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Partially Information Coupled Duo-binary Turbo Codes Xiaowei Wu, Min Qiu, and Jinhong Yuan School of Electrical Engineering and Telecommunications University of New South Wales Sydney, Australia ISIT 2020 Xiaowei Wu (UNSW) PIC-dTC ISIT 2020


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SLIDE 1

Partially Information Coupled Duo-binary Turbo Codes

Xiaowei Wu, Min Qiu, and Jinhong Yuan

School of Electrical Engineering and Telecommunications University of New South Wales Sydney, Australia

ISIT 2020

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 1 / 28

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SLIDE 2

Outline

1

Introduction

2

Construction of partially information coupled duo-binary turbo codes (PIC-dTCs)

3

Performance analysis of PIC-dTCs via density evolution

4

Numerical results

5

Conclusion

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 2 / 28

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SLIDE 3

Table of Contents

1

Introduction

2

Construction of partially information coupled duo-binary turbo codes (PIC-dTCs)

3

Performance analysis of PIC-dTCs via density evolution

4

Numerical results

5

Conclusion

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 3 / 28

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SLIDE 4

Introduction

Spatial coupling: Connects a sequence of component codes to form a long codeword chain. Applied to: LDPC codes [1][2], turbo-like codes [3][4]. Spatially coupled codes provide close-to-capacity performance. Spatially coupled codes have threshold saturation phenomenon.

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 4 / 28 [1]

  • A. Jimenez Felstrom and K. S. Zigangirov, “Time-varying periodic convolutional codes with low-density parity-check matrix,” vol. 45,
  • no. 6, Sep. 1999, pp. 2181–2191.

[2]

  • S. Kudekar, T. J. Richardson, and R. L. Urbanke, “Threshold saturation via spatial coupling: Why convolutional LDPC ensembles perform

so well over the bec,” IEEE Trans. Inf. Theory, vol. 57, no. 2, pp. 803–834, Feb 2011. [3]

  • S. Moloudi, M. Lentmaier, and A. Graell i Amat, “Spatially coupled turbo-like codes,” IEEE Trans. Inf. Theory, vol. 63, no. 10, pp.

6199–6215, Oct 2017. [4]

  • W. Zhang, M. Lentmaier, K. S. Zigangirov, and D. J. Costello, “Braided convolutional codes: A new class of turbo-like codes,” IEEE
  • Trans. Inf. Theory, vol. 56, no. 1, pp. 316–331, Jan 2010.
slide-5
SLIDE 5

Introduction

In [5][6], we proposed the partially information coupled turbo codes (PIC-TCs). Consecutive component turbo code blocks (CBs) are coupled by sharing a portion of information bits between each other. Achieve a large coupling gain without modifying the component encoder and decoder architecture. However, PIC-TCs have rate loss compared to its component turbo codes, i.e., R < 1

3.

e.g. coupling 1

2 the information bits results in R = 1 5.

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 5 / 28 [5]

  • L. Yang, Y. Xie, X. Wu, J. Yuan, X. Cheng, and L. Wan, “Partially information-coupled turbo codes for LTE systems,” IEEE Trans.

Commun., pp. 1–1, 2018. [6]

  • M. Qiu, X. Wu, Y. Xie, and J. Yuan, “Density evolution analysis of partially information coupled turbo codes on the erasure channel,”

in 2019 IEEE Information Theory Workshop (ITW), 2019, pp. 1–5.

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SLIDE 6

Introduction

Our contribution in this work: We proposed the partially information coupled duo-binary turbo codes (PIC-dTCs), which can have a consistent code rate R = 1

3 (no rate loss).

We derive the density evolution (DE) equations for the PIC-dTCs, and show that the BP decoding threshold of PIC-dTCs is within a gap of 0.001 to the BEC capacity. Simulation results verify the DE analysis, and show that PIC-dTCs outperform PIC-TCs and the uncoupled turbo codes.

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 6 / 28

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SLIDE 7

Review of PIC-TCs construction

(t 1)-th CB Encoding

1 1

[ , ]

t t

 

u v

1 1

, t t

 

u

1 t

u

1, t t 

u

t-th CB Encoding

[ , ]

t t

u v

, t t

u

t

u

, 1 t t

u

(t+1)-th CB Encoding

1 1

[ , ]

t t

 

u v

1 1

, t t

 

u

1 t

u

, 1 t t

u

  • Fig. 1: Block diagram of PIC-TC encoder with

coupling memory m = 1.

Component code: rate- 1

3 turbo code (TC1).

CBt: component code block at time t. ut: information sequence at time t. ut,t: uncoupled info. ut−1,t: info. shared between CBt−1 and CBt. ut,t+1: info. shared between CBt and CBt+1. vt: parity bits. ut−1,t + ut = K. ut−1,t = ut,t+1 = Kc.

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 7 / 28

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SLIDE 8

Review of PIC-TCs construction

t-th CB Encoding

[ , ]

t t

u v

, t t

u

t

u

, 1

[

t t

u

,

]

t t m 

u , ,

,

[

t m t 

u

1, ] t t 

u , ,

  • Fig. 2: Block diagram of PIC-TC encoder with

coupling memory m ≥ 1.

ut−i,t: info. shared between CBt−i and CBt, 1≤i≤m. ut,t+i: info. shared between CBt and CBt+i, 1≤i≤m.

  • 1≤i≤mut−i,t + ut = K.

ut−i,t = ut,t+i = Kc

m .

Number of CBs: L. Coupling ratio: λ = Kc

K .

Code rate: R = KL−KcL− m

i=1 iKc m

3KL−KcL− m

i=1 iKc m L→∞

= 1−λ 3−λ. ⊲ Rate loss due to coupling.

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 8 / 28

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SLIDE 9

Table of Contents

1

Introduction

2

Construction of partially information coupled duo-binary turbo codes (PIC-dTCs)

3

Performance analysis of PIC-dTCs via density evolution

4

Numerical results

5

Conclusion

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 9 / 28

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SLIDE 10

Construction of PIC-dTCs

Step 1: Construct a rate-2/3 RSC code (RSC2) with a given rate-1/2 RSC code (RSC1). GRSC1 =

  • 1 5

7

  • , and GRSC2 =
  • 1 0 5

7

0 1 3

7

  • .

When u′ = 0, the parity sequence from RSC2 is equal to that of RSC1.

D D 𝐯 𝐰 𝐯

(a)

D D 𝐯′ 𝐯 𝐰 𝐯′ 𝐯

(b)

  • Fig. 3: Encoder block diagram of (a) RSC1, (b) RSC2.

Step 2: Construct a duo-binary turbo code (TC2) by concatenate RSC2 in parallel.

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 10 / 28 [7]

  • C. Berrou and M. Jezequel, “Non-binary convolutional codes for turbo coding,” Electronics Letters, vol. 35, no. 1, pp. 39–40, Jan 1999.

[8]

  • C. Douillard and C. Berrou, “Turbo codes with rate-m/(m+1) constituent convolutional codes,” IEEE Trans. Commun., vol. 53, no. 10,
  • pp. 1630–1638, Oct 2005.
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SLIDE 11

Construction of PIC-dTCs

(t 1)-th CB Encoding

1

t

 u

1 1

[ , ]

t t

 

u v

1, t t 

u

1, 1 t t  

u

1 t

u

t-th CB Encoding

t

u [ , ]

t t

u v

, 1 t t

u

, t t

u

t

u

(t+1)-th CB Encoding

1

t

 u

1 1

[ , ]

t t

 

u v

1, 2 t t  

u

1, 1 t t  

u

1 t

u

  • Fig. 4: Block diagram of PIC-dTC encoder with

coupling memory m = 1.

Step 3: Apply PIC to TC2 (coupling memory m = 1)

ut: the 1st input sequence of TC2 at time t. u′

t: the 2nd input sequence of TC2 at time t.

ut,t: uncoupled info. ut−1,t: info. shared between CBt−1 and CBt. ut,t+1: info. shared between CBt and CBt+1. vt: parity bits. ut = u′

t = K.

ut−1,t = ut,t+1 = Kc.

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 11 / 28

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SLIDE 12

Construction of PIC-dTCs

t-th CB Encoding

t

u [ , ]

t t

u v

, t t

u

t

u

, 1

[

t t

u

,

]

t t m 

u , ,

,

[

t m t 

u

1, ] t t 

u , ,

  • Fig. 5: Block diagram of PIC-dTC encoder with

coupling memory m ≥ 1.

Step 3: Apply PIC to TC2 (coupling memory m ≥ 1)

ut−i,t: info. shared between CBt−i and CBt, 1≤i≤m. ut,t+i: info. shared between CBt and CBt+i, 1≤i≤m. ut = u′

t = K.

ut−i,t = ut,t+i = Kc

m .

Number of CBs: L. Coupling ratio: λ = Kc

K .

Code rate: R = KL− m

i=1 iKc m

3KL− m

i=1 iKc m L→∞

= 1 3. ⊲ no rate loss compared with TC1.

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 12 / 28

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SLIDE 13

PIC-TC vs. PIC-dTC

PIC-TC PIC-dTC

Component

TC1 TC2

code

(parallel concatenation of rate- 1

2 RSC)

(parallel concatenation of rate- 2

3 RSC)

Code rate

1−λ 3−λ 1 3

Encoder block diagram

t-th CB Encoding

[ , ]

t t

u v

, t t

u

t

u

, 1

[

t t

u

,

]

t t m 

u , ,

,

[

t m t 

u

1, ] t t 

u , ,

t-th CB Encoding

t

u [ , ]

t t

u v

, t t

u

t

u

, 1

[

t t

u

,

]

t t m 

u , ,

,

[

t m t 

u

1, ] t t 

u , ,

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 13 / 28

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SLIDE 14

Table of Contents

1

Introduction

2

Construction of partially information coupled duo-binary turbo codes (PIC-dTCs)

3

Performance analysis of PIC-dTCs via density evolution

4

Numerical results

5

Conclusion

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 14 / 28

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SLIDE 15

Graph Model Representation

𝐯𝑢 𝐰𝑢

𝑉

𝑔𝑉 𝐰𝑢

𝑀

𝑔𝑀 𝐯𝑢

(a) 𝑔𝑉 𝑔𝑉 𝑔𝑉 𝑔𝑀 𝑔𝑀 𝑔𝑀

𝐯t,t 𝟏

𝐰𝑢−1

𝑉

𝐰𝑢

𝑉

𝐰𝑢+1

𝑉

𝐰𝑢−1

𝑀

𝐰𝑢

𝑀

𝐰𝑢+1

𝑀

𝐯t+1,t+1 𝐯t−1,t−1 𝟏

𝟏

𝐯t,t+1 𝐯t−1,t 𝐯t+1,t+2 𝐯t−2,t−1 𝐯𝑢 𝐯𝑢

𝐯𝑢+1 𝐯𝑢+1

𝐯𝑢−1 𝐯𝑢−1

⋮ ⋮

(b)

  • Fig. 6: Compact factor graph of (a) uncoupled TC2, and

(b) PIC-dTC with m = 1.

f U: upper decoder. f L: lower decoder. u: first information sequence. u‘: second information sequence. vU, vL: parity sequence which enters upper or lower decoder. : interleaver.

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 15 / 28 [9]

  • B. M. Kurkoski, P. H. Siegel, and J. K. Wolf, “Exact probability of erasure and a decoding algorithm for convolutional codes on the

binary erasure channel,” in IEEE Global Telecommunications Conference, vol. 3, Dec 2003, pp. 1741–1745 vol.3.

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SLIDE 16

Performance analysis of PIC-dTC with m = 1 via density evolution

𝑔𝑉 𝑔𝑉 𝑔𝑉 𝑔𝑀 𝑔𝑀 𝑔𝑀 𝐰𝑢−1

𝑉

𝐰𝑢

𝑉

𝐰𝑢+1

𝑉

𝐰𝑢−1

𝑀

𝐰𝑢

𝑀

𝐰𝑢+1

𝑀

⋮ ⋮

𝑞1,𝑀,𝑢

(𝑗)

𝑞2,𝑀,𝑢

(𝑗)

𝑞2,𝑀,𝑢

(𝑗)

𝑞1,𝑀,𝑢

(𝑗)

𝑞2,𝑀,𝑢+1

(𝑗)

𝑞1,𝑀,𝑢−1

(𝑗)

𝑞2,𝑉,𝑢+1

(𝑗−1)

𝑞1,𝑉,𝑢−1

(𝑗−1)

  • Fig. 7: Compact factor graph of PIC-dTC with m = 1.

At the upper decoder of CBt: the extrinsic information of ut are from: ⊲ ut at the lower decoder of CBt. ⊲ u′

t+1 at the upper and lower decoder of CBt+1.

the extrinsic information of u′

t are from:

⊲ u′

t at the lower decoder of CBt.

⊲ ut−1 at the upper and lower decoder of CBt−1. Average extrinsic erasure probability from ut and u′

t to the upper decoder:

¯ p(i)

1,L,t = ε·p(i) 1,L,t·

  • 1−λ+λ·p(i−1)

2,U,t+1·p(i) 2,L,t+1

  • .

¯ p(i)

2,L,t = ε·λ·p(i) 2,L,t·p(i−1) 1,U,t−1·p(i) 1,L,t−1.

⊲ ǫ: BEC erasure probability

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 16 / 28 [9]

  • B. M. Kurkoski, P. H. Siegel, and J. K. Wolf, “Exact probability of erasure and a decoding algorithm for convolutional codes on the

binary erasure channel,” in IEEE Global Telecommunications Conference, vol. 3, Dec 2003, pp. 1741–1745 vol.3.

slide-17
SLIDE 17

Performance analysis of PIC-dTC with m = 1 via density evolution

𝑞1,𝑉,𝑢

(𝑗)

𝑔𝑉 𝑔𝑉 𝑔𝑉 𝑔𝑀 𝑔𝑀 𝑔𝑀 𝐰𝑢−1

𝑉

𝐰𝑢

𝑉

𝐰𝑢+1

𝑉

𝐰𝑢−1

𝑀

𝐰𝑢

𝑀

𝐰𝑢+1

𝑀

⋮ ⋮

𝑞2,𝑉,𝑢

(𝑗)

  • Fig. 7: Compact factor graph of PIC-dTC with m = 1.

At the upper decoder of CBt: The evolution of erasure probability inside the upper decoder: ⊲ ut: p(i)

1,U,t = F U 1

  • ¯

p(i)

1,L,t, ¯

p(i)

2,L,t, ε

  • .

⊲ u′

t: p(i) 2,U,t = F U 2

  • ¯

p(i)

1,L,t, ¯

p(i)

2,L,t, ε

  • .

⊲ Transfer functions F U

1 and F U 2 are derived

base on [9].

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 17 / 28 [9]

  • B. M. Kurkoski, P. H. Siegel, and J. K. Wolf, “Exact probability of erasure and a decoding algorithm for convolutional codes on the

binary erasure channel,” in IEEE Global Telecommunications Conference, vol. 3, Dec 2003, pp. 1741–1745 vol.3.

slide-18
SLIDE 18

Performance analysis of PIC-dTC with m ≥ 1 via density evolution

𝐯t,t 𝑔𝑉 𝑔𝑀 𝐰𝑢

𝑉

𝐰𝑢

𝑀

𝟏 𝐯t,t+1

⋮ 𝐯t,t+𝑛

𝐯t−1,t ⋮ 𝐯t−m,t

  • Fig. 8: Compact factor graph of PIC-dTC

with m ≥ 1.

At the upper decoder of CBt: the extrinsic information of ut are from: ⊲ ut at the lower decoder of CBt. ⊲ u′

t+j at the upper and lower decoder of CBt+j, 1 ≤ j ≤ m.

the extrinsic information of u′

t are from:

⊲ u′

t at the lower decoder of CBt.

⊲ ut−j at the upper and lower decoder of CBt−j, 1 ≤ j ≤ m. Average extrinsic erasure probability from ut and u′

t to

upper decoder: ¯ p(i)

1,L,t = ε·p(i) 1,L,t·

  • 1 − λ + λ

m

m

j=1 p(i−1) 2,U,t+j·p(i) 2,L,t+j

  • .

¯ p(i)

2,L,t = ε·p(i) 2,L,t· λ m

m

j=1 p(i−1) 1,U,t−j·p(i) 1,L,t−j.

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 18 / 28 [9]

  • B. M. Kurkoski, P. H. Siegel, and J. K. Wolf, “Exact probability of erasure and a decoding algorithm for convolutional codes on the

binary erasure channel,” in IEEE Global Telecommunications Conference, vol. 3, Dec 2003, pp. 1741–1745 vol.3.

slide-19
SLIDE 19

Table of Contents

1

Introduction

2

Construction of partially information coupled duo-binary turbo codes (PIC-dTCs)

3

Performance analysis of PIC-dTCs via density evolution

4

Numerical results

5

Conclusion

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 19 / 28

slide-20
SLIDE 20

Density evolution results

0.25 0.5 0.75 1

Coupling ratio

0.645 0.65 0.655 0.66

Decoding threshold

0.6428 0.6578 0.6594 0.6547 0.6590

  • Fig. 9: BP decoding thresholds of rate- 1

3 PIC-dTCs with m = 1.

When λ = 0, parity sequence of PIC-dTC is equal to the parity sequence of TC1. BP decoding threshold of TC1: 0.6428. PIC-dTC with m = 1 approaches the BEC capacity with a gap of 0.0073.

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 20 / 28

slide-21
SLIDE 21

Density evolution results

10 20 30 40 50

Coupling memory

0.65 0.652 0.654 0.656 0.658 0.66 0.662 0.664 0.666

Decoding threshold

λ=1/8 λ=1/4 λ=3/8 λ=1/2 λ=3/4 λ=1

0.6577 0.6527 0.6625 0.6607 0.6646 0.6656

  • Fig. 10: BP decoding thresholds of rate- 1

3 PIC-dTCs over coupling memory m.

BP decoding threshold of TC1: 0.6428. PIC-dTC approaches the BEC capacity with a gap of 0.0011 when m = 50 and λ = 1.

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 21 / 28

slide-22
SLIDE 22

Density evolution results

Benchmark codes [3]: Spatially coupled parallel concatenated convolutional codes (SC-PCCs). Spatially coupled serially concatenated convolutional codes (SC-SCCs). Braided convolutional codes (BCCs).

Ensemble εBP , m = 1 εBP , m = 5 εBP , m = 50 PIC-TC1, λ = 1

2

0.6566 0.6625 0.6639 PIC-dTC, λ = 1 0.6594 0.6644 0.6656 SC-PCC 0.6553 0.6553 0.6553 SC-SCC 0.6437 0.6654 0.6654 BCC Type-I 0.6609 0.6650 0.6653 BCC Type-II 0.6651 0.6653 0.6653

Table 1: BP Decoding thresholds εBP of rate- 1

3 spatially coupled codes. Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 22 / 28

1Parity sequences of PIC-TCs are randomly punctured to increase the code rate to 1 3 .

[3]

  • S. Moloudi, M. Lentmaier, and A. Graell i Amat, “Spatially coupled turbo-like codes,” IEEE Trans. Inf. Theory, vol. 63, no. 10, pp.

6199–6215, Oct 2017.

slide-23
SLIDE 23

Error performance simulation results

0.644 0.646 0.648 0.65 0.652 0.654 0.656 0.658 0.66

BEC erasure prob.

10-6 10-5 10-4 10-3 10-2 10-1 100

Bit erasure rate

sim, λ=1/8

BP, λ=1/8

sim, λ=1/4

BP, λ=1/4

sim, λ=1/2

BP, λ=1/2

sim, λ=3/4

BP, λ=3/4

  • Fig. 11: Error performance of rate- 1

3 PIC-dTCs.

  • Info. length: K = 105.

Coupling memory: m = 1. Number of CBs: L = 100. All the PIC-dTCs are within 0.002 to the BP decoding threshold at a BER of 10−5.

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 23 / 28

slide-24
SLIDE 24

Error performance simulation results

0.64 0.642 0.644 0.646 0.648 0.65 0.652 0.654 0.656 0.658

BEC erasure prob.

10-6 10-5 10-4 10-3 10-2 10-1 100

Bit erasure rate

TC1 PIC-dTC, λ=1/8 PIC-dTC, λ=1/4 PIC-dTC, λ=1/2 PIC-dTC, λ=3/4 PIC-TC, λ=1/8 PIC-TC, λ=1/4 PIC-TC, λ=1/2

  • Fig. 12: Error performance of rate- 1

3 PIC-dTCs and PIC-TCs.

For TC1:

  • Info. length: K = 106.

For PIC-dTCs and PIC-TCs:

  • Info. length: K = 104.

Coupling memory: m = 1. Number of CBs: L = 100. Parity sequences of PIC-TCs are randomly punctured to increase the code rate to 1

3.

PIC-dTCs outperform TC1. PIC-dTCs outperform PIC-TCs when λ ≥ 1

4.

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 24 / 28

slide-25
SLIDE 25

Table of Contents

1

Introduction

2

Construction of partially information coupled duo-binary turbo codes (PIC-dTCs)

3

Performance analysis of PIC-dTCs via density evolution

4

Numerical results

5

Conclusion

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 25 / 28

slide-26
SLIDE 26

Conclusion Our contributions:

We construct the partially information coupled duo-binary turbo codes (PIC-dTCs), which solve the rate loss problem of the PIC-TCs. The PIC-dTCs have close-to-capacity performance. The PIC-dTCs outperform some existing spatially coupled turbo-like codes.

Xiaowei Wu (UNSW) PIC-dTC ISIT 2020 26 / 28

slide-27
SLIDE 27

References

[1] A. Jimenez Felstrom and K. S. Zigangirov, “Time-varying periodic convolutional codes with low-density parity-check matrix,” vol. 45, no. 6, Sep. 1999, pp. 2181–2191. [2] S. Kudekar, T. J. Richardson, and R. L. Urbanke, “Threshold saturation via spatial coupling: Why convolutional LDPC ensembles perform so well over the bec,” IEEE Trans. Inf. Theory, vol. 57, no. 2, pp. 803–834, Feb 2011. [3] S. Moloudi, M. Lentmaier, and A. Graell i Amat, “Spatially coupled turbo-like codes,” IEEE Trans. Inf. Theory,

  • vol. 63, no. 10, pp. 6199–6215, Oct 2017.

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SLIDE 28

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