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Skill, Rule and Knowledge based behaviors detection during realistic ATM simulations by means of ATCOs brain activity Gianluca Borghini Stefano Bonelli Neurophysiological measurements expert Human Factors expert The Fifth SESAR


  1. Skill, Rule and Knowledge based behaviors detection during realistic ATM simulations by means of ATCOs’ brain activity Gianluca Borghini Stefano Bonelli Neurophysiological measurements expert Human Factors expert The Fifth SESAR Innovation Days hosted by Università di Bologna, Italy. 1st – 3rd December 2015

  2. The NINA Project NINA – Neurometrics Indicators for ATM Co-funded by SESAR JU under the Long-term research WP E Duration: 27 months, from September 2013 to November 2015 Partners: Deep Blue [coordinator] Sapienza University of Rome École Nationale Aviation Civile – ENAC

  3. Context of the study

  4. Outline 1. Aim of the study 2. Neurometrics definition 3. SRK events definition 4. Experimental setup 5. Results 6. Future steps

  5. Aim of the study •To investigate if it was possible to monitor the controllers’ exhibited type of cognitive control during the execution of realistic ATM tasks using neurophysiological variables EXPLORATORY STUDY • Realistic ATM environment • Medium sample of subjects (ATCOs) • Off line assessment 5

  6. Phases of the study Neurometrics From cognitive functions to brain State classifier areas and EEG frequency bands algorithm development From SRK to cognitive EXP psychology* Experimental Selection of a HF concept ATM platform relevant for and used in ATM (Workload, Fatigue, SRK ) ATM HF Generation of an ecological experimental environment ( scenarios with SRK 6 events )

  7. Outline 1. Aim of the study 2. Neurometrics definition 3. SRK events definition 4. Experimental setup 5. Results 6. Future steps

  8. SRK as an ATM relevant HF concept • “ Skill-based behavior represents sensorimotor performance during acts or activities that, after a statement of an intention, take place without conscious control as smooth, automated, and highly integrated patterns of behavior” • “At the next level of rule-based behavior, the composition of such a sequence of subroutines in a familiar work situation is typically consciously controlled by a stored rule or procedure” • “During unfamiliar situations, […] performance is goal-controlled, and knowledge-based . The goal is explicitly formulated, then, a useful plan is developed-by selection, such that different plans are considered and their effect tested against the goal. At this level of functional reasoning, the internal structure of the system is explicitly represented by a "mental model” [J. Rasmussen, 1986, Information Processing and Human-Machine Interaction]

  9. SRK cognitive functions Match among S,R,K based behaviours and cognitive functions • Problem setting/solving • Executive control • Attention • Memory (working/long term) • Information processing • Decision making • … 9

  10. Cognitive functions brain features • Decision making, performance monitoring, attention level and difficulty of the executed task  Correlation with prefrontal , and brain frontal parietal areas. • In particular, it has been demonstrated that  the theta (4-8 [Hz])  and alpha (8-12 [Hz]) EEG rhythms, estimated over the considered brain areas, modulate along with the previous processes Is it possible to use such frequency bands and brain areas to define 10 a neurometric able to discriminate the S-R-K based behaviors?

  11. Outline 1. Aim of the study 2. Neurometrics definition 3. SRK events definition 4. Experimental setup 5. Results 6. Future steps

  12. SRK in ATM • Creation: HF expert + Expert ATCO • Validation: 2 other Expert ATCOs Skill events were basic interactions with the interface* and the ATCO could be almost entirely focused on them (S) The Rule events were control and conflicts resolutions tasks, during which controllers were also performing at a skill level (S+R). The Knowledge events involved the three levels: Skill + Rule + Knowledge. Events triggering a uncertainty state in controllers, situations that were peculiar enough to make controllers focus on them to try to reduce them to a familiar situation. After this initial "what is going on?" state, controllers usually came back to the rule level. 12 (S+R+K).

  13. Outline 1. Aim of the study 2. Neurometrics definition 3. SRK events definition 4. Experimental setup 5. Results 6. Future steps

  14. Experimental Setup ATM room Pseudo Pilots EEG cap ATC Interfaces Human Factors Experts: 2 Pseudo Pilots: 2 ATC Experts: 15 ATC Students: 22 SME (Expert ATCOs): 2  Duration: 45 minutes  6 S-R-K events  15 EEG-channels continuous recording

  15. Outline 1. Aim of the study 2. Neurometrics definition 3. SRK events definition 4. Experimental setup 5. Results 6. Future steps

  16. EEG data analysis • Ocular regression; • Threshold criteria; • Trend estimation; • Sample-to-sample difference Online Artifacts Correction 2 sec, shift 125 m sec (EEG) … PSD Individual Alpha Statistical Frequency (IAF) Analysis EEG Channels Tim e 16

  17. EEG analysis: PSD  Parietal theta : memory consolidation and retrieval.  Frontal alpha : attentional level. Parietal theta Frontal alpha Type of events Type of events  The parietal theta and frontal alpha: reliable metric for the S-R-K discrimination , since they showed significant different values among the S-R-K conditions (respectively, p=0.02 and p<10 -4 ). 17

  18. S-R-K: machine-learning scheme AUC • Ocular regression; • Threshold criteria; • Trend estimation; • Sample-to-sample difference Online Artifacts Correction 2 sec, shift 125 m sec (EEG) … PSD EEG Channels asSWLDA Tim e Frequency bands selection Parietal Theta, Frontal Alpha 18

  19. Area Under Curve (AUC) BAD AUC = 0.5 Parameter to quantify the between data discriminability distributions (e.g. S vs R , S vs K , GOOD R vs K ). AUC = 0.7 In other words, the quality of the state classifier. OPTIMUM AUC = 1

  20. EEG analysis: Machine-learning * p=0.1  The t-tests showed that all the measured AUC distributions were to the random discrimination significantly higher with respect (AUC=0.5), respectively, all p<10 -8 for the E_ATCO , and all p<10 -13 for the S_ATCO .

  21. CONCLUSIONS Definition of a neurometric able to discriminate the S-R-K events . Methodology able to assess the Expertise of the User in real operative environments . 21

  22. Outline 1. Aim of the study 2. Neurometrics definition 3. SRK events definition 4. Experimental setup 5. Results 6. Future steps

  23. Future steps  Better investigate the results in controlled-like experimental setting. Define more appropriate S-R-K events to test the proposed neurometric on SRK “pure” events (decreasing realism).  Extend the NINA approach to other HF concepts (STRESS and MOTO projects 2016-2018) 23

  24. More information available at: www.nina-wpe.eu Contacts: Deep Blue (coordinator): stefano.bonelli@dblue.it

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