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The Case for and Against Cerebral Embolic Protection During TAVR Susheel Kodali, MD Director, Structural Heart & Valve Center Columbia University Medical Center New York Presbyterian Hospital Disclosure Statement of Financial Interest


  1. The Case for and Against Cerebral Embolic Protection During TAVR Susheel Kodali, MD Director, Structural Heart & Valve Center Columbia University Medical Center New York Presbyterian Hospital

  2. Disclosure Statement of Financial Interest Susheel K. Kodali, MD Within the past 12 months, I or my spouse/partner have had a financial interest/arrangement or affiliation with the organization(s) listed below. Affiliation/Financial Relationship Company • Edwards Lifesciences, • Research Support Medtronic, Direct Flow, Boston Scientific, Abbott, Claret Medical • • Edwards Lifesciences, Claret Steering Committee Medical • Thubrikar Aortic Valve, Inc, • SAB (equity) Dura Biotech, VS Medtech

  3. Is Cerebral Protection Necessary? 1. Is embolic stroke during TAVI (still) a relevant clinical problem ? 2. Are ‘silent’ microembolic events clinically relevant? 3. Can we improve outcomes with embolic protection devices ?

  4. Stroke is not disappearing with new generation TAVI valves • Meta-analysis of ~20 non-randomized, mostly FIM, valve-company sponsored studies • 2.4% major stroke at 30-days Athappan, et al. A systematic review on the safety of second-generation transcatheter aortic valves. EuroIntervention 2016; 11:1034-1043

  5. Clinical stroke may be under-reported, and as high as 15-28% • AHA/ASA consensus definition of stroke includes imaging evidence of a CNS infarction with or without acute neurological dysfunction • Most studies do not use routine imaging or routine proactive discharge exams by neurologists • Studies using routine discharge exam by neurologists report much higher clinical stroke rates (Messe, et al, e.g.) With routine exam by neurologists, rates of any new neurological deficit with positive imaging 30-day stroke rates in recent TAVR RCTs evidence of brain ischemia 30% 30% 25% 25% 20% 20% vs. 15% 15% 10% 10% 5% 5% 0% 0% REPRISE II Lotus… PARTNER 2 (2012) PARTNER S3 HR (2015) PARTNER S3 IR (2015) S3 CE IR (2015) ADVANCE CV (2015) CHOICE SXT (2014) CHOICE CV (2014) Gooley CV (2015) US Pivotal CV (2014) Gooley Lotus (2015) CLEAN-TAVI (Control DEFLECT III (Control Messe (SAVR) arm) arm)

  6. Neurologic and Cognitive Impairment Patients with worsening MRS, NIHSS and MoCA + New Brain Lesions 100 94 AHA/ASA defined stroke % 90 80 70 59.4 60 Worsening 46.7 50 40.7 40 30.8 30 22.6 20 14.8 14.3 7.3 6.8 6.3 10 2.3 2.4 0 VARC 2 VARC 2 MRS NIHSS MOCA NIHSS or DW-MRI Disabling Stroke MoCA Lesion stroke hospital 30 days *AP Kappetein et al. EHJ (2012) 33, 2403 – 2418; **Sacco et al. Stroke. 2013;44:2064-2089

  7. Cognition and TAVR Brain Regions Assessed by NIH Stroke Scale * Courtesy Ronald Lazar

  8. New cerebral lesions are found in the vast majority of patients following TAVI % of TAVR patients with new cerebral lesions on DW-MRI 100% 90% 80% 70% 60% 50% Ghanem, et. al, JACC 2010 40% • 68-100% of TAVR patients affected 30% • Most patients have multiple infarcts 20% • “Silent” infarcts associated with 1,2,3 10% • 2-4-fold risk of future stroke 0% Cabau 2011 Ghanem Arnold 2010 Kahlert 2010 Astarci 2011 DEFLECT III Bijuklic 2015 CLEAN-TAVI PROTAVI-C NeuroTAVR • >3-fold risk of mortality control… control arm 2010 Rodes- • >2-fold risk of dementia • Cognitive decline • Dementia 1. Sacco et al., Stroke 2013 2. Vermeer et al., Stroke 2003 3. Vermeer et al., New Engl J Med 2009

  9. TAVI stroke is mostly periprocedural Timing of Cerebrovascular Events (CVE) in Multi-center cohort of 1,061 TAVI patients FRANCE-2 Registry (n=3,191) • CVE most frequently occur day 0-1 • CVE most frequently occur day 0-1 • >50% are major strokes • >50% are major strokes • >95% of strokes are ischemic • Median time to major stroke is 1 day Tchétché et al. J Am Coll Cardiol Intv 2014; 7(10) Nombela-Franco et al., Circulation 2012;126:3041-53

  10. Embolic events occur with device positioning and deployment

  11. 1. If embolic events occur, why not prevent them? 2. Will preventing embolic events improve outcomes?

  12. Ideal Embolic Protection Device  Easy to use and deploy  Protects all cerebral vessels  Captures all debris  Doesn’t restrict cerebral flow

  13. Current Cerebral Protection Devices TriGuard Embolic Deflection Sentinel Cerebral Protection Embrella Embolic Deflector Device (Keystone Heart) 1 System (Claret Medical) 2 System ( Edwards Lifesciences ) 3  Pore Size: 140 µm  Pore Size: 130 µm  Pore Size: 100 µm  Delivery Sheath: 6F  Delivery Sheath: 9F  Delivery Sheath: 6F  Access: Brachial or radial  Access: Transfemoral  Access: Brachial  Mechanism: Debris  Mechanism: Debris  Mechanism: Debris capture and retrieval deflection deflection 1 Lansky, et. al. , presented at TCT 2015; 2 Van Mieghem, et al., presented at TCT 2015; 3 Rodes-Cabau, et al., J Am Coll Cardiol Intv 2014;7:1146-55

  14. The Case for Embolic Protection  Carotid stent experience  MRI abnormalities – “Silent” infarcts are not benign  Studies have demonstrated that Clinical Presentation embolic protection devices reduce Hemispheric ischaemic stroke MRI abnormalities after TAVR No focal deficit Larger total DW MRI lesion volumes are associated with Several studies have shown that patients with silent brain infarcts had up to 5 times significantly higher risk of higher stroke incidence clinically evident stroke Why should this be different in TAVR? than those without. (p<0.001) Bernick et al, 2001; Vermeer et al, 2003; Vermeer et al, 2007 Garg et al: J Endovasc Ther. 2009;16:412-427

  15. Embolic Protection Devices: Patients under investigation Embolic protection devices have been under investigation in humans since 2010, however the total number of patients treated with these devices remains limited Claret Ongoing 356 Study US Claret Dual 418 Filter… Feasibility TriGuard 141 Single-Arm Observational Comparative, Randomized Embrella 60 Ongoing 0 100 200 300 400 500 Patients Treated with EPD 1 Nietlispach, et. al. , J Am Coll Cardiol Intv 2010; 3: 1133-8; 2 Samin, et al., J Thorac Cardiovasc Surg 2015; 149:799-805; 3 Rodes-Cabau, et al., J Am Coll Cardiol Intv 2014;7:1146-55; 4 Naber, et al., EuroIntervention 2012; 8: 43-50; 5 Van Mieghem, et al., J Am Coll Cardiol Intv 2015; 8: 718-24; 6 Linke, et al., presented at TCT 2014; 7 Van Mieghem, et al., presented at TCT 2015; 8 Onsea, et al., EuroIntervention 2012;8:51-6; 9 Baumbach, et al., EuroIntervention 2015;11:75-84; 10 Lansky, et al., Eur Heart J 2015;36:2070-8; 11 Lansky, et al., presented at London Valves 2015; 12 Nijhoff, et al, presented at EuroPCR 2015; 13 Jensen C, et al., presented at EuroPCR 2016

  16. Embolic Protection Devices Four studies have looked at EPDs against untreated controls, all had different designs DEFLECT III PROTAVI-C N = 85 N = 52 Purpose: Exploratory, benchmark event Purpose: Exploratory safety and efficacy rates Device: Keystone TriGuard Device: Edwards Embrella Imaging: 1.5T MRI at day 4, no baseline Imaging: MRI Follow-up: Baseline, day 4, day 30 Follow-up: Baseline, day 7, day 30 CLEAN-TAVI MISTRAL-C N=100 N = 65 Purpose: Demonstrate reduction in Purpose: Demonstrate reduction in brain lesions at day 2 brain lesions at day 5 Device: Claret Montage Device: Claret Sentinel Imaging: 3-T MRI Imaging: 3-T MRI, transcranial doppler Follow-up: Baseline and day 2, 7, 30 , 365 Follow-up: Baseline and day 5

  17. Embolic Protection Devices The Findings PROTAVI-C DEFLECT III N = 52 N = 85 Exploratory safety and efficacy Exploratory, benchmark event Purpose: Purpose: rates • Better MRI outcomes with Better outcomes with EPD • EPD, worse with Achieved? Achieved? Stage set for US IDE Trial • transcranial doppler (REFLECT) MISTRAL-C CLEAN-TAVI N = 65 N=100 Purpose: Demonstrate reduction in Purpose: Demonstrate reduction in brain lesions at day 5 brain lesions at day 2 Achieved? Better outcomes with EPD, lost Achieved? • Statistically better statistical power with patients outcomes with EPD lost to follow up • Stage set for US IDE Trial (SENTINEL)

  18. CLEAN-TAVI shows Claret filters significantly reduce lesion number and volume Lesion Number per Patient Total Lesion Volume per Patient Claret Montage Cerebral Protection System significantly reduces new cerebral lesion number and volume at 7 days, as measured by DW-MRI CLEAN TAVI, Linke et al

  19. CLEAN-TAVI shows the promise of protection The Problem The Promise Control group (no filters) Test group (filters) Representative slices from each of the orthogonal planes showing new lesions at 2d from each arm of CLEAN-TAVI randomized trial of cerebral embolic protection in TAVI using Claret dual-filter Cerebral Protection Systems Claret Montage Cerebral Protection System significantly reduces new cerebral lesion number and volume at 2 & 7 days, as measured by DW-MRI CLEAN TAVI, Linke et al

  20. MISTRAL-C RCT shows when Sentinel CPS is used, significantly fewer TAVI patients show worsening neurocognitive changes Fewer TAVI patients showed worsening neurocognitive changes by MMSE and MoCA at 3 months when filter protection was used van Mieghem NM, TCT 2015

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