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New materials for high- - New materials for high efficiency spin- -polarized polarized efficiency spin electron source electron source A. Janotti Metals and Ceramics Division, Oak Ridge National Laboratory, TN In Collaboration with S.-H.


  1. New materials for high- - New materials for high efficiency spin- -polarized polarized efficiency spin electron source electron source A. Janotti Metals and Ceramics Division, Oak Ridge National Laboratory, TN In Collaboration with S.-H. Wei, National Renewable Energy Laboratory, CO Work supported by Basic Energy Sciences- DOE O AK R IDGE N ATIONAL L ABORATORY U. S. D EPARTMENT OF E NERGY

  2. Outline Outline • Generating spin-polarized electrons from semiconductors using near-band-edge photo-excitation •GaAs, GaAsP, and SL’s as SPES •CuPt-ordered semiconductor alloys •Chalcopyrites I-III-VI 2 and II-IV-V 2 •How to improve the spin polarization •CuAu-ordered AgGaSe 2 as an high quality spin-polarized electron source

  3. High-quality spin-polarized electron source • High spin polarization • High quantum efficiency • High Reliability Applications: • Atomic physics • Condensed-matter physics • Nuclear physics • High-energy particle physics

  4. Seminal Works: GaAs GaAs as SPES (1976) as SPES (1976) Seminal Works: Photoemission of spin-polarized electron from GaAs Pierce, D.T. & Meier, F. Physical Review B 13 , 5484 (1976). Laboratorium für Festkörperphysik, Eidgenössische Technische Hochschule, CH 8049, Zürich, Switzerland Source of Spin-Polarized Electrons from GaAs Pierce, D.T. , Meier, F. & Siegmann U.S. Patent 3,968,376, issued July 6, 1976 .

  5. GaAs as SPES revolutionized the study of spin as SPES revolutionized the study of spin- - GaAs dependent phenomena dependent phenomena Spin-orbit interaction Interaction of the spin of the electron with its own orbital angular momentum Polarized electron scattering from a W(100) surface Exchange interaction Consequence of Pauli principle Surface Magnetization of Ferromagnetic Ni(110)

  6. GaAs as SPES revolutionized the study of spin as SPES revolutionized the study of spin- -dependent dependent GaAs Spin-orbit interaction phenomena phenomena Interaction of the spin of the electron with its own orbital angular momentum Polarized electron scattering from a W(100) surface Phys. Rev. Lett. 42, 1349 (1979) Symmetry in Low-Energy-Polarized-Electron Diffraction G. -C. Wang, B. I. Dunlap, R. J. Celotta, and D. T. Pierce National Bureau of Standards, Washington, D. C. 20234

  7. GaAs as SPES revolutionized the study of spin as SPES revolutionized the study of spin- -dependent dependent GaAs phenomena phenomena Exchange interaction Consequence of Pauli principle Phys. Rev. Lett. 43, 728 (1978) Surface Magnetization of Ferromagnetic Ni(110): A Polarized Low-Energy Electron Diffraction Experiment R. J. Celotta, D. T. Pierce, and G. -C. Wang National Bureau of Standards, Washington, D. C. 20234 S. D. Bader and G. P. Felcher Argonne National Laboratory, Argonne, Illinois 60439

  8. Although GaAs is an efficient photoemitter, Although GaAs is an efficient photoemitter, the maximum spin polarization of the emitted the maximum spin polarization of the emitted electrons electrons is limited to 50%. is limited to 50%. GaAs T < 10 K

  9. Nowadays, most of the sources are still still based on based on GaAs GaAs Nowadays, most of the sources are and related materials and related materials Polarized Gas Targets and Polarized Beams, 7 th International Workshop, Urbana, IL 1997 Many important research institutes have a significant amount of the approved scientific projects based on polarized electron beams, and many of these experiments require high polarization (~80%). SLAC in Stanford, CA - USA Jefferson Lab. in Newport News, VA - USA NIKHEF in Amsterdam, Netherlands MIT-Bates in Middleton, MA –USA MAMI in Mainz, Germany

  10. • Generating spin Generating spin- -polarized electrons from polarized electrons from • semiconductors using near- -band band- -edge edge semiconductors using near photo- -excitation excitation photo

  11. Schematic diagram of near-gap optical transition for circularly polarized light ∆ SO = 0 ∆ CF = 0 P = 0 (1/2, -1/2) (1/2, 1/2) ↓ − ↑ I I σ + E g = 3 P 2 1 ↓ + ↑ I I (3/2, -3/2)(1/2, -1/2) (3/2, -1/2)(3/2, 1/2)(1/2, 1/2)(3/2, 3/2) ∆ SO > 0 ∆ CF = 0 P = 1/2 2 I = Ψ f H int Ψ (1/2, -1/2) (1/2, 1/2) i σ + E g 3 1 (3/2, -3/2) (3/2, -1/2) (3/2, 1/2) (3/2, 3/2) (1/2, -1/2) (1/2, 1/2) = + H X iY for σ + light int ∆ SO > 0 ∆ CF > 0 P = 1 (1/2, -1/2) (1/2, 1/2) Ideal material for SPES application E g σ + 3 • Direct band gap (3/2, -3/2) (3/2, 3/2) • Large spin-orbit splitting (3/2, -1/2) (3/2, 1/2) (1/2, -1/2) (1/2, 1/2) • Large and positive crystal field splitting

  12. Collecting the spin-polarized electrons “The art of activating GaAs photocatodes” Negative electron affinity condition

  13. Ideal material for SPES application •Direct band gap •Large spin-orbit splitting •Large and positive crystal field splitting

  14. Substantial effort have been made to break GaAs Substantial effort have been made to break GaAs 50% polarization 50% polarization limit limit Strained materials • GaAsP grown on GaAs • GaAs grown on InGaAs • GaAsP/GaAs superlattice • CuPt-ordered GaAsP and InGaAs alloys Chalcopyrites • I-III-VI 2 CuInSe 2 , CuGaSe 2 , AgGaSe 2 , AgGaS 2 • II-IV-V 2 ZnGeP 2 , ZnGeAs 2 , CdGeP 2 , CdGeAs 2 ,

  15. Spin-polarized electron from strained SL Drescher et al., Appl. Phys. A 63 , 203 (1996) • Large crystal field splitting requires large strain • Reduced critical layer thickness lead to low quantum efficiency

  16. Spin-polarized electron from strained SL • Large crystal field splitting requires large strain • Reduced critical layer thickness lead to low quantum efficiency

  17. Spin- -polarized electron from ordered polarized electron from ordered Spin alloy alloy Disordered CuPt-ordered ordering S.-H. Wei, in Polarized Gas Target and Beams Workshop (1998). c Γ c 6 Γ 6 v E g Γ CuPt ordered semiconductor alloy v , 5 4 Γ K 8 K is unstable in the bulk, ∆ v E Γ 12 the degree of ordering and ∆ E 12 are 6 ∆ small 0 v Γ v 7 Γ 6 T d C 3v

  18. Spin- -polarized electron from ternary compounds polarized electron from ternary compounds Spin L. S. Cardman, Nuclear Phys. A 546 , 317c (1992). Chalcopyrite Zincblende Non spin-orbit Spin-orbit Γ 1 Γ 1 Γ 6 Conduction band A B C Γ 4 Γ 7 E 1 Γ 15 ∆ CF Γ 6 Valence Γ 5 E 2 band Γ 7 All the chalcopyrites have negative or zero crystal field splitting

  19. Schematic diagram of near-gap optical transition for circularly polarized light ∆ SO = 0 ∆ CF = 0 P = 0 (1/2, -1/2) (1/2, 1/2) ↓ − ↑ I I σ + E g = 3 P 2 1 ↓ + ↑ I I (3/2, -3/2)(1/2, -1/2) (3/2, -1/2)(3/2, 1/2)(1/2, 1/2)(3/2, 3/2) ∆ SO > 0 ∆ CF = 0 P = 1/2 2 I = Ψ f H int Ψ (1/2, -1/2) (1/2, 1/2) i σ + E g 3 1 (3/2, -3/2) (3/2, -1/2) (3/2, 1/2) (3/2, 3/2) (1/2, -1/2) (1/2, 1/2) = + H X iY for σ + light int ∆ SO > 0 ∆ CF > 0 P = 1 (1/2, -1/2) (1/2, 1/2) E g σ + 3 (3/2, -3/2) (3/2, 3/2) (3/2, -1/2) (3/2, 1/2) (1/2, -1/2) (1/2, 1/2)

  20. Spin- -polarized electron from ternary compounds polarized electron from ternary compounds Spin All the chalcopyrites have negative or zero crystal field splitting

  21. Substantial effort have been made to break GaAs Substantial effort have been made to break GaAs 50% polarization 50% polarization limit limit Strained materials • GaAsP grown on GaAs • GaAs grown on InGaAs Reduced critical layer thickness Poor material quality Low quantum efficiency Chalcopyrites • I-III-VI 2 • II-IV-V 2 Negative or zero crystal field splitting Low quantum efficiency

  22. Theoretical approach: Theoretical approach: Density Functional Theory Density Functional Theory “The total energy, including exchange and correlations, of an electron gas (even in the presence of a static external potential), is a unique functional of the electron density. The minimum value of the total energy functional is the ground-state energy of the system, and the density that yields this minimum value is the exact single- particle ground state density.” many-electron problem ⇔ set of self-consistent one electron equations

  23. Theoretical approach: Theoretical approach: Density Functional Theory Density Functional Theory Local Density Approximation:

  24. Theoretical approach: Theoretical approach: Density Functional Theory Density Functional Theory

  25. Self- -consistent loop for the calculation of consistent loop for the calculation of Self the total energy of a solid the total energy of a solid

  26. Theoretical approach: Density Functional Theoretical approach: Density Functional Theory - - Local Density Approximation Local Density Approximation Theory Equilibrium lattice constant Elastic constants Defects Surfaces Alloys High Pressure phases Earth’s core composition

  27. All the chalcopyrites have negative or zero crystal field splitting

  28. CuAu and Chalcopyrite crystal structure and Chalcopyrite crystal structure CuAu Chalcopyrite CuAu c/2 u c u a a η CH = c/(2a) η CuAu = c/a η CuAu =2/(3 η CH -1) CH: c and u are in perpendicular directions ∆ a = a CH – a CuAu ≈ 5/6 (1- η CH ) a CH CuAu: c and u are in the same direction

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