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Puzzle for rational maps Pascale Rsch Institut of Mathematics of - PowerPoint PPT Presentation

Puzzle for rational maps Pascale Rsch Institut of Mathematics of Toulouse 2019 Rsch P. (IMT) TCD2019 2019 1 / 72 Overview A puzzle associated to a map f : X X is a collection P of puzzle pieces satisfying certain properties.


  1. Branner-Hubbard Puzzle Every point x ∈ K ( f ) defines a "nest" of puzzle pieces x ∈ P n + 1 ( x ) ⊂ P n ( x ) ⊂ · · · ⊂ P 1 ( x ) ⊂ P 0 ( x ) K x the connected component of K ( f ) containing x satisfies � K x = P n ( x ) n ≥ 0 Remark K ( f ) is a Cantor set ⇐ ⇒ diam ( P n ( x )) → 0 for every x . K x is k -periodic ⇐ ⇒ the nest is k -periodic : f k ( P n + k ( x )) = P n ( x ) for n ≥ n 0 . Rœsch P. (IMT) TCD2019 2019 12 / 72

  2. Branner-Hubbard Tableaux The dynamics can be read on the diagonal of the tableaux P 0 ( x ) P 1 ( x ) P 2 ( x ) P 3 ( x ) . . . . . . P n ( x ) P n + 1 ( x ) . . . Rœsch P. (IMT) TCD2019 2019 13 / 72

  3. Branner-Hubbard Tableaux The dynamics can be read on the diagonal of the tableaux P 0 ( x ) f ր P 1 ( x ) f ր P 2 ( x ) f ր P 3 ( x ) . . . . . . . . . . . . f ր P n ( x ) f ր P n + 1 ( x ) . . . Rœsch P. (IMT) TCD2019 2019 13 / 72

  4. Branner-Hubbard Tableaux The dynamics can be read on the diagonal of the tableaux P 0 ( x ) P 0 ( f ( x )) f ր P 1 ( x ) P 1 ( f ( x )) f ր P 2 ( x ) P 2 ( f ( x )) . f ր . . P 3 ( x ) . . . . . . . . . . . . . . . P n − 1 ( f ( x )) f ր P n ( x ) P n ( f ( x )) f ր P n + 1 ( x ) P n + 1 ( f ( x )) . . . . . . Rœsch P. (IMT) TCD2019 2019 13 / 72

  5. Branner-Hubbard Tableaux The dynamics can be read on the diagonal of the tableaux P 0 ( x ) P 0 ( f ( x )) f ր f ր P 1 ( x ) P 1 ( f ( x )) f ր f ր P 2 ( x ) P 2 ( f ( x )) . . . . f ր . . . . P 3 ( x ) . . . . . . . . . . . . . . f ր . . P n − 1 ( f ( x )) f ր f ր P n ( x ) P n ( f ( x )) f ր f ր P n + 1 ( x ) P n + 1 ( f ( x )) . . . . . . Rœsch P. (IMT) TCD2019 2019 13 / 72

  6. Branner-Hubbard Tableaux The dynamics can be read on the diagonal of the tableaux P 0 ( x ) P 0 ( f ( x )) P 0 ( f 2 ( x )) f ր f ր P 1 ( x ) P 1 ( f ( x )) P 1 ( f 2 ( x )) f ր f ր . . . P 2 ( x ) P 2 ( f ( x )) . . . . . . . f ր . . . . P 3 ( x ) . . . . . . . P n − 2 ( f 2 ( x )) . . . . . . . f ր . . P n − 1 ( f ( x )) P n − 1 ( f 2 ( x )) f ր f ր P n ( x ) P n ( f ( x )) P n ( f 2 ( x )) . . f ր f ր . P n + 1 ( x ) P n + 1 ( f ( x )) . . . . . . . . . Rœsch P. (IMT) TCD2019 2019 13 / 72

  7. Some Analysis To prove that K x = � P n ( x ) is reduced to { x } one needs to understand this combinatorics and the following analysis. 1 The modulus of an annulus A estimates its "size", it is a conformal 1 invariant and mod ( D R \ D 1 ) = 2 π log ( R ) ; Rœsch P. (IMT) TCD2019 2019 14 / 72

  8. Some Analysis To prove that K x = � P n ( x ) is reduced to { x } one needs to understand this combinatorics and the following analysis. 1 The modulus of an annulus A estimates its "size", it is a conformal 1 invariant and mod ( D R \ D 1 ) = 2 π log ( R ) ; 2 If an annulus D \ K has infinite modulus then K is one point ; Rœsch P. (IMT) TCD2019 2019 14 / 72

  9. Some Analysis To prove that K x = � P n ( x ) is reduced to { x } one needs to understand this combinatorics and the following analysis. 1 The modulus of an annulus A estimates its "size", it is a conformal 1 invariant and mod ( D R \ D 1 ) = 2 π log ( R ) ; 2 If an annulus D \ K has infinite modulus then K is one point ; Rœsch P. (IMT) TCD2019 2019 14 / 72

  10. 1 Consider the annuli A n ( x ) = P n ( x ) \ P n + 1 ( x ) which are disjoint, essential in P 0 ( x ) \ K x ; Rœsch P. (IMT) TCD2019 2019 15 / 72

  11. 1 Consider the annuli A n ( x ) = P n ( x ) \ P n + 1 ( x ) which are disjoint, essential in P 0 ( x ) \ K x ; 2 Grötzsch inequality : mod ( P 0 ( x ) \ K x ) ≥ � mod ( A n ( x )) ; Rœsch P. (IMT) TCD2019 2019 15 / 72

  12. 1 Consider the annuli A n ( x ) = P n ( x ) \ P n + 1 ( x ) which are disjoint, essential in P 0 ( x ) \ K x ; 2 Grötzsch inequality : mod ( P 0 ( x ) \ K x ) ≥ � mod ( A n ( x )) ; 3 it is enough to prove that � mod ( A n ( x )) = ∞ . Rœsch P. (IMT) TCD2019 2019 15 / 72

  13. � � � � � � � � Generally f ( A n + 1 ( x )) � = A n ( f ( x )) for A n ( x ) = P n ( x ) \ P n + 1 ( x ) but It is critical if P n + 1 ( x ) contains the critical point and mod ( A n ( x )) = 1 2 mod ( A n − 1 ( f ( x ))) . Rœsch P. (IMT) TCD2019 2019 16 / 72

  14. � � � � Generally f ( A n + 1 ( x )) � = A n ( f ( x )) for A n ( x ) = P n ( x ) \ P n + 1 ( x ) but It is critical if P n + 1 ( x ) contains the critical point and mod ( A n ( x )) = 1 2 mod ( A n − 1 ( f ( x ))) . � � � � Rœsch P. (IMT) TCD2019 2019 16 / 72

  15. � � � � Generally f ( A n + 1 ( x )) � = A n ( f ( x )) for A n ( x ) = P n ( x ) \ P n + 1 ( x ) but It is critical if P n + 1 ( x ) contains the critical point and mod ( A n ( x )) = 1 2 mod ( A n − 1 ( f ( x ))) . � � � � It is semi-critical if A n ( x ) contains the critical point and mod ( A n ( x )) ≥ 1 2 mod ( A n − 1 ( f ( x ))) . Rœsch P. (IMT) TCD2019 2019 16 / 72

  16. Generally f ( A n + 1 ( x )) � = A n ( f ( x )) for A n ( x ) = P n ( x ) \ P n + 1 ( x ) but It is critical if P n + 1 ( x ) contains the critical point and mod ( A n ( x )) = 1 2 mod ( A n − 1 ( f ( x ))) . � � � � It is semi-critical if A n ( x ) contains the critical point and mod ( A n ( x )) ≥ 1 2 mod ( A n − 1 ( f ( x ))) . � � � � Rœsch P. (IMT) TCD2019 2019 16 / 72

  17. Generally f ( A n + 1 ( x )) � = A n ( f ( x )) for A n ( x ) = P n ( x ) \ P n + 1 ( x ) but It is critical if P n + 1 ( x ) contains the critical point and mod ( A n ( x )) = 1 2 mod ( A n − 1 ( f ( x ))) . � � � � It is semi-critical if A n ( x ) contains the critical point and mod ( A n ( x )) ≥ 1 2 mod ( A n − 1 ( f ( x ))) . � � � � It is non critical if P n ( x ) contains no critical point and mod ( A n ( x )) = mod ( A n − 1 ( f ( x ))) . Rœsch P. (IMT) TCD2019 2019 16 / 72

  18. Two important properties : P n + 1 ( x ) ⊂ P n ( x ) P n ( x ) is a topological disk So that there is a non degenerate annulus P n ( x ) \ P n + 1 ( x ) . Remark : If K x is l -periodic then f l : P n + l ( x ) → P n ( f l ( x )) = P n ( x ) is a covering of degree at most 2. If the degree is 2 then f l : P n + l ( x ) → P n ( f l ( x )) = P n ( x ) is a polynomial like map of degree 2 so conjugate to some z 2 + c if the degree is 1 then K x = { x } is periodic. Rœsch P. (IMT) TCD2019 2019 17 / 72

  19. Theorem (McMullen) For a cubic polynomial f with Cantor Julia set, the Lebesque measure of J ( f ) is zero. Rœsch P. (IMT) TCD2019 2019 18 / 72

  20. If the puzzle pieces / graph does not separate the Julia set then we just get K x = K ( f ) So the graph used has to cut the Julia set in two pieces at least. Cut it properly i.e. in one point Rœsch P. (IMT) TCD2019 2019 19 / 72

  21. Let f : U → V with U ⊂ V Define a puzzle for the map f by a finite connected graph Γ ⊂ U satisfying f (Γ) ∩ U ⊂ U the forward orbits of critical points are disjoint from Γ The puzzle pieces of level n are the connected components of f − n ( U \ Γ) intersecting K ( f ) = f − n ( U ) . Rœsch P. (IMT) TCD2019 2019 20 / 72

  22. Yoccoz puzzles for quadratic polynomials Rœsch P. (IMT) TCD2019 2019 21 / 72

  23. Yoccoz puzzles for quadratic polynomials Rœsch P. (IMT) TCD2019 2019 21 / 72

  24. Yoccoz puzzles for quadratic polynomials Rœsch P. (IMT) TCD2019 2019 21 / 72

  25. Yoccoz puzzles for quadratic polynomials Rœsch P. (IMT) TCD2019 2019 21 / 72

  26. Yoccoz puzzles for quadratic polynomials Yoccoz Theorem : The map is renormalizable or the impression of puzzle pieces is one point Rœsch P. (IMT) TCD2019 2019 21 / 72

  27. Siegel disks Carsten Petersen constructed a puzzle piece for Siegel disk working on the Blaschke model. Petersen, Petersen-Zakeri : Most Siegel Julia sets are locally connected Rœsch P. (IMT) TCD2019 2019 22 / 72

  28. Higher degree polynomials Those constructions have been generalized for many cubic polynomials and in higher degree for polynomials . The goal is to prove that � n ∈ N P n ( x ) = { x } or the map is renormalizable, then find another puzzle for the renormalized map. There are several critical points and the degree is no more 2. New tools : develop the combinatorics by constructing particular nest called KSS-nest use analytic tools like Kahn-Lyubich covering Lemma. Rœsch P. (IMT) TCD2019 2019 23 / 72

  29. Results that can be proved using puzzles one can get that some components of the Julia set are points, or copies of Julia sets by getting renormalization domains (B-H) Rœsch P. (IMT) TCD2019 2019 24 / 72

  30. Results that can be proved using puzzles one can get that some components of the Julia set are points, or copies of Julia sets by getting renormalization domains (B-H) one can get local connectivity of a set X , where X is a Julia set, the boundary of a Fatou component or parts of M . Rœsch P. (IMT) TCD2019 2019 24 / 72

  31. Results that can be proved using puzzles one can get that some components of the Julia set are points, or copies of Julia sets by getting renormalization domains (B-H) one can get local connectivity of a set X , where X is a Julia set, the boundary of a Fatou component or parts of M . X n ( x ) = P n ( x ) ∩ X is a basis of connected neighbourhoods. Rœsch P. (IMT) TCD2019 2019 24 / 72

  32. Results that can be proved using puzzles one can get that some components of the Julia set are points, or copies of Julia sets by getting renormalization domains (B-H) one can get local connectivity of a set X , where X is a Julia set, the boundary of a Fatou component or parts of M . X n ( x ) = P n ( x ) ∩ X is a basis of connected neighbourhoods. one can get measure 0 of the Julia set or parts of it based on area ( P n ) McMullen inequality area ( P n + 1 ) ≤ 1 + 4 π mod ( A n ) . Rœsch P. (IMT) TCD2019 2019 24 / 72

  33. Results that can be proved using puzzles one can get that some components of the Julia set are points, or copies of Julia sets by getting renormalization domains (B-H) one can get local connectivity of a set X , where X is a Julia set, the boundary of a Fatou component or parts of M . X n ( x ) = P n ( x ) ∩ X is a basis of connected neighbourhoods. one can get measure 0 of the Julia set or parts of it based on area ( P n ) McMullen inequality area ( P n + 1 ) ≤ 1 + 4 π mod ( A n ) . one can get Rigidity: similar puzzles leads to combinatorially conjugacy that can be promoted QC or conformal using analytic tools . Rœsch P. (IMT) TCD2019 2019 24 / 72

  34. Results that can be proved using puzzles one can get that some components of the Julia set are points, or copies of Julia sets by getting renormalization domains (B-H) one can get local connectivity of a set X , where X is a Julia set, the boundary of a Fatou component or parts of M . X n ( x ) = P n ( x ) ∩ X is a basis of connected neighbourhoods. one can get measure 0 of the Julia set or parts of it based on area ( P n ) McMullen inequality area ( P n + 1 ) ≤ 1 + 4 π mod ( A n ) . one can get Rigidity: similar puzzles leads to combinatorially conjugacy that can be promoted QC or conformal using analytic tools . one can get convergence of an access like external ray, since puzzle pieces can be used like prime-ends. Rœsch P. (IMT) TCD2019 2019 24 / 72

  35. Results that can be proved using puzzles one can get that some components of the Julia set are points, or copies of Julia sets by getting renormalization domains (B-H) one can get local connectivity of a set X , where X is a Julia set, the boundary of a Fatou component or parts of M . X n ( x ) = P n ( x ) ∩ X is a basis of connected neighbourhoods. one can get measure 0 of the Julia set or parts of it based on area ( P n ) McMullen inequality area ( P n + 1 ) ≤ 1 + 4 π mod ( A n ) . one can get Rigidity: similar puzzles leads to combinatorially conjugacy that can be promoted QC or conformal using analytic tools . one can get convergence of an access like external ray, since puzzle pieces can be used like prime-ends. one can get a description of a rational map as a mating using the conjugacy given by puzzles. Rœsch P. (IMT) TCD2019 2019 24 / 72

  36. Results that can be proved using puzzles one can get that some components of the Julia set are points, or copies of Julia sets by getting renormalization domains (B-H) one can get local connectivity of a set X , where X is a Julia set, the boundary of a Fatou component or parts of M . X n ( x ) = P n ( x ) ∩ X is a basis of connected neighbourhoods. one can get measure 0 of the Julia set or parts of it based on area ( P n ) McMullen inequality area ( P n + 1 ) ≤ 1 + 4 π mod ( A n ) . one can get Rigidity: similar puzzles leads to combinatorially conjugacy that can be promoted QC or conformal using analytic tools . one can get convergence of an access like external ray, since puzzle pieces can be used like prime-ends. one can get a description of a rational map as a mating using the conjugacy given by puzzles. one can get model in parameter space via puzzles in parameter spaces Rœsch P. (IMT) TCD2019 2019 24 / 72

  37. Rœsch P. (IMT) TCD2019 2019 25 / 72

  38. Rational maps For rational maps there is no equipotential and rays cutting the Julia set like for polynomials Julia set of a rational map is more complicate Rœsch P. (IMT) TCD2019 2019 26 / 72

  39. First example : cubic Newton map . The Newton’s method N P of a polynomial P is defined by N P ( z ) = z − P ( z ) P ′ ( z ) . The roots of P are super-attracting fixed points of N P . Rœsch P. (IMT) TCD2019 2019 27 / 72

  40. Rœsch P. (IMT) TCD2019 2019 28 / 72

  41. The Julia set of a rational map is defined as the unique minimal compact subset of the Riemann sphere � C totally invariant ( by N and N − 1 ) containing at least 3 points. Rœsch P. (IMT) TCD2019 2019 28 / 72

  42. To cut the Julia set in small pieces we need to construct the equivalent to external ray. Rœsch P. (IMT) TCD2019 2019 29 / 72

  43. To cut the Julia set in small pieces we need to construct the equivalent to external ray. There are 3 basins corresponding to the 3 roots of P , ∞ is a common point, landing of fixed internal rays in the basins. Rœsch P. (IMT) TCD2019 2019 29 / 72

  44. Except in the symmetric case, only two basins intersect and there is a last angle of intersection Rœsch P. (IMT) TCD2019 2019 30 / 72

  45. Except in the symmetric case, only two basins intersect and there is a last angle of intersection There is a Cantor set of angles Θ defining the intersection. Rœsch P. (IMT) TCD2019 2019 30 / 72

  46. Construction of articulated rays by iterated pull back It is a curve γ such that f k ( γ ) = γ ∪ R 1 ( t ) ∪ R 2 ( − t ) with t ∈ Θ . It consists in infinitely many internal rays alternating from basin 1 et 2. Rœsch P. (IMT) TCD2019 2019 31 / 72

  47. Using the following two graphs, Rœsch P. (IMT) TCD2019 2019 32 / 72

  48. Using the following two graphs, Theorem (R) The intersection of the puzzle piece is either a point or the homeomorphic image of the filled Julia set of a quadratic polynomial. Rœsch P. (IMT) TCD2019 2019 32 / 72

  49. Theorem (R) In most cases the Julia set is locally connected. Rœsch P. (IMT) TCD2019 2019 33 / 72

  50. Theorem (R) In most cases the Julia set is locally connected. Theorem (R) In particular J ( N ) ⊃ h ( J ( P )) where J ( P ) is a non locally connected Julia set of quadratic polynomials P and J ( N ) is locally connected. Rœsch P. (IMT) TCD2019 2019 33 / 72

  51. We use this puzzle structure to prove Tan Lei’s conjecture Theorem (Aspenberg, R) There exists a subset RC of renormalizable cubic polynomials, a subset RN of renormalizable cubic Newton maps and a map M : RC → RN which is onto and such that M ( f ) is the mating of f with the polynomial f ∞ ( z ) = z ( z 2 + 3 2 ) . One can understand the dynamics of N through the dynamics of the polynomials. But there is no external rays any more. Rœsch P. (IMT) TCD2019 2019 34 / 72

  52. Rœsch P. (IMT) TCD2019 2019 35 / 72

  53. Rœsch P. (IMT) TCD2019 2019 35 / 72

  54. Rœsch P. (IMT) TCD2019 2019 35 / 72

  55. Rœsch P. (IMT) TCD2019 2019 35 / 72

  56. Sketch of the mating Rœsch P. (IMT) TCD2019 2019 35 / 72

  57. Understand rational map via the two polynomials Rœsch P. (IMT) TCD2019 2019 36 / 72

  58. Understand rational map via the two polynomials Rœsch P. (IMT) TCD2019 2019 36 / 72

  59. Understand rational map via the two polynomials Rœsch P. (IMT) TCD2019 2019 36 / 72

  60. Understand rational map via the two polynomials Rœsch P. (IMT) TCD2019 2019 36 / 72

  61. Understand rational map via the two polynomials Rœsch P. (IMT) TCD2019 2019 36 / 72

  62. Definition Two polynomials f 1 and f 2 are said mateable, if there exist a rational map R and two semi-conjugacies φ j : K j → ˆ C conformal on the interior of K j , such that φ 1 ( K 1 ) ∪ φ 2 ( K 2 ) = ˆ C and ∀ ( z , w ) ∈ K i × K j , φ i ( z ) = φ j ( w ) ⇐ ⇒ z ∼ r w . The relation ∼ r is generated by : the landing point of R 1 ( t ) is equivalent to the landing point of R 2 ( − t ) . Rœsch P. (IMT) TCD2019 2019 37 / 72

  63. Rœsch P. (IMT) TCD2019 2019 38 / 72

  64. Rœsch P. (IMT) TCD2019 2019 38 / 72

  65. Rœsch P. (IMT) TCD2019 2019 38 / 72

  66. Theorem (Aspenberg, R) There exists a subset RC of renormalizable cubic polynomials, a subset RN of renormalizable cubic Newton maps and a map M : RC → RN which is onto and such that M ( f ) is the mating of f with the polynomial f ∞ ( z ) = z ( z 2 + 3 2 ) . Idea of the proof : we construct the semi conjugacy by sending the puzzle pieces of the abstract mating to the puzzle pieces for the Newton map. Rœsch P. (IMT) TCD2019 2019 39 / 72

  67. Rœsch P. (IMT) TCD2019 2019 40 / 72

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