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Solving Parametric Polynomial Systems by RealComprehensiveTriangularize Changbo Chen 1 and Marc Moreno Maza 2 1 Chongqing Institute of Green and Intelligent Technology, Chinese Academy of Sciences 2 ORCCA, University of Western Ontario August 8,


  1. Solving Parametric Polynomial Systems by RealComprehensiveTriangularize Changbo Chen 1 and Marc Moreno Maza 2 1 Chongqing Institute of Green and Intelligent Technology, Chinese Academy of Sciences 2 ORCCA, University of Western Ontario August 8, 2014 ICMS 2014, Seoul, Korea

  2. Outline 1 An introductory example 2 Motivation: a biochemical network 3 A new tool for solving parametric polynomial systems 4 Study the equilibria of dynamical systems symbolically

  3. An introductory example Outline 1 An introductory example 2 Motivation: a biochemical network 3 A new tool for solving parametric polynomial systems 4 Study the equilibria of dynamical systems symbolically

  4. An introductory example Study of the stability of equilibria of a biological system dx s dt = − x + 1 + y 2 dy s dt = − y + 1 + x 2 ,

  5. An introductory example dx s dt = − x + 1 + y 2 dy s dt = − y + 1 + x 2 , Figure: Study of the stability of equilibria of a biological system: problem set-up.

  6. An introductory example Figure: Study of the stability of equilibria of biological system: solution with RealComprehensiveTriangularize .

  7. Motivation: a biochemical network Outline 1 An introductory example 2 Motivation: a biochemical network 3 A new tool for solving parametric polynomial systems 4 Study the equilibria of dynamical systems symbolically

  8. Motivation: a biochemical network Mad cow disease http://x-medic.net/infections/ bovine-spongiform-encephalopathy/attachment/mad-cow-disease

  9. Motivation: a biochemical network A mad cow disease model (M. Laurent, 1996) Hypothesis : the mad cow disease is spread by prion proteins. The kinetic scheme ↓ 1 3 4 → PrP S C PrP C − − → Aggregates . ↓ 2 PrP C (resp. PrP S C ) is the normal (resp. infectious) form of prions Step 1 (resp. 2 ) : the synthesis (resp. degradation) of native PrP C Step 3 : the transformation from PrP C to PrP S C Step 4 : the formation of aggregates Question: Can a small amount of PrP S C cause prion disease?

  10. Motivation: a biochemical network The dynamical system governing the reaction network Let x and y be respectively the concentrations of PrP C and PrP S C . Let ν i be the rate of Step i for i = 1 , . . . , 4 . ν 1 = k 1 for some constant k 1 . ν 2 = k 2 x and ν 4 = k 4 y . ν 3 = ax (1+ by n ) 1+ cy n . ↓ 1 d x  = ν 1 − ν 2 − ν 3 3 4 → PrP S C PrP C − − → Aggregates . d t  (1) ↓ 2 d y  = ν 3 − ν 4 d t

  11. Motivation: a biochemical network The simplified dynamical system by experimental values Experiments (M. Laurent 96) suggest to set b = 2 , c = 1 / 20 , n = 4 , a = 1 / 10 , k 4 = 50 and k 1 = 800 . Now we have: � d x 16000+800 y 4 − 20 k 2 x − k 2 xy 4 − 2 x − 4 xy 4 � f 1 = = f 1 20+ y 4 d t with . d y 2( x +2 xy 4 − 500 y − 25 y 5 ) = f 2 f 2 = d t 20+ y 4 (2) x and y are unknowns and k 2 is the only parameter. A constant solution ( x 0 , y 0 ) of system (2) is called an equilibrium. ( x 0 , y 0 ) is called asymptotically stable if the solutions of system (2) starting out close to ( x 0 , y 0 ) become arbitrary close to it. � ∂f 1 � ∂f 2 ∂x ∂x ( x 0 , y 0 ) is called hyperbolic if all the eigenvalues of ∂f 1 ∂f 2 ∂y ∂y have nonzero real parts at ( x 0 , y 0 ) .

  12. Motivation: a biochemical network The polynomial system to solve (CASC 2011) Theorem: Routh-Hurwitz criterion A hyperbolic equilibrium ( x 0 , y 0 ) is asymptotically stable if and only if ∆ 1 ( x 0 , y 0 ) := − ( ∂f 1 ∂x + ∂f 2 ∂y ) > 0 and ∆ 2 ( x 0 , y 0 ) := ∂f 1 ∂x · ∂f 2 ∂y − ∂f 1 ∂y · ∂f 2 ∂x > 0 . The semi-algebraic systems encoding the equilibria Let p 1 (resp. p 2 ) be the numerator of f 1 (resp. f 2 ). The system S 1 : { p 1 = p 2 = 0 , x > 0 , y > 0 , k 2 > 0 } encodes the equilibria of (2). The system S 2 : { p 1 = p 2 = 0 , x > 0 , y > 0 , k 2 > 0 , ∆ 1 > 0 , ∆ 2 > 0 } encodes the asymptotically stable hyperbolic equilibria of (2). The corresponding constructible systems C 1 := { p 1 = 0 , p 2 = 0 , x � = 0 , y � = 0 , k 2 � = 0 } in C 3 . C := { p = 0 , p = 0 , x � = 0 , y � = 0 , k � = 0 , ∆ � = 0 , ∆ � = 0 } in C 3 .

  13. A new tool for solving parametric polynomial systems Outline 1 An introductory example 2 Motivation: a biochemical network 3 A new tool for solving parametric polynomial systems 4 Study the equilibria of dynamical systems symbolically

  14. A new tool for solving parametric polynomial systems Objectives For a parametric polynomial system F ⊂ k [ u ][ x ] , the following problems are of interest: 1 compute the values u of the parameters for which F ( u ) has solutions, or has finitely many solutions. 2 compute the solutions of F as continuous functions of the parameters. 3 provide an automatic case analysis for the number (dimension) of solutions depending on the parameter values.

  15. A new tool for solving parametric polynomial systems Related work (Comprehensive) Gr¨ obner bases: (V. Weispfenning, 92, 02), (D. Kapur 93), (A. Montes, 02), (M. Manubens & A. Montes, 02), (A. Suzuki & Y. Sato, 03, 06), (D. Lazard & F. Rouillier, 07), (Y. Sun, D. Kapur & D. Wang, 10) and others. Triangular decompositions: (S.C. Chou & X.S. Gao 92), (X.S. Gao & D.K. Wang 03), (D. Kapur 93), (D.M. Wang 05), (L. Yang, X.R. Hou & B.C. Xia, 01), (R. Xiao, 09) and others. Cylindrical algebraic decompositions: (G.E. Collins 75), (H. Hong 90), (G.E. Collins, H. Hong 91), (S. McCallum 98), (A. Strzebo´ nski 00), (C.W. Brown 01) and others.

  16. A new tool for solving parametric polynomial systems Specialization Definition A (squarefree) regular chain T of k [ u , y ] specializes well at u ∈ K d if T ( u ) is a (squarefree) regular chain of K [ y ] and init( T )( u ) � = 0 . Example  ( s + 1) z  T = ( x + 1) y + s with s < x < y < z x 2 + x + s  does not specialize well at s = 0 or s = − 1   z 0 z   T (0) = ( x + 1) y T (1) = ( x + 1) y − 1 x 2 + x − 1 ( x + 1) x  

  17. A new tool for solving parametric polynomial systems Comprehensive Triangular Decomposition (CTD) Definition Let F ⊂ k [ u , y ] . A CTD of V ( F ) is given by : a finite partition C of the parameter space into constructible sets, above each C ∈ C , there is a set of regular chains T C such that • each regular chain T ∈ T C specializes well at any u ∈ C and • for any u ∈ C , we have V ( F ( u )) = � T ∈T C W ( T ( u )) . Example A CTD of F := { x 2 (1 + y ) − s, y 2 (1 + x ) − s } is as follows: 1 s � = 0 − → { T 1 , T 2 } 2 s = 0 − → { T 2 , T 3 } where � x 2 y + x 2 − s � ( x + 1) y + x  y + 1  T 1 = T 2 = T 3 = x + 1 x 3 + x 2 − s x 2 − sx − s s 

  18. A new tool for solving parametric polynomial systems Comprehensive Triangular Decomposition (CTD) Definition Let F ⊂ k [ u , y ] . A CTD of V ( F ) is given by : a finite partition C of the parameter space into constructible sets, above each C ∈ C , there is a set of regular chains T C such that • each regular chain T ∈ T C specializes well at any u ∈ C and • for any u ∈ C , we have V ( F ( u )) = � T ∈T C W ( T ( u )) . Example A CTD of F := { x 2 (1 + y ) − s, y 2 (1 + x ) − s } is as follows: 1 s � = 0 − → { T 1 , T 2 } 2 s = 0 − → { T 2 , T 3 } where � x 2 y + x 2 − s � ( x + 1) y + x  y + 1  T 1 = T 2 = T 3 = x + 1 x 3 + x 2 − s x 2 − sx − s s 

  19. A new tool for solving parametric polynomial systems Disjoint squarefree comprehensive triangular decomposition ( DSCTD ) Definition Let F ⊂ k [ u , y ] . A DSCTD of V ( F ) is given by : a finite partition C of the parameter space, each cell C ∈ C is associated with a set of squarefree regular chains T C such that • each squarefree regular chain T ∈ T C specializes well at any u ∈ C and • for any u ∈ C , V ( F ( u )) = · ∪ T ∈T C W ( T ( u )) . ( · ∪ denotes disjoint union) Example s � = 0 , s � = 4 / 27 and s � = − 4 − → { T 1 , T 2 } 1 s = − 4 − → { T 1 } 2 s = 0 − → { T 3 , T 4 } 3 s = 4 / 27 − → { T 2 , T 5 , T 6 } 4    y 3 y − 1 3 y + 2    x 3 x − 1 3 x + 2 T 4 = T 5 = T 6 = s 27 s − 4 27 s − 4   

  20. A new tool for solving parametric polynomial systems Disjoint squarefree comprehensive triangular decomposition ( DSCTD ) Definition Let F ⊂ k [ u , y ] . A DSCTD of V ( F ) is given by : a finite partition C of the parameter space, each cell C ∈ C is associated with a set of squarefree regular chains T C such that • each squarefree regular chain T ∈ T C specializes well at any u ∈ C and • for any u ∈ C , V ( F ( u )) = · ∪ T ∈T C W ( T ( u )) . ( · ∪ denotes disjoint union) Example s � = 0 , s � = 4 / 27 and s � = − 4 − → { T 1 , T 2 } 1 s = − 4 − → { T 1 } 2 s = 0 − → { T 3 , T 4 } 3 s = 4 / 27 − → { T 2 , T 5 , T 6 } 4    y 3 y − 1 3 y + 2    x 3 x − 1 3 x + 2 T 4 = T 5 = T 6 = s 27 s − 4 27 s − 4   

  21. A new tool for solving parametric polynomial systems Properties of CTD Above each cell, 1 either there are no solutions 2 or finitely many solutions and the solutions are continuous functions of parameters 3 or infinitely many solutions, but the dimension is invariant. Example A CTD of F := { x 2 (1 + y ) − s, y 2 (1 + x ) − s } is as follows: 1 s � = 0 − → { T 1 , T 2 } 2 s = 0 − → { T 2 , T 3 } where  y + 1 x 2 y + x 2 − s � � ( x + 1) y + x  T 1 = T 2 = T 3 = x + 1 x 3 + x 2 − s x 2 − sx − s s 

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