. (X, G) is called pre-injective if its restriction to each homoclinicity class is injective.

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Pre-injective Endomorphisms

Let (X, G) be a dynamical system.

Definition

An endomorphism τ : X → X of the d.s. (X, G) is called pre-injective if its restriction to each homoclinicity class is injective.

Example

For shift systems (AG, G), the two definitions of pre-injectivity are equivalent.

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Pre-injective Endomorphisms

Let (X, G) be a dynamical system.

Definition

An endomorphism τ : X → X of the d.s. (X, G) is called pre-injective if its restriction to each homoclinicity class is injective.

Example

For shift systems (AG, G), the two definitions of pre-injectivity are equivalent.

Example

The group endomorphism τ : T2 → T2, given by τ(x) := 2x for all x ∈ T2, is an endomorphism of Arnold’s cat (T2, f ).

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Pre-injective Endomorphisms

Let (X, G) be a dynamical system.

Definition

An endomorphism τ : X → X of the d.s. (X, G) is called pre-injective if its restriction to each homoclinicity class is injective.

Example

For shift systems (AG, G), the two definitions of pre-injectivity are equivalent.

Example

The group endomorphism τ : T2 → T2, given by τ(x) := 2x for all x ∈ T2, is an endomorphism of Arnold’s cat (T2, f ). The kernel of τ consists of four points: Ker(τ) =

  • ,

1/2

  • ,

1/2

  • ,

1/2 1/2

  • .

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SLIDE 92

Pre-injective Endomorphisms

Let (X, G) be a dynamical system.

Definition

An endomorphism τ : X → X of the d.s. (X, G) is called pre-injective if its restriction to each homoclinicity class is injective.

Example

For shift systems (AG, G), the two definitions of pre-injectivity are equivalent.

Example

The group endomorphism τ : T2 → T2, given by τ(x) := 2x for all x ∈ T2, is an endomorphism of Arnold’s cat (T2, f ). The kernel of τ consists of four points: Ker(τ) =

  • ,

1/2

  • ,

1/2

  • ,

1/2 1/2

  • .

The endomorphism τ is pre-injective but not injective.

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SLIDE 93

Dynamical Systems that Satisfy the GOE Theorem

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SLIDE 94

Dynamical Systems that Satisfy the GOE Theorem

Let (X, G) be a dynamical system.

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Dynamical Systems that Satisfy the GOE Theorem

Let (X, G) be a dynamical system.

Definition

One says that the d.s. (X, G) satisfies the Garden of Eden theorem if every endomorphism τ : X → X of (X, G) satisfies

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Dynamical Systems that Satisfy the GOE Theorem

Let (X, G) be a dynamical system.

Definition

One says that the d.s. (X, G) satisfies the Garden of Eden theorem if every endomorphism τ : X → X of (X, G) satisfies τ surjective ⇐ ⇒ τ pre-injective.

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SLIDE 97

Dynamical Systems that Satisfy the GOE Theorem

Let (X, G) be a dynamical system.

Definition

One says that the d.s. (X, G) satisfies the Garden of Eden theorem if every endomorphism τ : X → X of (X, G) satisfies τ surjective ⇐ ⇒ τ pre-injective.

Example

Arnold’s cat (T2, f ) satisfies the GOE theorem.

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SLIDE 98

Dynamical Systems that Satisfy the GOE Theorem

Let (X, G) be a dynamical system.

Definition

One says that the d.s. (X, G) satisfies the Garden of Eden theorem if every endomorphism τ : X → X of (X, G) satisfies τ surjective ⇐ ⇒ τ pre-injective.

Example

Arnold’s cat (T2, f ) satisfies the GOE theorem. Indeed, it is easy to show, using spectral analysis, that any endomorphism τ of the cat is of the form τ = m Id +nf , for some m, n ∈ Z.

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SLIDE 99

Dynamical Systems that Satisfy the GOE Theorem

Let (X, G) be a dynamical system.

Definition

One says that the d.s. (X, G) satisfies the Garden of Eden theorem if every endomorphism τ : X → X of (X, G) satisfies τ surjective ⇐ ⇒ τ pre-injective.

Example

Arnold’s cat (T2, f ) satisfies the GOE theorem. Indeed, it is easy to show, using spectral analysis, that any endomorphism τ of the cat is of the form τ = m Id +nf , for some m, n ∈ Z. With the exception of the 0-endomorphism, every endomorphism of the cat is both surjective and pre-injective.

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SLIDE 100

Anosov Diffeomorphisms

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SLIDE 101

Anosov Diffeomorphisms

Let f : M → M be a diffeomorphism of a smooth compact manifold M.

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SLIDE 102

Anosov Diffeomorphisms

Let f : M → M be a diffeomorphism of a smooth compact manifold M. One says that f is Anosov if the tangent bundle TM of M continuously splits as a direct sum TM = Es ⊕ Eu of two df -invariant subbundles Es and Eu such that, with respect to some (or equivalently any) Riemannian metric on M, the differential df is exponentially contracting on Es and exponentially expanding on Eu, i. e., there are constants C > 0 and 0 < λ < 1 such that df n(v) ≤ Cλnv, df −n(w) ≤ Cλnw for all x ∈ M, v ∈ Es(x), w ∈ Eu(x), and n ≥ 0.

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Anosov Diffeomorphisms

Let f : M → M be a diffeomorphism of a smooth compact manifold M. One says that f is Anosov if the tangent bundle TM of M continuously splits as a direct sum TM = Es ⊕ Eu of two df -invariant subbundles Es and Eu such that, with respect to some (or equivalently any) Riemannian metric on M, the differential df is exponentially contracting on Es and exponentially expanding on Eu, i. e., there are constants C > 0 and 0 < λ < 1 such that df n(v) ≤ Cλnv, df −n(w) ≤ Cλnw for all x ∈ M, v ∈ Es(x), w ∈ Eu(x), and n ≥ 0.

Example

Arnold’s cat is Anosov.

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Anosov Diffeomorphisms

Let f : M → M be a diffeomorphism of a smooth compact manifold M. One says that f is Anosov if the tangent bundle TM of M continuously splits as a direct sum TM = Es ⊕ Eu of two df -invariant subbundles Es and Eu such that, with respect to some (or equivalently any) Riemannian metric on M, the differential df is exponentially contracting on Es and exponentially expanding on Eu, i. e., there are constants C > 0 and 0 < λ < 1 such that df n(v) ≤ Cλnv, df −n(w) ≤ Cλnw for all x ∈ M, v ∈ Es(x), w ∈ Eu(x), and n ≥ 0.

Example

Arnold’s cat is Anosov. If we identify the tangent space at x ∈ T2 with R2, the two eigenlines of the cat matrix yield Eu(x) and Es(x).

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SLIDE 105

Hyperbolic toral automorphisms

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Hyperbolic toral automorphisms

Example

Arnold’s cat can be generalized as follows.

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SLIDE 107

Hyperbolic toral automorphisms

Example

Arnold’s cat can be generalized as follows. Consider a matrix A ∈ GLn(Z) with no eigenvalue of modulus 1. Then the map f : Tn → Tn x → Ax is an Anosov diffeomorphism of the n-dimensional torus Tn := Rn/Zn.

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Hyperbolic toral automorphisms

Example

Arnold’s cat can be generalized as follows. Consider a matrix A ∈ GLn(Z) with no eigenvalue of modulus 1. Then the map f : Tn → Tn x → Ax is an Anosov diffeomorphism of the n-dimensional torus Tn := Rn/Zn. One says that f is the hyperbolic toral automorphism associated with A.

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SLIDE 109

A GOE Theorem for Anosov Diffeomorphisms on Tori

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A GOE Theorem for Anosov Diffeomorphisms on Tori

Theorem (CC-2016)

Let f be an Anosov diffeomorphism of the n-dimensional torus Tn. Then the d.s. (Tn, f ) satisfies the GOE theorem.

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A GOE Theorem for Anosov Diffeomorphisms on Tori

Theorem (CC-2016)

Let f be an Anosov diffeomorphism of the n-dimensional torus Tn. Then the d.s. (Tn, f ) satisfies the GOE theorem. The proof uses two classical results:

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SLIDE 112

A GOE Theorem for Anosov Diffeomorphisms on Tori

Theorem (CC-2016)

Let f be an Anosov diffeomorphism of the n-dimensional torus Tn. Then the d.s. (Tn, f ) satisfies the GOE theorem. The proof uses two classical results: Result 1 (Franks [Fra-1970], Manning [Man-1974]) Every Anosov diffeomorphisms of Tn is topologically conjugate to a hyperbolic toral automorphism.

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A GOE Theorem for Anosov Diffeomorphisms on Tori

Theorem (CC-2016)

Let f be an Anosov diffeomorphism of the n-dimensional torus Tn. Then the d.s. (Tn, f ) satisfies the GOE theorem. The proof uses two classical results: Result 1 (Franks [Fra-1970], Manning [Man-1974]) Every Anosov diffeomorphisms of Tn is topologically conjugate to a hyperbolic toral automorphism. Result 2 (Walters [Wal-1968]) Every endomorphism of a hyperbolic toral automorphism

  • n Tn is affine, i. e., of the form x → Bx + c, where B is an integral n × n

matrix and c ∈ Tn.

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SLIDE 114

General Anosov Diffoemorphisms

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General Anosov Diffoemorphisms

Question

Let f be an Anosov diffeomorphism of a smooth compact manifold M.

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SLIDE 116

General Anosov Diffoemorphisms

Question

Let f be an Anosov diffeomorphism of a smooth compact manifold M. Does the dynamical system (M, f ) satisfy the GOE theorem?

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SLIDE 117

General Anosov Diffoemorphisms

Question

Let f be an Anosov diffeomorphism of a smooth compact manifold M. Does the dynamical system (M, f ) satisfy the GOE theorem? A homeomorphism f of a topological space X is topologically mixing if, given any two non-empty open subsets U, V ⊂ X, one has U ∩ f n(V ) = ∅ for all but finitely many n ∈ Z.

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SLIDE 118

General Anosov Diffoemorphisms

Question

Let f be an Anosov diffeomorphism of a smooth compact manifold M. Does the dynamical system (M, f ) satisfy the GOE theorem? A homeomorphism f of a topological space X is topologically mixing if, given any two non-empty open subsets U, V ⊂ X, one has U ∩ f n(V ) = ∅ for all but finitely many n ∈ Z.

Theorem (CC-2015)

Let f be a topologically mixing Anosov diffeomorphism of a smooth compact manifold

  • M. Then (M, f ) has the Myhill property, i.e., every pre-injective continuous map

τ : M → M commuting with f is surjective.

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SLIDE 119

General Anosov Diffoemorphisms

Question

Let f be an Anosov diffeomorphism of a smooth compact manifold M. Does the dynamical system (M, f ) satisfy the GOE theorem? A homeomorphism f of a topological space X is topologically mixing if, given any two non-empty open subsets U, V ⊂ X, one has U ∩ f n(V ) = ∅ for all but finitely many n ∈ Z.

Theorem (CC-2015)

Let f be a topologically mixing Anosov diffeomorphism of a smooth compact manifold

  • M. Then (M, f ) has the Myhill property, i.e., every pre-injective continuous map

τ : M → M commuting with f is surjective.

Remark

All known examples of Anosov diffeomorphisms are topologically mixing.

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SLIDE 120

Algebraic Dynamical Systems

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Algebraic Dynamical Systems

Definition

An algebraic dynamical system is a d.s. (X, G),

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Algebraic Dynamical Systems

Definition

An algebraic dynamical system is a d.s. (X, G), where X is a compact metrizable abelian topological group and G is a countable group acting on X by continuous group automorphisms.

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Algebraic Dynamical Systems

Definition

An algebraic dynamical system is a d.s. (X, G), where X is a compact metrizable abelian topological group and G is a countable group acting on X by continuous group automorphisms.

Example

Let G be a countable group and A a c.m.a.t. group.

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Algebraic Dynamical Systems

Definition

An algebraic dynamical system is a d.s. (X, G), where X is a compact metrizable abelian topological group and G is a countable group acting on X by continuous group automorphisms.

Example

Let G be a countable group and A a c.m.a.t. group. Then AG is a c.m.a.t. group.

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Algebraic Dynamical Systems

Definition

An algebraic dynamical system is a d.s. (X, G), where X is a compact metrizable abelian topological group and G is a countable group acting on X by continuous group automorphisms.

Example

Let G be a countable group and A a c.m.a.t. group. Then AG is a c.m.a.t. group. The shift system (AG, G) is an a.d.s.

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Algebraic Dynamical Systems

Definition

An algebraic dynamical system is a d.s. (X, G), where X is a compact metrizable abelian topological group and G is a countable group acting on X by continuous group automorphisms.

Example

Let G be a countable group and A a c.m.a.t. group. Then AG is a c.m.a.t. group. The shift system (AG, G) is an a.d.s.

Example

Arnold’s cat (T2, Z) is an a.d.s.

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SLIDE 127

Principal Algebraic Dynamical Systems

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Principal Algebraic Dynamical Systems

Let G be a countable group and denote by Z[G] its integral group ring.

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Principal Algebraic Dynamical Systems

Let G be a countable group and denote by Z[G] its integral group ring. If M is a countable left Z[G]-module, then its Pontryagin dual M (the character group of the additive group M) is a c.m.a.t. group.

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Principal Algebraic Dynamical Systems

Let G be a countable group and denote by Z[G] its integral group ring. If M is a countable left Z[G]-module, then its Pontryagin dual M (the character group of the additive group M) is a c.m.a.t. group. G acts on M and hence (by dualizing) on M by continuous group automorphisms.

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Principal Algebraic Dynamical Systems

Let G be a countable group and denote by Z[G] its integral group ring. If M is a countable left Z[G]-module, then its Pontryagin dual M (the character group of the additive group M) is a c.m.a.t. group. G acts on M and hence (by dualizing) on M by continuous group automorphisms. ( M, G) is an a.d.s.

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Principal Algebraic Dynamical Systems

Let G be a countable group and denote by Z[G] its integral group ring. If M is a countable left Z[G]-module, then its Pontryagin dual M (the character group of the additive group M) is a c.m.a.t. group. G acts on M and hence (by dualizing) on M by continuous group automorphisms. ( M, G) is an a.d.s. Every a.d.s. can be obtained in this way (see [Sch-1995]).

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Principal Algebraic Dynamical Systems

Let G be a countable group and denote by Z[G] its integral group ring. If M is a countable left Z[G]-module, then its Pontryagin dual M (the character group of the additive group M) is a c.m.a.t. group. G acts on M and hence (by dualizing) on M by continuous group automorphisms. ( M, G) is an a.d.s. Every a.d.s. can be obtained in this way (see [Sch-1995]). In the case M = Z[G]/Z[G]f , where f ∈ Z[G], one writes Xf := M and one says that (Xf , G) is the principal a.d.s. associated with f .

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A GOE Theorem for Principal Algebraic Dynamical Systems

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A GOE Theorem for Principal Algebraic Dynamical Systems

Theorem (CC-2017)

Let G be a countable abelian group (e.g. G = Zd).

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A GOE Theorem for Principal Algebraic Dynamical Systems

Theorem (CC-2017)

Let G be a countable abelian group (e.g. G = Zd). Let f ∈ Z[G] such that f is invertible in ℓ1(G) and Xf is connected.

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A GOE Theorem for Principal Algebraic Dynamical Systems

Theorem (CC-2017)

Let G be a countable abelian group (e.g. G = Zd). Let f ∈ Z[G] such that f is invertible in ℓ1(G) and Xf is connected. Then the p.a.d.s. (Xf , G) satisfies the GOE theorem.

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A GOE Theorem for Principal Algebraic Dynamical Systems

Theorem (CC-2017)

Let G be a countable abelian group (e.g. G = Zd). Let f ∈ Z[G] such that f is invertible in ℓ1(G) and Xf is connected. Then the p.a.d.s. (Xf , G) satisfies the GOE theorem. The fact that f ∈ Z[G] is invertible in ℓ1(G) is equivalent to the expansiveness of (Xf , G).

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 27 / 29

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SLIDE 139

A GOE Theorem for Principal Algebraic Dynamical Systems

Theorem (CC-2017)

Let G be a countable abelian group (e.g. G = Zd). Let f ∈ Z[G] such that f is invertible in ℓ1(G) and Xf is connected. Then the p.a.d.s. (Xf , G) satisfies the GOE theorem. The fact that f ∈ Z[G] is invertible in ℓ1(G) is equivalent to the expansiveness of (Xf , G). A sufficient condition for f ∈ Z[G] to be invertible in ℓ1(G) is that f is lopsided, i.e., there exists g0 ∈ G such that |f (g0)| ≥

  • g=g0

|f (g)|.

Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 27 / 29

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SLIDE 140

References

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Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 28 / 29

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Michel Coornaert (IRMA, Universit´ e de Strasbourg) The Garden of Eden theorem June 26, 2017 29 / 29