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Weierstrass Institute for Applied Analysis and Stochastics On evolution semigroups and Trotter product operator-norm estimates Artur Stephan joint work with Hagen Neidhardt and Valentin Zagrebnov Workshop on Operator Theory and Krein Spaces


  1. Weierstrass Institute for Applied Analysis and Stochastics On evolution semigroups and Trotter product operator-norm estimates Artur Stephan joint work with Hagen Neidhardt and Valentin Zagrebnov Workshop on Operator Theory and Krein Spaces dedicated in memory to Hagen Neidhardt Mohrenstrasse 39 · 10117 Berlin · Germany · Tel. +49 30 20372 0 · www.wias-berlin.de Workshop on Operator Theory and Krein Spaces, Wien, December 19-22, 2019

  2. Non-autonomous abstract Cauchy problems On a Banach space X , solve ∂u ( t ) = − C ( t ) u ( t ) , u ( s ) = x s ∈ X, s ∈ [0 , T ] =: I . ∂t � Question: existence of solution operator U ( t, s ) s.t. u ( t ) = U ( t, s ) u ( s ) is a solution � Solution operator is a strongly continuous, uniformly bounded family of bounded operators { U ( t, s ) } ( t,s ) ∈ ∆ , ∆ := { ( t, s ) ∈ I × I : 0 ≤ s ≤ t ≤ T } , with U ( t, t ) =Id X , t ∈ I , for U ( t, r ) U ( r, s ) = U ( t, s ) , t, r, s ∈ I s ≤ r ≤ t, for with � If C ( t ) = C then T ( t − s ) := U ( t, s ) is a semigroup generated by C . Artur Stephan On evolution semigroups and Trotter product operator-norm estimates · · Workshop on Operator Theory and Krein Spaces, Wien, December 19-22, 2019 · Page 2 (15)

  3. Non-autonomous abstract Cauchy problems On a Banach space X , solve ∂u ( t ) = − C ( t ) u ( t ) , u ( s ) = x s ∈ X, s ∈ [0 , T ] =: I . ∂t � Question: existence of solution operator U ( t, s ) s.t. u ( t ) = U ( t, s ) u ( s ) is a solution � Solution operator is a strongly continuous, uniformly bounded family of bounded operators { U ( t, s ) } ( t,s ) ∈ ∆ , ∆ := { ( t, s ) ∈ I × I : 0 ≤ s ≤ t ≤ T } , with U ( t, t ) =Id X , t ∈ I , for U ( t, r ) U ( r, s ) = U ( t, s ) , t, r, s ∈ I s ≤ r ≤ t, for with � If C ( t ) = C then T ( t − s ) := U ( t, s ) is a semigroup generated by C . � How to solve such evolution equations? Two ways: 1. Approximation of C ( t ) by piecewise constant operators C n ( t ) [Kato ’70]. Question U n ( t, s ) → U ( t, s ) ? 2. Lifting time-dependent problem to autonomous problem as a Cauchy problem on L p ( I , X ) [Howland, Evans, Neidhardt] → Extension problem Artur Stephan On evolution semigroups and Trotter product operator-norm estimates · · Workshop on Operator Theory and Krein Spaces, Wien, December 19-22, 2019 · Page 2 (15)

  4. Time-dependent problem to autonomous problem [Howland, Hagen’s PhD thesis 1979] General Idea: The non-autonomous Cauchy problem in X can be formulated as an autonomous Cauchy problem in the Banach space L p ( I , X ) , p ∈ ]1 , ∞ [ . Artur Stephan On evolution semigroups and Trotter product operator-norm estimates · · Workshop on Operator Theory and Krein Spaces, Wien, December 19-22, 2019 · Page 3 (15)

  5. Time-dependent problem to autonomous problem [Howland, Hagen’s PhD thesis 1979] General Idea: The non-autonomous Cauchy problem in X can be formulated as an autonomous Cauchy problem in the Banach space L p ( I , X ) , p ∈ ]1 , ∞ [ . One-to-one-correspondence: Evolution generator K and solution operators U ( t, s ) : (e − τ K f )( t ) = ( U ( τ ) f )( t ) := U ( t, t − τ ) χ I ( t − τ ) f ( t − τ ) , f ∈ L p ( I , X ) . � Question: How do we find the right evolution generator? ∂t , dom( D 0 ) = { f ∈ W 1 ,p ( I , X ) : f (0) = 0 } : ∂ � Simplest evolution generator D 0 = (e − τ D 0 f )( t ) = χ I ( t − τ ) f ( t − τ ) , f ∈ L p ( I , X ) . corresponds to U ( t, s ) = Id X . � Operators { C ( t ) } t ∈ I on X define induced multiplication operator ( C , dom( C )) on L p ( I , X ) by ( C f )( t ) := C ( t ) f ( t ) , for t ∈ I, dom( C ) := { f ∈ L p ( I , X ) : f ( t ) ∈ dom( C ( t )) , t �→ C ( t ) f ( t ) ∈ L p ( I , X ) } . � Define ˜ K = D 0 + C , dom( ˜ K ) = dom( D 0 ) ∩ dom( C ) ⊂ L p ( I , X ) � Under suitable conditions K = ˜ K is the right evolution generator Artur Stephan On evolution semigroups and Trotter product operator-norm estimates · · Workshop on Operator Theory and Krein Spaces, Wien, December 19-22, 2019 · Page 3 (15)

  6. Looking for evolution generators � Define ( − D 0 generates the shift-semigroup) K = D 0 + C , dom( ˜ ˜ K ) = dom( D 0 ) ∩ dom( C ) ⊂ L p ( I , X ) , � Usually it is hard to answer, whether an extension of ˜ K is an evolution generator � Fact: If ˜ K is an evolution operator (has a good domain), is closable in L p ( I , X ) with closure K which is a generator, then the non-autonomous Cauchy problem has a unique solution operator on I . � ( U ( τ ) f )( t ) = U ( t, t − τ ) χ I ( t − τ ) f ( t − τ ) is a semigroup and ∂ ∂τ U ( τ ) = − ∂ s U ( · , · − τ ) χ I ( · − τ ) f ( · − τ ) + U ( · , · − τ ) ∂ τ ( χ I ( · − τ ) f ( · − τ )) ⇒ ∂ ∂τ U ( τ ) | τ =0 = C ( · ) f + D 0 f � Problem: D 0 is a bad operator. Need some good properties of C for the perturbation and extension problem! Artur Stephan On evolution semigroups and Trotter product operator-norm estimates · · Workshop on Operator Theory and Krein Spaces, Wien, December 19-22, 2019 · Page 4 (15)

  7. Approximation of solution operators � Assume, we know that there is a solution. How can the solution operator be approximated? � Assumption: C ( t ) = A + B ( t ) (e.g. A = − ∆ and B ( t ) is a time-dependent potential) Artur Stephan On evolution semigroups and Trotter product operator-norm estimates · · Workshop on Operator Theory and Krein Spaces, Wien, December 19-22, 2019 · Page 5 (15)

  8. Approximation of solution operators � Assume, we know that there is a solution. How can the solution operator be approximated? � Assumption: C ( t ) = A + B ( t ) (e.g. A = − ∆ and B ( t ) is a time-dependent potential) Theorem (T.Ichinose, H.Tamura ’98) For given positive self-adjoint operators A and B ( t ) on the Hilbert space H satisfying: 1. There is α ∈ [0 , 1) , independent of t ∈ I , such that dom( A α ) ⊂ dom( B ( t )) and the operator B ( t ) A − α : H → H is uniformly bounded, and 2. There is a constant L > 0 such that || A − α ( B ( t ) − B ( s )) A − α || ≤ L | t − s | Then, C ( t ) = A + B ( t ) with domain dom( C ( t )) = dom( A ) and generates contraction propagators { U ( t, s ) } 0 ≤ s ≤ t ≤ T which can be uniformly estimated by n � ln( n ) � � e − t/nA e − t/nB ( jt/n ) || = O || U ( t, 0) − . n j =1 Artur Stephan On evolution semigroups and Trotter product operator-norm estimates · · Workshop on Operator Theory and Krein Spaces, Wien, December 19-22, 2019 · Page 5 (15)

  9. Approximation of solution operators � Assume, we know that there is a solution. How can the solution operator be approximated? � Assumption: C ( t ) = A + B ( t ) (e.g. A = − ∆ and B ( t ) is a time-dependent potential) Theorem (T.Ichinose, H.Tamura ’98) For given positive self-adjoint operators A and B ( t ) on the Hilbert space H satisfying: 1. There is α ∈ [0 , 1) , independent of t ∈ I , such that dom( A α ) ⊂ dom( B ( t )) and the operator B ( t ) A − α : H → H is uniformly bounded, and 2. There is a constant L > 0 such that || A − α ( B ( t ) − B ( s )) A − α || ≤ L | t − s | Then, C ( t ) = A + B ( t ) with domain dom( C ( t )) = dom( A ) and generates contraction propagators { U ( t, s ) } 0 ≤ s ≤ t ≤ T which can be uniformly estimated by n � ln( n ) � � e − t/nA e − t/nB ( jt/n ) || = O || U ( t, 0) − . n j =1 Question: Is this an operator-norm convergence of a Trotter product formula? Artur Stephan On evolution semigroups and Trotter product operator-norm estimates · · Workshop on Operator Theory and Krein Spaces, Wien, December 19-22, 2019 · Page 5 (15)

  10. The Trotter product formula in the strong topology u ( t ) = − Au ( t ) − Bu ( t ) , u (0) = u 0 ∈ X, t ∈ I ˙ Theorem (Classical Trotter product formula, Trotter ’59) Let A and B be two generators on X generating contraction semigroups. If the sum C = A + B is a generator, then its semigroup is given by the Trotter product formula e − tC x = lim n →∞ [e − t/nA e − t/nB ] n x, with uniform convergence compact intervals [0 , T ] . Artur Stephan On evolution semigroups and Trotter product operator-norm estimates · · Workshop on Operator Theory and Krein Spaces, Wien, December 19-22, 2019 · Page 6 (15)

  11. The Trotter product formula in the strong topology u ( t ) = − Au ( t ) − Bu ( t ) , u (0) = u 0 ∈ X, t ∈ I ˙ Theorem (Classical Trotter product formula, Trotter ’59) Let A and B be two generators on X generating contraction semigroups. If the sum C = A + B is a generator, then its semigroup is given by the Trotter product formula e − tC x = lim n →∞ [e − t/nA e − t/nB ] n x, with uniform convergence compact intervals [0 , T ] . Aim: � Want to apply Trotter product on L p ( I , X ) for A and B � Want to show that the Trotter product converges in operator-norm which can be estimated Artur Stephan On evolution semigroups and Trotter product operator-norm estimates · · Workshop on Operator Theory and Krein Spaces, Wien, December 19-22, 2019 · Page 6 (15)

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