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Offic e o f the I nspe c to r Ge ne ra l o f Ne b ra ska Child We lfa re Julie L . Rog e r s, Inspe c tor Ge ne r a l of Ne br a ska Child We lfa r e Sta te Ca pito l P.O. Bo x 94604 L inc o ln, NE 68509-4604 402-471-4211 T o


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SLIDE 1

Offic e o f the I nspe c to r Ge ne ra l

  • f Ne b ra ska Child

We lfa re

Julie L . Rog e r s, Inspe c tor Ge ne r a l of Ne br a ska Child We lfa r e

Sta te Ca pito l P.O. Bo x 94604 L inc o ln, NE 68509-4604 402-471-4211 T

  • ll F

re e - 855-460-6784

  • ig .le g islature .ne .g o v
  • ig @ le g .ne .g o v

Pho to b y Mic ha e l Sa ue rs, lic e nse d b y CC 2.0

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SLIDE 2

Ove rvie w of the OIG

 Cre a te d b y the L

e g isla ture in 2012

 One o f 18 re c o mme nda tio ns o f a study o f c hild we lfa re priva tiza tio n - L

R 37 (2011)

 “…to e nha nc e a c c o unta b ility a nd fa c ilita te re fo rm in the c hild we lfa re syste m.”

 Ove rsig ht o f DHHS e mplo ye e s a nd c o ntra c to rs

 Ho use d in the le g isla tive b ra nc h, within the Omb udsma n’ s o ffic e  Jurisdic tio n e xpa nde d in 2015 to inc lude juve nile justic e a g e nc ie s a nd c o ntra c to rs:

 Juve nile Pro b a tio n  Ne b ra ska Co mmissio n o n L

a w E nfo rc e me nt a nd Crimina l Justic e

 Juve nile De te ntio n  Juve nile Dive rsio n

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SLIDE 3

Role of the OIG

 Co nduc t c o nfide ntia l, inde pe nde nt inve stig a tio ns a nd re vie ws o f

c hild we lfa re a nd juve nile justic e o pe ra tio ns

 I

nve stig a te de a ths a nd se rio us injury to c hildre n

 L

  • o k into a lle g a tio ns o f misc o nduc t a nd vio la tio ns o f la w b y individua ls a nd

a g e nc ie s se rving c hildre n a nd fa milie s

 I

de ntify syste mic issue s a nd ne e de d po lic y c ha ng e s

 Assist in impro ving a g e nc y a nd syste m o pe ra tio ns a nd o utc o me s

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SLIDE 4

Assoc ia tion of Inspe c tors Ge ne ra l Co

Va lue s

 Ho ne sty  I

nte g rity

 T

rustwo rthine ss

 I

nde pe nde nc e

 Co nfide ntia lity  Pro mo ting :

 Ac c o unta b ility  T

ra nspa re nc y

 Go o d Go ve rnme nt  Hig h Pe rfo rma nc e “...T he pub lic e xpe c ts OI Gs to ho ld g o ve rnme nt

  • ffic ial ac c o untab le ...and to pre ve nt, de te c t,

ide ntify, e xpo se and e liminate fraud, ...ille g al ac ts and ab use . T his pub lic e xpe c tatio n is b e st se rve d b y inspe c to rs g e ne ral whe n the y fo llo w the b asic princ iple s o f inte g rity, o b je c tivity, inde pe nde nc e , c o nfide ntiality, pro fe ssio nalism, c o mpe te nc e , c o urag e , trust, ho ne sty, fairne ss, fo rthrig htne ss, pub lic ac c o untab ility and re spe c t...”

  • - Sta te me nt o f Princ iple s fo r Offic e s o f Inspe c to r Ge ne ra l,

Asso c ia tio n o f Inspe c to rs Ge ne ra l

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SLIDE 5

OIG Ope ra tions

 Critic a l I

nc ide nt Re vie ws

 Co mpla int Re vie ws  I

nve stig a tio ns

 Re po rts

 I

ndividua l I nve stig a tio ns

 Annua l Re po rt  Juve nile Ro o m Co nfine me nt

I n F Y 2015-2016, the OI G re c e ive d 577 c a se s:

 385 c ritic a l inc ide nts (22 de a ths,

20 se rio us injurie s)

 155 c o mpla ints  24 re po rts o r re q ue sts fo r

info rma tio n

 13 g rie va nc e re po rts fro m DHHS

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SLIDE 6

OIG Ope ra tions, F Y 15- 16

 T

he OI G c o mple te d:

 I

nve stig a tio ns into 22 de a ths o r se rio us injurie s o f syste m-invo lve d c hildre n a nd 4 de a ths in lic e nse d c hild c a re fa c ilitie s;

Se rio us I

njury a fte r 11 Re po rts o f Physic a l Ab use

De a th o r Se rio us I

njury a fte r a Child Ma ltre a tme nt I nve stig a tio n (11 c hildre n)

Sudde n Une xpe c te d I

nfa nt De a ths (11 c hildre n)

Suic ide s o f Sta te Wa rds (2 c hildre n) De a th o f Yo uth Jo intly Se rve d b y DHHS & Pro b a tio n

 An inve stig a tio n into de te rio ra ting c o nditio ns a nd vio la tio ns o f la w a t YRT

C- K e a rne y

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SLIDE 7

OIG Ope ra tions, F Y 15- 16

 T

he OI G issue d 30 re c o mme nda tio ns – 26 to DHHS, 4 to Pro b a tio n – re la te d to :

 Ca se lo a d a nd Wo rklo a d fo r Ca se wo rke rs a nd Othe r Sta ff  Stre ng the ning the Wo rkfo rc e – Spe c ia liza tio n a nd T

ra ining

 Co o rdina tio n b e twe e n Ag e nc ie s Se rving Childre n  E

nha nc e me nts to I nte rna l a nd E xte rna l Pe rfo rma nc e Mo nito ring

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SLIDE 8

Inve stigation: Se r ious Injur y Afte r 11 Re por ts of Physic al Abuse

Ca se Sc e na r io: A 4-ye a r-o ld , who se fa mily ha d re c e ntly a g re e d to pa rtic ipa te in a vo lunta ry c hild we lfa re c a se ,

wa s a d mitte d to the ho spita l with a skull fra c ture a nd b ruising a ll o ve r his b o d y. T he sub se q ue nt inve stig a tio n re ve a le d tha t his fa the r wa s re spo nsib le a nd ha d re pe a te d ly physic a lly a b use d

  • him. In the six mo nths b e fo re the injury, the Ho tline ha d re c e ive d 11 re po rts o f a lle g e d physic a l a b use o f the 4-

ye a r-o ld b y his fa the r, five o f whic h we re inve stig a te d b y DHHS, la w e nfo rc e me nt, o r b o th.

T he OIG’s Inve stig a tion F

  • und:

T he Ho tline ma d e e rro rs tha t e ithe r d e la ye d o r pre ve nte d injurie s fro m b e ing a sse sse d .

Me d ic a l info rma tio n wa s re pe a te d ly misinte rpre te d b y DHHS a nd la w e nfo rc e me nt, le a d ing the m to d ismiss the c hild ’ s re c urring injurie s.

Inve stig a tio ns into the po ssib le a b use we re fla we d . K e y e vid e nc e wa s no t g a the re d , inc lud ing pho to g ra phs

  • f the c hild ’ s injurie s. Inte rvie ws we re no t a ppro pria te ly c o nd uc te d .

DHHS sta ff d id no t fully re ly o n the ir a sse ssme nt to o l to g uid e d e c isio ns a b o ut c hild sa fe ty.

A slo w tra nsitio n to o ng o ing c a se ma na g e me nt me a nt tha t e ve n tho ug h a c a se wa s o pe n whe n the c hild ’ s se rio us injury o c c urre d , no suppo rts o r se rvic e s we re b e ing pro vid e d to the fa mily.

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SLIDE 9

Re c omme ndations: Se r ious Injur y Afte r 11 Re por ts of Physic al Abuse

Ba se d o n the finding s in its inve stig a tio n, the OI G re c o mme nde d:

Imple me nt tra ining o n the me d ic a l a spe c ts o f c hild a b use .

Ad o pt po lic y o n pho to g ra phing injurie s d uring Initia l Asse ssme nt.

De ve lo p a d d itio na l, spe c ia lize d tra ining fo r Initia l Asse ssme nt sta ff.

F urthe r d e fine pro c e ss fo r utilizing c hild a d vo c a c y c e nte rs b y Initia l Asse ssme nt.

Upd a te a nd pro vid e a d d itio na l d e ta il o n re spo nse prio rity d e finitio ns a t the Ho tline .

Co nd uc t a n a na lysis to d e te rmine whe the r supe rviso ry sta ffing a t the Ho tline is a d e q ua te .

E xpa nd q ua lity a ssura nc e a nd c o ntinuo us q ua lity impro ve me nt (CQI) a t the Ho tline . DHHS a c c e pte d a ll re c o mme nd a tio ns.

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SLIDE 10

Inve stig a tion: De a th a nd Se rious Injury F

  • llowing Child Ma ltre a tme nt

Inve stig a tions

Case Sc e nario: Be twe e n July 2013 a nd June 2015, 2 de a ths a nd 9 se rio us injurie s fo llo wing a

c hild ma ltre a tme nt inve stig a tio n we re re po rte d to the OI G. Afte r e a c h o f the DHHS inve stig a tio ns (a lso c a lle d I nitia l Asse ssme nts), no c a se wa s o pe ne d to o ffe r o ng o ing se rvic e s to the fa milie s. I n a ll o f the c a se s, the injurie s we re c a use d b y a b use

  • r ne g le c t. T

he OI G e xa mine d e a c h c a se a nd a lso ide ntifie d tre nds a nd la rg e r issue s.

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SLIDE 11

F indings: De ath and Se r ious Injur y F

  • llowing Child

Maltr e atme nt Inve stigations

T he OIG’s Inve stigation F

  • und:

Childre n a g e 3 a nd unde r we re the vic tims in e ve ry c a se . T he OI G fo und spe c ific c ha lle ng e s whic h limite d the e ffe c tive ne ss o f I nitia l Asse ssme nts with ve ry yo ung c hildre n.

Physic a l a b use b y the c hild’ s fa the r o r mo the r’ s ma le pa rtne r wa s the c a use o f injury in the ma jo rity o f c a se s. Asse ssme nt o f the pe rpe tra to rs wa s o fte n limite d b e fo re the de a th o r se rio us injury.

Ha lf o f the fa milie s sc o re d a s hig h risk fo r future a b use o r ne g le c t b y DHHS. Ho we ve r, e ve n tho se tha t sc o re d a s mo de ra te risk ha d sig nific a nt risk fa c to rs fo r a b use a nd ne g le c t pre se nt.

Mo st c hildre n injure d live d in rura l c o mmunitie s, whic h impa c te d I nitia l Asse ssme nt pra c tic e a nd fa milie s’ a c c e ss to re so urc e s.

I n ha lf o f the c a se s, the Ho tline re c e ive d a n a dditio na l c a ll b e twe e n the I nitia l Asse ssme nt c lo sing a nd the de a th o r se rio us injury. E rro rs we re ma de tha t limite d DHHS’ a b ility to a ppro pria te ly sc re e n c a lls.

E ve ry inve stig a tio n c o nduc te d b e fo re a de a th o r se rio us injury invo lve d la w e nfo rc e me nt, me dic a l pro fe ssio na ls, o r b o th. Po o r c o o rdina tio n with o r po o r pra c tic e b y the se e ntitie s c o ntrib ute d to b a d o utc o me s in ma ny c a se s.

I nitia l Asse ssme nt po lic y a nd pro c e dure we re no t c o nsiste ntly fo llo we d. Re q uire d do c ume nta tio n wa s no t g a the re d a nd inte rvie ws with ke y c o lla te ra l c o nta c ts did no t o c c ur.

I nitia l Asse ssme nt a nd mixe d c a se lo a ds do no t c o mply with sta te la w. Hig h c a se lo a ds ne g a tive ly impa c t the a b ility to do tho ro ug h, q ua lity wo rk a nd fo llo w DHHS po lic y.

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SLIDE 12

Re c omme nda tions: De a th a nd Se rious Injury F

  • llowing Child Ma ltre a tme nt

Inve stig a tions

Ba se d o n the finding s in its inve stig a tio n, the OI G re c o mme nde d:

Inc re a se the Initia l Asse ssme nt wo rkfo rc e to c o mply with Ne b ra ska la w o n c a se lo a d sta nd a rd s.

T a ke ste ps to wa rd g re a te r Initia l Asse ssme nt wo rkfo rc e spe c ia liza tio n a nd e xpe rie nc e .

Co ntra c t with a n ind e pe nd e nt e ntity to pe rfo rm a va lid a tio n stud y o f Ne b ra ska ’ s SDM Risk Asse ssme nt instrume nt.

Ga the r a nd a na lyze a d d itio na l d a ta o n the pre va le nc e o f pe d ia tric a b usive he a d tra uma a nd upd a te sha ke n b a b y synd ro me ma te ria ls d istrib ute d b y the Divisio n o f Pub lic He a lth.

Inc re a se the c a pa c ity fo r the CF S wo rkfo rc e to pa rtic ipa te in pe d ia tric a b usive he a d tra uma pre ve ntio n e ffo rts.

Inc re a se the numb e r o f supe rviso rs a t the Child Ab use a nd Ne g le c t Ho tline a nd a sse ss Ho tline wo rklo a d a nd o ng o ing tra ining a nd supe rvisio n.

E nha nc e d a ta a va ila b le o n Initia l Asse ssme nt a nd mixe d c a se lo a d s a t Ce ntra l Offic e a nd ma ke this info rma tio n pub lic a lly a va ila b le o n a mo nthly b a sis.

Co lle c t d a ta o n hig h a nd ve ry-hig h risk c a se s tha t d o no t a c c e pt se rvic e s a nd imple me nt mo re pro mising a ppro a c he s to fa mily e ng a g e me nt.

Re struc ture the Child re n’ s Justic e Ac t (CJA) ta skfo rc e to e nsure the re is a wo rking g ro up fo c use d o n impro ving c hild a b use inve stig a tio ns, e spe c ia lly multid isc iplina ry inve stig a tio ns. E nha nc e mo nito ring o n ho w CJA fund s a re spe nt to e nsure the y a re a d d re ssing syste mic g a ps in c hild a b use inve stig a tio ns. DHHS a c c e pte d a ll re c o mme nd a tio ns.

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SLIDE 13

Inve stig a tion: De te riora ting Conditions a t YRT C- Ke a rne y

Case Sc e nar io: During the 2015-16 fisc a l ye a r, the OI

G e xpe rie nc e d a mo re tha n 300 pe rc e nt inc re a se in c o mpla ints a nd c ritic a l inc ide nts re la te d to the Yo uth Re ha b ilita tio n a nd T re a tme nt Ce nte r-K e a rne y (YRT C-K ), Ne b ra ska ’ s re side ntia l fa c ility fo r b o ys in the juve nile justic e syste m. T he inve stig a tio n fo c use d o n the a dministra tive o ve rsig ht a nd de c isio n-ma king tha t a llo we d a de te rio ra tio n o f c o nditio ns a nd vio la tio ns o f sta te la w a t YRT C-K to g o unc he c ke d while the fa c ility wa s witho ut a full-time a dministra to r.

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SLIDE 14

F indings: De te r ior ating Conditions at YRT C- Ke ar ne y

T he OIG’s Inve stig a tion F

  • und:

 K

e y da ta me a sure s sig nific a ntly wo rse ne d while YRT C-K wa s witho ut a full-time a dministra to r;

 T

he de c isio n to re mo ve the prio r fa c ility a dministra to r wa s ma de ha stily a nd unde r o utside pre ssure , witho ut a de q ua te c o nside ra tio n fo r the impa c t it mig ht ha ve o n the yo uth a nd fa c ility;

 T

he re wa s no a ppro pria te pla n in pla c e fo r ho w YRT C-K wo uld o pe ra te unde r inte rim a dministra tio n;

 T

he Offic e o f Juve nile Se rvic e s (OJS) Administra to r wa s no t a b le to fulfill jo b dutie s re la te d to YRT C-K , le a ving the fa c ility witho ut a ppro pria te o ve rsig ht;

 Ce ntra l Offic e a dministra to rs we re una wa re o f the spe c ific s o f pro g ra ms a nd pla nning a t YRT

C- K tha t we re unla wful a nd pro duc ing ne g a tive o utc o me s fo r yo uth; a nd

 Yo uth a t YRT

C-K , e spe c ia lly tho se living fulltime in the Dic kso n Unit, we re c o ntinua lly sub je c t to c o nditio ns tha t we re no t c o mplia nt with Ne b ra ska la w.

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SLIDE 15

Re c omme ndations: De te r ior ating Conditions at YRT C- Ke ar ne y

Ba se d o n the finding s in its inve stig a tio n, the OI G re c o mme nde d:

 Ma ke the OJS Administra to r a F

ull-time Po sitio n

 Clo se o r Appro pria te ly Re struc ture F

ull-time Se c ure Ca re Pro g ra m in Dic kso n, D5

 De ve lo p Co ntinuo us Qua lity I

mpro ve me nt Pro c e ss L e d b y Ce ntra l Offic e

 De ve lo p a nd imple me nt a c o mpre he nsive Stra te g ic Sta ffing Pla n a t YRT

C-K

 Dig ita lize Re c o rds

DHHS a c c e pte d 4 o f 5 re c o mme nda tio ns.

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SLIDE 16

Re fe rra ls to the OIG

 Wa lk-I

ns o r Appo intme nts

 E

ma il: OI G@ le g .ne .g o v

 Online c o mpla int fo rm: o ig .le g isla ture .ne .g o v  Pho ne : 402-471-4211 o r 855-460-6784

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SLIDE 17

T hank You! Que stions?

Co nta c t o ur o ffic e : I nspe c to r Ge ne ra l o f Ne b ra ska Child We lfa re 1327 H St, Suite 306 402-471-4211

  • ig @ le g .ne .g o v